KATHERINE P. NELSON, Magistrate Judge.
This action is before the Court on the "Motion for Sanctions for Plaintiff's Non-Compliance with the Court's Order" (Doc. 46) filed by Defendant USA Healthcare Management, LLC ("USA HM"). The Court has referred the motion to the undersigned Magistrate Judge for appropriate action under 28 U.S.C. § 636(b)(1), Federal Rule of Civil Procedure 72, and S.D. Ala. GenLR 72(a). See S.D. Ala. GenLR 72(b); (3/1/2017 electronic reference). Upon consideration, the undersigned finds that USA HM's motion (Doc. 46) is due to be
Plaintiff Lizzetta McConnell commenced this action through counsel. After the Court granted in part and denied in part USA HM's motion to dismiss the amended complaint (see Doc. 26), McConnell's counsel was granted permission to withdraw from representation in this action (see Doc. 30). In that order, copies of which were mailed to her, McConnell was cautioned that, "[w]hile she is pro se, McConnell bears the sole responsibility of handling her case, which includes timely responding to the Defendant's motions and discovery requests, following the Court's orders, and complying with all applicable rules of procedure." (Doc. 30 at 1-2 (citing S.D. Ala. General Local Rule 83.5(a) ("All persons proceeding pro se shall be bound by, and must comply with, all Local Rules of this Court, as well as the Federal Rules of Civil and Criminal Procedure, unless excused by Court order."); United States v. Hung Thien Ly, 646 F.3d 1307, 1315 (11th Cir. 2011) ("A pro se [party] must follow the rules of procedure and evidence and the district court has no duty to act as his lawyer..." (citation omitted))). McConnell timely filed a response to that order confirming her intent to proceed pro se in this action and that she understood her responsibilities as stated in the order. (See Doc. 33).
The parties subsequently filed a joint report of their planning meeting under Federal Rule of Civil Procedure 26(f) (Doc. 35), and after holding an in-person scheduling conference with the parties, the undersigned entered a Federal Rule of Civil Procedure 16(b) scheduling order on October 13, 2016. (Doc. 40). Among other things, the scheduling order set a deadline of March 31, 2017, for completion of all discovery in this action. (Doc. 40 at 3, § 4). On November 22, 2016, USA HM filed notice with the Court that it had served McConnell with its First Set of Interrogatories and Requests for Production by both electronic mail and U.S. mail, postage prepaid. (Doc. 42). Under the scheduling order, McConnell's responses to these discovery requests were due within 30 days of service. (Se Doc. 40 at 5, § 10).
On January 13, 2017, USA HM filed and served a motion to compel discovery responses under Federal Rule of Civil Procedure 37(a), asserting that McConnell had failed to serve any responses to its First Set of Interrogatories and Requests for Production, despite USA HM agreeing to extend the time for her to do so and McConnell's agreement to serve responses by the extended deadline. (Doc. 43). After McConnell failed to file any response to the motion within the time set by the Court (see Doc. 44), the undersigned granted the motion to compel and ordered McConnell to "serve full responses to the Defendants' [sic] First Set of Interrogatories and Requests for Production in accordance with the Federal Rules of Civil Procedure, and file notice of doing so with the Court, no later than
To date, McConnell has failed to file any notice of compliance with the Court's order granting the motion to compel,
There are several sources of authority that permit a court to dismiss a case for the plaintiff's failure to obey an order. As was pointed out to McConnell in the order granting the motion to compel, a party's failure to obey such a discovery order can result in the imposition of sanctions under Federal Rule of Civil Procedure 37(b)(2), which may include "dismissing the action or proceeding in whole or in part." Fed. R. Civ. P. 37(b)(2)(A)(v). As USA HM correctly notes, most of the sanctions available under Rule 37(b)(2)(A), including dismissal, may be imposed where, as here "a party, after being properly served with interrogatories under Rule 33 or a request for inspection under Rule 34, fails to serve its answers, objections, or written response[,]" Fed. R. Civ. P. 37(d)(1)(A)(ii), (d)(3), or for a party's "failure to obey a scheduling or other pretrial order[,]" as McConnell has done here by failing to respond to discovery requests within the time set by the scheduling order. See Fed. R. Civ. P. 16(f)(1)(C), (f)(2).
