JEROME T. KEARNEY, Magistrate Judge.
The following recommended disposition has been sent to United States District Judge James M. Moody. Any party may serve and file written objections to this recommendation. Objections should be specific and should include the factual or legal basis for the objection. If the objection is to a factual finding, specifically identify that finding and the evidence that supports your objection. An original and one copy of your objections must be received in the office of the United States District Court Clerk no later than fourteen (14) days from the date of the findings and recommendations. The copy will be furnished to the opposing party. Failure to file timely objections may result in waiver of the right to appeal questions of fact.
If you are objecting to the recommendation and also desire to submit new, different, or additional evidence, and to have a hearing for this purpose before the District Judge, you must, at the same time that you file your written objections, include the following:
1. Why the record made before the Magistrate Judge is inadequate.
2. Why the evidence proffered at the hearing before the District Judge (if such a hearing is granted) was not offered at the hearing before the Magistrate Judge.
3. The detail of any testimony desired to be introduced at the hearing before the District Judge in the form of an offer of proof, and a copy, or the original, of any documentary or other non-testimonial evidence desired to be introduced at the hearing before the District Judge.
From this submission, the District Judge will determine the necessity for an additional evidentiary hearing, either before the Magistrate Judge or before the District Judge.
Mail your objections and "Statement of Necessity" to:
This matter is before the Court on the Defendants' Motions for Summary Judgment, together with Briefs in Support and Statements of Indisputable Material Facts (Doc. Nos. 61-66). Plaintiff filed a Response, Statement of Facts, and Addendum in opposition to the Motion (Doc. Nos. 74-76).
Plaintiff Jeffery Cowgill is a state inmate incarcerated at the Tucker Unit of the Arkansas Department of Correction (ADC). He filed this civil rights action pursuant to 42 U.S.C. § 1983 and the Arkansas Civil Rights Act, §§ 16-123-101-108, alleging failure to protect and deliberate indifference to his serious medical needs by Defendants, while he was incarcerated at the Cummins Unit in 2011.
Plaintiff alleges that he is a veteran of the United States Army, and suffers from a combination of "polytraumas," which include post-traumatic stress disorder (PTSD), traumatic brain injury, shrapnel embedded in various areas of his body, Reiter's syndrome (arthritis), knee and back injuries, tinnitis, hearing deficits, and other psychological problems exacerbated by stress (Doc. No. 2, pp. 7-8). He alleges Defendants were placed on notice of these conditions (through his VA medical records) when he was incarcerated in the ADC in August 2009, after convictions of residential burglary and second degree sexual assault. (
Plaintiff tried to speak with Defendant Warner about this inmate, but Warner did not stop or acknowledge Plaintiff, later falsely stating he failed to hear Plaintiff. (
In Count II, Plaintiff alleges deliberate indifference to his health needs, stating his requested sick calls often were ignored and medical defendants failed to provide adequate care for his medical needs. (
In Count III, Plaintiff alleges that he was treated by the VA hospital prior to his incarceration for various service-related problems, including shrapnel-type injuries in his arm. (
Pursuant to FED.R.CIV.P. 56(a), summary judgment is appropriate if the record shows that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law.
Defendants first ask the Court to dismiss Plaintiff's failure to protect allegations against Defendants Holtoff, Green, Moncrief, and Thurman, based on his failure to exhaust his administrative remedies against them. The ADC grievance procedure in place at the time, Administrative Directive (AD) 10-32, requires complete exhaustion of the grievance procedures prior to the filing of a lawsuit, and specifically requires inmates to name every prison employee involved in the incidents about which they grieve. (Doc. No. 61-14, pp. 5, 18.) In addition, the grievance forms state that only one complaint should be included per grievance, and that inmates should be specific as to the complaint, date, place, name of personnel involved and how the inmate was affected. (Doc. No. 61-14, p. 19.) According to Barbara Williams, an Inmate Grievance Supervisor at the ADC, from January 10, 2011 (the date of the cell extraction incident) through March 28, 2012 (the filing of Plaintiff's Complaint), Plaintiff exhausted his administrative remedies concerning the January 10, 2011 incident with respect to Defendants Tate and Warner (Doc. No. 61-13, p. 3.) Plaintiff filed three grievances concerning this incident: 1) CU-11-117, in which he named Defendant Tate, 2) CU-11-118, a duplicate grievance naming Defendant Tate, and 3) CU-11-116, a grievance naming Defendant Warner. (
In Response, Plaintiff refers to the ADC grievance procedures as "Byzantine,", stating that the ADC hides behind the procedures and does not address whether Plaintiff has memory, concentration, or patience in order to participate effectively in the process (Doc. No. 74, pp. 6-7.)
