VIRGINIA EMERSON HOPKINS, District Judge.
Plaintiff Ruby Lee Overstreet ("Ms. Overstreet") brings this action pursuant to 42 U.S.C. § 405(g), § 205(g) of the Social Security Act. She seeks review of a final adverse decision of the Commissioner of the Social Security Administration ("Commissioner" or "Secretary"), who denied her application for Disability Insurance Benefits ("DIB") and Supplemental Security Income ("SSI").
Ms. Overstreet was a 59-year-old female at the time of her hearing before the administrative law judge (hereinafter "ALJ"). (Tr. 14). She has a high school education. (Tr. 14). Her past work experiences include employment as a machine tender, a cashier, and a sandwich maker. (Tr. 108-16). Ms. Overstreet claims she became disabled on February 1, 2008, due to diabetes, kidney disease, obesity, and hypertension. (Tr. 11). Her last period of work ended on February 1, 2008. (Tr. 11).
Ms. Overstreet concurrently filed applications for SSI and for a period of DIB on March 27, 2008. (Tr. 74-78). Her claims were denied by the Regional Commissioner on April 23, 2008. (Tr. 40-48). Ms. Overstreet timely requested a hearing, which was held by video on December 17, 2009, in Birmingham, Alabama.
Ms. Overstreet filed her Complaint on April 11, 2011, which asks this court to review the ALJ's decision. (Doc. 1). This court has carefully considered the record and reverses the decision of the ALJ.
The court's review of the Commissioner's decision is narrowly circumscribed. The function of this court is to determine whether the decision of the Commissioner is supported by substantial evidence and whether proper legal standards were applied. Richardson v. Perales, 402 U.S. 389, 390 (1971); Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002). This court must "scrutinize the record as a whole to determine if the decision reached is reasonable and supported by substantial evidence." Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983). This court will determine that the ALJ's opinion is supported by substantial evidence if it finds "such relevant evidence as a reasonable person would accept as adequate to support a conclusion." Id. Substantial evidence is "more than a scintilla, but less than a preponderance." Id. Factual findings that are supported by substantial evidence must be upheld by the court. The ALJ's legal conclusions, however, are reviewed de novo, because no presumption of validity attaches to the ALJ's determination of the proper legal standards to be applied. Davis v. Shalala, 985 F.2d 528, 531 (11th Cir. 1993). If the court finds an error in the ALJ's application of the law, or if the ALJ fails to provide the court with sufficient reasoning for determining that the proper legal analysis has been conducted, the ALJ's decision must be reversed. Cornelius v. Sullivan, 936 F.2d 1143, 1145-46 (11th Cir. 1991).
To qualify for disability benefits and establish her entitlement for a period of disability, a claimant must be disabled as defined by the Social Security Act and the Regulations promulgated thereunder.
The Regulations provide a five-step process for determining whether a claimant is disabled. 20 C.F.R. § 404.1520(a)(4)(i-v). The Commissioner must determine in sequence:
Pope v. Shalala, 998 F.2d 473, 477 (7th Cir. 1993) (citing to former applicable C.F.R. section), overruled on other grounds by Johnson v. Apfel, 189 F.3d 561 (7th Cir. 1999); accord McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). "Once the claimant has satisfied steps one and two, she will automatically be found disabled if she suffers from a listed impairment. If the claimant does not have a listed impairment but cannot perform her work, the burden shifts to the Secretary to show that the claimant can perform some other job." Pope, 998 F.2d at 477; accord Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir. 1995). The Commissioner must further show that such work exists in the national economy in significant numbers. Id.
At step one, the ALJ found that Ms. Overstreet has not engaged in substantial gainful activity since February 1, 2008. (Tr. 11). At step two, he found that the medical evidence supported a finding that Ms. Overstreet's impairments of diabetes, kidney disease, obesity, and hypertension were considered "severe" according to 20 C.F.R. § 404.1520(c) and 416.920(c). (Tr. 11).
Ms. Overstreet's sole argument on this appeal is that this case should be reversed because the ALJ did not properly consider her age in applying the grids. (Doc. 12 at 2).
The grids require the ALJ to "consider [a claimant's] chronological age in combination with [his or her] residual functional capacity, education, and work experience" to determine vocational ability. 20 C.F.R. § 404.1563(a). However, in applying the grids, the Regulations provide that the Secretary "will not consider [a claimant's] ability to adjust to other work on the basis of [his or her] age alone"; instead, the Secretary is directed to "consider advancing age to be an increasingly limiting factor in the person's ability to make such an adjustment." Id. The Regulations set out the following age categories for use in applying the grid rules: a "younger person" is under age 50; a "person approaching advanced age" falls within the bracket of 50 to 54 years of age; and a "person of advanced age" is age 55 or older. Id. § 404.1563(c), (d), and (e). The Regulations further provide:
Id. § 404.1563(b) (emphasis added).
