JAMES F. METCALF, Magistrate Judge.
Petitioner, presently incarcerated in the Arizona State Prison Complex at Florence, Arizona, filed a Petition for Writ of Habeas Corpus pursuant to 28 U.S.C. § 2254 on August 9, 2017 (Doc. 1). On November 8, 2017 Respondents filed their Limited Answer (Doc. 9). Petitioner filed a Reply on December 12, 2017 (Doc. 11).
The Petitioner's Petition is now ripe for consideration. Accordingly, the undersigned makes the following proposed findings of fact, report, and recommendation pursuant to Rule 8(b), Rules Governing Section 2254 Cases, Rule 72(b), Federal Rules of Civil Procedure, 28 U.S.C. § 636(b) and Rule 72.2(a)(2), Local Rules of Civil Procedure.
The Presentence Investigation provided the following factual background:
(Exhibit I, Present. Investig. at 1-3.) (Exhibits to the Answer, Doc. 9, are referenced herein as "Exhibit ___.") Subsequently, Petitioner sent a text message to the victim's mother indicating an intent to kill himself. Police responded, Petitioner refused to exit his apartment, and discharged a firearm. He eventually was convinced to unload the gun, exited the residence, and was arrested. (Id. at 3.)
On December 31, 2007, Petitioner was indicted in Maricopa County Superior Court on 15 charges, including sexual conduct with a minor, molestation, attempted molestation, sexual abuse, furnishing obscene materials to a minor, aggravated assault, and sexual abuse. (Exhibit A, Indictment.)
On March 20, 2008, Petitioner appeared with counsel for a settlement conference. The prosecution was offering a plea agreement that included a stipulation to a 35 year sentence, with the opportunity for early release. (Exhibit S, R.T. 3/20/8.) No resolution was reached.
On March 27, 2008, counsel filed a Motion for Full Rule 11 Evaluation (Exhibit B) Evaluators were appointed (Exhibit C, M.E. 4/18/8), but rendered opposing opinions (Exhibit D, M.E. 5/8/8). Accordingly, a third evaluator was appointed. (Id.) Petitioner was eventually found incompetent to stand trial, and was ordered to undergo restorative treatment. (Exhibit E, M.E. 6/26/8.) Ten weeks later, on September 4, 2008, the court found that Petitioner had been restored to competency, and ordered the case to proceed. (Exhibit F, M.E. 9/4/8.)
On February 3, 2009, Petitioner entered into a written Plea Agreement (Exhibit G), agreeing to plead guilty to one charge of sexual conduct with a minor, and two amended charges of attempted molestation of a child. In exchange, the parties agreed to a stipulated sentence of 20-27 years on the sexual conduct charge, and lifetime probation on the other charges. On February 9, 2009, Petitioner entered his plea of guilty. (Exhibit H, M.E. 2/9/09.) The following exchange occurred at the change of plea:
(Exhibit T, R.T. 2/9/9 at 3-4.)
On April 10, 2009, the court sentenced Petitioner to 20 years on the sexual conduct charge (the lower end of the stipulated range), and lifetime probation on the remaining two charges. (Exhibit J, Sentence, 4/10/9; Exhibit U, R.T. 4/10/9.)
Petitioner did not file a direct appeal. (Petition, Doc. 1 at 2.)
Moreover, as a pleading defendant, Petitioner had no right to file a direct appeal. See Ariz.R.Crim.P. 17.1(e); and Montgomery v. Sheldon, 181 Ariz. 256, 258, 889 P.2d 614, 616 (1995).
On June 23, 2014, the PCR court summarily dismissed the proceeding, finding that the notice was untimely under Arizona Rule of Criminal Procedure 32.4, and that the facts alleged did not assert a claim exempted from the time limits of Rule 32.4. (Exhibit L, Order 6/23/14.)
Petitioner did not seek review by the Arizona Court of Appeals of the dismissal. (Petition, Doc. 1 at 5.)
