Filed: Jan. 22, 2002
Latest Update: Feb. 21, 2020
Summary: injured Hoyt.not discussed by the district court, that the very fact that, the pallets were vertical proves that a Roche Brothers employee, did not stack the pallet, as they would have then been, horizontal based upon Roche Brothers policies and procedures and, the clear testimony of George Hayes.
[Not for Publication - Not to be Cited as Precedent]
United States Court of Appeals
For the First Circuit
No. 01-1810
JAMES R. HOYT,
Plaintiff, Appellant,
v.
ROCHE BROTHERS SUPERMARKETS,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Douglas P. Woodlock, U.S. District Judge]
Before
Torruella, Circuit Judge,
Stahl, Senior Circuit Judge,
and O’Toole,* District Judge.
Paul A. Rinden, with whom Rinden Professional Assoc., was
on brief, for appellant.
H. Charles Hambelton, with whom Kimberly M. McCann and
Gibson & Behman, P.C., were on brief, for appellee.
January 18, 2002
_____________________
*Of the District of Massachusetts, sitting by designation.
STAHL, Senior Circuit Judge. Appellant James R. Hoyt
("Hoyt") appeals from a district court order granting summary
judgment in favor of appellee Roche Brothers Supermarkets
("Roche Brothers"). In this personal injury case, Hoyt alleged
that he sustained injuries to his leg due to Roche Brothers'
negligence. The district court held that no reasonable jury
could conclude that it was more likely than not that Roche
Brothers had caused the dangerous condition that led to Hoyt's
injury. We reverse, finding that the district court relied on
impermissible inferences in favor of the moving party in
reaching its holding.
The injury in question occurred as follows. On the
morning of December 15, 1997, Hoyt, a resident of Concord, New
Hampshire and a truck driver for Lilly Transportation, stopped
at the loading dock at a Roche Brothers market in Acton,
Massachusetts, to deliver eggs. A co-worker accompanied Hoyt.
The loading dock could accommodate two trucks and, after waiting
briefly for one truck to leave, Hoyt pulled in next to another
truck. At that time, a number of empty pallets -- portable
wooden platforms on which truck drivers often deliver their
loads -- were stacked on the loading dock. While Hoyt was
unloading eggs from his truck onto a cart on the loading dock,
several pallets fell on him, injuring his leg. The pallets in
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question had been leaning up vertically against a stack of
horizontally stacked pallets, which the parties agree created a
dangerous situation. Hoyt brought this case in district court
based on diversity jurisdiction.
Under Massachusetts law, a property owner has a duty
to lawful visitors to maintain his property in a reasonably safe
state. Mounsey v. Ellard,
363 Mass. 693, 707 (1973). A
property owner is liable if he has notice that an unsafe
condition existed. Notice is satisfied if 1) the property owner
or its employee caused the unsafe condition; 2) the property
owner or its employee had actual knowledge of the condition; or
3) the unsafe condition was present and evident for a time long
enough that the property owner or its employee should have known
about it. Oliveri v. Mass. Bay Transp. Auth.,
363 Mass. 165, 167
(1973). The only question on appeal is whether the district
court properly granted summary judgment in favor of Roche
Brothers on the issue of whether Roche Brothers or its employee
caused the unsafe condition -- that is, the vertical stacking of
the pallets -- that led to the pallets falling on Hoyt's leg.1
1 The district court also found against Hoyt under prong 3
(whether the unsafe condition had existed long enough so that
Roche Brothers should have had notice and corrected it) as well
as under a theory of negligence on the part of Roche Brothers
for failing to implement a safety policy against stacking
pallets on their side. Hoyt has not appealed these rulings.
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Summary judgment is proper where the evidence shows
that "there is no genuine issue as to any material fact and that
the moving party is entitled to a judgment as a matter of law."
