EILEEN S. WILLETT, Magistrate Judge.
The Court has reviewed the parties' briefing concerning Defendants' "Motion to Dismiss Plaintiffs' First Amended Complaint with Prejudice" (Doc. 50).
This is a personal injury action originally filed in the U.S. District Court, Central District of California. Upon Plaintiffs' unopposed Motion for Change of Venue, the case was transferred to the District of Arizona in April 2017. (Docs. 16, 21). In July 2017, the parties met and conferred in accordance with Federal Rule of Civil Procedure 26(f). (Doc. 38). The Court subsequently issued a Case Management Order (Doc. 39). The Court set April 2, 2018 as the discovery deadline. (Id. at 2).
On April 4, 2018, Defendants filed a Motion to Compel Discovery (Doc. 43) alleging that Plaintiffs failed to respond to discovery propounded in June 2017. Plaintiffs did not respond to the Motion to Compel. On April 26, 2018, the Court granted the Motion to Compel and ordered Plaintiffs to respond to the propounded discovery no later than May 4, 2018. (Doc. 48). It is undisputed that Plaintiffs did not respond to the discovery by this deadline.
Plaintiffs explain that Eva Hollands, who was the initial attorney assigned to the case, left the firm in December 2017. (Doc. 51 at 4). Purportedly, the case was not reassigned within the firm to Plaintiffs' current counsel of record, Joseph Wangler, until March 2018. (Id.). Mr. Wangler, explains that because he was not admitted to practice in the District of Arizona, he had to obtain pro hac vice admission before he could appear in the case. (Id. at 8). In his April 5, 2018 letter to defense counsel, Mr. Wangler states that "[d]ue to an internal miscommunication in [his] office," he had not formally sought pro hac vice admission to the District of Arizona, but anticipated that it would be done by the next day. (Id. at 67). Mr. Wangler's letter also addresses Defendants' Motion to Compel, conveying Plaintiffs' "position that the discovery requests in question were propounded improperly
On May 9, 2018, Defendants filed the pending Motion to Dismiss (Doc. 50), which requests that the Court dismiss this action with prejudice as a sanction for Plaintiffs' alleged continued failure to respond to discovery. Plaintiffs have provided a copy of a May 9, 2018 letter from Ms. Hollands to defense counsel regarding the Motion to Dismiss. (Doc. 51 at 70-71). In her letter, Ms. Hollands notes that Mr. Wangler "is still waiting for documentation from the Central District of California in order to complete the pro hac vice process." (Id. at 71). Ms. Hollands' letter states that Plaintiffs' discovery responses are enclosed. (Id.). On May 21, 2018, Mr. Wangler wrote defense counsel, explaining that his application for pro hace vice admission was approved and that he has caused Plaintiffs' discovery responses to be re-generated under his name and signature. (Id. at 73). Mr. Wangler's letter also states that he is producing to defense counsel all responsive documents in Plaintiffs' possession, custody, or control. (Id.).
Pursuant to Federal Rule of Civil Procedure 37(b)(2)(A), the Court may issue appropriate sanctions when a party fails to comply with discovery orders. The Court has broad discretion in issuing the appropriate sanction. However, a case-dispositive sanction is appropriate only if the plaintiff's noncompliance is "due to willfulness, bad faith or fault." Henry v. Gill Industries, 983 F.2d 943, 946 (9th Cir. 1993) (citation omitted). This requirement does not require a finding of wrongful intent or any particular mental state. Rather, "[d]isobedient conduct not shown to be outside the control of the litigant is sufficient to demonstrate willfulness, bad faith, or fault." Jorgensen v. Cassiday, 320 F.3d 906, 912 (9th Cir. 2003) (citation omitted).
The Ninth Circuit has "constructed a five-part test, with three subparts to the fifth part, to determine whether a case-dispositive sanction under Rule 37(b)(2) is just[.]" Connecticut Gen. Life Ins. Co. v. New Images of Beverly Hills, 482 F.3d 1091, 1096 (9th Cir. 2007). The factors are as follows:
Id. (footnotes omitted). The Ninth Circuit has explained that the above "`test' is not mechanical. It provides the district court with a way to think about what to do, not a set of conditions precedent for sanctions or a script that the district court must follow[.]" Id. "The most critical factor to be considered in case-dispositive sanctions is whether a party's discovery violations make it impossible for a court to be confident that the parties will ever have access to the true facts." Id. at 1097 (internal quotation marks and citation omitted).
The discovery at issue in Defendants' Motion to Dismiss was propounded on June 21, 2017, prior to the parties' Rule 26(f) meeting. In their brief opposing the Motion to Dismiss, Plaintiffs correctly explain that under Federal Rule of Civil Procedure 26(d)(1), "a party may not seek discovery from any source before the parties have conferred as required by Rule 26(f), except in a proceeding exempted from initial disclosure under Rule 26(a)(1)(B), or when authorized by these rules, by stipulation, or by court order." (Doc. 51 at 3-4). Here, the parties did not obtain a Court order to begin discovery prior to the Rule 26(f) conference. Further, there is no evidence that the parties stipulated to commencing discovery prior to conferring pursuant to Rule 26(f).
Defendants' June 21, 2017 discovery requests were prematurely propounded.
Based on the foregoing,