WILLIAM H. STEELE, District Judge.
The defendant challenges his designation as a career offender. He argues that his Washington conviction for second-degree murder is not a crime of violence for purposes of U.S.S.G. §§ 4B1.1 and 4B1.2. (Docs. 64, 92). Because the defendant has only two felony convictions supporting his designation as a career offender, (Doc. 61 at 6), he cannot be sentenced as a career offender if his argument succeeds. The Court therefore directed the government to respond to the defendant's argument. (Doc. 93). The government has done so. (Doc. 100). The parties request resolution of the issue prior to sentencing.
In order to qualify as a career offender under the guidelines, a defendant must have "at least two prior felony convictions of either a crime of violence or a controlled substance offense." U.S.S.G. § 4B1.1(a). The definition of "crime of violence" is provided in Section 4B1.2. The current version of Section 4B1.2 offers two ways of establishing that a felony is a crime of violence: the elements clause and the enumerated offenses clause.
Murder is listed as an enumerated offense under the 2016 version of Section 4B1.2. "Where, as here, the Guidelines specifically designate a certain offense as a `crime of violence,' we compare the elements of the crime of conviction to the generic form of the offense as defined by the States, learned treatises, and the Model Penal Code." United States v. Lockley, 632 F.3d 1238, 1242 (11th Cir. 2011). If the statute of conviction is no broader than the generic offense, the conviction can serve as a predicate offense for career offender status. Id. This "categorical" approach may be modified when the same statute lists elements in the alternative and thereby defines multiple crimes; in that situation, the Court may examine certain documents, including the charging documents, to determine which of these multiple crimes was the one of which the defendant was convicted. Mathis v. United States, 136 S.Ct. 2243, 2249 (2016). Except for this limited purpose, the Court does not consider the actual or alleged facts underlying the defendant's conviction. E.g., Sykes v. United States, 564 U.S. 1, 7 (2011), overruled in part on other grounds, Johnson v. United States, 135 S.Ct. 2551 (2015); United States v. Young, 527 F.3d 1274, 1277 (11th Cir. 2008).
The defendant was convicted of second-degree murder under Section 9A.32.050 of the Revised Code of Washington. Under this statute, second-degree murder may be committed either by an intentional killing without premeditation or by killing a person in certain connection with a felony. The defendant asserts that he was convicted of felony murder, (Doc. 64 at 2; Doc. 92 at 5), and the amended information presented by the government, (Doc. 100-1 at 1), bears this out.
It appears that the Eleventh Circuit has not identified the elements of generic murder or generic felony murder. The government, (Doc. 100 at 3), urges the Court to employ the generic definition of felony murder articulated by the Third Circuit in United States v. Marrero, 743 F.3d 389, 400 (3rd Cir. 2014). Drawing on the Model Penal Code,
Subject to certain defenses not relevant here, Section 9A.32.050, as it read at the time of the defendant's offense and conviction, defined second-degree felony murder as occurring when the defendant "commits or attempts to commit any felony other than those enumerated in RCW 9A32.030(1)(c) and, in the course of and in furtherance of such crime or in immediate flight therefrom, he or another participant causes the death of a person other than one of the participants."
To solve this problem, the government turns to Gonzales v. Duenas-Alvarez, 549 U.S. 183 (2007). According to the government, Duenas-Alvarez stands for the proposition that, even though a state statute sweeps more broadly than the generic offense, the enhancement applies unless the defendant identifies a case in which the state courts have in fact applied the statute outside the generic context. Because the defendant (who has had no opportunity to reply to the government's brief) has not identified any such instance, the government concludes the enhancement applies. (Doc. 100 at 4). The Court is unpersuaded.
The Duenas-Alvarez Court employed the categorical approach to determine whether the California crime of aiding and abetting a theft offense constituted a "theft offense" under the Immigration and Nationality Act. 549 U.S. at 185. The defendant endeavored to show that the state law "might" in certain circumstances extend beyond the generic offense. Id. at 191. The Court distinguished the three examples the defendant offered, then concluded as follows:
Id. at 193. The government offers this quote from Duenas-Alvarez but nothing more. The Court has located only two Eleventh Circuit cases citing Duenas-Alvarez in a guidelines context, and neither of them indicates that it requires a historical instance of non-generic prosecution in all cases.
