KATHERINE P. NELSON, Magistrate Judge.
Plaintiff Jesse D. Byrd ("Byrd") filed this action seeking judicial review of a final decision of the Commissioner of Social Security ("Commissioner") that he was not entitled to Supplemental Security Income (SSI) under Title XVI of the Social Security Act (the Act), 42 U.S.C. §§ 1381-1383c. Pursuant to the consent of the parties (doc. 21), this action has been referred to the undersigned Magistrate Judge to conduct all proceedings and order the entry of judgment in accordance with 28 U.S.C. § 636(c) and Fed. R.Civ.P. 73. See Doc. 22. The parties' joint motion to waive oral arguments (doc. 20) was granted on December 13, 2012 (doc. 22). Upon consideration of the administrative record (doc. 10) and the parties' respective briefs (docs. 11 and 18), the undersigned concludes that the decision of the Commissioner is due to be
Plaintiff Jesse D. Byrd filed an applications for DIB and SSI benefits on March 9, 2009, (Tr. 90-92), claiming an onset of disability beginning December 14, 2005, "the day that he sustained a severe break to his left leg and ankle in a work-related accident" (Tr. 93-94). Byrd was forty-seven years old at the time he filed his application (Tr. 93, 264). The application was denied on June 2, 2009. (Tr. 42-47). Byrd timely requested a hearing on July 27, 2009 (Tr. 50-51) before an Administrative Law Judge ("ALJ"). A hearings was held on July 27, 2010. (Tr. 257-287). The ALJ issued an unfavorable decision on October 5, 2010. (Tr. 16-30). Byrd requested a review by the Appeals Council, which was denied on February 7, 2012 (Tr. 5-8), thereby making the ALJ's decision the final decision of the Commissioner. See 20 C.F.R. § 404.981, 422.210(a) (2012)
1. Whether the ALJ properly evaluated the opinions of Byrd's treating physician, Frank B. Fondren, III, M.D.
2. Whether the ALJ ignored Dr. Fondren's opinion regarding Byrd's pain.
3. Whether the ALJ properly determined Byrd's Residual Functional Capacity ("RFC") in view of all the evidence of record.
In reviewing claims brought under the Social Security Act, this Court's role is a limited one. Specifically, the Court's review is limited to determining: 1) whether the decision is supported by substantial evidence, and 2) whether the correct legal standards were applied. See, 42 U.S.C. § 405(g);
The ALJ is responsible for determining a claimant's RFC, an ingrained principle of Social Security law. See 20 C.F.R. § 416.946(c) ("If your case is at the administrative law judge hearing level under § 416.1429 or at the Appeals Council review level under § 416.1467, the administrative law judge or the administrative appeals judge at the Appeals Council (when the Appeals Council makes a decision) is responsible for assessing your residual functional capacity.") "Residual functional capacity, or RFC, is a medical assessment of what the claimant can do in a work setting despite any mental, physical or environmental limitations caused by the claimant's impairments and related symptoms."
In determining a claimant's RFC, the ALJ considers a claimant's "ability to meet the physical, mental, sensory, or other requirements of work, as described in paragraphs (b), (c), and (d) of this section." 20 C.F.R. § 416.945(a)(4).
20 C.F.R. § 416.945(b), (c) & (d). See also
The Social Security Act's general disability insurance benefits program ("DIB") provides income to individuals who are forced into involuntary, premature retirement, provided they are both insured and disabled, regardless of indigence. See 42 U.S.C. § 423(a). The Social Security Act's Supplemental Security Income ("SSI") is a separate and distinct program. SSI is a general public assistance measure providing an additional resource to the aged, blind, and disabled to assure that their income does not fall below the poverty line. Eligibility for SSI is based upon proof of indigence and disability. See 42 U.S.C. §§ 1382(a), 1382c(a)(3)(A)-(C). However, despite the fact they are separate programs, the law and regulations governing a claim for DIB and a claim for SSI are identical; therefore, claims for DIB and SSI are treated identically for the purpose of determining whether a claimant is disabled.
