G. Murray Snow, Chief United District Judge.
Pending before the Court are Defendant United States' Motion to Dismiss for Failure to State a Claim and Motion to Dismiss for Lack of Jurisdiction (Doc. 7) and Plaintiff Ruby Charley's Motion for Limited Discovery (Doc. 10). For the following reasons, the United States' Motions are denied, and Plaintiff's Motion is denied as moot.
Gerald Vann Charley ("Deceased") was found dead in Burnt Corn, Arizona on January 10, 2018. Plaintiff, Deceased's mother, was properly appointed Administrator of Deceased's estate. Plaintiff brings this wrongful death action against the United States pursuant to the Federal Torts Claim Act ("FTCA"). Plaintiff asserts that Deceased died because the Chinle Police Department, a federal contractor,
The United States moves to dismiss the complaint pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). Plaintiff requests limited discovery "so that she may amend her complaint to identify the human beings who failed in this process." (Doc. 1 at 2.)
The United States argues that Count I must be dismissed because it fails to meet the requisite pleading standards.
A party may move to dismiss a complaint for "failure to state claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). To survive dismissal for failure to state a claim, a complaint must contain more than a "formulaic recitation of the elements of a cause of action"; it must contain factual allegations sufficient to "raise the right of relief above the speculative level." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (quoting Conley v. Gibson, 355 U.S. 41, 47, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957)). When analyzing a complaint for failure to state a claim, "[a]ll allegations of material fact are taken as true and construed in the light most favorable to the non-moving party." Smith v. Jackson, 84 F.3d 1213, 1217 (9th Cir. 1996). Legal conclusions couched as factual allegations, however, are not given a presumption of truthfulness, and "conclusory allegations of law and unwarranted inferences are not sufficient to defeat a motion to dismiss." Pareto v. F.D.I.C., 139 F.3d 696, 699 (9th Cir. 1998).
Under Arizona law, "[t]o establish a claim for negligence, a plaintiff must prove four elements: (1) a duty requiring the defendant to conform to a certain standard of care; (2) a breach by the defendant of that standard; (3) a causal connection between the defendant's conduct and the resulting injury; and (4) actual damages." Diaz v. Phoenix Lubrication Serv., Inc., 224 Ariz. 335, 338, 230 P.3d 718, 721 (Ct. App. 2010). Here, the complaint asserts that the "employees, officials, and agents
Defendant United States further asserts that under the FTCA, "Plaintiff must specify which employees acted and what their role was" because the FTCA only waives the Government's sovereign immunity for negligent acts of its employees made within the scope of their employment. However, Plaintiff satisfies this burden by alleging that the Chinle Police Department operates "pursuant to a contract authorized under the Indian Self Determination Assistance Act of 1968, P.L. 93-638" and the alleged negligence concerns the actions or omissions of Defendant United States' "employees, officials, and agents" working under the alleged contract. See Shirk v. United States, 773 F.3d 999, 1003 (9th Cir. 2014) ("Congress extended the FTCA's waiver of sovereign immunity to claims "resulting from the performance of functions ... under a contract, grant agreement, or cooperative agreement authorized by the [Indian Self Determination Assistance Act] of 1975, as amended.") (citing 25 U.S.C. § 450f (note)). The scope of employment is a factual question that cannot be appropriately resolved on a motion to dismiss. Thus, contrary to Defendant's assertions, Plaintiff has pled a plausible negligence claim properly asserted under the FTCA. No more is required to survive dismissal. Defendant United States Motion to Dismiss with respect to Count I is denied.
The United States argues that this Court lacks subject matter jurisdiction over Count II because Plaintiff failed to exhaust her administrative remedies and, in the alternative, the FTCA does not waive the Government's sovereign immunity for claims of institutional negligence. The United States further asserts that Count II, as alleged, fails to meet the pleading standards set forth in Twombly and Iqbal and must be dismissed pursuant to Rule 12(b)(6).
The United States argues that Plaintiff's institutional negligence claim should be dismissed because her "SF Notice of Claim did not include any allegations of negligent hiring, training, supervision or control." (Doc. 7 at 8.)
The FTCA provides that "an action shall not be instituted upon a claim against the United States for money damages ... unless the claimant shall have first presented the claim to the appropriate Federal agency and his claim shall have been finally denied by the agency in writing and sent by certified or registered mail." 28 U.S.C. § 2675(a). A claim is considered "presented for purposes of § 2675 when a party files (1) a written statement sufficiently describing the injury to enable the agency to begin its own investigation, and (2) a sum certain damages claim." Blair v. United States, 304 F.3d 861, 863-64 (9th Cir. 2002).
(Doc. 7-1 at 3.) This description of Plaintiff's claim is sufficient to satisfy the presentation requirement under the FTCA. Plaintiff relies on a case from the First Circuit which explains that the notice requirement is approached leniently, "recognizing that individuals wishing to sue the government must comply with the details of the law, but also keeping in mind that the law was not intended to put up a barrier of technicalities to defeat their claims." Santiago-Ramirez v. Sec'y of Dep't of Def., 984 F.2d 16, 19 (1st Cir. 1993) (internal quotations omitted). Although not raised by the parties, this Circuit applies a similar standard. See Blair v. I.R.S., 304 F.3d 861, 868 (9th Cir. 2002) ("The claim presentation requirement of the FTCA is designed to ensure that compensation is provided in a fair and equitable manner, not to provide a basis for a regulatory checklist which, when not fully observed, permits the termination of claims regardless of their merits."); see Goss v. United States, 353 F.Supp.3d 878, 885 (D. Ariz. 2018) (holding that a statement "seeking compensation for emotional distress", without more, "placed the government on notice of his emotional distress claim"). Thus, Plaintiff's statement provided the BIA enough information to investigate her claim.
