VIRGINIA EMERSON HOPKINS, District Judge.
Plaintiff Brandi Lewis ("Ms. Lewis") brings this action under 42 U.S.C. § 405(g), Section 205(g) of the Social Security Act. She seeks review of a final adverse decision of the Commissioner of the Social Security Administration ("Commissioner"),
Ms. Lewis was 31-years old at the time of her hearing before the administrative law judge ("ALJ"). (Tr. 43). She has completed twelfth grade. (Tr. 46). Her past work experience includes employment as: (1) an inventory control worker at WalMart; (2) an assembly worker; (3) an overnight stocker; (4) a cashier; (5) a coupon machine installer and restocker; and (6) a waitress. (Tr. 77-82). Ms. Lewis claims that she became disabled on September 24, 2012. (Tr. 14). Her last period of work ended on September 24, 2012. (Tr. 16).
On October 1, 2012, Ms. Lewis protectively filed a Title II application for a period of disability and DIB. (Tr. 14, 195-196). On December 13, 2012, the Commissioner initially denied her claims. (Tr. 126-130). Ms. Lewis timely filed a written request for a hearing on February 1, 2013. (Tr. 132-3). The ALJ conducted a hearing on May 1, 2014, in Birmingham, Alabama. (Tr. 14); (see also Tr. 36-91). On June 13, 2014, the ALJ issued a fully unfavorable decision concluding that Ms. Lewis was not disabled and denying her DIB claim. (Tr. 11, 14-28). Ms. Lewis then on June 25, 2014, timely petitioned the Appeals Council to review the ALJ's decision that was adverse to her. (Tr. 7-9). On December 11, 2015, the Appeals Council issued a denial of review on her claim. (Tr. 1-3).
Ms. Lewis filed a Complaint with this court on January 31, 2016, seeking review of the Commissioner's determination. (Doc. 1). The Commissioner answered on May 5, 2016. (Doc. 8). Ms. Lewis filed a supporting brief (Doc. 10) on June 17, 2016, and the Commissioner responded with her own (Doc. 11) on July 13, 2016. With the parties having fully briefed the matter, the court has carefully considered the record and remands the decision of the Commissioner for further development.
The court's review of the Commissioner's decision is narrowly circumscribed. The function of this court is to determine whether the decision of the Commissioner is supported by substantial evidence and whether proper legal standards were applied. Richardson v. Perales, 402 U.S. 389, 390 (1971); Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002). This court must "scrutinize the record as a whole to determine if the decision reached is reasonable and supported by substantial evidence." Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983). This court will determine that the ALJ's opinion is supported by substantial evidence if it finds "such relevant evidence as a reasonable person would accept as adequate to support a conclusion." Id. Substantial evidence is "more than a scintilla, but less than a preponderance." Id. Factual findings that are supported by substantial evidence must be upheld by the court. The ALJ's legal conclusions, however, are reviewed de novo, because no presumption of validity attaches to the ALJ's determination of the proper legal standards to be applied. Davis v. Shalala, 985 F.2d 528, 531 (11th Cir. 1993). If the court finds an error in the ALJ's application of the law, or if the ALJ fails to provide the court with sufficient reasoning for determining that the proper legal analysis has been conducted, the ALJ's decision must be reversed. Cornelius v. Sullivan, 936 F.2d 1143, 1145-46 (11th Cir. 1991).
To qualify for disability benefits and establish his or her entitlement for a period of disability, a claimant must be disabled as defined by the Social Security Act and the Regulations promulgated thereunder.
The Regulations provide a five-step process for determining whether a claimant is disabled. 20 C.F.R. § 404.1520(a)(4)(i-v). The Commissioner must determine in sequence:
Pope v. Shalala, 998 F.2d 473, 477 (7th Cir. 1993) (citing to formerly applicable C.F.R. section), overruled on other grounds by Johnson v. Apfel, 189 F.3d 561, 562-63 (7th Cir. 1999); accord McDaniel v. Bowen, 800 F.2d 1026, 1030 (11th Cir. 1986). The sequential analysis goes as follows:
Pope, 998 F.2d at 477; accord Foote v. Chater, 67 F.3d 1553, 1559 (11th Cir. 1995). The Commissioner must further show that such work exists in the national economy in significant numbers. Id.
After consideration of the entire record, the ALJ made the following findings:
The court may only reverse a finding of the Commissioner if it is not supported by substantial evidence. 42 U.S.C. § 405(g). This standard is met if a reasonable person would find that the evidence of record is sufficient to support the challenged conclusion. Holladay v. Bowen, 848 F.2d 1206, 1208 (11th Cir. 1988). "This does not relieve the court of its responsibility to scrutinize the record in its entirety to ascertain whether substantial evidence supports each essential administrative finding." Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982) (citing Strickland v. Harris, 615 F.2d 1103, 1106 (5th Cir. 1980)).
Objecting only to the ALJ's findings that are attributable to her mental impairments, Ms. Lewis contends that the ALJ improperly applied the pain standard (Doc. 10 at 3); and that he "erred in his evaluation of the opinion evidence in this case." (Doc. 10 at 9). In its review, the court agrees with Ms. Lewis that the ALJ committed reversible error in his consideration of the medical evidence and that Ms. Lewis's case is due to be remanded for further development.
