WILLIAM H. STEELE, District Judge.
This matter comes before the Court on defendant's Motion for Summary Judgment (doc. 37). The Motion has been extensively briefed (see docs. 38, 41, 42, 43-1, 46), and is now ripe for disposition.
This action arises from injuries sustained by plaintiff, Kenneth Highfield, as a business invitee on the premises of defendant, Grede II, LLC. In particular, Highfield fell from a raised platform adjacent to Grede's shipping office, resulting in severe leg injuries and other medical complications. In his First Amended Complaint (doc. 15), Highfield asserted purely state-law claims against Grede on theories of negligence (i.e., that Grede negligently maintained an unsafe area of its premises where Highfield was conducting business and thereby created an unreasonable risk of harm); wantonness; negligent/wanton design of shipping office area; an AEMLD claim (directed at Grede as the designer, builder, or manufacturer of the stairs, platform and landing); negligent/wanton installation or repair of the stairs, platform and landing; and negligent/wanton inspection.
At all relevant times, Kenneth Highfield was employed as a commercial truck driver. (Doc. 15, ¶ 5.) On January 16, 2015, Highfield arrived in Brewton, Alabama from Franklin, Kentucky to pick up a load of auto parts at a processing facility owned and/or operated by defendant Grede II, LLC. (Id., ¶¶ 5-6; Highfield Dep. (doc. 41, Exh. 8), at 49.) Highfield had never previously been to the Grede plant in Brewton, or to any other Grede facility anywhere else. (Highfield Dep., at 49.) He arrived at Grede's premises at approximately 9:15 a.m. (Id.) Upon doing so, Highfield parked his truck and walked to the receiving window to check in and sign paperwork. (Id. at 50.)
The configuration and layout of Grede's premises are of critical importance to the pending Rule 56 Motion. Since 2011, Grede's shipping office was located in a converted guard shack placed alongside the docks where drivers made pickups and deliveries. (Carraway Dep. (doc. 41, Exh. 1), at 17-18.) The shipping office (which was clearly marked by signage on the property) featured a window that a shipping clerk would open to exchange paperwork and otherwise interact with drivers. (Id. at 72-73.) There was only one way for drivers to access the shipping office and complete their paperwork at the Grede facility. They had to walk across the yard and climb a set of ten metal stairs. (Id. at 108; doc. 41, Exh. 3.) At the top of the steps was a large landing made of steel grate. (Doc. 41, Exh. 4.) To reach the shipping window, drivers would step up from the landing onto a small raised platform (also constructed of steel grate), located directly under the shipping window. (Id.) By standing on that small platform, truck drivers were positioned in such a manner that they could reach through the shipping window, speak with the shipping clerk, and sign paperwork on a small clipboard/shelf provided by Grede. (Carraway Dep., at 71-72, 106.) There was no other means for drivers to interact with the shipping clerk and exchange shipping paperwork with Grede; rather, they were required to stand on the small platform raised from the landing adjacent to the shipping office. (Id. at 101, 106-08; Peters Dep. (doc. 41-7), at 26, 31-34.)
It is undisputed that the raised platform in front of the shipping window was 62 inches across and 19 inches deep, and that it was 9 inches above the level of the landing. (Doc. 38, at 13; doc. 41, at 6.) The front edge of the raised platform was positioned 33 inches from the top of the staircase, with the landing in between. (Doc. 41-9, at 5.) There was no gate separating the stairs from the landing. (Id. at 2-6.) There was no railing around the raised platform. (Id.) Thus, to reach the shipping office window at the Grede facility in Brewton, a truck driver was required to climb the ten steps, traverse the first 33 inches of the landing, then step up onto the 9-inch high, 19-inch deep platform. The depth of the raised platform is a key fact, given plaintiff's evidence that if a man whose height was 5'11" and whose weight was 238 pounds stood sideways with his elbow touching the shipping office wall, his outside foot would measure approximately 23 inches from the wall (or 4 inches wider than the depth of the platform). (Peters Dep., at 13, 15-16.) On the day in question, Highfield stood 6'0" and weighed 350 pounds. (Highfield Dep., at 53.) These facts support a reasonable inference that Highfield could not turn around on the platform without his feet protruding over the edge to the landing below.