Here, Ms. Overstreet contends that her age qualified as a "borderline situation" and that the ALJ erroneously applied the grids in a mechanical fashion. Ms. Overstreet was born on May 17, 1960. At the time of the hearing before the ALJ on December 17, 2009, she was 49 years old. She was still 49 when the ALJ issued his written decision on December 21, 2009.
The ALJ's decision reflects that he analyzed Ms. Overstreet's age as of the date she claimed she became disabled rather than the hearing date or the date upon which his decision was rendered. (Tr. 14 ("The claimant was born on May 17, 1960 and was
The key question, therefore, is when the ALJ should measure the claimant's age for the purposes of applying the grids? This appears to be an open question in the Eleventh Circuit.
The court notes that the Commissioner's briefing likewise reflects the court's understanding that the ALJ's decision date is the governing date for measurement of Ms. Overstreet's age when applying the grid rules. (See Doc. 13 at 5 (measuring Plaintiff's age from "the time of [the ALJ's] decision" and "on the date of the [ALJ's] decision")). The Commissioner, however, maintains that the ALJ in this case did consider Ms. Overstreet's age as of the date of his decision. (Doc. 13 at 5 ("Thus, the ALJ's decision reflects that he recognized [Ms. Overstreet] was approaching age 50 but was still 49 (a younger person) at the time of his decision." (citing Tr. 15)). The court disagrees with that interpretation of the ALJ's decision because nowhere in his opinion did the ALJ express his consideration of Ms. Overstreet's age at the time of the hearing (49) or as of the date of his decision. Instead, the only explicit reference to Ms. Overstreet's age is when the ALJ described her as "47" when classifying her as a "younger individual" in application of the grid rules. (Tr. 14). The court will not read into the ALJ's opinion an implicit consideration that Ms. Overstreet "was approaching age 50" at the time of his decision, as the Commissioner seems to invite the court to do.
Therefore, despite the Commissioner's arguments to the contrary, the court finds that it is clear that the ALJ applied the wrong age in his grid analysis. At the time of the ALJ's decision, Ms. Overstreet was approximately five months away from her fiftieth birthday. Upon turning 50, Ms. Overstreet would have been classified as a "person closely approaching advanced age," which could have materially altered the ALJ's determination under the grids. Because the ALJ found Ms. Overstreet (at age 47) to be classified as a "younger individual," he applied Rule 201.21, which directed a finding of "not disabled." (Tr.15). However, it is significant to note that he did so without expressly making a finding on the transferability of Ms. Overstreet's job skills because that issue was immaterial to his application of Rule 201.21 (to be applied where skills are not transferable) versus Rule 201.22 (to be applied where skills are transferable), as both rules direct a finding of "not disabled." (Tr. 14 ("Transferability of job skills is
Hypothetically speaking, if Ms. Overstreet were found to qualify for the "person closely approaching advanced age" category, application of the relevant rules — Rule 201.14 or Rule 201.15 — could result in a finding of "disabled" (if her job skills are found to be not transferable) or "not disabled" (if her job skills are found to be transferable). Therefore, consideration of Ms. Overstreet's age is, at the least, a potentially dispositive issue that merits remand for further factual findings.
On remand, the ALJ should expressly consider (1) whether Ms. Overstreet's age at the time of his initial decision constituted a "borderline situation" as contemplated by the Regulations discussed in this opinion
Further, on remand, the parties should be mindful of the burden-shifting evidentiary framework set out by the Eleventh Circuit in Reeves:
Reeves v. Heckler, 734 F.2d 519, 525-26 (11th Cir. 1984) (footnote omitted) (emphasis added); see also Garner v. Heckler, 735 F.2d 1291, 1292 (11th Cir. 1984) (finding that the ALJ mechanically applied the grids to a claimant who was age 49 and 10 months at the time of the adjudication and remanding case to give claimant the opportunity to make a proffer under Reeves framework).
The Court concludes that the ALJ's determination that Ms. Overstreet is not disabled is not supported by substantial evidence because improper legal standards were applied in reaching this determination. The Commissioner's final decision is therefore due to be reversed and remanded, and a separate order consistent with this Memorandum Opinion will be entered.
Varley, 820 F.2d at 780-81. Absent any contrary authority from the Eleventh Circuit, this court agrees with the reasoning of both Crook and Varley.