The Commissioner of Social Security employs a five-step, sequential evaluation process to determine whether a claimant is entitled to benefits. See 20 C.F.R. §§ 404.1520, 416.920 (2010). The Eleventh Circuit has described the evaluation to include the following sequence of determinations:
The burden of proof rests on a claimant through Step 4. See
To perform the fourth and fifth steps, the ALJ must determine the claimant's Residual Functional Capacity (RFC). Id. at 1238-39. RFC is what the claimant is still able to do despite his impairments and is based on all relevant medical and other evidence. Id. It also can contain both exertional and nonexertional limitations. Id. at 1242-43. At the fifth step, the ALJ considers the claimant's RFC, age, education, and work experience to determine if there are jobs available in the national economy the claimant can perform. Id. at 1239. To do this, the ALJ can either use the Medical Vocational Guidelines, 20 C.F.R. pt. 404 subpt. P, app. 2 ("grids"),or hear testimony from a vocational expert (VE).
Byrd was born on December 13, 1961, and was 48 years old at the time of his administrative hearing. (Tr. 264). Byrd entered but did not finish the tenth grade (Tr. 266). He testified that he was a poor reader but his school records indicate that he made A's, B's and some C's when he was in school (Tr. 266). He last worked on December 14, 2005, in logging using skidders, loaders and log trucks as well as chainsaws in the woods itself. (Tr. 268) At the time of his injury, Byrd worked for someone other than himself and received worker's compensation from his employer. (Tr. 269-70). Prior to this employment, Byrd was self-employed and had his own trucks. (Tr. 68-69). Byrd was insured for a period of disability and Disability Insurance Benefits through December 31, 2005, but not thereafter. (Tr. 18, 260-62).
Byrd testified that he has not worked since he injured his left ankle in a work-related accident in 2005and underwent subsequent surgeries. (Tr. 272). When asked to describe how his left ankle injury affects him, Byrd testified, in sum, that he experienced cramps
Byrd also testified that he was recently diagnosed as having a "blocked artery" but it was only 45 percent blocked
Byrd further testified that he lived in a mobile home with his son, the son's wife and their four children aged nine and younger (Tr. 264-65). He did not have to do any household chores including making his bed and doing his laundry (Tr. 275). He walks his grandchildren to and from the bus stop, which is about 50 feet from the house, each school day (Tr. 275). He goes to church about twice a month, not every Sunday (Tr. 275-276). He "mostly sit[s]" during the day "[w]atching T.V." (Tr. 276). He had no problem understanding the television shows that he watched, such as Frasier and Gunsmoke (Tr. 277).
Byrd testified that he has a driver's license and seldom drives but that he drove himself to the hearing and (Tr. 276), a distance of thirty-one miles (Tr. 25). He also testified that "[s]ometimes I go to my other son's house . . . about a mile or a mile and a half [away]" (Tr. 276). During the summer, Byrd testified that he would "keep an eye on [his] grandchildren" if their mother was not home (Tr. 276). Byrd testified that he used to drink a six pack of beer per day but stopped this practice after he was injured (Tr. 278).
Byrd's medical records begin with the records of the treatment of his compound fracture of the left ankle on December 14, 2005 (Tr. 157-66). He was admitted for treatment by Frank B. Fondren, III, M.D. (Tr. 157). X-rays of the left ankle revealed "comminuted fractures of the distal fibular and tibial shafts . . . with part of the proximal tibial fracture fragment having perforated the skin" (Tr. 166). He underwent surgery which included an external fixation of the fracture (Tr. 165), was hospitalized without complications (Tr. 157) and was discharged on December 18, 2005, with a prescription for pain medication and instructions for no weight bearing on the left leg and to use crutches (Tr. 158). Byrd's first follow-up appointment was on December 21, 2005, with Dr. Fondren, who has continued to be his treating physician (Tr. 158). Dr. Fondren noted that "the wounds look good" and there was no sign of infection.
The medical records show that, on the fourth post-operative office visit on January 18, 2006, Byrd complained of "some discomfort in the mid shaft tibial fixation pins for his external fixator" (Tr. 201). Dr. Fondren opined that there appeared to be a "superficial infection," which he cultured (Tr. 201). An x-ray taken at that time revealed that the "[p]osition and alignment of the fracture fragments are unchanged" when compared with an x-ray taken on December 28, 2005 (Tr. 208). Byrd was instructed to return in 48 hours when the culture results should be ready (Tr. 201).