On February 1, 2017, the PCR court summarily dismissed the proceeding, finding that the notice was precluded under Arizona Rule of Criminal Procedure 32.2(a) or (b), and that allegations of lack of counsel did not justify relief from the preclusion. (Exhibit N, Order 2/1/17.)
Petitioner did not seek review by the Arizona Court of Appeals of the dismissal. (Petition, Doc. 1 at 5.)
Six weeks later, on March 16, 2017, Petitioner filed a Petition for Writ of Habeas Corpus (Exhibit O), Memorandum (Exhibit P) and Exhibits (Exhibit Q) with the Arizona Supreme Court. The simultaneously filed Memorandum contains a certificate of service dated March 14, 2017. (Exhibit P at 12.) On July 11, 2017, the Arizona Supreme Court summarily denied the Petition. (Exhibit R, Order 7/11/17.)
(Order 8/14/17, Doc. 3 at 1-2.)
Respondents assert that Petitioner's Petition is untimely. As part of the Anti-Terrorism and Effective Death Penalty Act of 1996 ("AEDPA"), Congress provided a 1-year statute of limitations for all applications for writs of habeas corpus filed pursuant to 28 U.S.C. § 2254, challenging convictions and sentences rendered by state courts. 28 U.S.C. § 2244(d). Petitions filed beyond the one year limitations period are barred and must be dismissed. Id.
The one-year statute of limitations on habeas petitions generally begins to run on "the date on which the judgment became final by conclusion of direct review or the expiration of the time for seeking such review." 28 U.S.C. § 2244(d)(1)(A).
For an Arizona noncapital pleading defendant, the conviction becomes "final" at the conclusion of the first "of-right" post-conviction proceeding under Rule 32. "Arizona's Rule 32 of-right proceeding for plea-convicted defendants is a form of direct review within the meaning of 28 U.S.C. § 2244(d)(1)(A)." Summers v. Schriro, 481 F.3d 710, 717 (9
Here, Petitioner's first PCR proceeding was filed some five years after his sentencing, and consequently did not qualify as an "of-right" PCR proceeding. Accordingly, his conviction became final 90 days after his sentencing, when the time to file an of-right proceeding expired, or on July 9, 2009.
Therefore, Petitioner's one year began running on July 10, 2009, and without any tolling expired on July 9, 2010.
Petitioner's Petition (Doc. 1) was filed on August 9, 2017.
However, the Petition contains a declaration under penalty of perjury by Plaintiff that the petition "was placed in the prison mailing system on August 7, 2017." "In determining when a pro se state or federal petition is filed, the `mailbox' rule applies. A petition is considered to be filed on the date a prisoner hands the petition to prison officials for mailing." Porter v. Ollison, 620 F.3d 952, 958 (9th Cir. 2010). Respondents do not challenge Petitioner's declaration, and the undersigned finds that his Petition was delivered to prison officials for mailing on that date, and that it should be deemed "filed" as of that date.
As determined in subsection (2) above, without any tolling Petitioner's one year habeas limitations period expired on July 9, 2010, making his August 7, 2017 Petition over seven years delinquent.
The AEDPA provides for tolling of the limitations period when a "properly filed application for State post-conviction or other collateral relief with respect to the pertinent judgment or claim is pending." 28 U.S.C. § 2244(d)(2). This provision only applies to state proceedings, not to federal proceedings. Duncan v. Walker, 533 U.S. 167 (2001).
Even if the state court provides alternative grounds for disposing of the state application, a ruling that the application was untimely precludes it from being "properly filed" and tolling the limitations period. Carey v. Saffold, 536 U.S. 214, 225-26 (2002). If the state court summarily disposes of a state application without identifying if it was on timeliness grounds, or otherwise fails to give a clear indication whether it has deemed the application timely or untimely, the federal habeas court "must itself examine the delay in each case and determine what the state courts would have held in respect to timeliness." Evans v. Chavis, 546 U.S. 189, 198 (2006).
