WEISBERG, Judge.
¶ 1 Yvonne L. ("Mother") appeals from the superior court's order severing her parental rights to E.L., L.L., and D.L.
¶ 2 After L.L. was born exposed to marijuana and cocaine in 2006, Child Protective Services ("CPS") took custody of her and an older sister, E.L. ADES filed a dependency petition based upon Mother's substance abuse. In addition to drug abuse treatment, Mother received parent aide services covering instruction in such things as child care, discipline, and nutrition. In March 2007, ADES dismissed the dependency and returned the children to Mother.
¶ 3 On April 23, 2008, CPS responded to a report of physical abuse of L.L. and visited the home of Mother and David M., father of E.L. Alarmed at L.L.'s appearance, the CPS case manager urged Mother to take L.L. to a doctor. When that had not occurred by April 28, the case worker asked Mother to take L.L. to an emergency room. David M. took L.L. to a hospital, and the examining doctor noted that she was malnourished, had bruises all over her body, and a skull fracture.
¶ 4 In May 2008, ADES filed a dependency petition alleging grounds of physical abuse, neglect, domestic violence, and substance abuse. Mother began submitting to random UA testing, and she was offered TERROS drug abuse counseling in June 2008 but did not complete the program.
¶ 5 In July, the court allowed the Nation to intervene in the dependency. CPS arranged for Mother to receive drug testing and counseling, parent aide services, visitation, and a psychological evaluation. Mother initially failed to participate in intake for a parent aide but received a second referral in September 2008 and participated until she was incarcerated in November. Mother declined to participate in intensive outpatient services with TERROS and complied sporadically with drug testing. In August, the court found the children dependent and approved family reunification as the case plan.
¶ 6 In October, Mother was again referred for drug treatment but did not participate. Mother's parent aide reported that during visits with L.L., Mother did "not make significant efforts to connect with [L.L.] and instead focused her time on [the other children]." In November 2008, Mother was incarcerated for aggravated driving while under the influence, and as a result, parent aide services were discontinued. Mother also had been referred to Magellan Health Services
¶ 7 In a January 2009 report, the CPS caseworker noted that Mother had missed more than a third of her scheduled drug screenings. Mother also could not attend a scheduled psychological evaluation due to her incarceration, and the evaluation had to be rescheduled a second time because of Mother's illiteracy and the need for additional time. Upon Mother's release from jail in February 2009, CPS again referred her for parent aide services and for TERROS. Although Mother did not have a parent aide, she attended parenting classes and participated with TERROS until April. Mother
¶ 8 In February 2009, the court by the clear and convincing weight of the evidence made findings under ICWA that if Mother had custody of the children, serious emotional and physical danger to the children was likely, that "active efforts [had] been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and that [the] efforts have proved unsuccessful." 25 U.S.C. § 1912(d). At the request of the children's guardian ad litem ("GAL"), the court ordered ADES to provide Mother and L.L. with bonding therapy. On February 20, Mother's case manager attempted to arrange such therapy but was unsuccessful until she finally arranged for services through AmeriPsych. On two occasions in June, however, Mother failed to attend intake and never participated in bonding therapy.
¶ 9 In March 2009, Dr. James Thal conducted a psychological evaluation and diagnosed Mother with alcohol, cannabis, and cocaine abuse; physical abuse and neglect of a child; parent-child relational problem; borderline intellectual functioning; and dependent traits. He noted that Mother had been unemployed for over a year. Furthermore, he concluded that her lack of attachment to L.L. could imperil the child, who remained at risk for abuse and neglect. He was uncertain about Mother's ability to care "for any child at the present time" given her "exceedingly limited" resources. He recommended a bonding assessment and that L.L. remain in foster care; he thought individual counseling might be helpful to Mother but that "the probability for successfully reintegrating L.L. with [Mother] seems minimal."
¶ 10 In July 2009, Mother was again incarcerated until September 2009. At a July report and review hearing, the court found that Mother was not compliant with services and that David M. had moved out of the home. At an August report and review hearing, the GAL moved to change the case plan to severance and adoption. Mother opposed the change, but the Nation did not. The court ordered the GAL to file a motion for severance and made findings from the clear and convincing weight of the evidence and pursuant to ICWA that parental custody was "likely to result in serious emotional and physical damage" to the children
¶ 11 GAL's severance motion alleged the statutory grounds of neglect, substance abuse, nine months out-of-home, fifteen months out-of-home, and prior dependency under Arizona Revised Statutes ("A.R.S.") section 8-533(B)(2), (3) and (8)(a), (8)(c), and (11) (Supp. 2010).
