J. LEON HOLMES, District Judge.
The Court has reviewed the Proposed Findings and Recommended Partial Disposition submitted by United States Magistrate Judge J. Thomas Ray and the filed objections. After carefully considering these documents and making a de novo review of the record in this case, the Court concludes that the Proposed Findings and Recommended Partial Disposition should be, and hereby are, approved and adopted in their entirety as this Court's findings in all respects.
IT IS THEREFORE ORDERED that:
1. Defendant Kelley's motion for summary judgment is GRANTED, and plaintiff's claims against her are dismissed, without prejudice, due to a lack of proper exhaustion. Document #89.
2. The Court CERTIFIES, pursuant to 28 U.S.C. § 1915(a)(3), that an in forma pauperis appeal from this Order would not be taken in good faith.
J. THOMAS RAY, United States Magistrate Judge.
The following recommended partial disposition has been sent to United States District Judge J. Leon Holmes. Any party may serve and file written objections to this recommendation. Objections should be specific and should include the factual or legal basis for the objection. If the objection is to a factual finding, specifically identify that finding and the evidence that supports your objection. An original and one copy of your objections must be received in the office of the United States District Clerk no later than fourteen (14) days from the date of the findings and recommendations. The copy will be furnished to the opposing party. Failure to file timely objections may result in waiver of the right to appeal questions of fact.
If you are objecting to the recommendation and also desire to submit new, different, or additional evidence, and to have a hearing for this purpose before the United States District Judge, you must, at the same time that you file your written objections, include a "Statement of Necessity" that sets forth the following:
From this submission, the United States District Judge will determine the necessity for an additional evidentiary hearing, either before the Magistrate Judge or before the District Judge.
Mail your objections and "Statement of Necessity" to:
Plaintiff, Kenneth L. Waller, Jr., is a prisoner in the Grimes Unit of the Arkansas Department of Correction ("ADC"). In this pro se § 1983 action, he alleges that several Defendants, who are prison medical personnel, failed to provide him
Defendant Kelley has filed a Motion for Summary Judgment and several supportive pleadings arguing that Plaintiff failed to properly exhaust his administrative remedies against her. See Docs. #89, #90, #91, #124, and #148. Plaintiff has responded. See Docs. #122, #123, and #155. For the following reasons, the Court recommends that Defendant Kelley's Motion for Summary Judgment be granted, and that she be dismissed, without prejudice.
The Prison Litigation Reform Act ("PLRA") provides that: "No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S.C. § 1997e(a). The purposes of the exhaustion requirement include "allowing a prison to address complaints about the program it administers before being subjected to suit, reducing litigation to the extent complaints are satisfactorily resolved, and improving litigation that does occur by leading to the preparation of a useful record." Jones v. Bock, 549 U.S. 199, 219, 127 S.Ct. 910, 166 L.Ed.2d 798 (2007); see also Woodford v. Ngo, 548 U.S. 81, 89-91, 126 S.Ct. 2378, 165 L.Ed.2d 368 (2006).
The PLRA requires inmates to: (1) fully and properly exhaust their administrative remedies as to each claim in the complaint; and (2) complete the exhaustion process prior to filing an action in federal court. Johnson v. Jones, 340 F.3d 624, 627 (8th Cir.2003); Graves v. Norris, 218 F.3d 884, 885 (8th Cir.2000) (emphasis added). Importantly, the Supreme Court has emphasized that "it is the prison's requirements, and not the PLRA, that define the boundaries of proper exhaustion." Jones, 549 U.S. at 218, 127 S.Ct. 910; see also Woodford, 548 U.S. at 90, 126 S.Ct. 2378 (explaining that administrative exhaustion "means using all steps that the agency holds out, and doing so properly so that the agency addresses the issues on the merits"). Thus, to satisfy the PLRA, a prisoner must fully comply with the specific procedural requirements of the incarcerating facility. Id.
For instance, the ADC exhaustion policy states that "[g]rievances must specifically name each individual involved for a proper investigation and response to be completed by the ADC" and that "[i]nmates who fail
In September of 2012, Defendant Kelley moved for dismissal because it was undisputed that Plaintiff did not name her in any of the eight medical grievances he fully exhausted prior to filing this lawsuit.
Importantly, the recommendation was consistent with unpublished Eighth Circuit opinions affirming the dismissals of defendants who were not specifically named in the prisoners' grievances and appeals, as required by the ADC exhaustion policy. See, e.g., Ferrell v. Norris, 441 Fed.Appx. 399 (8th Cir.2011) (unpublished opinion); Adams v. Hobbs, 402 Fed.Appx. 157 (8th Cir.2010) (unpublished decision).
