ABDUL K. KALLON, District Judge.
Plaintiff Ronnie Gaskey ("Gaskey") brings this action pursuant to Section 205(g) of the Social Security Act ("the Act"), 42 U.S.C. § 405(g), seeking review of the final adverse decision of the Commissioner of the Social Security Administration ("SSA"). This court finds that the Administrative Law Judge's ("ALJ") decision — which has become the decision of the Commissioner — is supported by substantial evidence. Therefore, for the reasons elaborated herein, the court will affirm the decision denying benefits and deny Gaskey's motion to remand.
Gaskey, whose past relevant experience includes work as sheet rock worker/carpenter, filed an application for Title II disability insurance benefits and Title XVI Supplemental Security Income on September 4, 2007, alleging a disability onset date of June 21, 2005, due to problems with concentration, swelling in his extremities, and symptoms caused by hepatitis C. (R. 18, 191). After the SSA denied Gaskey's claim, he requested a hearing before an ALJ. (R. 102). The ALJ subsequently denied Gaskey's claim, (R. 15-28), which became the final decision of the Commissioner when the Appeals Council refused to grant review, (R. 1-7). Gaskey then filed this action for judicial review pursuant to § 205(g) of the Act, 42 U.S.C. § 405(g). Doc. 1.
The only issues before this court are whether the record contains substantial evidence to sustain the ALJ's decision, see 42 U.S.C. § 405(g); Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982), and whether the ALJ applied the correct legal standards. See Lamb v. Bowen, 847 F.2d 698, 701 (11th Cir. 1988); Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Title 42 U.S.C. § 405(g) mandates that the Commissioner's "factual findings are conclusive if supported by `substantial evidence.'" Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990). The district court may not reconsider the facts, reevaluate the evidence, or substitute its judgment for that of the Commissioner; instead, it must review the final decision as a whole and determine if the decision is "reasonable and supported by substantial evidence." See id. (citing Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983)). Substantial evidence falls somewhere between a scintilla and a preponderance of evidence; "[i]t is such relevant evidence as a reasonable person would accept as adequate to support a conclusion." Martin, 849 F.2d at 1529 (quoting Bloodsworth, 703 F.2d at 1239) (other citations omitted). If supported by substantial evidence, the court must affirm the Commissioner's factual findings even if the preponderance of the evidence is against the Commissioner's findings. See Martin, 894 F.2d at 1529. While the court acknowledges that judicial review of the ALJ's findings is limited in scope, it notes that the review "does not yield automatic affirmance." Lamb, 847 F.2d at 701.
To qualify for disability benefits, a claimant must show "the inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairments which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months." 42 U.S.C. § 423(d)(1)(A); 42 U.S.C. § 416(i). A physical or mental impairment is "an impairment that results from anatomical, physiological, or psychological abnormalities which are demonstrated by medically acceptable clinical and laboratory diagnostic techniques." 42 U.S.C. § 423(d)(3).
Determination of disability under the Act requires a five step analysis. 20 C.F.R. §§ 404.1520(a)-(g), 416.920(a)-(g). Specifically, the Commissioner must determine in sequence:
McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). "An affirmative answer to any of the above questions leads either to the next question, or, on steps three and five, to a finding of disability. A negative answer to any question, other than step three, leads to a determination of `not disabled.'" Id. at 1030 (citing 20 C.F.R. § 416.920(a)-(f)). "Once a finding is made that a claimant cannot return to prior work the burden shifts to the Secretary to show other work the claimant can do." Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir. 1995) (citation omitted).
In performing the five step analysis, the ALJ found that Gaskey had not engaged in substantial gainful activity since June 21, 2005, and, therefore, met Step One. (R. 20). Next, the ALJ found that Gaskey satisfied Step Two because he suffered from the severe impairments of "hepatitis C; cirrhosis; polysubstance abuse; degenerative joint disease of the left knee and hip; pancreatitis; and ventral hernia." Id. The ALJ then proceeded to the next step and found that Gaskey failed to satisfy Step Three because he "does not have an impairment or combination of impairments that meets or medically equals one of the listed impairments." Id. Although the ALJ answered Step Three in the negative, consistent with the law, see McDaniel, 800 F.2d at 1030, the ALJ proceeded to Step Four where he determined that Gaskey has the residual functional capacity (RFC) to perform
(R. 21). In light of his RFC, the ALJ held that Gaskey "is unable to perform any past relevant work." (R. 27). Lastly, in Step Five, the ALJ considered Gaskey's age, education, work experience,
Gaskey takes issue with the ALJ's decision denying his claim and the Appeals Council's rejection of the new evidence he submitted. More specifically, Gaskey has moved to remand under sentences four and six of 42 U.S.C. § 405(g), doc. 13, and contends that (1) the ALJ disregarded Gaskey's testimony because he did not pass the "sit and squirm" test; (2) the Appeals Council failed to show in its written denial of review that it had adequately evaluated the new evidence; (3) the ALJ failed to consider all of his severe impairments; (4) the ALJ's hypothetical question to the vocational expert did not include all of his limitations; (5) the ALJ's decision is not supported by substantial evidence when the evidence before the Appeals Council is considered; and (6) the ALJ improperly drew adverse inferences from the lack of medical treatment. See doc. 11 at 7-18. The court will addresses each contention in turn.