On the morning of January 16, 2015, Highfield ascended the steps, crossed the landing, and stepped onto the raised platform at the shipping window without incident. Conditions were dry, lighting was good, and there were no environmental factors or medical issues relating to Highfield's attire, footwear, vision or health that impeded his ability to reach the window. (Highfield Dep., at 51, 53, 56-57.) When Highfield reached the Grede shipping window, he checked in with the clerk and reached inside the window to sign some paperwork on a small shelf. (Id. at 50, 116.) The shipping clerk took Highfield's paperwork, gave him some additional paperwork and notified him of his door assignment for the load that Highfield was picking up that morning. (Id. at 50-52.)
Upon completing his business with the shipping clerk, Highfield turned to his right to go back down to his truck. (Id. at 116.) As he turned around and took one step in the direction of the stairs, Highfield "lost [his] balance and fell backwards on the steps with [his] leg on the top step and [his] head down." (Id. at 51.) During his deposition, Highfield stated that he "couldn't tell you exactly" what happened, but he believes that on his first (and only) step his foot "[s]tepped on the edge" of the raised platform, causing him to lose his balance and fall. (Id. at 117-118.) Highfield is not certain that his foot landed on the edge of the platform, but he testified, "I believe that's what happened." (Id. at 117.) He took only one step, and then went down. (Id. at 118.) What Highfield is uncertain about is whether, on that initial step, his foot landed on the edge of the platform or whether it missed the platform altogether and contacted only empty air, before dropping 9" to the landing below. (Id. at 121-22.) Either way, Highfield is clear that he turned to his right on the platform, took just one step and then fell off the platform. (Id. at 117-18, 121-22.) As he started falling, Highfield reached for the railing, but was only able to slap it with his hand because the force of the fall prevented him from getting a grip to steady himself. (Id. at 107-08.)
Michael Carraway was a shipping clerk on duty for Grede that morning. (Carraway Dep., at 88-89.) Carraway testified that he was looking at his computer when he heard a sound. (Id.) Upon looking out the window, Carraway saw that Highfield had fallen. (Id. at 89-90.) He observed that Highfield was lying on his back on the stairs, with his head pointed downward and his feet at the top of the steps. (Id. at 90-92.) Highfield appeared "shocked, scared." (Id. at 92.) Prior to Highfield's fall, Carrraway never apprehended any danger associated with Grede's practice of having truck drivers use the raised platform to step up to the shipping window. (Id. at 127.) Similarly, Grede shipping clerk Clint Peters testified that prior to Highfield's fall, he had never known of anyone falling on the stairs and did not perceive any danger in the use of the raised platform to facilitate drivers' access to the shipping window. (Peters Dep., at 36-37.)
Following Highfield's fall, Peters observed him "limping around to his truck." (Id. at 41.) Highfield returned to his truck and saw redness and bruising on his calf. (Highfield Dep., at 57.) Over the ensuing weeks, Highfield developed an open wound that actively drained fluid and became infected, ultimately requiring hospitalization and surgery. (Rhinehart Dep. (doc. 41-10), at 17-18, 23-24; Ryan Dep. (doc. 41-11), at 13-19.)
Summary judgment should be granted only "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Rule 56(a), Fed.R.Civ.P. The party seeking summary judgment bears "the initial burden to show the district court, by reference to materials on file, that there are no genuine issues of material fact that should be decided at trial." Clark v. Coats & Clark, Inc., 929 F.2d 604, 608 (11
In its Motion for Summary Judgment, Grede advances two distinct, independent grounds that it contends entitle it to judgment as a matter of law. First, Grede maintains that Highfield's claims fail for lack of proof of causation. Second, Grede contends that it is entitled to judgment as a matter of law on its affirmative defense that the alleged defect in its premises was open and obvious. Each argument will be examined in turn.