Fed. R. Civ. P. 56(c). A court may enter summary judgment
"against a party who fails to make a showing sufficient to
establish the existence of an element essential to that party's
case, and on which that party will bear the burden of proof at
trial." Celotex Corp. v. Catrett,
477 U.S. 317, 322 (1986).
The question of whether a Roche Brothers employee caused the
unsafe condition is such an element. Hence, in order to escape
summary judgment, Hoyt must present evidence sufficient for a
reasonable factfinder to find that a Roche Brothers employee
caused the pallets to be stacked vertically. When evaluating
such evidence, the court must draw all reasonable inferences in
favor of the nonmovant, Cippollone v. Yale Indus. Prod., Inc.,
202 F.3d 376, 378 (1st Cir. 2000), in this case, Hoyt.
We review the grant of summary judgment de novo.
Id.
No direct evidence was offered in this case about who placed the
pallets that injured Hoyt. The parties instead put forth
circumstantial evidence showing how the pallets were generally
handled. The relevant evidence was provided by several Roche
Brothers employees. George Hayes, the Roche Brothers receiving
clerk at the time of the accident, testified that truck drivers
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typically brought pallets into the receiving area of the store
to unload the merchandise and that they then took the empty
pallets away. He stated that some truck drivers preferred to
leave the loaded pallets at the store to be unloaded by a sales
representative or a Roche Brothers employee and that in that
case the empty pallets were retrieved at a later time.
According to Hayes, pending pickup by the truck drivers, empty
pallets were stored on the loading dock. Because the pallets
were generic and unmarked as to ownership, truck drivers
retrieving pallets could take any empty pallets awaiting
removal.
Hayes also testified that he was responsible for
keeping the receiving area clean and organized, including the
stacking of empty pallets. He explained that when he first came
into work early in the morning he collected any empty pallets in
the store proper and stacked them. Then, at six o'clock a.m.,
when he opened the door, he moved the stacked pallets to the
loading dock. During the course of the day, he continued to
stack empty pallets on the loading dock. James Lundy, the store
manager at the time of the accident, confirmed that empty
pallets were stacked on the loading dock, among other places,
for driver pickup. However, both Hayes and Lundy, as well as
David Kerr, the director of human resources for Roche Brothers,
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testified that in any event it was the practice and the policy
of Roche Brothers and its employees to stack the pallets
horizontally and not vertically and to re-stack any pallet found
lying on its side.2
The record thus indicates that Roche Brothers
employees, and specifically Hayes, were responsible for stacking
empty pallets at the Acton store. There is no evidence in the
record that anyone other than Roche Brothers employees stacked
2The meaning of the following lines from Lundy's testimony
has been strongly contested by the parties:
Q: Do you stack [pallets] on the loading platform?
A: Yes.
Q: Both horizontally and vertically?
[Roche Brothers's attorney]: Objection.
[Lundy]: Yes.
Hoyt has argued that, from the sequence of questions put to
Lundy, he is entitled to an inference that Roche Brothers
employees actually stacked empty pallets vertically as well as
horizontally. The district court disagreed and found that, in
the context of Lundy's overall testimony repeatedly stressing
that it was Roche Brothers' practice and policy to stack empty
pallets only horizontally, Lundy's response was merely a
confirmation of the hazard that the company's policies were
designed to guard against (Memorandum and Order, No. 99-12172-
DPW, at 7 n. 2 (D. Mass., May 2, 2001)). We agree with Hoyt that
the plain meaning of Lundy's response could support the
inference Hoyt has asked us to draw. However, contrary to what
Hoyt has argued, the district court's reluctance to draw that
inference from Lundy's testimony seems to stem not from a
refusal to draw the inference in favor of Hoyt, but from its
judgment that the plain meaning misrepresents what Lundy meant
to say. In light of our ruling below, we need not resolve the
meaning of Lundy's response and leave for trial the question of
whether Lundy's answer can fairly be understood as an admission
that Roche Brothers employees stacked some empty pallets
vertically.