On January 20, 2006, Byrd underwent out-patient surgery to remove the external fixator and irrigate and debride the pin tracts (Tr. 209). He was placed in a short leg cast (Tr. 209). He tolerated the procedure well and had no complications (Tr. 209). A follow-up x-ray after the cast was in place showed that the fracture fragments had maintained their position as seen on the previous x-ray. (Tr. 210). An x-ray taken on January 25, 2006, showed "continued good position of the distal tibia and fibula fracture" (Tr. 200). Byrd continued in the cast with instructions to return in two weeks "to determine if the cast could be removed and a brace applied (Tr. 200). On February 8, 2006, x-rays showed "very good position" and Byrd was told that he need not be rechecked until "four to six weeks" (Tr. 199).
On March 1, 2006, Dr. Fondren noted that Byrd's short leg cast would be removed in three weeks and he would "begin range of motion exercises" (Tr. 198). Dr. Fondren also reported "early callus formation" at the fibula and satisfactory alignment at the tibia (Tr. 198).
Byrd showed continued healing when his cast was removed on March 22, 2006, with the "comminuted distal tibia ... healing well" while the "medial aspect of his fracture needs additional healing" (Tr. 197). He was directed to start range of motion ("ROM") exercises and return in four weeks (Tr. 197).
On April 19, 2006, Dr. Fondren noted that Byrd was "still having a significant amount of pain . . . in the anterior central portion of the ankle joint" but that the x-rays showed "additional healing of his comminuted distal tib/fib fracture [and] [t]he actual joint space looks quite good" (Tr. 196). Byrd received an "intra-articular injection of Depo-Medrol and Xylocaine" and instructions to increase his ROM exercises and return in 4-6 weeks (Tr. 196).
On May 10, 2006, Dr. Fondren reported that the intra-articular injection had improved Byrd for only a couple of days, that his pain continued which now included some Achilles tendonitis, and that, with increased walking, Byrd had increased swelling from the mid calf down (Tr. 195). Byrd was instructed to begin using his crutches and discontinue ambulating with weight bearing on the left ankle, continue ROM exercises and return in three weeks for reevaluation (Tr. 195). Dr. Fondren also recommended that, if the Achilles tendonitis is not "significantly resolved," the area undergo either injection or phonophoresis
On May 31, 2006, Byrd reported less pain since discontinuing the weight bearing (Tr. 193). Dr. Fondren noted that the pain he did experience was in the ankle region and that his Archilles tendon was "tight" (Tr. 193). Byrd was instructed to begin physical therapy, continue with his Aleve twice a day and return for reevaluation in four weeks (Tr. 193).
Although Byrd complained on June 28, 2006, of continuing pain and Dr. Fondren noted that his open fracture had not completely reunited, Byrd was instructed to continue physical therapy for three weeks and return for reevaluation in four weeks (Tr. 194). Dr. Fondren attributed the continued pain to the severity of the original injury (Tr. 194).
X-rays taken on July 26, 2006, revealed "good healing" of Byrd's fracture. Consequently, Dr. Fondren opined that Byrd needed arthroscopy and joint debridement due to the "severity of [Byrd's] pain and limitation of his function" (Tr. 192). Dr. Fondren opined that "[i]f this does not sufficiently limit his pain then, in the future, he may require an ankle fusion" (Tr. 192). Left ankle arthroscopy and arthroscopic debridement was performed on August 7, 2006, and Byrd tolerated the procedure well and without complications (Tr. 205-206). Dr. Fondren reported that he had debrided a "lot of scar tissue within the ankle joint" (Tr. 189). At the August 14, 2006, office visit one week following the arthroscopic surgery, Byrd was instructed to "begin increasing range of motion of the left ankle" and "start a weight reduction program" because he now weighed 258 pounds (Tr. 189).