In assigning partial weight to the opinions of several doctors who Ms. Lewis relies upon to substantiate her inability to work due to depression and other disabling symptoms caused by her mental impairments of bipolar disorder and borderline personality disorder, the ALJ stated:
(Tr. 25-26 (emphasis added)).
The court finds several flaws in the ALJ's GAF analysis. First, although the ALJ acknowledged Ms. Lewis's multiple GAF scores of 50 that were separately documented by different doctors prior to filing her DIB claim (Tr. 283 (June 4, 2012, by Dr. Joseph P. Lucas)); (Tr. 302 (July 10, 2012, by Dr. Jacey Hammel)), he incorrectly stated the meaning of those mental functioning assessments. A GAF of 50 does not reflect "moderately severe" limitations in mental functioning. Instead, a GAF of 50 indicates:
DSM-IV-TR at 34 (emphasis by underlining added); see McCloud v. Barnhart, 166 F. App'x 410, 418 (11th Cir. 2006) ("First, the parties agree that the ALJ erred when he labeled McCloud's 1998 GAF score as reflective of moderate symptoms."). Because the ALJ mistakenly described the import of Ms. Lewis's GAF scores of 50, his conclusion that Ms. Lewis's limitations were less limited than "moderately severe" is built upon a faulty premise and cannot be affirmed.
Second, the ALJ never expressly accepted
Third, the ALJ did not identify which specific subsequent documents or reported activities he relied upon to dispute the validity of the reported GAF measurements of Ms. Lewis's mental functioning, much less explain why the conclusion he drew-that Ms. Lewis was not as limited as her reported GAF scores of 50-made sense. As a result, the court is left to speculate as to the evidence relied upon to support the ALJ's reasoning and, in turn, the sufficiency of that evidence. While the substantial evidence standard is a highly deferential one, the appellate review process, nonetheless, demands an administrative decision that removes the need for guesswork. See Owens v. Heckler, 748 F.2d 1511, 1514-15 (11th Cir. 1984) ("A clear articulation of both fact and law is essential to our ability to conduct a review that is both limited and meaningful.").
Fourth, the ALJ completely ignored the GAF of 30 that was reported by Dr. Lucas when Ms. Lewis was admitted to Brookwood Medical Center on May 22, 2012. (Tr. 283). A result of 30 signifies:
DSM-IV-TR at 34. Assuming that the ALJ's lack of clarity in the handling of Ms. Lewis's GAF scores of 50 falls short of reversible error, the totally unaddressed GAF of 30 would, nonetheless, necessitate a remand because of the serious challenges that are expected to be present in a claimant with that low level of mental functioning. "It is not enough to discover a piece of evidence which supports the decision, but to disregard other contrary evidence." McCruter v. Bowens, 791 F.2d 1544, 1548 (11th Cir. 1986); (see also Tr. 283 ("
Fifth, the unaddressed GAF result of 30 is at odds with the well-settled rule within the Eleventh Circuit that an ALJ must state specifically the weight accorded each item of evidence and the reasons for his decision. See, e.g., Cowart v. Schweiker, 662 F.2d 731, 735 (11th Cir. 1981) ("What is required is that the ALJ state specifically the weight accorded to each item of evidence and why he reached that decision."); Cowart, 662 F.2d at 735 ("In the absence of such a statement, it is impossible for a reviewing court to determine whether the ultimate decision on the merits of the claim is rational and supported by substantial evidence."); Hudson v. Heckler, 755 F.2d 781, 785 (11th Cir. 1985) ("The decision rendered by the ALJ also does not make clear the weight accorded the evidence considered."); Ryan v. Heckler, 762 F.2d 939, 942 (11th Cir. 1985) ("We cannot, however, conduct a review that is both limited and meaningful if the ALJ does not state with sufficient clarity the legal rules being applied and the weight accorded the evidence considered." (citing Owens, 748 F.2d at 1514-15)).
In McCloud, the Eleventh Circuit reversed and remanded because the ALJ completely disregarded a GAF score of 48 and was unclear about the weight he afforded the claimant's GAF of 45. 166 F. App'x 410, 418; see id. ("In addition to this error, the ALJ failed to consider McCloud's GAF score of 48 from June 2000, which occurred just days before she filed for SSI benefits, when determining whether she was disabled."). Comparable to the situation in McCloud, the ALJ in the present case misstated the meaning of Ms. Lewis's GAF scores of 50 and then attempted to implicitly discredit those scores in a vague manner, leaving this reviewing court to guess as to the ALJ's conclusion and reasoning. He also ignored Ms. Lewis's lower score of 30.
The court acknowledges the Commissioner's citation to several unpublished Eleventh Circuit cases for the proposition that "the Commissioner has specifically declined to endorse using the GAF scale because it does not have a direct correlation to the severity requirements in the Commissioner's mental disorders listings" and her point that "the GAF scale was dropped from the most recent edition of the DSM." (Doc. 11 at 9-10); see also Hellman v. Barnhart, 48 F. App'x 26, 30 n.1 (3d Cir. 2002) (recognizing that a GAF score "is not in and of itself determinative of disability").