As noted, Highfield's claims against Grede are rooted in a theory of premises liability. Fortunately, the Alabama law of premises liability is well settled in pertinent respects. "The owner of premises owes a duty to business invitees to use reasonable care and diligence to keep the premises in a safe condition, or, if the premises are in a dangerous condition, to give sufficient warning so that, by the use of ordinary care, the danger can be avoided." South Alabama Brick Co. v. Carwie, 214 So.3d 1169, 1176 (Ala. 2016) (citation and emphasis omitted). In the premises liability context, the elements of a negligence claim under Alabama law "are the same as those in any tort litigation: duty, breach of duty, cause in fact, proximate or legal cause, and damages." Sessions v. Nonnenmann, 842 So.2d 649, 651 (Ala. 2002) (citations omitted); see also Shanklin v. New Pilgrim Towers, L.P., 58 So.3d 1251, 1255 (Ala.Civ.App. 2010) ("To recover in a premises-liability action based on a fall, a plaintiff must prove (1) that her fall was caused by a defect or instrumentality located on the defendant's premises, (2) that the fall was the result of the defendant's negligence, and (3) that the defendant had or should have had notice of the defect or instrumentality before the accident.") (citations omitted). Causation is thus an essential element of Highfield's causes of action against Grede. See, e.g., Massey v. Allied Products Co., 523 So.2d 397, 398 (Ala. 1988) (in a slip-and-fall case, "[t]he plaintiff must be able to present evidence that his fall was caused by a defect or instrumentality located on the premises"); Graham v. Wal-Mart Stores, Inc., 529 So.2d 938, 939 (Ala. 1988) (in premises liability slip-and-fall case, "proximate cause is a necessary element in proving negligence").
Grede's summary judgment argument on causation is that Highfield "candidly admits that he does not know why he fell off the platform" and that "[a] plaintiff cannot establish a claim by speculating that a non-compliant surface caused a fall." (Doc. 38, at 12.) Grede is certainly correct that a plaintiff in a premises liability case cannot establish causation via mere speculation or guesswork that he fell because of a dangerous condition in the defendant's premises. See, e.g., Ex parte Harold L. Martin Distributing Co., 769 So.2d 313, 315 (Ala. 2000) ("The unavoidable conclusion one must draw from Williams's testimony is that the cause of her fall is a matter of pure speculation. . . . But Alabama juries are not permitted to speculate as to the cause of an accident.").
Where Grede's causation argument breaks down, however, is in the relationship between Highfield's fall and the specific defects alleged in its premises. Contrary to defendant's position, a fair reading of Highfield's deposition is that he did not testify that "he does not know why he fell off the platform." (Doc. 38, at 12.) To be sure, Highfield did concede that he did not know which leg went first, whether his foot hit the edge of the platform, or whether his foot missed the platform altogether.
The point is that Highfield's admitted uncertainty about whether his foot struck the edge of the platform or not does not matter because no particular feature of that edge is alleged to be the defect. Highfield theorizes that the platform was too narrow to allow him to maneuver safely from the platform at the shipping window down to the landing and the stairs. Plaintiff's evidence is that he turned around at the shipping window to go back down stairs, took one step, and his footfall either caught the edge of the platform or missed it altogether, causing him to lose his balance. Regardless of whether Highfield's foot landed on the edge or not, his evidence is that the particular defect alleged in this case (i.e., the excessively narrow platform) caused him to lose his balance because he could not take a step without going beyond the end of the platform to the landing below.
In arguing otherwise, Grede relies on the line of Alabama authorities finding that where a plaintiff's evidence equally supports multiple inferences, only one of which creates liability, the defendant cannot be found liable.