Byrd's ROM was found to be "improving" on August 28, 2006, with "about 45 to 50 degrees of flexion and about 10 degrees of dorsiflexion" (Tr. 188). He was instructed to continue to increase his ROM and return in three weeks (Tr. 188). On September 18, 2006, Dr. Fondren noted that Byrd was continuing to have difficulty ambulating and experiencing pain primarily "along the lateral aspect of the left ankle and [] above the ankle joint" (Tr. 187). Byrd was returned to physical therapy "to attempt to regain range of motion of the ankle" (Tr. 187). On October 11. 2006, Dr. Fondren continued the physical therapy with emphasis on "dorsi and plantar flexion" and directed Byrd to begin "stationary bike activities" (Tr. 186).
On November 22, 2006, Dr. Fondren reported that Byrd's left ankle motion had improved with physical therapy and he was having less swelling (Tr. 185). Byrd was instructed to "progress to weight bearing as tolerated and continue to increase his range of motion in therapy" (Tr. 185).
Byrd reported on December 20, 2006, that he was doing well and using only one crutch until a week before this office visit when he began to experience increasing left ankle pain (Tr. 184). Dr. Fondren reported that the pain was not due to instability but, as evident on the x-rays, "a spur on the distal portion of the medial malleolus, which appears to be butting against a spur in the talus" (Tr. 184). Depo-Medrol and Xylocaine was injected into the area and physical therapy was discontinued (Tr. 184). The injection provided some relief and on January 10, 2007, Dr. Fondren started Byrd on "a work hardening program with limited walking" (Tr. 183). Byrd was instructed to return in eight weeks (Tr. 183).
Byrd continued to complain of pain and x-rays revealed enlargement of the osteophyte in the area of Byrd's medial malleoulus (Tr. 182). On March 12, 2007, Dr. Fondren ordered that Byrd be fitted for an ankle brace with metal reinforcement to alleviate some of his pain and prescribed some Lortabs (Tr. 182). Byrd improved with the ankle brace but still experienced some pain and swelling (Tr. 180-181). On May 15, 2007, Dr. Fondren declared that Byrd had reached his "maximum medical improvement" and that he had a permanent partial disability rating of 30% to his left lower extremity by virtue of his loss of motion (Tr. 180). Byrd was instructed to continue using his brace, to take Ibuprofin 800 mg. three times a day, and to "be rechecked as needed" (Tr. 180).
On July 10, 2007, Dr. Fondren attributed Byrd's continuing left ankle pain to traumatic arthritis and stated that Byrd would not be able to return to his prior work because it involved "a lot of climbing" (Tr. 179). Dr. Fondren further reported that Byrd was going to ask his boss if there was other work he could do that did not involve a lot of climbing or standing (Tr. 179). Byrd was instructed to continue to wear the brace and use Ibuprofin for pain. On July 24, 2007, Byrd reported that he continued to have pain and swelling in the left ankle and that his boss was unable to accommodate his limitations (Tr. 178). Dr. Fondren planned to recheck Byrd in three months (Tr. 178).
Byrd reported on September 6, 2007, that he had tried a muscle stimulator which had reduced his pain (Tr.177). Dr. Fondren approved the treatment and ordered that Byrd be supplied with the stimulator (Tr. 177). On November 1, 2007, Dr. Fondren stated that Wokmen's Comp had to be contacted because Byrd had not received the muscle stimulator he had ordered (Tr. 176). He also opined that Byrd might require arthroscopic surgery to remove the medial malleolar spur which was shown on x-ray to have enlarged (Tr. 176). Byrd was to be rechecked only "as needed" (Tr. 176).
Byrd returned on January 15, 2008, and reported that he had a lessening of the pain and swelling with his muscle stimulator and continued to wear his brace (Tr. 175). On April 17, 2008, Dr. Fondren noted the presence on x-ray of the medial malleolar spur and arthritis and opined that Byrd would benefit from an injection of Depo-Medrol and Xylocaine, which he administered (Tr. 174). He planned to reevaluate Byrd if not significantly improved in four to six weeks (Tr. 174). The injection was repeated on July 31, 2008 (Tr. 173). Byrd did not return to Dr. Fondren until November 11, 2008, an interval of almost four months, when it was reported that he had lost weight, which would help his ankle pain (Tr. 172). Dr. Fondren noted his plan to proceed with the Depo-Medrol and Xylocaine injection (Tr. 172).