Nonetheless,
Therefore, Ms. Lewis's case is due to be remanded on account of the ALJ's multiple errors in his treatment of the GAF evidence.
The court also finds that the ALJ committed reversible error in his treatment of the medical opinions. With respect to an ALJ's consideration of medical opinions, the following framework applies:
Shafarz v. Bowen, 825 F.2d 278, 279-80 (11th Cir. 1987) (emphasis added).
Here, the ALJ's decision runs afoul of these rules. More specifically, in evaluating the vocational impact of Ms. Lewis's mental impairments, the ALJ "assign[ed] great weight to the opinions expressed by the non-examining State agency physician, Robert Estock, M.D." rendered on December 13, 2012. (Tr. 26, 123). As justification for doing so, the ALJ maintained that:
(Tr. 26 (emphasis added)). The ALJ did not indicate which detailed reports Dr. Estock relied upon in formulating his mental assessment of Ms. Lewis. Further,
Dr. Estock provided the only opinion within the record that Ms. Lewis is not disabled despite the impact of her mental impairments. (Tr. 123). His paper review opinion is at odds with the import of Ms. Lewis's GAF scores as set out above and the opinions of her examining/treating physicians. (See, e.g., Tr. 283 ("Long-term prognosis of course is guarded, but at this point more stable.")).
The validity of Dr. Estock's opinion is further undermined by the indication that he did not consider the examining/treating source records of Drs. Lucas, Hammel, and Badari, including Ms. Lewis's GAF scores, when making his mental capacity assessment of Ms. Lewis. (See Tr. 122 (reflecting in "
Additionally, while the ALJ attempted to explain why he gave only partial credit to the opinion of Dr. Hammel, who undoubtedly qualifies as Ms. Lewis's treating psychiatrist,
In particular, the ALJ did not clarify which subsequent record or reported ability he relied upon to discount Dr. Hammel's opinion about the serious low level of Ms. Lewis's mental functioning. Further, without indicating the specific evidence he did rely upon, it is impossible for the court to evaluate whether the ALJ's cause for discounting Dr. Hammel's opinion was good or bad. See Jackson v. Astrue, No. CV-107-020, 2008 WL 596769, at *7 (S.D. Ga. Mar. 4, 2008) ("[T]he law requires the Commissioner to provide a well-reasoned, well articulated decision."); id. ("Without such an analysis, the federal courts are unable to provide claimants with a sound, meaningful review of the administrative decision.").
In arguing that the ALJ committed no error in his great reliance upon Dr. Estock's mental assessment of Ms. Lewis, the Commissioner claims that "[t]he Eleventh Circuit has found that an ALJ may properly accord more weight to state agency physician opinions than to treating physician opinions." (Doc. 11 at 11). The court has studied the two unpublished opinions cited by the Commissioner and finds them to be distinguishable.
First, in Jarrett v. Comm'r of Soc. Sec., 422 F. App'x 869 (11th Cir. 2011), the court explained why "the ALJ had good cause to not give [a particular opinion of one of the claimant's treating physicians-Dr. Mian] substantial weight." 422 F. App'x at 874. Further, because the opinions of the state agency medical consultants "did not otherwise contradict Dr. Mian's or any other doctor's treatment records, the ALJ did not err in relying on the reports of these non-examining physicians." Id. As pointed out above, Ms. Lewis's case is unlike Jarrett because of the conflict between the GAF scores and other treatment information reported by Drs. Hammel and Lucas versus Dr. Estock's mental assessment of Ms. Lewis after reviewing only a partial medical record. (See Doc. 11 at 11 ("Although Dr. Estock did not review the entire medical record . . . .")).
Forsyth v. Comm'r of Soc. Sec., 503 F. App'x 892 (11th Cir. 2013), is similarly distinguishable because, in that case, the panel agreed that the ALJ had properly discredited the opinions of the claimant's treating physicians. 503 F. App'x at 893. Also, the nonexamining board-certified neurologist in Forsyth, "had expertise in this field, had studied the entire record, and was subjected to questioning by the ALJ and Forsyth's attorney." Id. In sharp contrast to Forsyth, this court has found reversible error in the ALJ's efforts to discredit the opinion of Dr. Hammel. Further, the mental functional assessment that Dr. Estock prepared on Ms. Lewis does not indicate that he is a specialist (see Tr. 122 ("Robert Estock M.D.")), the Commissioner has confirmed that Dr. Estock reviewed an incomplete medical record (Doc. 11 at 11), and Dr. Estock was not made available for questioning at the administrative hearing. (See Tr. 34 (listing persons in attendance at hearing held on May 1, 2014)).
Therefore, the Commissioner's cases are unpersuasive, and Ms. Lewis's case is alternatively due to be remanded on account of the ALJ's failure to follow the Eleventh Circuit's framework for assigning weight to medical opinions.
Based upon the court's evaluation of the evidence in the record and the parties' submissions, the court finds that the decision of the Commissioner is not supported by substantial evidence. Accordingly, the Commissioner's decision is