In United States v. Morales-Alonso, 878 F.3d 1311 (11
In United States v. Dixon, 874 F.3d 678 (11
From these authorities and others, the Court concludes that an historical case applying a state statute outside the generic context is required only if it does not otherwise appear that there is a realistic probability of the statute being applied beyond the generic offense's parameters. See, e.g., United States v. Grisel, 488 F.3d 844, 850 (9
Unlike in Dixon and Morales-Alonso, the Court is not faced with contorted, implausible hypotheticals as to how Section 9A.32.050 could apply to a non-dangerous felony. The government protests that it is "difficult to imagine" how a defendant "could be charged with felony murder for causing a death in furtherance of a non-dangerous felony." (Doc. 100 at 5). This is less than obvious, since "in furtherance" does not mean the death furthered the accomplishment of the felony but only that "the death was sufficiently close in time and place to the arson to be part of the res gestae of that felony." Bowman v. State, 172 P.3d 681, 683-84 (Wash. 2007) (internal quotes omitted). Moreover, the necessary causal connection between felony and death can be satisfied either when the death occurs "in the course of and in furtherance of such crime" or "in immediate flight therefrom." Under either alternative, any non-dangerous felony will support a felony murder prosecution so long as the defendant, caught in the act, kills someone on the spot or in immediate flight therefrom. This would appear to include a range of ordinarily non-dangerous felonies.
Because the government acknowledges that Washington's second-degree felony murder statute extends to non-dangerous felonies, and because the government has failed to rebut the realistic probability raised by that construction that the state will apply the statute in non-generic situations, the Court cannot conclude that the defendant's conviction is a crime of violence under the enumerated offenses clause of Section 4B1.2.
A felony may also be a "crime of violence" under Section 4B1.1 if it "has as an element the use, attempted use, or threatened use of physical force against the person of another . . . ." U.S.S.G. § 4B1.2(a)(1). The defendant argues that felony murder under Washington law does not satisfy the elements clause because it does not require an intentional or even reckless use of physical force. (Doc. 64 at 2; Doc. 92 at 2, 6). The defendant relies on Leocal v. Ashcroft, 543 U.S. 1 (2004).
In Leocal, the Supreme Court construed 18 U.S.C. § 16(a), which defines "crime of violence" as "an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another." The Court construed this phrase to require "a higher degree of intent than negligent or merely accidental conduct." 543 U.S. at 9. As a result, a statute that "do[es] not require any mental state with respect to the use of force against another person, thus reaching individuals who were negligent or less," cannot satisfy the elements test of Section 16(a). 543 U.S. at 13. The Eleventh Circuit has applied Leocal in the guidelines context. United States v. Palomino Garcia, 606 F.3d 1317, 1334-36 (11
Under Washington law, "no mental state element is necessary to commit felony murder. . . ." State v. Lucky, 912 P.2d 483, 488 (Wash. 1996); accord State v. Frazier, 661 P.2d 126, 132 (Wash. 1983); see also Bowman, 172 P.3d at 685 ("[The traditional purpose of the felony murder rule [is] punishing accidental, negligent, or reckless killings that occur in the course of a distinct felony."). It therefore does not seem possible that the defendant's felony murder conviction could satisfy the elements clause of Section 4B1.2. The government by its decision not to respond to the defendant's argument effectively concedes the point.
For the reasons set forth above, the Court concludes that the defendant's conviction for second-degree felony murder under Washington is not a crime of violence for purposes of Section 4B1.1. The defendant therefore cannot be sentenced as a career offender.
DONE and ORDERED.
The Model Penal Code indicates that felony murder lies only when the underlying felony is "robbery, rape or deviate sexual intercourse by force or threat of force, arson, burglary, kidnapping or felonious escape." Marrero, 743 F.3d at 400. Such crimes would seem clearly to constitute dangerous felonies. Most of these crimes are listed in Section 9A.32.030(1)(c), which defines the crime of first-degree felony murder.
Because the government has failed to show that Washington's felony murder offense does not extend beyond the generic offense, or that there is no realistic probability that Washington would apply the statute outside the parameters of the generic offense, it is unnecessary for the Court to consider the defendant's argument that Section 9A.32.050 is broader than the generic offense in that it applies to deaths in flight from the underlying felony. (Doc. 92 at 4).