Byrd next presented to Dr. Fondren on May 14, 2009, about six months since his last appointment and two months after filing his applications for social security benefits, complaining about a recent increase in pain (Tr. 238). Dr. Fondren noted "some mild swelling" and his past improvement with "Depo-Medrol injections" (Tr. 238). Consequently, Dr. Fondren planned to administer a Depo-Medrol injection and prescribed Lortabs (Tr. 238).
On May 16, 2009, Byrd was examined by Elmo Ozment, Jr., M.D., a consultant, who reported that, while wearing his brace, Byrd "was able to walk easily into the examination room," required no assistance, "could sit comfortably and . . . get on and off the examination table," "could take his shoes off and put them back on," "could tandem walk . . . [and] bend over to within 10 inches of the floor" (Tr. 213, 214). Dr. Ozment stated that the brace was prescribed by a physician and was medically necessary because, without it, Byrd "cannot ambulate well" or bend over (Tr. 214). Dr. Ozment reported that Byrd's ankle had a [d]orsiflexion of 0-20 degrees and a plantar flexion of 0-40 degrees, bilaterally (Tr. 214). Byrd was also observed to be "very tender over a possible bone spur over his left medial malleolus of the left foot" and have "decreased sensation to pinprick in the lateral aspect of the top portion of his left foot" (Tr. 215). Dr. Ozment observed that "[t]he left foot was not deformed, but [Byrd] did have evidence of multiple surgeries on the foot, but he did have a pretty good range of motion of the foot despite all the surgeries" (Tr. 215). Dr. Ozment also noted that Byrd's upper body and lower extremities exhibited normal strength, muscle tone and bulk (Tr. 215).
On July 31, 2009, Dr. Fondren completed the first of two physical capacities evaluations and pain assessments of Byrd (Tr. 231-232). He stated that Byrd was able to sit for 6 hours and stand/walk for less than 1 hour at a time; was able to sit for 7 hours and stand/walk for 1 hour in an 8 hour work day; could continuously lift up to 10 lbs., occasionally lift up to 25 lbs., and never lift over 26 lbs.; could occasionally carry up to 20 lbs., and never carry over 21 lbs.; had no restrictions relative to the use of his hands and right foot but could not use his left foot for repetitive movements as in pushing and pulling of leg controls; was able to reach but restricted from bending, squatting, crawling and climbing or working at unprotected heights; had mild restrictions with respect to exposure to marked changes in temperature and humidity as well as being around moving machinery but could drive automobile equipment without restriction (Tr. 232). Dr. Fondren also opined that Byrd had pain to such a degree as to be distracting to the adequate performance of work activities and that medication side effects could be severe enough to limit Byrd's effectiveness due to distraction, inattention or drowsiness (Tr. 231).
Byrd's next appointment with Dr. Fondren was not until November 3, 2009, when he complained about a "flare-up of his left ankle pain" but had "no obvious swelling" (Tr. 237). Dr. Fondren again planned to administer a Depo-Medrol injection and prescribed Lortabs (Tr. 238). Thereafter, Byrd failed to show for an appointment scheduled for March 16, 2010 (Tr. 237) but did return on April 27, 2010, when Dr. Fondren noted that most of Byrd's pain was "localizing to the medial aspect of the ankle," he is "neurovascularly intact," he still "has limited motion . . . due to his traumatic arthritis," he is tender over the "prominence of the medial malleolar spur," and the x-rays taken were "essentially unchanged" (Tr. 233). Dr. Fondren again planned to administer a Depo-Medrol injection and prescribed Lortabs (Tr. 233).
