ABDUL K. KALLON, District Judge.
Plaintiff Rebecca Kay Snow brings this action pursuant to Section 205(g) of the Social Security Act ("the Act"), 42 U.S.C. § 405(g), seeking review of the adverse decision of the Administrative Law Judge ("ALJ"), which has become the final decision of the Commissioner of the Social Security Administration ("SSA"). For the reasons stated below, the ALJ's decision, specifically his findings regarding the impact of carpal tunnel syndrome on Snow's ability to work, is not supported by substantial evidence. Therefore, the Commissioner's decision is remanded for further proceedings consistent with this opinion.
Snow filed her applications for Title II disability insurance benefits
The ALJ denied Snow's claim on August 30, 2012, (R. 9-29), which became the final decision of the Commissioner when the Appeals Council refused to grant review on April 26, 2012, (R. 1-7). Snow then
The only issues before this court are whether the record contains substantial evidence to sustain the ALJ's decision, see 42 U.S.C. § 405(g); Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir.1982), and whether the ALJ applied the correct legal standards, see Lamb v. Bowen, 847 F.2d 698, 701 (11th Cir.1988); Chester v. Bowen, 792 F.2d 129, 131 (11th Cir.1986). Title 42 U.S.C. §§ 405(g) and 1383(c) mandate that the Commissioner's "factual findings are conclusive if supported by `substantial evidence.'" Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir.1990). The district court may not reconsider the facts, reevaluate the evidence, or substitute its judgment for that of the Commissioner; instead, it must review the final decision as a whole and determine if the decision is "reasonable and supported by substantial evidence." See id. (citing Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)).
Substantial evidence falls somewhere between a scintilla and a preponderance of evidence; "[i]t is such relevant evidence as a reasonable person would accept as adequate to support a conclusion." Martin, 894 F.2d at 1529 (quoting Bloodsworth, 703 F.2d at 1239) (other citations omitted). If supported by substantial evidence, the court must affirm the Commissioner's factual findings even if the preponderance of the evidence is against the Commissioner's findings. See Martin, 894 F.2d at 1529. While the court acknowledges that judicial review of the ALJ's findings is limited in scope, it notes that the review "does not yield automatic affirmance." Lamb, 847 F.2d at 701.
To qualify for disability benefits, a claimant must show "the inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months." 42 U.S.C. § 423(d)(1)(A); 42 U.S.C. § 416(i)(I)(A). A physical or mental impairment is "an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrated by medically acceptable clinical and laboratory diagnostic techniques." 42 U.S.C. § 423(d)(3).
Determination of disability under the Act requires a five step analysis. 20 C.F.R. § 404.1520(a)-(f). Specifically, the Commissioner must determine in sequence:
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir.1986). "An affirmative answer to any of the above questions leads either to the next question, or, on steps three and five, to a finding of disability. A negative answer to any question, other than step three, leads to a determination of `not disabled.'" Id. at 1030 (citing 20 C.F.R. § 416.920(a)-(f)). "Once a finding is made that a claimant cannot return to prior work the burden shifts to the Secretary to show other work the claimant can do." Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir.1995) (citation omitted).
Id. However, medical evidence of pain itself, or of its intensity, is not required:
Elam v. R.R. Ret. Bd., 921 F.2d 1210, 1215 (11th Cir.1991) (parenthetical information omitted) (emphasis added). Moreover, "[a] claimant's subjective testimony supported by medical evidence that satisfies the pain standard is itself sufficient to support a finding of disability." Holt, 921 F.2d at 1223. Therefore, if a claimant testifies to disabling pain and satisfies the three part pain standard, the ALJ must find a disability unless the ALJ properly discredits the claimant's testimony.
Furthermore, when the ALJ fails to credit a claimant's pain testimony, the ALJ must articulate reasons for that decision:
Hale, 831 F.2d at 1012. Therefore, if the ALJ either fails to articulate reasons for refusing to credit the plaintiff's pain testimony, or if the ALJ's reasons are not supported by substantial evidence, the court must accept as true the pain testimony of the plaintiff and render a finding of disability. Id.
