MADELINE HUGHES HAIKALA, District Judge.
This memorandum opinion discusses pro se plaintiff Calvin Scott's claim against the Federal Retirement Thrift Investment Board or FRTIB.
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." FED. R. CIV. P. 56(a). To demonstrate that there is a genuine dispute as to a material fact that precludes summary judgment, a party opposing a motion for summary judgment must cite "particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials." FED. R. CIV. P. 56(c)(1)(A). "The court need consider only the cited materials, but it may consider other materials in the record." FED. R. CIV. P. 56(c)(3). When considering a summary judgment motion, the Court must view the evidence in the record in the light most favorable to the non-moving party. See White v. Beltram Edge Tool Supply, Inc., 789 F.3d 1188, 1191 (11th Cir. 2015).
The Thrift Savings Plan is a tax-deferred retirement savings and investment plan for federal employees. The FRTIB administers the plan. (Doc. 133-1, ¶ 3). There are two categories of TSP participants: Civil Service Retirement System (CSRS, for short) participants and Federal Employees Retirement System (FERS, for short) participants. (Doc. 133-1, ¶ 4).
While they were married, Mr. Scott's wife, Lucile Scott, worked for the federal government, and she was a CSRS participant in the TSP. (Doc. 133-1, ¶ 6). On December 6, 2010, before Mr. and Ms. Scott divorced, Ms. Scott applied for a loan from her TSP account. (Doc. 133-1, ¶ 7). That same day, the FRTIB prepared written notice regarding Ms. Scott's loan application and addressed the notice to Mr. Scott at 24977 Southern Heritage L, Athens, AL 35613-8400. (Doc. 133-1, ¶¶ 7-8; Doc. 133-2, p. 2). The letter states:
(Doc. 133-2, p. 2). The written notice clearly is a form notice. The notice is not signed, and it does not indicate a mode of delivery. The FRTIB states that it sent the notice to Mr. Scott. (Doc. 133-1, ¶¶ 7-8). Mr. Scott asserts that he did not receive a copy of the December 6, 2010 letter. (Doc. 145, pp. 3, 7).
Mr. Scott contends that because Ms. Scott knew that FRTIB would not provide notice of her loan application, she felt comfortable hiding the loan a year later during the couple's divorce proceedings. Mr. Scott argues that the lack of notice from the FRTIB enabled Ms. Scott to lie about her financial situation in interrogatory responses that she provided during the divorce proceedings. (Doc. 145, pp. 2-4). Mr. Scott placed the interrogatory responses in the record. In answer to a question regarding her financial situation, Ms. Scott stated:
(Doc. 138, p. 14). Ms. Scott signed the interrogatory responses; the responses are dated February 10, 2011. (Doc. 138, p. 15).
Mr. and Ms. Scott were divorced on April 18, 2012, when Limestone County, Alabama Circuit Judge James Woodroof entered a final judgment of divorce. (Doc. 131, p. 7; Doc. 133-1, ¶ 9; see also Doc. 89 in DR-2010-90020.00).
Pursuant to 5 U.S.C. § 8477(e)(3)(C)(i), a "participant or beneficiary" may bring a civil action to "recover benefits" from the TSP or to enforce statutory rights related to the TSP. For purposes of its motion for summary judgment, the FRTIB assumes that Mr. Scott is a "beneficiary" who may attempt to enforce statutory rights associated with Ms. Scott's TSP plan. (Doc. 133, p. 2, n. 2). The Court makes the same assumption for purposes of resolving the summary judgment motion.
Through this lawsuit, Mr. Scott seeks to enforce his statutory right to notice of Ms. Scott's December 6, 2010 request to borrow money from her TSP account. (See Doc. 145, p. 2).
The FRTIB recognizes that it had to provide notice to Mr. Scott when Ms. Scott applied for a loan from her TSP account on December 6, 2010 because Mr. Scott and Ms. Scott were married then. (Doc. 133-1, ¶ 6). According to an FRTIB benefits analyst, on December 6, 2010, the FRTIB "sent a notice in writing to Mr. Scott informing him that Ms. Scott had requested a loan from her TSP account." (Doc. 133-1, ¶ 7). The FRTIB argues that because it sent the notice to Mr. Scott, the Board fulfilled its statutory obligation such that the Board is entitled to judgment in its favor on Mr. Scott's claim.