On May 3, 2010, Byrd was admitted to the hospital with chest pains and underwent a cardiac catheterization which revealed "10% lesions in the left main, mild diffuse 10% lesion of left anterior descending and mild 10% proximal lesion in the right coronary artery" (Tr. 241). He was discharged in stable condition, with prescriptions for blood pressure and cholesterol medications
Byrd did not return to Dr. Fondren until July 23, 2010, who noted that his pain is due to the traumatic arthritis, that he is applying for disability, and that he may need additional injections for the pain in the future (Tr. 236). Dr. Fondren opined in his office notes that Byrd "is unable to do anything other than sit down type activities" (Tr. 236). Dr. Fondren also completed a second physical capacities evaluation in which he stated that Byrd was able to sit for no more than 1 hour and stand/walk for less than 1 hour at a time; was able to sit for 4 hours and stand/walk for less than hour in an 8 hour work day; could only occasionally lift or carry up to 10 lbs., and never lift or carry over 11 lbs.; had no restrictions relative to the use of his hands and right foot but could not use his left foot for repetitive movements as in pushing and pulling of leg controls; could frequently reach but could not bend, squat, crawl and climb or working at unprotected heights or around moving machinery; had moderate restrictions with respect to exposure to marked changes in temperature and humidity, driving automobile equipment and exposure to dust, fumes and gases (Tr. 234). Dr. Fondren also opined that Byrd had pain to such a degree as to be distracting to the adequate performance of work activities and that medications can cause side effects which impose some limitations but "not to such a degree as to create serious problems in most instances" (Tr. 235).
The record also contains evidence that Byrd's next visit to Dr. Fondren was on September 15, 2010, who merely noted that he complained of pain "mostly on the medial aspect of the ankle" and was given a prescription for Lortabs
After considering all of the evidence, the ALJ found that Byrd's traumatic arthritis of the left ankle and coronary artery disease were "severe" impairments (Tr. 18, Finding No. 3), but that these impairments did not meet or medically equal any of the listed impairments in 20 C.F.R., pt. 404, Subpt. P, Appendix 1 (Tr. 19, Finding No. 4). The ALJ additionally found that Byrd's subjective allegations of pain and functional limitations were not entirely credible (Tr. 26). The ALJ specifically concluded:
Tr. 21-22. The ALJ also found that
Tr. 25.
The ALJ specifically found that Byrd retained the residual functional capacity ("RFC") to perform a limited range of light work that requires lifting and carrying no more than ten pounds frequently and no more than twenty pounds occasionally; sitting up to six hours in an eight-hour workday; standing or walking no longer than fifteen minutes at a time for no more that two hours in an eight-hour workday; and as to which he is unable to operate foot controls with the left foot; unable to climb ladders, scaffolds, or ropes; cannot work around unprotected heights or dangerous equipment; and is limited to no more than rarely climbing stairs and ramps, bending, stooping, kneeling, crouching and crawling (Tr. 20, Finding No. 5). Because Byrd's past relevant work as a logging truck driver is precluded by this residual functional capacity (Tr. 20, Finding No. 5), he is unable to perform his past relevant work (Tr. 28, Finding No. 6).
The ALJ relied upon the testimony of James Miller, a vocational expert. (Tr. 280-285). Mr. Miller was asked to consider an individual with the same work history as Mr. Byrd limited to the AJC's RFC set forth above. Mr. Miller confirmed that such an individual could not perform Byrd's past relevant work (Tr. 283). He did, however, testify that such an individual could perform "some sedentary, unskilled occupations" which he set forth as: microfilm document preparer, which is designated as DOT code 249587018 with an SVP of two, and is available nationally in numbers of 149,000 and Statewide of 1,200; surveillance monitor, which is designated as DOT code 379367010 with an SVP of two, and is available nationally in numbers of 102,000 and Statewide of 868; and sedentary assembler, which is designated as DOT code 739687066 with an SVP of two, and is available nationally in numbers of 102,000 and Statewide of 1,500.
Byrd argues, in sum, that "[t]here is no evidence of record from a treating or examining physician which supports the specific findings of the Commissioner with regard to Mr. Byrd's abilities to engage in work-related tasks [and] the Commissioner's RFC assessment significantly overstates his capabilities, either minimizing or ignoring his impairments." (Doc. 11 at 5). Byrd essentially relies upon Dr. Fondren's second physical capacities evaluation in which he concluded on July 23, 2010, that Byrd "could sit for only four (4) hours of an eight (8) hour day, and standing or walking is limited to less than one (1) hour, that would be less than five 5 hours." (Doc. 11 at 8, citing Tr. 234). Byrd also relies on Dr. Fondren's accompanying Clinical Assessment of Pain form dated July 23, 2010, that "Byrd has pain which would distract him from the adequate performance of work activities." (Doc. 11 at 8, citing Tr. 235).