The United States asserts that "this Court has no jurisdiction over Plaintiff's claims for direct liability or institutional negligence since the United States has not waived sovereign immunity for these claims." (Doc. 7 at 6.)
"An action can be brought by a party against the United States only to the extent that the Federal Government waives its sovereign immunity." Blackburn v. United States, 100 F.3d 1426, 1429 (9th Cir. 1996) (citing Valdez v. United States, 56 F.3d 1177, 1179 (9th Cir. 1995)). "The FTCA waives the Government's sovereign immunity for tort claims arising out of the negligent conduct of government employees acting within the scope of their employment." Id. The waiver, however, only extends to claims for which an individual person would be liable under state tort law. 28 U.S.C. § 1346(b)(1).
Defendant United States asserts that a recent Ninth Circuit decision holds that "the FTCA's liability provisions for individual employee conduct do not apply to institutional entities such [as] the United States." (Doc. 7 at 5.) (citing Meier v. United States, No. C 05-04404 WHA, 2006 WL 3798160, at *3 (N.D. Cal. Dec. 22, 2006) aff'd, 310 Fed. Appx. 976, 979 (9th Cir. 2009)). The Court, however, does not interpret Meier so broadly. In Meier, the Ninth Circuit affirmed the district court's dismissal of a negligent hiring, training, and supervision claim asserted against the Veterans Administration. Meier v. United States, 310 Fed. Appx. 976, 979 (9th Cir. 2009). The district court explained that California case law permitted a hospital to be held liable for failing to ensure the competence of its employees under the doctrine of corporate negligence. This particular
Here, Arizona law does impose liability on a private person for the tortious conduct presented—negligent operation, maintenance, control, supervision, directing, and training. See Leibel v. City of Buckeye, 364 F.Supp.3d 1027, 1045 (2019) (holding that a complaint plausibly alleged an Arizona state law claim of negligent training and supervision against an individual lieutenant, and the chief of police); Mulhern v. City of Scottsdale, 165 Ariz. 395, 398, 799 P.2d 15, 18 (Ct. App. 1990) (dismissing on other grounds a state law claim for negligent assignment of duties asserted against the police chief). Arizona follows the Restatement (Second) of Agency § 213 ("Restatement") for negligent hiring, supervision, and training claims, Kassman v. Busfield Enterprises, Inc., 131 Ariz. 163, 166, 639 P.2d 353, 356 (Ct. App. 1981), which provides that "[a] person conducting an activity through servants or other agents is subject to liability for harm resulting from his conduct if he is negligent" in giving improper instruction, in the employment of improper persons, or in the supervision of the activity. Restatement (Second) of Agency § 213 (emphasis added). Defendants do not provide, and the Court has not found, any authority suggesting that Plaintiff's claim is rooted in and/or limited to the doctrine of corporate negligence like the claim asserted in Meier. Because Arizona law recognizes a tort for negligent supervision, hiring, or training that would apply to a private person in the circumstances presented here, the Court declines to dismiss Count II for lack of subject matter jurisdiction.
For an employer to be held liable for negligent supervision under Arizona law, a plaintiff must demonstrate (1) that the employer knew or should have known that the employee was not competent to perform the assigned task and (2) that the employer's failure to supervise the employee caused the plaintiff's injury. Sloan v. United States, No. CV-16-08059-PCT-DGC, 2016 WL 3548766, at *2 (D. Ariz. June 30, 2016). "To prevail on a negligent training claim, a plaintiff must show a defendant's training or lack thereof was negligent[.]" Guerra v. State, 234 Ariz. 482, 490, 323 P.3d 765, 772 (Ct. App. 2014), vacated on other grounds, 237 Ariz. 183, 348 P.3d 423 (2015).
Here, the complaint asserts that Defendant United States has a duty to "properly screen, hire, control, direct, train, monitor, supervise and/or discipline employees, terminate, or otherwise take remedial action against its agents and contractors." (Doc. 1 at 7.) "Defendant knew or reasonably should have known that subordinate employees, agents or contractors were acting improperly, negligently, that they had not provided sufficient training and supervision to act reasonably ..." (Doc. 1 at 8.) Defendant allegedly breached its duty by "failing to properly screen, hire, train, monitor, supervise and/or discipline subordinate employees, agents and contracts." (Doc. 1 at 8-9.) And Defendant's conduct "was a direct and proximate cause of the wrongful death of Gerald Charley." (Doc. 1 at 9.) These allegations, when considered in the entire factual context,
Defendant United States asserts that "Plaintiff must specify which employees acted and what their role was" to adequately state a claim under the FTCA. However, Defendant United States fails to provide authority to support this standard. More specific factual allegations will be required to prove Plaintiff's claim, however, the allegations provided are sufficient to survive dismissal for failure to state a claim. Defendant United States' Motion to Dismiss with respect to Count II is denied.
The Court finds that Plaintiff's claims are properly before the Court pursuant to the FTCA. Moreover, Plaintiff has plausibly alleged claims for negligence and negligent supervision, training, etc. against the United States in accordance therewith. Accordingly,