According to the PLRA,
42 U.S.C. § 1997e(a),
The United States Court of Appeals for the Eighth Circuit recently ruled that if prison officials decide a procedurally-flawed grievance on the merits, they effectively waive the argument that an inmate failed to exhaust because he did not comply with the grievance procedures. In
In this case, Plaintiff exhausted three grievances concerning the January 10, 2011 incident. In CU-11-117, Plaintiff complained about Defendant Tate firing the non-lethal rounds into his cell during the extraction process. (Doc. No. 61-2, p. 1.) No other person is referred to by Plaintiff, or by the prison officials in their responses. (Doc. Nos. 61-3, 61-4.) In CU-11-118, Plaintiff refers to Defendant Tate and officers Arnold and Weeks (non-parties), complaining about the same incident. (Doc. No. 61-5.) Again, no other Defendant is referred to by Plaintiff or the prison officials in their responses. (Doc. Nos. 61-5, 61-6, 61-7.) In CU11-116, Plaintiff complains that Defendant Warner ignored his efforts to speak with him about being housed with inmate Painter, and also states that when he complained to "the guard" about Painter, "the guard" threatened to write him up for a disciplinary. (Doc. No. 61-8). Again, no other Defendants are mentioned in the grievance or responses. (Doc. Nos. 61-9, 61-10.) However, in his deposition, Plaintiff states that "the guard" referred to in his grievance is Defendant Moncrief (Doc. No. 61-1, p. 17.)
Having reviewed these grievances, the Court finds that Plaintiff exhausted his administrative remedies with respect to his failure to protect claims against Defendants Tate, Warner, and Moncrief, and that the failure to protect allegations against Defendants Holtoff and Thurman should be dismissed without prejudice for failure to exhaust.
Defendants next state that Plaintiff cannot support his failure to protect claim against them, because he cannot show that they were deliberately indifferent to a risk of serious harm, as set forth in
Defendant Tate describes the January 10, 2011 incident in his affidavit as follows: in 2011, the Cummins Unit did not house inmates who required single man status, and the inmates in punitive isolation were placed in double man cells with other inmates who were not on their enemy alert lists. (Doc. No. 61-11, pp. 1-2.) Although Tate did not assign Painter to Plaintiff's cell, he would not have had any reason to think that they should not be housed together, and they were not on each other's enemy alert lists. (
Plaintiff's allegation against Defendant Moncrief relates to a single complaint made to him on the day that Painter moved in, but Plaintiff admits that he never said anything else to Moncrief. (Doc. No. 61-1, p.8). At that time, Plaintiff admits he did not know inmate Painter, had never spoken with him, and did not add him to his enemy alert list. (
Plaintiff sued Defendant Warner based on his failure to respond to Plaintiff's efforts to speak with him about inmate Painter. (Doc. No. 61-1, p. 10.) Plaintiff admits in his deposition that he never spoke with Warner and surmises that he ignored him. (
As noted earlier, Plaintiff alleges that Defendant Green hurt his hand in August 2011, by double-cuffing him despite the ADC medical policy prohibiting such. (Doc. No. 61-1.) Plaintiff states in his deposition that Green applied the handcuffs too tight, and that when he sought medical care, he was told that nothing was wrong. (Id., p. 38.) Green states that these bare assertions fail to support a finding of a constitutional violation, and should be dismissed for failure to state a claim upon which relief may be granted.
Finally, Defendants state that Plaintiff failed to respond to their requests for admissions, and therefore, pursuant to FED.R.CIV.P. 36(3), they are deemed admitted. These admissions include: prior to the January 10, 2011 incident, Plaintiff never asked any of the ADC Defendants to move him out of the cell with inmate Painter, or to remove Painter from the cell; Plaintiff did not sustain any cuts, scrapes or bruises during the cell extraction, and did not sustain any injuries requiring medical care; plaintiff never placed a sick call after the incident requesting medical attention for injuries sustained during the extraction; plaintiff never placed a sick call request to see a mental health person after the extraction for problems associated with the incident; and, plaintiff did not have a conversation with Defendant Warner about inmate Painter prior to the incident. (Doc. No. 61-18.)
Defendants also state they are protected from liability by qualified immunity, because they did not violate any clearly-established constitutional right, and because Plaintiff's allegations against them amount to no more than negligence in the performance of their jobs. An allegation of negligence is not enough to establish liability under § 1983, and Plaintiff provides no proof that Defendants knew of and disregarded an excessive risk to his health and safety.
In his Response, Plaintiff states that by placing Painter in his cell, Defendants asked for trouble, because they knew that Painter was being punished for attacking a guard, and they knew of Plaintiff's medical and mental health history (Doc. No. 74, p. 7.) Shooting off the grenade launcher with rubber bullets raised memories of combat for Plaintiff, and firing weapons less than a yard from Plaintiff's head was deliberate indifference.