The Commissioner contends that Byrd's argument "has no legal merit." (Doc. 18 at 5). The Commissioner argues, in sum, that "there is no credible evidence of record to suggest that [Byrd's] functional limitations were in any way more limiting tha[n] those found by the ALJ." (Doc. 18 at 6).
"The residual functional capacity is an assessment, based upon all of the relevant evidence, of a claimant's remaining ability to do work despite his impairments."
Byrd's first challenge of the ALJ's RFC is based upon her failure to give any substantial weight to Dr. Fondren's second assessment of Byrd on July 23, 2010. Byrd acknowledges that Dr. Fondren issued two separate opinions regarding Byrd's physical capacities, a year apart, that were inconsistent, but argues, in sum, that "while there were differences between the two forms, there was no difference in the standing limitation" and Dr. Fondren explained that the increased limitations were due to "worsening of [Byrd's] traumatic arthritis in his left leg and ankle." (Doc. 11 at 6, quoting Tr. 239). However, with respect to the "standing limitation," the ALJ correctly noted that Dr. Fondren's opinion, namely that Byrd could only walk or stand for less than one hour during an eight hour day, is not supported by the record (Tr. 26, 232, 234). The ALJ reasoned:
(Tr. 27, emphasis added). The record also contains the observations of the consulting physician who examined Byrd on May 16, 2009, Dr. Ozment, that Byrd was able to "walk easily into the examination room" without any assistance, could not only "sit comfortably" but "get on and off the examination table [and] take his shoes off and put them back on" (Tr. 213). Dr. Ozment also observed that, although unable to perform without his brace, Byrd could tandem walk and bend over to within 10 inches of the floor with the brace. (Tr. 214). Dr. Ozment also reported that Byrd's muscle strength was 5/5 in upper and lower extremities with "
With respect to Dr. Fondren's explanation of the other inconsistencies between his 2009 and 2010 assessments, namely the alleged "worsening" of Byrd's traumatic arthritis in the left ankle, the ALJ correctly found that the record is devoid of any evidence to support the supposition (Tr. 28). The differences between Dr. Fondren's two assessments can be summarized as follows:
(Tr. 232 and 234). The ALJ found, however, that:
(Tr. 28, citing Tr. 236-238). Additionally, as noted previously in this opinion, the treatment Byrd received for his pain was consistent up to and including the prescription he received from Dr. Fondren on January 6, 2011 for "Lortab 7.5 mg. #50 with two refills" (Tr. 254). Byrd's previous such prescription was been obtained on September 15, 2010 (Tr. 255), approximately 126 days before. Byrd's next such prescription was not sought until August 25, 2011 (Tr. 253), approximately 219 days later. Cf. also, Tr. 238 (similar prescription given May 14, 2009) with Tr. 237 (next Lortab prescription give November 3, 2009, approximately 123 days later). These records seem to indicate that Byrd either went many days without any Lortab medication or took not more than two Lortabs on any one day. The medical record does not support the proposition that Byrd's condition significantly worsened between July 2009 and July 2010.
Generally, the opinion of a treating physician must be given substantial weight, or credit, unless "good cause" is shown to the contrary.
The undersigned finds no error with the ALJ's decision to give less than controlling weight to Dr. Fondren's opinion dated July 23, 2010, that Byrd can sit for only four hours in an eight hour day and to that portion of both the July 31, 2009 and July 23, 2010 opinions of Dr. Fondren that Byrd can only stand or walk for less than one hour in an eight-hour workday. The ALJ has adequately articulated specific justification for finding that Dr. Fondren's opinions in this regard are contrary to the other evidence of record, and is not supported by his own records. See
Byrd next argues, in sum, that "[t]he ALJ's failure to address the treating physician's opinions regarding Mr. Byrd's pain clearly runs afoul of the Commissioner's regulations." (Doc. 11 at 9).
