WILLIAM E. CASSADY, Magistrate Judge.
The plaintiff brings this action as the legal guardian of a minor child, pursuant to 42 U.S.C. § 1383(c)(3), seeking judicial review of a final decision of the Commissioner of Social Security denying the minor child's application for supplemental security income ("SSI"). The parties have consented to the exercise of jurisdiction by the Magistrate Judge, pursuant to 28 U.S.C. § 636(c), for all proceedings in this Court. (See Doc. 25 ("In accordance with provisions of 28 U.S.C. 636(c) and Fed.R.Civ.P. 73, the parties in this case consent to have a United States Magistrate Judge conduct any and all proceedings in this case, including . . . order the entry of a final judgment, and conduct all post-judgment proceedings.").) Upon consideration of the administrative record ("R.") (Doc. 14), the plaintiff's brief (Doc. 15), the Commissioner's brief (Doc. 23), and the arguments made by the parties at the March 14, 2012 Hearing, it is determined that the Commissioner's decision denying plaintiff benefits should be
On December 12, 2007, the plaintiff protectively filed, on behalf of her minor dependent, an application for SSI (R. 106-112), which was initially denied on May 30, 2008 (see R. 17, 80-83). The plaintiff filed a timely request for hearing (R. 84), and a hearing was conducted before an Administrative Law Judge on October 1, 2009 (see R. 17, 35-76). During the hearing, at which the plaintiff was not represented,
In all Social Security cases, the plaintiff bears the burden of proving that he or she is unable to perform his or her previous work. Jones v. Bowen, 810 F.2d 1001, 1005 (11th Cir. 1986). In evaluating whether the plaintiff has met this burden, the examiner must consider the following four factors: (1) objective medical facts and clinical findings; (2) diagnoses of examining physicians; (3) evidence of pain; and (4) the plaintiff's age, education, and work history. Id. Once the plaintiff meets this burden, it becomes the Commissioner's burden to prove that the plaintiff is capable—given his or her age, education, and work history—of engaging in another kind of substantial gainful employment that exists in the national economy. Sryock v. Heckler, 764 F.2d 834, 836 (11th Cir. 1985). Although at the fourth step "the [plaintiff] bears the burden of demonstrating the inability to return to [his or] her past relevant work, the Commissioner of Social Security has an obligation to develop a full and fair record." Shnorr v. Bowen, 816 F.2d 578, 581 (11th Cir. 1987) (citations omitted).
The task for this Court is to determine whether the ALJ's decision to deny plaintiff benefits is supported by substantial evidence. Substantial evidence is defined as more than a scintilla, and means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S. 389, 401 (1971). "In determining whether substantial evidence exists, [a court] must view the record as a whole, taking into account evidence favorable as well as unfavorable to the [Commissioner's] decision." Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986). Courts are precluded, however, from "deciding the facts anew or re-weighing the evidence." Davison v. Astrue, 370 Fed. App'x 995, 996 (11th Cir. 2010) (per curiam) (citing Dyer v. Bernhart, 395 F.3d 1206, 1210 (11th Cir. 2005)). And, "[e]ven if the evidence preponderates against the Commissioner's findings, [a court] must affirm if the decision reached is supported by substantial evidence." Id. (citing Crawford v. Comm'r of Soc. Sec., 363 F.3d 1155, 1158-59 (11th Cir. 2004)).
On appeal to this Court, the plaintiff asserts only one claim—the ALJ committed reversible error by failing to proffer post-hearing evidence when the claimant was not represented at the hearing.
The requirement that such a proffer be made is contained in the Administration's own Hearings, Appeals and Litigation Law Manual (or the "HALLEX"). See id., § I-2-7-30 (Proffer Procedures), available at http://www.ssa.gov/OP_Home/hallex/ (last visited Mar. 15, 2011). Under the procedures outlined in the HALLEX, where—as was the case here—a claimant is not represented, an ALJ "must proffer all posthearing evidence unless: [t]he evidence was submitted by the claimant . . .[; t]he claimant has knowingly waived his or her right to examine the evidence . . . [; or t]he ALJ proposes to issue a fully favorable decision." Id. Further, the letter from the ALJ sent with the proffered evidence must:
Id.
Should a claimant respond to that letter and proffered evidence, the HALLEX provides that:
Id.