In performing the Five Step sequential analysis, the ALJ initially determined that Snow had not engaged in substantial gainful activity since the date of her application, and therefore met Step One. (R. 14). Next, the ALJ acknowledged that Snow's severe impairments of diabetes mellitus, hypertension, coronary artery disease, obesity, carpal tunnel syndrome, degenerative disc disease in the lumber and cervical spine, depression, and panic disorder met Step Two. Id. The ALJ then proceeded to the next step and found that Snow did not satisfy Step Three since she "does not
(R. 17). Lastly, in Step Five, the ALJ considered Snow's age, education, work experience, and RFC, and determined, based on the Medical Vocational Guidelines found in 20 C.F.R. Part 404, Subpart P, Appendix 2, section 201.27 and on the testimony of a vocational expert ("VE"), that "there are jobs that exist in significant numbers in the national economy that [Snow] can perform." (R. 22). Because the ALJ answered Step Five in the negative, he determined that Snow was not disabled. (R. 23).
The court now turns to Snow's contentions that (1) the ALJ erred by affording little weight to the opinions of Dr. John Goff, (2) the ALJ erroneously evaluated the report of Dr. Asad Chaudhary, (3) the ALJ's assessment of Snow's credibility applied improper standards and was not supported by substantial evidence, and (4) the ALJ's finding that Snow's impairments, as a whole, were not disabling was not supported by substantial evidence. The court will examine each contention in turn.
Snow first argues that the ALJ erred by affording little weight to the opinions of Dr. John Goff. Dr. Goff, a psychologist, examined Snow twice, in February 2005, (R. 526-34), and in October 2011, (R. 556-65). Dr. Goff conducted both exams at the request of Snow's attorneys in conjunction with Snow's applications for Social Security benefits. (R. 526, 556). During the 2011 examination
The ALJ gave Dr. Goff's opinion little weight. (R. 21). In reaching this conclusion, the ALJ noted that the limitations Dr. Goff attributed to Snow were not supported by the reports of two other psychologists who examined Snow. Id. Additionally, the ALJ found that the limitations Dr. Goff attributed to Snow were not supported by records from Indian Hills Mental Health Center, where Snow has received treatment since at least 2003, (R. 459), or by Snow's "presentation at the hearing," (R. 21). The ALJ noted that Snow's "testimony and presentation during her mental health treatment supports broad activities of daily living and higher level of function than indicated by Dr. Goff." Id.
The ALJ's decision to give little weight to Dr. Goff's opinion is supported by substantial evidence. As the ALJ noted, the significant functional limitations opined by Dr. Goff are inconsistent with reports prepared by psychologists Dr. Jerry Hart and Dr. Jerry Gragg, who examined Snow at the request of the Disability Determination Service. (R. 425, 522). Dr. Hart examined Snow in June 2004.
Dr. Gragg examined Snow in October 2010. (R. 425-427). During the examination, Snow told Dr. Gragg that she found her anti-depressants and anxiety medication "helpful," and, tellingly, that she was "seeking disability benefits based on physical issues." (R. 426). Dr. Gragg concluded that Snow was of "low average" intelligence. (R. 26). He diagnosed Snow with depressive disorder, which he noted seemed "to be reasonably well controlled with medications," and commented that "individuals who are suffering with depressive mood [] will often do better when they are goal directed and have tasks to
(R. 427). In sum, neither Dr. Hart nor Dr. Gragg's reports support a finding that Snow is functionally limited to the degree indicated by Dr. Goff.
The ALJ's decision to give little weight to Dr. Goff's opinions is also supported by records from the Indian Hills Mental Health Center, where Snow has received mental health treatment since at least 2003. Snow's treatment at Indian Hills consisted of biannual appointments to receive medication refills, (R. 53), and she did not participate in the center's counseling program, see, e.g., (R. 536). Indian Hills' records indicate that Snow routinely reported feeling "fine," (R. 414, 680) and denied feeling depressed, hopeless, or worthless or experiencing suicidal or homicidal ideations, (R. 414, 680, 686). Many of the records note that Snow was experiencing reduced signs and symptoms of depression, (R. 471, 546, 683), and some indicate that "medications manage all [her] symptoms," (R. 414, 537). This is not to say that Snow's mental health was unremarkable during the decade Indian Hills provided her with care. The records indicate that in 2003 she demonstrated an inability to cope with stress created by family problems (R. 461, 467, 468), that in recent years she has become preoccupied with her health (R. 686, 689), that health care professionals at Indian Hills believed Snow's "lack of social connectiveness" was a barrier to her treatment, see, e.g., (R. 546), and that on one occasion she reported experiencing auditory hallucinations, (R. 536). Nonetheless, as a whole, Snow's records from Indian Hills suggest that Snow's condition was well-controlled by medication. They do not indicate that Snow is functionally limited to the degree opined by Dr. Goff. In particular, they provide no support for the low level of cognitive functioning that informed many of Dr. Goff's limitations.