Viewed in the light most favorable to Highfield, the evidence does not
In so concluding, the Court is guided by the following principles of Alabama law:
Springfield Missionary Baptist Church v. Wall, 993 So.2d 469, 476-77 (Ala.Civ.App. 2008) (citation omitted). Such is the case here. While Highfield's evidence does not conclusively rule out other possible causes of his fall, no such showing is required on summary judgment. A plaintiff's evidence is not speculative as long as it "points to any one theory of causation, indicating a logical sequence of cause and effect, . . . notwithstanding the existence of other plausible theories with or without support in the evidence." Southern Ry. Co. v. Dickson, 100 So. 665, 669 (Ala. 1924); see also Dixon v. Board of Water & Sewer Com'rs of the City of Mobile, 865 So.2d 1161, 1166 (Ala. 2003) ("a theory of causation is not mere conjecture, when it is deducible as a reasonable inference from known facts or conditions") (citation and internal quotation marks omitted). Plaintiff's showing satisfies this standard.
For these reasons, plaintiff's evidence demonstrates the existence of genuine issues of material fact as to whether the alleged defects in defendant's premises caused his fall. He has presented sufficient evidence that, taken as true, would establish a logical sequence of cause and effect and support a reasonable inference that Highfield fell because Grede's premises were defective in that the platform abutting the shipping office was too shallow. Defendant is not entitled to summary judgment on its assertion that the record lacks sufficient evidence of causation.
The second independent ground for defendant's Motion for Summary Judgment is the "open and obvious" defense. In seeking relief on that basis, Grede reasons that (i) "when a condition on a premises is open and obvious, the premises owner has no duty
The appropriate analytical starting point is the "open and obvious" doctrine. It is well-settled in Alabama that "[t]he [invitor] is not liable to an invitee for an injury resulting from a danger that was obvious." Jones Food Co. v. Shipman, 981 So.2d 355, 362 (Ala. 2006) (citations omitted). Indeed, "[t]he entire basis of an invitor's liability rests upon his superior knowledge of the danger that causes the invitee's injuries. If that superior knowledge is lacking,
Thus, if the allegedly dangerous condition on Grede's premises was open and obvious, then Grede cannot be liable for Highfield's injuries. Applying the above-described test, the question is whether it was objectively reasonable for Grede to expect Highfield to know that the shallowness of the platform in front of the shipping window created a fall hazard when the invitee turned around to walk back downstairs. Grede argues that this question should be answered affirmatively because Highfield had mounted the platform "seconds before" and is therefore "charged with objective appreciation of the risk." (Doc. 38, at 19.) The Court is not persuaded that the analysis is so cut and dried.
Alabama courts have been circumspect about granting summary judgment to defendants in premises liability cases based on the "open and obvious" defense. See, e.g., Ex parte Kraatz, 775 So.2d 801, 804 (Ala. 2000) ("Questions of openness and obviousness of a defect or danger and of an [invitee's] knowledge are generally not to be resolved on a motion for summary judgment.") (citations omitted).
Viewing the record evidence most favorable to plaintiff (as we must for summary judgment purposes), there are genuine issues of material fact as to the openness and obviousness of the alleged defects at the Grede property. Defendant's employees testified that, prior to Highfield's fall, they never perceived the raised platform (which had been there for four years) to pose a danger for visiting truck drivers. (See Carraway Dep., at 127; Peters Dep., at 36-37.)
What would have been open and obvious to Grede's business invitees was that they must use the stairs, landing and raised platform to reach the shipping window, just as Highfield had done before he stepped from the platform toward the landing, lost his balance and fell. But would it have been open and obvious to a reasonable invitee that the platform was so shallow as to pose a dangerous condition when the invitee turned around to step down? The Court cannot say with anything approaching certainty. Neither Grede's employees at the shipping window nor Highfield himself saw or appreciated that danger. And to point out (as defendant does) that Highfield should have been aware that he would have to step down from the platform is not to conclude that Highfield should have appreciated how little room there was to maneuver on that platform because its shallow dimensions, which is the relevant inquiry.
For all of the foregoing reasons, defendant's Motion for Summary Judgment (doc. 37) is
(Highfield Dep., at 117, 122.)