Two other sources of authority for a district court to dismiss an action for a plaintiff's failure to prosecute or to obey the Court's orders are Federal Rule of Civil Procedure 41(b) and the Court's inherent power to manage its docket. Betty K Agencies, Ltd. v. M/V MONADA, 432 F.3d 1333, 1337 (11th Cir. 2005). Accord Fequiere v. Ala. State Univ., 558 F. App'x 881, 882 (11th Cir. 2014) (per curiam) (unpublished); Coleman v. St. Lucie Cnty. Jail, 433 F. App'x 716, 718 (11th Cir. 2011) (per curiam) (unpublished); Brown v. Tallahasse Police Dep't, 205 F. App'x 802, 802 (11th Cir. 2006) (per curiam) (unpublished) ("The district court's `power to dismiss is an inherent aspect of its authority to enforce its orders and ensure prompt disposition of lawsuits.' Jones v. Graham, 709 F.2d 1457, 1458 (11th Cir.1983) (citation omitted). The Court may dismiss an action sua sponte under Rule 41(b) for failure to prosecute or failure to obey a court order. Fed. R. Civ. P. 41(b); Lopez v. Aransas County Indep. Sch. Dist., 570 F.2d 541, 544 (5th Cir. 1978)."). "Rule 41(b) provides: `For failure of the plaintiff to prosecute or to comply with these rules or any order of court, a defendant may move for dismissal of an action or of any claim against him.'" Betty K Agencies, 432 F.3d at 1337. "The Supreme Court also has held that `[t]he authority of a court to dismiss sua sponte for lack of prosecution has generally been considered an "inherent power," governed not by rule or statute but by the control necessarily vested in courts to manage their own affairs . . . .'" Id. (quoting Link v. Wabash R.R. Co., 370 U.S. 626, 630 (1962)).
"Where dismissal is without prejudice, but the applicable statute of limitations probably bars further litigation, the standard of review of the District Court's dismissal should be the same as is used when reviewing a dismissal with prejudice."
As described above, in failing to serve responses to USA HM's discovery requests, McConnell is in violation of both the Federal Rules of Civil Procedure and the Court's orders. As McConnell has been repeatedly cautioned, the fact that she is proceeding without counsel in this action does not excuse her from complying with the rules of procedure or the Court's orders, nor does it insulate her from sanctions for failure to comply. "[O]nce a pro se []litigant is in court, [s]he is subject to the relevant law and rules of court, including the Federal Rules of Civil Procedure. These rules provide for sanctions for misconduct and for failure to comply with court orders. []If a pro se litigant ignores a discovery order, [s]he is and should be subject to sanctions like any other litigant." Moon v. Newsome, 863 F.2d 835, 837 (11th Cir. 1989). Moreover, in the order granting USA HM's motion to compel, McConnell was warned that her disregard of that order's directives could result in dismissal of her case. "While dismissal is an extraordinary remedy, dismissal upon disregard of an order, especially where the litigant has been forewarned, generally is not an abuse of discretion." Id.
As the uncontested representations in USA HM's motion to compel demonstrate, McConnell failed to serve discovery responses despite repeated requests made and extension of time given by USA HM and her own assurances that she would do so. McConnell has also repeatedly failed to justify her conduct by responding either to the motion to compel or the order granting that motion.
In accordance with the foregoing authority and analysis, the undersigned
The Clerk of Court is
A copy of this report and recommendation shall be served on all parties in the manner provided by law. Any party who objects to this recommendation or anything in it must, within fourteen (14) days of the date of service of this document, file specific written objections with the Clerk of this Court. See 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b); S.D. Ala. GenLR 72(c). The parties should note that under Eleventh Circuit Rule 3-1, "[a] party failing to object to a magistrate judge's findings or recommendations contained in a report and recommendation in accordance with the provisions of 28 U.S.C. § 636(b)(1) waives the right to challenge on appeal the district court's order based on unobjected-to factual and legal conclusions if the party was informed of the time period for objecting and the consequences on appeal for failing to object. In the absence of a proper objection, however, the court may review on appeal for plain error if necessary in the interests of justice." 11th Cir. R. 3-1. In order to be specific, an objection must identify the specific finding or recommendation to which objection is made, state the basis for the objection, and specify the place in the Magistrate Judge's report and recommendation where the disputed determination is found. An objection that merely incorporates by reference or refers to the briefing before the Magistrate Judge is not specific.