Snow's attempt to argue to the contrary are unavailing. Snow argues that Dr. Goff's opinion about the severity of Snow's symptoms is supported by Indian Hills' records because they indicate that she began receiving treatment for panic disorder with agoraphobia as early as 2003, that medication is only partially effective in treating her symptoms
Snow's argument that the ALJ impermissibly substituted his own judgement for that of an examining physician, doc. 7 at 19; doc. 9 at 6, is similarly unconvincing. Snow is correct that an ALJ may not arbitrarily substitute his own judgment for that of a medical professional. See Freeman v. Schweiker, 681 F.2d 727, 731 (11th Cir.1982). However, while Snow contends that the Commissioner takes "an unjustifiably narrow view of the concept of improper substitution of judgment," doc. 9 at 6, by arguing that the ALJ's actions were permissible because he "did not diagnose any conditions, provide treatment, or do anything ordinarily done by a doctor," id. (quoting doc. 8 at 13), Snow asks the court to take a similarly unjustifiably broad view of the concept of improper substitution of judgment and find that the ALJ improperly substituted his judgment for Dr. Goff's by "ignor[ing] testing administered by Dr. Goff and other data the neuropsychologist obtained during both evaluations and record reviews." Doc. 9 at 6. First, the ALJ did not "ignor[e]" Dr. Goff's test results and reports; as explained above, he considered them and gave valid reasons for affording them little weight. Second, were courts to find that ALJs impermissibly substitute their own opinions for those of medical experts any time ALJs reject the opinions of those medical experts, the ALJ's role in Social Security proceedings would be essentially meaningless. See Miles v. Chater, 84 F.3d 1397, 1401 (11th Cir. 1996) (describing the ALJ's duty to "carefully weigh the evidence, giving individualized
In sum, substantial evidence supports the ALJ's assessment that Dr. Goff's opinion conflicted with the rest of the record. Consequently, the ALJ did not err when he afforded little weight to Dr. Goff's opinion.
Snow next contends that the ALJ erroneously evaluated the report of Dr. Asad Chaudhary, a physician who examined Snow in October, 2010. The ALJ addressed Dr. Chaudhary's report as follows:
(R. 21) (internal citations omitted). The ALJ's statement that "[Dr. Chaudhary] reported no physical limitations is incorrect.
Consequently, the Commissioner's argument that the ALJ's misstatement of the record "is harmless error because the ALJ's RFC finding limited Plaintiff to no more than frequent fine and gross manipulation, taking into account Dr. Chaudhary's assessment," doc. 8 at 15 (citing (R. 17)), is unavailing. First, although the Commissioner is correct that the ALJ characterized it as such, see (R. 17), the court fails to see how "frequent fine and gross manipulation" is a limitation, see SSR 96-9p (explaining that performing the full range of sedentary work requires "repetitive hand-finger action). Second, the ALJ's mischaracterization of Dr. Chaudhary's report is prejudicial to Snow because, by the ALJ's own admission, Dr. Chaudhary's report was "helpful in the formation of the [RFC]." (R. 21). Put differently, the ALJ based his finding that Snow could engage in frequent fine and gross manipulation on Dr. Chaudhary's report, which, the ALJ erroneously stated, indicated that Snow had no physical limitations. As the court explained above, Dr. Chaudhary's report, in fact, stated that carpal tunnel syndrome limited Snow's ability to move her wrists and grossly manipulate objects, and those impairments may dictate that the Commissioner find Snow to be disabled. In the final analysis, because the ALJ's RFC was
The ALJ's error in mischaracterizing Dr. Chaudhary's report is compounded by the fact that, as Snow next contends, he also erred in assessing the credibility of Snow's statements regarding her physical limitations.
SSR 96-7p (emphasis added). In discrediting Snow's statements, the ALJ explained that:
(R. 20-21). This account of Snow's daily activities does not reflect the record as a whole with regard to the limitations caused by carpal tunnel syndrome Snow reports
Because the issue for the ALJ to resolve on remand essentially is whether Snow's
Based on the foregoing, the court concludes that the ALJ's determination that Snow is not disabled is not supported by substantial evidence and applied incorrect legal standards. Therefore, the Commissioner's final decision is remanded for further proceedings consistent with this opinion. A separate order in accordance with the memorandum of decision will be entered.
In accordance with its memorandum opinion, doc. 10, the court concludes that the Administrative Law Judge failed to apply the proper legal standards in reaching his determination and that substantial evidence did not support his determination. Accordingly, the Commissioner's final decision is hereby