Gaskey contends that the Appeals Council "failed to include numerous and important submissions . . . in the record," and moves the court to remand the case under sentences four and six of 42 U.S.C. § 405(g).
(R. 2). Based on this determination, the Appeals Council did not include the submissions in the record, and presumably returned the evidence to Gaskey.
Gaskey's contention that this court should remand the case under sentence four is unavailing because any judgment of remand under sentence four must be "upon the pleadings and transcript of the record."
To obtain a remand under sentence six, the settled law in this circuit requires Gaskey to establish that (1) there is new, noncumulative evidence; (2) the evidence is material; and (3) there is good cause for failure to submit the evidence at the administrative level. Caulder v. Bowen, 791 F.2d 872, 877 (11th Cir. 1986). The new evidence is material if it is "relevant and probative so that there is a reasonable possibility that it would change the administrative result." Id. Remand is not warranted here because Gaskey has not established that the evidence is relevant to his condition at the time of the ALJ's decision. Although Gaskey correctly points out that treatment records after the date of the decision may be relevant, doc. 13 at 2, he does not specify how or why the treatment records he submitted are relevant, except to assert that "all submissions describe physical and psychological symptoms manifested by [Gaskey] that, due to their nature and severity, could bear on her [sic] condition during the relevant period," id. at 5 (emphasis added). Consequently, Gaskey has failed to failed to meet his burden of properly presenting the issue for decision. See Singh v. U.S. Att'y Gen., 561 F.3d 1275, 1278 (11th Cir.2009) ("[S]imply stating that an issue exists, without further argument or discussion, constitutes abandonment of that issue and precludes our considering the issue on appeal.").
Alternately, the court finds that the evidence is not material because it fails to rise to the level necessary to show a reasonable expectation of changing the administrative result. The vast majority of the evidence pertains to periods long after the ALJ's decision, and, as such, is chronologically irrelevant to the issue of Gaskey's disability. For example, eight of the fifteen treatment records at issue cover a period more than one year after the ALJ's decision. Thus, they lack any chronological relevance. Moreover, a review of the remaining seven treatment notes shows that they represent treatment for a variety of symptoms during the four month period immediately after the ALJ decision.
Put simply, the court finds the treatment records at issue are not material because they are not chronologically relevant, and are unlikely to change the administrative finding that Gaskey was not disabled on or before April 30, 2010. Accordingly, even if Gaskey had properly presented the issue for decision, his motion for remand is without merit and will be denied.
Gaskey next contends that the ALJ erred when he "disregarded [Gaskey's] testimony because [Gaskey] did not pass the `sit and squirm' test." Doc. 11 at 7. According to Gaskey, the ALJ erred by stating that Gaskey's "generally unpersuasive appearance and demeanor while testifying at the hearing," was a factor influencing his decision. Id. Unfortunately for Gaskey, an ALJ is free to "consider the claimant's demeanor among other criteria in making credibility determinations." Norris v. Heckler, 760 F.2d 1154, 1158 (11th Cir. 1985). As the Norris court observed
Id. (emphasis added). Moreover, the court explained that in Freeman v. Schweiker, 681 F.2d 727 (11th Cir 1982), in which it prohibited "sit and squirm" jurisprudence, it "did not intend to prohibit an ALJ from considering the claimant's appearance and demeanor during the hearing. Rather, an ALJ must not impose his observations in lieu of a consideration of the medical evidence presented." Id.
Consistent with Norris, the ALJ here properly considered Gaskey's appearance and demeanor as only one factor affecting his credibility determination:
(R. 26) (emphasis added). Indeed, in assessing Gaskey's credibility, the ALJ noted that x-rays showed only mild degenerative joint disease of the hip and knee, that there was no longitudinal treatment history, and that the medical evidence was relatively weak. Id. Accordingly, the court finds no error in the ALJ's consideration of Gaskey's appearance and demeanor while testifying in assessing Gaskey's credibility.
Gaskey contends next that the Appeals Council erred because it failed to adequately consider the new evidence he submitted, and perfunctorily adhered to the ALJ's decision. Doc. 11 at 9-10. Although the Appeals Council refused to consider much of the evidence Gaskey submitted, see supra Part V.A., it accepted a portion of Gaskey's evidence and made it part of the record, (R. 6). However, the Appeals Council explained that after considering the evidence, it "found that this information does not provide a basis for changing the Administrative Law Judge's decision." (R. 1-2). According to Gaskey, "[t]his review is purely conclusory, and it epitomizes `perfunctory adherence' to the ALJ decision." Doc. 11 at 10. To support his contention, Gaskey relies on Epps v. Harris, which found that the Appeals Council's failure to adequately evaluate new evidence required a remand:
624 F.2d 1267, 1273 (5th Cir. 1980) (citing Mann v. Gardner, 380 F.2d 182, 187 (5th Cir. 1967).
In contrast, here, the Appeals Council did not enter a decision affirming the ALJ.