This Court has had several opportunities—most recently in Tarver v. Astrue, No. CA 10-0247-C, 2011 WL 206217 (S.D. Ala. Jan. 21, 2011)—to address what rights, if any, the HALLEX provides a Social Security claimant. In Tarver, the Court examined how district courts in this Circuit, as well as other federal courts, have dealt with this question, and concluded that
Id. at *3 (emphasis added and footnotes omitted); see also Warren v. Astrue, ___ F. Supp. 2d ____, 2011 WL 6368581, at *1 (S.D. Fla. Dec. 12, 2011) ("While the Eleventh Circuit has not specifically addressed whether the HALLEX creates judicially-enforceable rights, `[w]hat is certain, however, is that—if it does—remand is mandated only when the ALJ violates procedures in the HALLEX.'") (quoting Tarver, 2011 WL 206217, at *3).
Putting aside whether the HALLEX creates judicially-enforceable rights, "[i]t is well established that [t]he use of [ ] adverse post-hearing [evidence] without an opportunity to cross-examine its author and to present rebuttal evidence has been held to violate a claimant's right to due process of law." Oyen v. Shalala, 865 F.Supp. 497, 509 (N.D. Ill. 1994) (internal citation omitted); cf. Tagle v. Astrue, 279 Fed. App'x 827, 829 (11th Cir. 2008) (per curiam) ("The fundamental requirement of due process is the opportunity to be heard `at a meaningful time and in a meaningful manner.'") (quoting Mathews v. Eldridge, 424 U.S. 319, 333 (1976)). It is, moreover, well established in this Circuit and elsewhere "that it violates a claimant's right to procedural due process for the [Commissioner] to deny a claimant Social Security benefits based upon post-hearing medical reports without giving the claimant an opportunity to subpoena and cross-examine the authors of such reports." Demenech v. Secretary of the Dep't of Health & Human Servs., 913 F.2d 882, 884 (11th Cir. 1990) (per curiam) (citing Hudson v. Heckler, 755 F.2d 781, 784 (11th Cir. 1985); Cowart v. Schweiker, 662 F.2d 731, 737 (11th Cir. 1981)).
The November 20, 2009 Proffer Letter from the ALJ to the plaintiff (Doc. 23-1) offers the plaintiff these opportunities, but importantly, this Court cannot say that the plaintiff ever received this letter and the proffered post-hearing evidence prior to the ALJ's decision to deny benefits. The Commissioner's brief provides that "[c]ontrary to Plaintiff's unsupported argument, the ALJ in this case did, in fact, send a proffer letter to Plaintiff on November 20, 2009 that contained the consultative examination reports of Dr. Kidd and Dr. Carney in accordance with HALLEX, § I-2-7-30" (Doc. 23 at 6), citing a copy of the letter and the declaration of Patrick J. Herbst, the Administration's Chief of the Court Case Preparation and Review Branch 3 of the Office of Appellate Operations, Office of Disability Adjudication and Review, both attached as exhibits to the brief (Docs. 23-1 & 23-2). But contrary to this assertion—that the ALJ "did, in fact,
Further—importantly—while the ALJ chose to give "little weight to the opinion of Dr. Kidd" (R. 24), he did rely extensively on Dr. Carney's opinion (see R. 23-28) and noted, initially, that while he recognized "that the claimant has numerous severe impairments that have set him back developmentally and that cause him to have poor behavior[,] the recent evidence from Dr. Maertens
Accordingly, because the ALJ relied extensively on at least one post-hearing examination that was not—according to the weight of evidence before this Court—proffered to and/or received by the plaintiff in violation of the HALLEX and, moreover, the plaintiff's right to procedural due process, the Court finds that the plaintiff has been prejudiced by not being afforded the opportunity to rebut the post-hearing medical reports. See Donnersbach v. Astrue, Cause No. 1:10-CV-00135, 2011 WL 294519, at *5 (N.D. Ind. Jan. 25, 2011) (pursuant to 42 U.S.C. § 405(b)(1), "when a hearing is held, the disability determination must be made `on the basis of evidence adduced at the hearing[,]'" and "`[p]ost-hearing evidence is therefore afforded special treatment to ensure that the claimant is given the opportunity to respond, rebut, and request cross-examination'") (quoting Gardner v. Barnhart, No. 02 C 4578, 2004 WL 1470244, at *18 (N.D. Ill. June 29, 2004)).
It is therefore