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empty pallets on the loading dock. The evidence admittedly
demonstrates that truck drivers handled pallets in the sense
that they brought them, loaded with merchandise, into the store
and that they picked up empty pallets from the stacks on the
loading dock and took them away in their trucks for future use.
But the record contains no evidence to support the position that
truck drivers stacked empty pallets or dealt with empty pallets
in any way other than to pick them up and take them away.
The district court, however, came to the opposite
conclusion -- that is, that "sometimes pallets ended up leaning
vertically because of the drivers handling of them" (Memorandum
and Order, No. 99-12172-DPW, at 3 (D. Mass., May 2, 2001)
(hereinafter "Order")). Specifically, the district court
pointed out that Hayes had testified that he occasionally would
see pallets left vertically, but that "when you receive in a
store for a period of time you have certain rules and they know
that's a no, no with me." 3 The court concluded that in that
3 The relevant Hayes testimony was as follows:
Q. Did you have a -- did you have a practice of
keeping pallets stored horizontally rather than leaned
up vertically?
A. That was the policy.
Q. To keep them stored horizontally?
A. Positively.
Q. So if someone left a pallet vertically you'd pick
it up and put it down horizontally?
A. Yes.
Q. Did you see that occasionally?
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context "they" referred to truck drivers (Order at 7, n. 1).
The court also found it important that numerous individuals not
employed by Roche Brothers had been in the vicinity at the time
of the accident, with the implication that any one of them may
have placed the pallets that injured Hoyt (Order at 7). Hence,
the district court concluded, a Roche Brothers employee was no
more likely than someone else to have placed the pallets that
injured Hoyt.
We cannot agree. In the context of Hayes' testimony,
it is a reasonable inference that the ambiguous "they" referred
to the truck drivers, but it is an equally reasonable inference
that "they" referred to other Roche Brothers employees, who may
have occasionally left the pallets leaning vertically, despite
Hayes' "rules." More to the point, the conclusion that Hayes
was referring to truck drivers requires us to draw an inference
in favor of Roche Brothers, the moving party, which is forbidden
in the context of the summary judgment motion. Furthermore,
with respect to the district court's second point, in the
absence of evidence connecting the truck drivers to the stacking
of pallets, the fact that a number of nonemployees of Roche
A. Oh, yeah it happened. It wasn't a common practice.
When you receive in a store for a period of time you
have certain rules and they know that's a no, no with
me.
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Brothers, including a truck driver, were in the vicinity when
the accident occurred bears no weight on the question of who
caused the pallets in question to be stacked vertically.4
In summary, the record evidence supports the position
that Roche Brothers employees regularly stacked empty pallets.
In contrast, we have no evidence that the truck drivers handled
the empty pallets in any way other than to remove them from the
premises and place them in their trucks. The conclusion that
truck drivers on occasion caused empty pallets to be placed
vertically can only be reached by drawing inferences from
Hayes's ambiguous testimony that "they" occasionally left
pallets vertically, from the general circumstances that truck
drivers had access to the loading dock, and from the fact that
they picked up pallets for the purpose of taking them away.
While ultimately the evidence at trial may support this
4 On appeal Roche Brothers makes the additional argument,
not discussed by the district court, that "the very fact that
the pallets were vertical proves that a Roche Brothers employee
did not stack the pallet, as they would have then been
horizontal based upon Roche Brothers policies and procedures and
the clear testimony of George Hayes." We also find this
argument unpersuasive. It is an equally tenable position that,
despite Hayes' usual practice and Roche Brothers' policy of
stacking pallets horizontally, Roche Brothers employees in this
instance deviated from that practice and stacked the pallets
vertically. With no evidence to support one or the other
position, we cannot infer from Hayes' testimony that the
vertical stacking was not done by him or another employee.
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conclusion, it was impermissible for the district court to reach
it in the context of a motion for summary judgment.
Reversed.
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