The ALJ does specifically cite to the examining consultant's finding that Byrd's "[m]uscle strength was 5/5 in upper and lower extremities with normal tone and normal bulk" (Tr. 23). The ALJ also reasoned:
(Tr. 23). The ALJ further found:
(Tr. 25). Byrd also testified, in sum, that he pain manifested itself in cramps two to three times a day lasting three to seven seconds (Tr. 272); in numbness for which he applies his muscle stimulator for two or three minutes (Tr. 273); in stiffness when he sits awhile for which he gets up and moves around (Tr. 274, 279); and in swelling of the left ankle "[p]retty much every day" "but it's not real, real bad" for which he elevates his foot probably three or four hours a day and, if necessary, uses the stimulator for two or three minutes (Tr. 279-280). Byrd also testified that the only medicine he takes for his foot with its arthritis is Lortab, Aleve and cortisone shots (Tr. 274). Byrd in no way indicated that his pain "is frequently present to such an extent as to be distracting to the adequate performance of work activities" but instead, as noted by the ALJ, indicated that he had no difficulty understanding his television shows and thus that "his pain does not interfere with his concentration" (see Tr. 25, 277, 231, 235).
"[T]he decision concerning the Plaintiff's credibility is a function solely within the control of the Commissioner and not the courts."
Here, the ALJ found that, although plaintiff's underlying medical condition could reasonably be expected to produce the symptoms alleged, his statements concerning the intensity and limiting effects of his symptoms were not credible (Tr. 23). In making her assessment of Byrd's credibility about pain and its effect on his ability to function, the ALJ based her assessment on consideration of all the evidence of record, not just the fact that plaintiff sought treatment. See 20 C.F.R. § 404.1529; SSR 96-7p. Although the ALJ did not specifically refer to Dr. Fondren's Clinical Assessment of Pain form, she adequately addressed the issue regarding Byrd's pain. The evidence of record, including Byrd's own testimony, does not support Dr. Fondren's contention that Byrd's pain "is frequently present to such an extent as to be distracting to the adequate performance of work activities" (Tr. 231, 235).
The undersigned finds no error with the ALJ's determination that Byrd has the residual functional capacity to perform the limited range of light work described above and that substantial evidence in the record supports her determination. The residual functional capacity assessment is a measure of what plaintiff can do despite functional limitations. 20 C.F.R. § 404.1545; 20 C.F.R. § 416.945. The rulings define residual functional capacity as what an individual can still do despite his or her limitations. RFC is an administrative assessment of the extent to which an individual's medically determinable impairment(s), including any related symptoms, such as pain, may cause physical or mental limitations or restrictions that may affect his or her capacity to do work-related physical and mental activities. Social Security Ruling 96-8p: Titles II and XVI: Assessing Residual Functional Capacity in Initial Claims, 1996 WL 374184, *2. Because a residual functional capacity determination is an "administrative assessment", it is the function of the ALJ to determine the plaintiff's residual functional capacity through examination of the evidence and resolution of conflicts in the evidence.
Byrd's principle challenge to the ALJ's RFC determination is that "the decision of the Commissioner is not linked to the evidence" and "[t]he Commissioner does not specify . . . what evidence supports [the ALJ's] RFC." (Doc. 11 at 11). The Commissioner argues, in sum, that the ALJ properly considered the evidence of record; properly discounted Dr. Fondren's RFC opinions to the contrary; properly discounted Byrd's claims of extreme pain; and "there is no credible evidence of record to suggest that Plaintiff's functional limitations were in any way more limiting tha[n] those found by the ALJ." (Doc. 18 at 5-6).
As amply demonstrated above, the ALJ properly analyzed all the medical evidence of record and Byrd's description of his pain and limitations to arrive at her RFC. Byrd's contention that there is no link between the evidence of record and the RFC is without merit. As the ALJ expressly concluded:
(Tr. 27, emphasis added).
The ALJ has clearly linked every aspect of her RFC to the evidence of record, which is substantial. Consequently, this case is distinguishable from
For the reasons stated above, the Court concludes and it is therefore