In opposition to the FRTIB's summary judgment motion, Mr. Scott asserts that he did not receive a copy of the December 6, 2010 letter, and he argues that the FRTIB cannot prove that he received the notice because the record contains no evidence regarding the manner of delivery (i.e. whether the FRTIB sent the letter by "U.S. Mail, fax[], email[], telegraph[] or FedEx or UPS mail"). (Doc. 145, p. 2; see also Doc. 138, pp. 3-4, 7; Doc. 145, pp. 3-4, 7; Doc. 149, pp. 2-3; Doc. 151, pp. 2-3).
With respect to Mr. Scott's contention that he did not receive the December 6, 2010 notice, Mr. Scott has not cited, and the Court has not located, binding authority that states that the FRTIB must ensure that the spouse of a TSP participant receives correspondence from the Board. Absent such a requirement, notice would appear to be complete upon mailing. Mr. Scott has not submitted evidence to contradict the affidavit testimony that the FRTIB "sent" the December 6, 2010 notice letter to Mr. Scott. (Doc. 133-1, ¶ 8).
Mr. Scott argues that "[h]ad [the FRTIB] sent such a notice registered, or certified with a return receipt, the same way the defendant[`]s representative ha[s] chosen to communicate with the plaintiff during the course of this litigation[,] there would not have been a problem communicating with me, and there would not have been [a]n issue about the spousal notification." (Doc. 145, p. 4). The logic of Mr. Scott's argument is undeniable. Indeed, it would be a sound business practice to mail spousal notifications in a manner that would enable the FRTIB to confirm receipt of notice. Nevertheless, absent a legal requirement of a particular manner of delivery, the Court may not impose a duty to use a particular method of delivery.
Moreover, even if the spousal notice were legally deficient, the FRTIB would be entitled to judgment on Mr. Scott's claim because the record contradicts Mr. Scott's contention that the alleged lack of notice enabled Ms. Scott to commit perjury in her state court interrogatory response to a request for information concerning her financial situation. (Doc. 145, p. 7; see also Doc. 138, pp. 7-8; Doc. 149, pp. 2, 4; Doc. 151, pp. 2-3). According to Mr. Scott, Ms. Scott "did not want [him] to know about her [TSP] withdrawals." (Doc. 145, p. 7). In interrogatory responses that Ms. Scott signed two months after she requested the TSP loan, Ms. Scott stated:
(Doc. 138, pp. 14-15). Ms. Scott explained that she was repaying a number of loans, including the TSP loan. (Doc. 138, p. 14). Thus, contrary to Mr. Scott's contention, Ms. Scott acknowledged that she borrowed money from her TSP account in December 2010; she did not commit perjury in her interrogatory response regarding her financial condition. Because Mr. Scott had actual notice of the TSP loan during the state court divorce proceedings, he can identify no injury that he suffered because of the purported deficiency in FRTIB's December 2010 notice of Ms. Scott's loan application, and there is no basis for the declaratory relief that Mr. Scott requests from the Court. (Doc. 149).
To the extent that Mr. Scott, in his opposition to the FRTIB's motion for summary judgment, seeks relief from the Court's order dismissing his § 1983 due process and ADA claims against Judge Woodroof (see Doc. 138, pp. 2, 5, 7-9; Doc. 145, pp. 2, 5, 7-9; Doc. 151, pp. 4-5), the Court denies the request. Mr. Scott may not pursue his claim against Judge Woodroof because the Court does not have subject matter jurisdiction over Mr. Scott's § 1983 claim, and Judge Woodroof is immune from Mr. Scott's ADA claim. (See Doc. 131; Doc. 152). To the extent he seeks injunctive relief in the form of an order vacating or amending Judge Woodroof's orders, Mr. Scott must seek such relief in the state court. (See Doc. 127, p. 2; Doc. 131, p. 17, n. 14).
For the reasons stated above, the Court finds that there is no genuine issue of material fact, and the FRTIB is entitled to judgment as a matter of law on Mr. Scott's claim. Therefore, the Court grants the FRTIB's motion for summary judgment and denies Mr. Scott's request for declaratory judgment. (Docs. 133, 149). The Court will enter a separate final order.
The Court asks the Clerk to please mail a copy of this memorandum opinion to Mr. Scott.