For purposes of applying the "properly filed" requirement of § 2244(d), the federal courts look to the "last reasoned decision" of the state courts. Curiel v. Miller, 830 F.3d 864, 869 (9th Cir. 2016).
Id. at 575.
Similarly, the "mailbox rule" applies to determining whether an Arizona prisoner's state filings were timely. Although a state may direct that the prison mailbox rule does not apply to filings in its court, see Orpiada v. McDaniel, 750 F.3d 1086, 1090 (9
Consequently, Petitioner's habeas petition remains over seven years delinquent.
Even if Petitioner could establish equitable tolling for some portion of the time since his conviction became final, and consequently was entitled to statutory tolling for all three of his state petitions, they were only pending for at most 296 days combined. His first PCR notice was dated April 17, 2014 (Exhibit K), and was dismissed 67 days later on June 23, 2014 (Exhibit L). His second PCR notice was dated October 24, 2016 (Exhibit M, and was dismissed 110 days later, on February 1, 2017 (Exhibit N). His state habeas petition memorandum was dated March 14, 2017 (Exhibit P), and the petition was dismissed 119 days later, on July 11, 2017 (Exhibit R). Those 296 days are insufficient to offset the eight years between when Petitioner's conviction became final in 2009, and when he filed the instant petition in 2017.
"Equitable tolling of the one-year limitations period in 28 U.S.C. § 2244 is available in our circuit, but only when `extraordinary circumstances beyond a prisoner's control make it impossible to file a petition on time' and `the extraordinary circumstances were the cause of his untimeliness.'" Laws v. Lamarque, 351 F.3d 919, 922 (9th Cir. 2003).
Ramirez v. Yates, 571 F.3d 993, 997 (9
Even if extraordinary circumstances prevent a petitioner from filing for a time, equitable tolling will not apply if he does not continue to diligently pursue filing afterwards. "If the person seeking equitable tolling has not exercised reasonable diligence in attempting to file after the extraordinary circumstances began, the link of causation between the extraordinary circumstances and the failure to file is broken, and the extraordinary circumstances therefore did not prevent timely filing." Valverde v. Stinson, 224 F.3d 129, 134 (2nd Cir. 2000).
Petitioner bears the burden of proof on the existence of cause for equitable tolling. Pace v. DiGuglielmo, 544 U.S. 408, 418 (2005); Rasberry v. Garcia, 448 F.3d 1150, 1153 (9
Petitioner argues that he is entitled to equitable tolling based on his seriously mentally ill condition. (Reply, Doc. 11 at 13-14.) But mental illness alone, even serious mental illness, is insufficient to justify equitable tolling. "A petitioner seeking equitable tolling on the grounds of mental incompetence must show extraordinary circumstances, such as an inability to rationally or factually personally understand the need to timely file, or a mental state rendering an inability personally to prepare a habeas petition and effectuate its filing." Orthel v. Yates, 795 F.3d 935, 938 (9th Cir. 2015). In addition, "the petitioner must show diligence in pursuing the claims to the extent he could understand them, but that the mental impairment made it impossible to meet the filing deadline under the totality of the circumstances, including reasonably available access to assistance." Bills v. Clark, 628 F.3d 1092, 1100 (9th Cir. 2010). To establish diligence, "the petitioner must diligently seek assistance and exploit whatever assistance is reasonably available." Id. at 1101. "Where the record is amply developed, and where it indicates that the petitioner's mental incompetence was not so severe as to cause the untimely filing of his habeas petition, a district court is not obligated to hold evidentiary hearings to further develop the factual record, notwithstanding a petitioner's allegations of mental incompetence." Roberts v. Marshall, 627 F.3d 768, 773 (9th Cir. 2010).
Petitioner argues that he has been seriously mentally ill since age 6, that he was a mental health patient while serving in the military in October, 1986, that he was initially determined incompetent to stand trial, and that he has recently been determined by the Veterans Administration to be entitled to a 70% disability.