¶ 12 Upon her release in September 2009, Mother was referred to TERROS and completed classes. In October, she was referred for domestic violence classes and counseling to New Horizons, and she still was participating in domestic violence services during the severance trial in May 2010. In November, Mother identified a half-sister, N., as a possible placement, and ADES conducted an evaluation of N. and her home.
¶ 13 In February 2010, Dr. Glenn Moe, a licensed psychologist, conducted a bonding assessment of the children, Mother, and N. He concluded that L.L. and D.L. were primarily attached to their foster parents and that E.L.'s attachment to Mother had "dysfunctional and anxious components." Dr. Moe was concerned about N.'s ability to be a fit guardian because N. said that she would return the children to Mother and thought
¶ 14 A severance hearing began in April and concluded on May 10, 2010. ADES supported the GAL's motion; counsel for the Nation said that it did not support termination but would support guardianship in the current placements. The GAL, Mother, the Nation,
¶ 15 In September, the court issued a lengthy ruling terminating Mother's parental rights on the grounds of neglect, the children's prior dependency, and both nine and fifteen months in out-of-home placement.
¶ 16 Mother timely appealed. We have jurisdiction pursuant to A.R.S. §§ 8-235 (2007) and 12-120.21(A)(1) (2003).
¶ 17 Although she did not raise this contention below, on appeal Mother asserts that "beyond a reasonable doubt" is the proper standard of proof for the superior court's determination under ICWA that ADES had made "active efforts" to reunify her with her children. She also contends that the court erred in failing to place the children with her half-sister, N. We turn first to the standard of proof issue.
¶ 18 The Nation contends that both Mother and ADES waived their right to argue the issue of the correct standard of proof by not raising it in the superior court. The Nation, however, urged application of the "beyond a reasonable doubt" standard of proof in its closing argument below, and the court's ruling discussed the question at length. Thus, we have adequate insight into the court's reasoning. And, given the fundamental nature of Mother's interest in custody of her children, we choose to consider the issue. Christy A. v. Ariz. Dep't of Econ. Sec., 217 Ariz. 299, 306, ¶ 22, 173 P.3d 463, 470 (App. 2007).
¶ 19 Under Arizona law, before the superior court may sever parental rights, it must find that the moving party has proved one or more of the statutory grounds for termination by clear and convincing evidence. A.R.S. § 8-537(B) (2007). The court also must find by a preponderance of the evidence that termination is in the child's best interests.
¶ 20 When an Indian child is the subject of a severance petition, ICWA applies and requires the court to make two additional findings. First, and without specifying the applicable
¶ 21 In Valerie M., our supreme court rejected the argument that ICWA's "beyond a reasonable doubt" standard "applied to all state-law findings." Valerie M. v. Ariz. Dept. of Econ. Sec., 219 Ariz. 331, 335, ¶ 16, 198 P.3d 1203, 1207 (2009). Instead, it concluded that ICWA not only "left to the states the identification of the grounds for termination" but "contemplated that procedures in Indian child custody cases would vary among the states" and "did not expressly address the burden of proof applicable to findings required by state law." Id. at 117. Mother argues, however, that because "active efforts" is a federal law requirement, the superior court erred in applying a "clear and convincing" standard and should have applied the same "beyond a reasonable doubt" standard that ICWA explicitly requires for the finding that parental custody would likely cause serious emotional or physical harm.
¶ 22 In response, ADES asserts that had Congress intended for the higher standard to apply to both ICWA findings, it would have said so.
Nothing in the Rule mandates application of a "beyond a reasonable doubt" standard of proof for "active efforts"; it requires only that the court be "satisf[ied] . . . that active efforts" were made and were unsuccessful.
¶ 23 Other state courts applying ICWA have adopted varying standards of proof for the "active efforts" finding. One court concluded that because application of "beyond a reasonable doubt" better protects Indian families, it would adopt that standard. In re G.S., 312 Mont. 108, 59 P.3d 1063, 1071 (2002). Two courts have held that "logic" compels use of the "beyond a reasonable doubt" standard for both ICWA findings.