While the Recommended Partial Disposition was pending, the Eighth Circuit issued an unpublished decision in Bower v. Kelley, 494 Fed.Appx. 718 (8th Cir.2012). In Bower, an ADC prisoner asserted a § 1983 claim against an unknown John Doe Defendant, a prison dentist who allegedly provided him with inadequate medical care for his dental implants. See Bower v. Kelley, 5:11CV00248 HDY, 2012 WL 589058 (E.D.Ark. Feb. 22, 2012) (unpublished opinion). He also alleged that Defendant Austin, a Health Services Administrator, and Defendant Zoldessy, the Dental Director for Corizon, Inc., failed to take proper corrective action in response to his complaints of inadequate dental care.
Prior to initiating his § 1983 action, Bower filed a grievance about the allegedly
In affirming the denial of that grievance, ADC administrators held that: (1) Bower had received adequate dental care; and (2) Zoldessy was currently trying to find a dentist that could treat Plaintiff's problem. Id.
Bower then filed a § 1983 action against Corizon employees and ADC administrators in the United States District Court for the Eastern District of Arkansas. Defendants Zoldessy and Austin moved to have Bower's § 1983 claims dismissed because he failed to name them in his grievances, as required by the ADC's exhaustion policy. As a result, they argued that Bower had failed to exhaust his administrative remedies against them. Id. (Doc. #41). The trial court agreed and dismissed both defendants, without prejudice. Id.
On appeal, the Eighth Circuit issued a one-page, unpublished opinion reversing the trial court's decision:
Bower, 494 Fed.Appx. at 718, 2012 WL 6199266 at *1.
After the Bower decision was handed down, United States District Judge J. Leon Holmes suggested that: (1) the parties re-brief the exhaustion issue, in light of the Court's decision in Bower; and (2) the undersigned United States Magistrate Judge then reconsider the December 4, 2012 Recommended Partial Disposition. See Doc. #138. The parties have now re-briefed the exhaustion issue. See Docs. #148 and #155.
After carefully reconsidering the exhaustion issue, in light of the recent Bower decision, this Court concludes that Plaintiff has failed to properly exhaust his administrative remedies against Defendant Kelley, and his claims against her should be dismissed, without prejudice.
First, it is well settled that unpublished opinions, such as the one issued in Bower, are not binding precedent. See 8th Cir. R. 32.1A; U.S. v. Lovelace, 565 F.3d 1080, 1085 (8th Cir.2009).
Second, in at least two unpublished decisions handed down after Bower, the Eighth Circuit has held that defendants in
Finally, the Bower decision construes Hammett v. Cofield, 681 F.3d 945 (8th Cir.2012) too broadly. In Hammett, prison officials unquestionably reached the merits of a prisoner's untimely appeal of a medical grievance. This lead the Court to conclude that the "PLRA's exhaustion requirement is satisfied if prison officials decide a procedurally flawed grievance on the merits." Id. at 947. The Court correctly reasoned that, when prison officials chose to ignore the untimeliness of a prisoner's appeal of a grievance and proceed to fully investigate and decide the merits of a prisoner's claims, the purpose of the PLRA exhaustion requirement is satisfied as to those claims. Id. at 947-48 (citing Jones, 549 U.S. at 219, 127 S.Ct. 910 and Woodford, 548 U.S. at 90, 126 S.Ct. 2378).
Thus, the Court's holding in Hammett only applies in cases where prison officials overlook or ignore procedural flaws in a prisoner's grievances (which otherwise would have allowed them to deny the grievances) and reach and decide the merits of the specific claims asserted against specifically named individuals. In such cases, when a prisoner later files a § 1983 action that asserts the same claims against the same named individuals, any procedural defects in the grievance can not be used by a defendant to support a failure to exhaust argument.
In this case, Plaintiff fully exhausted several grievances raising his inadequate medical care claim against some of the named medical Defendants. See Doc. #89, Ex. 1. However, none of his grievances
Because Plaintiff has failed to properly exhaust his administrative remedies against Defendant Kelley, as required by the PLRA, the Court recommends that all of Plaintiff's claims against her be dismissed, without prejudice.
IT IS THEREFORE RECOMMENDED THAT:
1. Separate Defendant Kelley's Motion for Summary Judgment (Doc. #89) be GRANTED, and that Plaintiff's claims against her be DISMISSED, WITHOUT PREJUDICE, due to a lack of proper exhaustion.
2. The Court CERTIFY, pursuant to 28 U.S.C. § 1915(a)(3), that an in forma pauperis appeal from any Order adopting this Recommended Partial Disposition would not be taken in good faith.
Dated this 6th day of May, 2013.
Similarly, in Burns v. Eaton, 2:11CV00049 SWW, 2013 WL 357563 (E.D.Ark. Jan. 29, 2013) (unpublished opinion), a prisoner fully exhausted a grievance alleging that officer Eaton used excessive force against him. In his § 1983 action, the prisoner renewed his excessive force claim against Eaton, and he added a claim that officer White witnessed the use of force but failed to intervene. Judge Wright concluded that the prisoner's failure to name Eaton in his grievance prevented the ADC from investigating and addressing the failure to protect allegations the prisoner raised in his § 1983 Complaint.