The records presented by Petitioner from the Veterans Administration, effective as of November 12, 2015, describes Petitioner's disability as based on "major depressive disorder, severe, with psychotic features (claimed as adjustment disorder, suicidal gesture, borderline personality disorder, and depression)." (Reply, Doc. 11 at Exhibit A, VA Letter at 2.) The VA record's evaluation was based on a finding that Petitioner's condition "most closely approximates" the following:
(Id.) The evaluation declined to find a 100% disability because Petitioner was not found to meet the criteria of having:
(Id.)
While Petitioner's history certainly suggests some substantial mental illness, Petitioner fails to proffer anything to suggest that during the entire time between his conviction becoming final and the year prior to the filing of the instant petition, he has remained persistently incapable of understanding the need to timely file or was rendered unable to file. Indeed, Petitioner had been restored to competency during proceedings in the trial court. Moreover, Petitioner makes clear that a portion of his mental health issues resulting in his incompetency at trial were related to his failure to take his mental health medications, and an addiction to opiates. Petitioner offers nothing to suggest that he has since stopped taking prescribed mental health medications, or has returned to abusing opiates.
Petitioner's base intelligence is reflected not only by his filings (in the state court and this court) but by the facts that he was able to be inducted into the military and remain long enough to be stationed in Germany, and, according to the evaluation submitted by Petitioner with his Petition, which determined Petitioner was incompetent to stand trial (but could be restored with medication), Petitioner had been employed in sales, and had a tenth grade education. (Petition, Doc. 1 at Exhibit B.)
Moreover, in the interim since trial, Petitioner has commenced two separate state PCR proceedings, on April, 23, 2014 (Exhibit K), November 4, 2016 (Exhibit M), and a state habeas proceeding on March 16, 2017 (Exhibit O). These were not petitions indicative of one incapable of understanding a statute of limitations or of composing a federal habeas petition.
The first PCR Notice included not only check box assertions, but the following narrative:
(Exhibit K, PCR Not. 4/23/14 at 3.)
The second PCR Notice was filed with a Supplement containing the following argument:
(Exhibit M, PCR Not. 11/4/16 at Supplement (emphasis in original).)
Petitioner's state habeas petition was filed with some eleven pages of clear, concise, and well presented argument. (Exhibit P, Habeas Memorandum.) It did, however, note that it was prepared "with help from an Inmate Paralegal." (Id. at 11.) But the substance of the memorandum included narratives that would have come from Petitioner, relating his experiences prior to arrest, pretrial incarceration (id. at 2, 6), and counsel's representation (id. at 5-6).
Moreover, Petitioner has now managed to file the instant coherent and well pled federal habeas petition, and reply in support. Petitioner proffers nothing to suggest that his condition at the time he filed the instant petition and reply was any better than it was when his state petitions were filed. Nor does he offer anything to suggest that the ability required to "rationally or factually personally understand the need to timely file" a federal petition, or "personally to prepare a [federal] habeas petition and effectuate its filing" was greater than the ability required to file his two state PCR notices and state habeas petition.
Moreover, Petitioner proffers nothing to suggest that the inmate paralegal assistance available to him with his state habeas petition was not available to him earlier or that he was diligent in seeking out that or other assistance.
Even if the Court could presume that Petitioner was incapable of filing petitions until the preparation of his first PCR proceeding, Petitioner did not file the instant federal petition until some 40 months thereafter.
In sum, Petitioner establishes that he indeed suffers mental impairment. But, Petitioner fails to meet his obligation of countering the ample evidence in the record that at least one year passed (without a state petition pending) prior to the filing of the instant Petition during which Petitioner could have filed understood the need to and have filed his federal petition despite his disabilities.