¶ 24 Most courts that have considered the issue have concluded from the absence of a Congressional mandate that each state may choose an appropriate burden of proof by which to evaluate reunification efforts and have opted for a clear and convincing evidence standard. See, e.g., In re Adoption of Hannah S., 142 Cal.App.4th 988, 48 Cal.Rptr.3d 605, 612 (2006) (adopting clear and convincing standard and holding that "[a]ctive efforts are essentially equivalent to reasonable efforts . . . in a non-ICWA case"); In re C.A.V., 787 N.W.2d 96, 100 (Iowa App. 2010) (state version of ICWA requires "active efforts" be shown by "clear-and-convincing-evidence"); In re JL, 483 Mich. 300, 770 N.W.2d 853, 863-64 (2009) ("default" state standard of clear and convincing evidence applies); In re Interest of Walter W., 274 Neb. 859, 744 N.W.2d 55, 60-61 (2008) (accord); In re J.S., 177 P.3d 590, 591, ¶ 4 (Okla.App.2008) (accord); In re Dependency of A.M., 106 Wn.App. 123, 22 P.3d 828, 832-33 (2001) ("clear, cogent and convincing" evidence); In re Vaughn R., 770 N.W.2d at 808-09, ¶¶ 41-42, 812, ¶ 51 (Congress intended no particular standard and thus clear and convincing applies). But see E.A. v. State Div. of Family Youth Serv., 46 P.3d 986, 989-90 (Alaska 2002) (applying preponderance of the evidence standard to "active efforts").
¶ 25 When interpreting either statutes or procedural rules, courts generally are reluctant to expand their scope or to imply requirements that have not been made explicit. See, e.g., Dean v. United States, ___ U.S. ___, 129 S.Ct. 1849, 1853, 173 L.Ed.2d 785 (2009); In re MH 2004-001987, 211 Ariz. 255, 258, ¶ 14, 120 P.3d 210, 213 (App.2005) (declining to imply provision not found in statute's language). Here, Congress plainly intended for the most stringent standard of proof to apply to a finding that a parent's continued custody was "likely to result in serious emotional or physical damage to the child." With equal clarity, Congress chose not to specify a standard of proof applicable to the "active efforts" requirement when it easily could have done so. Thus, we conclude that Congress intended to allow each state the power to choose the standard by which its courts would determine whether "active efforts" had been made to prevent the family breakup.
¶ 26 ADES suggests that the preponderance of the evidence standard could be sufficient for a finding of "active efforts." But other than applying the preponderance of the evidence standard to the finding that termination is in the child's best interests, the Arizona legislature has required that any statutory ground for termination be found by clear and convincing evidence. Thus, our legislature appears to have favored the use of the higher standard of proof. We therefore hold that the necessary ICWA "active efforts" finding must also be made under the clear and convincing evidence standard.
¶ 27 Mother next claims that the court erred in finding that ADES had made "active efforts" to prevent the breakup of her family. In reviewing a severance order, we accept the superior court's factual findings unless they are clearly erroneous, i.e., unless they are not supported by reasonable evidence. Audra T. v. Ariz. Dep't of Econ. Sec., 194 Ariz. 376, 377, ¶ 2, 982 P.2d 1290, 1291 (App.1998). We also view the evidence "in the light most favorable to" upholding the court's judgment. In re Maricopa County Juv. Action No. JD-5312, 178 Ariz. 372, 376, 873 P.2d 710, 714 (App.1994). Furthermore, appellate courts do not reweigh the evidence concerning the diligence exerted in attempting to preserve the family. Lashonda M. v. Ariz. Dep't of Econ. Sec., 210 Ariz. 77, 81, ¶ 13, 107 P.3d 923, 927 (App.2005). "[W]e look only to determine whether there was substantial evidence" to sustain the court's findings. Id.
¶ 28 Mother first implies that ADES' shortcomings include its refusal to pay for her services, but the record reflects that the only service not paid for by the State was David M.'s domestic violence counseling, rather than Mother's services. Mother also asserts that ADES' own witnesses, including a caseworker, testified that ADES had not made active efforts to preserve the family. Although the court may give some weight to a caseworker's opinion, whether "active efforts" were made and were unsuccessful requires both factual findings by the court about the nature and extent of the services provided and a legal conclusion about their adequacy.