Gaskey's next contention of alleged error is based on the ALJ's purported failure to consider all of his severe impairments. Doc. 11 at 10-11. Gaskey's contention is unavailing because "[n]othing requires that the ALJ must identify, at step two, all of the impairments that should be considered severe," so long as Gaskey's impairments were considered in combination at the later steps. Heatly v. Comm'r of Soc. Sec., 382 F. App'x 823, 825 (11th Cir. 2010). Indeed, the ALJ found Gaskey had multiple severe impairments, and proceeded to Step Three where he found there were "insufficient findings . . . to confirm the presence of an impairment or combination of impairments that meet or equal in severity the criteria of a listed impairment." (R. 20). This finding alone is sufficient to establish that the ALJ considered Gaskey's impairments in combination. See Jones v. Dep't of Health & Human Servs., 941 F.2d 1529, 1533 (11th Cir.1991) (ALJ's finding that claimant did not have "an impairment or combination of impairments listed in, or medically equal to one [in the Listings]" is sufficient to show the impairments were considered in combination) (emphasis in original). Moreover, the ALJ recognized that in assessing Gaskey's RFC, he had to "consider all of [Gaskey's] impairments, including impairments that are not severe." (R. 19). Finally, the regulations state that the only consequence of the analysis at Step Two is that if the ALJ finds no severe impairment or impairments, he should reach a conclusion of no disability. See C.F.R. § 404.920(c)a)(ii). Accordingly, even assuming that Gaskey is correct, the ALJ's failure to identify all of his severe impairments is harmless because it did not, in any way, change the ALJ's decision. See Caldwell v. Barnhart, 261 F. App'x 188, 190 (11th Cir. 2008) (citing Diorio v. Heckler, 721 F.2d 726, 728 (11th Cir.1983)).
Gaskey contends next that the ALJ erred by purportedly posing an hypothetical question to the vocational expert that "did not include all [Gaskey's] conditions." Doc. 11 at 11. Gaskey's only supporting argument on this issue is that:
Id. However, Gaskey does not explain how these conditions limit his ability to work at the level the ALJ provided for in his RFC assessment. Moreover, "the mere existence of these impairments does not reveal the extent to which they limit [Gaskey's] ability to work or undermine the ALJ's determination in that regard." Moore v. Barnhart, 405 F.3d 1208, 1213 (11th Cir. 2005). Therefore, Gaskey has not shown that the hypothetical question to the vocational expert failed to properly account for Gaskey's restrictions.
Gaskey's next contention is that the ALJ's decision is not supported by substantial evidence when the evidence submitted to the Appeals Council is considered.
Gaskey's final contention is that the ALJ improperly drew adverse inferences by commenting on Gaskey's "infrequent trips to the doctor for the allegedly disabling symptoms" without "develop[ing] the record on the issue of why there was so little medical evidence." Doc. 11 at 17. To support his contention, Gaskey cites SSR 96-7p, which provides that the ALJ "must not draw any inferences about an individual's symptoms and their functional effects from a failure to seek or pursue regular medical treatment without first considering any explanations that the individual may provide, or other information in the case record, that may explain infrequent or irregular medical visits or failure to seek medical treatment." 1996 WL 374186 at *7 (emphasis added). Gaskey's reliance on SSR 96-7p misses the mark, however, because Gaskey failed to offer an explanation, or point the court to information in the record that would account for his infrequent treatment. As a result, Gaskey has not met his burden of showing that the ALJ failed to comply with SSR 96-7p. Moreover, Gaskey's assertion that "[t]he ALJ did not ask any follow-up questions and failed to develop the record on the issue," doc. 11 at 17, is insufficient to show the requisite "evidentiary gaps which result in unfairness or `clear prejudice'" that would warrant a remand. Smith v. Schweiker, 677 F.2d 826, 830 (11th Cir.1982) (quoting Ware v. Schweiker, 651 F.2d 408, 413 (5th Cir. Unit A July 1981); see also Robinson v. Astrue, 365 F. App'x 993, 995 (11th Cir. 2010) ("[T]there must be a showing of prejudice before [a reviewing court] will remand for further development of the record.") (citing Brown v. Shalala, 44 F.3d 931, 935 (11th Cir. 1995). Because Gaskey has offered no explanation for his infrequent treatment, the court finds the ALJ committed no reversible error.
Based on the foregoing, the court concludes that the ALJ's determination that Gaskey is not disabled is supported by substantial evidence, and that the ALJ applied proper legal standards in reaching this determination. Therefore, the Commissioner's final decision is