To avoid a miscarriage of justice, the habeas statute of limitations in 28 U.S.C. § 2244(d)(1) does not preclude "a court from entertaining an untimely first federal habeas petition raising a convincing claim of actual innocence." McQuiggin v. Perkins, 133 S.Ct. 1924, 1935 (2013). To invoke this exception to the statute of limitations, a petitioner "`must show that it is more likely than not that no reasonable juror would have convicted him in the light of the new evidence.'" Id. at 1935 (quoting Schlup v. Delo, 513 U.S. 298, 327 (1995)). This exception, referred to as the "Schlup gateway," applies "only when a petition presents `evidence of innocence so strong that a court cannot have confidence in the outcome of the trial unless the court is also satisfied that the trial was free of nonharmless constitutional error.'" Id. at 1936 (quoting Schlup, 513 U.S. at 316).
Petitioner makes claims of actual innocence in this proceeding. But those claims are supported only by Petitioner's own protestations of innocence and unsupported allegations of a far ranging conspiracy between trial counsel, the prosecution, the trial court, and the "for-profit criminal justice system." To establish a claim of actual innocence, a Petitioner must support his claim with "new reliable evidence—whether it be exculpatory scientific evidence, trustworthy eyewitness accounts, or critical physical evidence." Schlup, 513 U.S. at 324.
Petitioner's own, self-serving, post-trial protestations of innocence are not the type of reliable evidence which create a likelihood that no reasonable juror would have convicted him. Nor does do they explain away his own admissions of guilt, albeit proffered with excuses of provocation by the victim.
And, even if the Court were to presume Petitioner's allegations of the profit motives at play in a system with for-profit prisons and federal grants for specific crimes, Petitioner fails to offer any explanation how that establishes a conspiracy between all the parties he alleges to be involved. It leaves the question to be answered whether disparities in incarceration result from incarceration of the innocent in incentivized jurisdictions or the lack of incarceration for the guilty in the jurisdictions without such a system.
Petitioner fails to meet his burden of establishing his actual innocence within the meaning of McQuiggin.
Petitioner's one year habeas limitations period commenced running on July 10, 2009, and expired on July 9, 2010, making his August 9, 2017 Petition over seven years delinquent. Petitioner has shown no basis for statutory tolling or equitable tolling, or actual innocence to avoid the effects of his delay. Consequently, the Petition must be dismissed with prejudice as barred by the habeas statute of limitations.
Because the undersigned concludes that Petitioner's Petition is plainly barred by the statute of limitations, and because resolution of Petitioner's assertions of cause and prejudice would likely ultimately turn on a more complicated analysis of the periods of Petitioner's purported inability to litigate (particularly in the limited period of time immediately after conviction in which his state remedies were being procedurally defaulted), Respondents procedural default defense is not reached.
Here, the Petition is brought pursuant to 28 U.S.C. § 2254, and challenges detention pursuant to a State court judgment. The recommendations if accepted will result in Petitioner's Petition being resolved adversely to Petitioner. Accordingly, a decision on a certificate of appealability is required.
Accordingly, to the extent that the Court adopts this Report & Recommendation as to the Petition, a certificate of appealability should be denied.
This recommendation is not an order that is immediately appealable to the Ninth Circuit Court of Appeals. Any notice of appeal pursuant to Rule 4(a)(1), Federal Rules of Appellate Procedure, should not be filed until entry of the district court's judgment.
However, pursuant to Rule 72(b), Federal Rules of Civil Procedure, the parties shall have fourteen (14) days from the date of service of a copy of this recommendation within which to file specific written objections with the Court. See also Rule 8(b), Rules Governing Section 2254 Proceedings. Thereafter, the parties have fourteen (14) days within which to file a response to the objections. Failure to timely file objections to any findings or recommendations of the Magistrate Judge will be considered a waiver of a party's right to de novo consideration of the issues, see United States v. Reyna-Tapia, 328 F.3d 1114, 1121 (9
In addition, the parties are cautioned Local Civil Rule 7.2(e)(3) provides that "[u]nless otherwise permitted by the Court, an objection to a Report and Recommendation issued by a Magistrate Judge shall not exceed ten (10) pages."