¶ 29 Shanna Stewart, Mother's case manager from October 2008 until February 2010, testified that ADES could not pay for David M.'s domestic violence counseling because he was not a United States citizen. The Nation's attorney then asked whether Stewart had helped David M. place calls to various agencies. Stewart did not recall but said that she had told David M. to call her if he had difficulty in arranging the counseling. Counsel then asked Stewart whether she "consider[ed] waiting around for a parent to call you to be making active efforts to reunify a family?" Stewart said that she did not. However, those questions and answers did not constitute Stewart's assessment of ADES' reunification efforts. To the contrary, she also testified that in each report she had filed with the court, she had asked the court to find that "active [reunification] efforts" had been made because she believed such to be true.
¶ 30 A subsequent case manager, Stacy Lindner, testified that she had been assigned to this case for two months by the time of trial and that ADES had made active efforts to provide reunification services. On cross-examination, however, Lindner opined that ADES had not made "active efforts" apparently because she thought Stewart had not done more than suggest to Mother that she seek domestic violence counseling. Mother herself testified, however, that Stewart had arranged for Mother's domestic violence counseling and that AHCCCS was paying for it. Thus, Lindner's opinion about lack of "active efforts" was both equivocal and likely based upon her misunderstanding of the case history.
¶ 31 Mother nevertheless asserts that the court should have dismissed the severance motion based upon the expert opinions of the case managers. She argues that in light of their testimony, the court could not have found by clear and convincing evidence that ADES had made "active efforts."
¶ 32 As we have discussed, however, only one case manager expressed doubt about "active efforts." More importantly, ICWA does not mandate use of expert testimony to support the court's finding of "active efforts." It is only when considering possible harm to the children that the court must find "by evidence
¶ 33 Mother next argues that although she successfully completed many services, ADES failed to provide either individual or domestic violence counseling and thus failed to make "active efforts" to preserve her family. But as noted above, Mother participated in domestic violence counseling from October 2009 until trial the following May. She also had been referred to AmeriPsych for bonding therapy with L.L. but twice failed to appear for intake and did not respond to follow-up calls from the agency. In his psychological evaluation, Dr. Thal stated that "individual counseling may be helpful." It does not appear that Mother ever received such counseling, but the record does not reveal why.
¶ 34 Nonetheless, neither ICWA nor Arizona law mandates that ADES provide every imaginable service or program designed to prevent the breakup of the Indian family before the court may find that "active efforts" took place.
¶ 35 The superior court recited at great length the evidentiary bases for its conclusion that clear and convincing evidence demonstrated that ADES had made active efforts at reunification but that those efforts proved unsuccessful. We conclude that the evidence is more than sufficient to support the court's judgment.
¶ 36 ICWA provides that with respect to adoptive placements "of an Indian child under State law, a preference shall be given, in the absence of good cause to the contrary, to a placement with (1) a member of the child's extended family; (2) other members of the Indian child's tribe; or (3) other Indian families." 25 U.S.C. § 1915(a).
¶ 38 After investigating N. as a placement, CPS initially recommended that the children be placed with her. However, Dr. Moe reported his concern that N. planned to return the children to Mother at such time that Mother had a job and a residence of her own. Dr. Moe also doubted N.'s statement that although she is Hispanic, she had kept in touch with her Native American relatives because other evidence seemed to contradict that statement. Furthermore, after the CPS investigation, N. lost her job and had found replacement work for only five hours a week, and N. was living in a two-bedroom home with two of her own children. Finally, Dr. Moe expressed concern that N. said that she had seen L.L. before she came into care but had not noticed L.L.'s malnourished state or bruises; he therefore doubted whether she could adequately assess the children's condition and Mother's ability to assume their care. Dr. Moe recommended that all three children remain with their foster parents, although he did not rule out a permanent guardianship rather than adoption for E.L. The superior court, therefore, acted within its discretion by ordering that the children remain in their existing placements.
¶ 39 The court did not err in finding by clear and convincing evidence that ADES had made the required "active efforts" to reunify Mother with the children and that those efforts were unsuccessful. It similarly did not err in finding that good cause existed to deviate from ICWA's placement preferences. We affirm the judgment severing Mother's parental rights to E.L., L.L., and D.L.
CONCURRING: DONN KESSLER, Presiding Judge, and DIANE M. JOHNSEN, Judge.