Qualified immunity protects officials who acted in an objectively reasonable manner. It may shield a government official from liability when his or her conduct does not violate "clearly established statutory or constitutional rights of which a reasonable person would have known."
To determine whether defendants are entitled to qualified immunity, the courts generally consider two questions: (1) whether the facts alleged or shown, construed in the light most favorable to the plaintiff, establish a violation of a constitutional or statutory right; and (2) whether that right was so clearly established that a reasonable official would have known that his or her actions were unlawful.
While inmates have a clearly established Eighth Amendment right to be protected from violence by other inmates, this right is not violated unless a prison official is "deliberately indifferent to the need to protect an inmate from a substantial risk of serious harm from other inmates."
There appear to be two aspects to Plaintiff's failure to protect claim: first, he alleges a failure to protect with respect to the placement of inmate Painter into his cell, and second, a failure to protect with respect to the decision to extract Painter by using the non-lethal munitions. With respect to the first part, the Court finds as a matter of law, absent a dispute of material fact, that the decision to place Painter in Plaintiff's cell was not objectively unreasonable. Plaintiff admitted in his deposition that he did not know Painter at the time, had never spoken with him, and that neither of them were on the others' enemy alert list. (Doc. No. 61-1, p. 7.) In addition, none of the named Defendants are alleged to have made the initial decision to place Painter in the cell. The Court finds no finding of deliberate indifference with respect to the single encounter between Plaintiff and Defendant Moncrief, in which Plaintiff states he asked Moncrief to remove Painter because he did not want a cell mate. This allegation, without more, is insufficient to support a finding of deliberate indifference, especially since Painter was not on Plaintiff's enemy alert list, and vice versa. Similarly, Plaintiff's claim against Defendant Warner, that he ignored his request to talk to him about removing Painter on a single occasion, does not support a finding of deliberate indifference. "We have held in a number of cases that prison officials are entitled to qualified immunity from § 1983 damage actions premised on an Eighth Amendment failure-to-protect theory when an inmate was injured in a surprise attack by another inmate." Curry, 226 F.3d at 978-979. In this case, it is undisputed that Painter did not injure Plaintiff, and it is undisputed that Painter had not acted in a way prior to the incident to indicate that Plaintiff was in danger of harm. Furthermore, despite Plaintiff's vague assertion that Defendants knew of Painter's violent tendencies, Plaintiff provides no evidence of such knowledge by Defendants Warner and Moncrief. Therefore, the Court finds these Defendants are entitled to qualified immunity.
In addition, with respect to Plaintiff's second failure to protect claim — that Defendant Tate's actions during the cell extraction were deliberately indifferent to his health and safety — the Court finds that his actions were not objectively unreasonable. First, Plaintiff admits that his physical injuries were minimal. In addition, although he claims that Defendants should have known of his PTSD and other conditions, he provides no evidence that Defendant Tate knew of such. However, even if he did, the Court finds that Tate's actions do not rise to the level of deliberate indifference. Plaintiff does not dispute that Painter was acting out and threatening officers, and he does not deny that he feared for his own safety. (Doc. No. 61-1, pp. 21-22.) Plaintiff also does not dispute Tate's statement that the guards were aware of Plaintiff's position during the extraction and acted in an effort to minimize harm to Plaintiff and others. (
With respect to the single allegation against Defendant Green concerning the placement of handcuffs, the Court finds that Plaintiff fails to produce any facts surrounding the incident or other evidence to support a finding of deliberate indifference by Defendant Green.
Defendants ask the Court to dismiss Plaintiff's state civil rights claims against them. ACA 16-12-105 provides as follows:
However, "when state and federal claims are joined and all federal claims are dismissed on a motion for summary judgment, the state claims are ordinarily dismissed without prejudice to avoid needless decisions of state law . . . as a matter of comity."
Defendants state Plaintiff failed to exhaust his claims against Defendants Corizon, Inc., and Austin, because he did not file any grievances naming them, and that he did not grieve and exhaust a mental health claim against Dr. Warren. According to the Declaration of Rory Griffin, a Medical Administrator at the ADC Central Office, from September, 2010 until June 16, 2012, Plaintiff filed and exhausted the grievance process for eight medical and/or mental health grievances. (Doc. No. 66-1, pp.1-2, 21-30.) The only grievance dealing with the issues set forth in Plaintiff's Complaint is CU-11-01069, where Plaintiff complained that Defendant Warren failed and refused to provide sufficient medical care for the shrapnel in his arm, and refused to renew a one-arm script. (Doc. No. 66-1, p. 28.) Therefore, since Plaintiff did not specifically identify Defendants Austin or Corizon or his current claims against them in these exhausted grievances, Defendants state Plaintiff's claims against them should be dismissed. Likewise, the mental health claims against Defendant Warren also should be dismissed. Defendants note that Plaintiff failed to respond to their request for admissions, effectively admitting that he did not exhaust his claim against Defendant Austin or his mental health claim against Defendant Warren. (Doc. No. 66-5, p. 3.)
Plaintiff's Response is the same as his Response to the ADC Defendants' Motion, that the grievance procedure is "Byzantine." (Doc. No. 74, p. 6.)
As noted earlier, both the PLRA and the ADC grievance procedure require that an inmate completely exhaust his administrative remedies prior to filing a lawsuit against an official. 42 U.S.C. § 1997e, AD 10-32 (Doc. No. 66-1). Plaintiff provides no argument to dispute Defendants' contention that he did not file and exhaust a grievance based on his claims against Corizon, Inc., and Austin, or the mental health claims against Defendant Warren. In addition, he does not dispute that he did not respond to Defendants' requests for admissions, thereby admitting a failure to exhaust. Therefore, the Court finds that Defendants Austin and Corizon should be dismissed without prejudice from Plaintiff's Complaint, and that the mental health claim against Defendant Warren should be dismissed, without prejudice.
Defendant Warren states Plaintiff cannot support the deliberate indifference claim against him, and that Plaintiff's complaints against him amount to a disagreement over the type of medical treatment he received, which is not a constitutional violation.
Dr. Warren states he saw Plaintiff on September 2, 2011, about sores on his chest, but because the sores had healed, he did not entertain Plaintiff's discussion of other complaints, stating that he could be seen on segregation rounds for those issues. (
Defendant also provides copies of Plaintiff's medical records, which verify Plaintiff's medical treatment for numerous complaints on May 10, 2011, May 11, 2011, May 23, 2011, June 6, 2011, June 8, 2011, June 14, 2011, June 21, 2011, June 24, 2011, June 29, 2011, August 29-31, 2011, September 1-8, 2011, September 11-12, 2011. (Doc. No. 66-2.)
Plaintiff's Response focuses on his PTSD and other conditions, stating Defendants failed to properly treat him. (Doc. No. 74, pp. 7-8.)
As noted earlier, to prove Defendant violated his Constitutional rights, Plaintiff must produce evidence to support a finding of deliberate indifference to a serious medical need.
In this case, Plaintiff complains about Warren's failure to remove the glass embedded from his forearm. According to the medical records presented, Plaintiff was seen on numerous occasions by medical professionals for his complaints about glass in his forearm. On May 10, 2011, he complained that he was unable to grip and asked to see the doctor for removal of the glass. (Doc. No. 66-2, p.2.) The nurse referred Plaintiff to a physician and noted limited range of motion and prescribed acetaminophen for pain. (
For the same reasons set forth above, the Court will exercise its discretion to dismiss these claims against the medical Defendants, without prejudice.
The Court notes that in Section III of Plaintiff's Complaint (prior to Counts I-V), Plaintiff includes allegations that Plaintiff has "been refused medical care in a timely or effective manner," "has been required to either work in the fields," has not been appropriately treated for vision and hearing defects, has not been given adequate accommodations for his safety, and has not been adequately treated for his mental/emotional issues. (Doc. No. 2, pp. 8-10.) He does not, however, plead these allegations with specificity or indicate which Defendants are responsible, and therefore, the Court finds that these remaining vague allegations should be DISMISSED without prejudice for failing to plead "enough facts to state a claim to relief that is plausible on its face."
In addition, Plaintiff named in his Complaint "John/Jane Does, Nos. 1-10." (Doc. No. 2, p.1.) At no time in these proceedings, however, has Plaintiff identified these Doe Defendants, and they were never served with a copy of his Complaint. Therefore, the John/Jane Does should be dismissed.
IT IS, THEREFORE, RECOMMENDED that:
1. Defendants' Motions for Summary Judgment be GRANTED (Doc. Nos. 61, 64).
2. Plaintiff's § 1983 claims against Defendants Holthoff, Thurman, Austin, and Corizon, Inc., be DISMISSED without prejudice, for failure to exhaust his administrative remedies.
3. Plaintiff's § 1983 mental health claims against Defendant Warren be DISMISSED without prejudice, for failure to exhaust his administrative remedies.
4. Plaintiff's § 1983 claims against Defendants Green, Moncrief, Tate, Warner, and Warren, be DISMISSED with prejudice.
5. Plaintiff's state civil rights claims be DISMISSED without prejudice.
6. Plaintiff's claims against "John/Jane Does" be DISMISSED without prejudice.
IT IS SO RECOMMENDED.