Filed: Sep. 02, 2005
Latest Update: Feb. 21, 2020
Summary: JAMES GRIFFIN;excessive force claim against several Boston police officers.defendants.claims to Massachusetts state court.from inquiring into Williams's present job status. However, at trial Ruffin's counsel explained that the, basis for admitting reputation evidence was Rule 404.other witnesses.
Not For Publication in West's Federal Reporter
Citation Limited Pursuant to 1st Cir. Loc. R. 32.3
United States Court of Appeals
For the First Circuit
No. 03-2102
PETER RUFFIN,
Plaintiff, Appellant,
v.
CITY OF BOSTON; DAVID C. WILLIAMS; JAMES GRIFFIN; PAUL EVANS;
ANN MARIE DOHERTY; and SEVERAL UNKNOWN CITY OF BOSTON POLICE
OFFICERS,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Edward F. Harrington, Senior U.S. District Judge]
Before
Boudin, Chief Judge,
Lynch and Lipez, Circuit Judges.
Stephen A. Roach, with whom Roach & Wise, LLP was on brief,
for appellant.
Eve A. Piemonte Stacey, Assistant Corporation Counsel, City of
Boston Law Department, with whom Merita A. Hopkins, Corporation
Counsel, was on brief, for appellees City of Boston, James Griffin,
Paul Evans, Ann Marie Doherty, and Several Unknown City of Boston
Police Officers.
Scott P. Lopez, Special Assistant Corporation Counsel, with
whom Merita A. Hopkins, Corporation Counsel, was on brief, for
appellee David C. Williams.
September 2, 2005
LIPEZ, Circuit Judge. This appeal stems from an
excessive force claim against several Boston police officers.
Plaintiff-appellant Peter Ruffin, who suffered injuries during an
altercation with police, alleged that the officers had beaten him
without provocation and then participated in a cover-up designed to
shift attention away from their conduct and towards some incidental
property damage Ruffin had inadvertently caused while being beaten.
The case proceeded to jury trial and the jury found for the
defendant police officers. On appeal, Ruffin mainly challenges
various evidentiary rulings and trial management decisions. Many
of these claims were not preserved below. Having carefully
reviewed the record of the entire trial, and concluding that Ruffin
received a fair trial, we affirm.
I.
A. Factual Background
This case turned entirely on a factual dispute about what
actually happened in the early morning hours of May 5, 1996. A
total of ten witnesses to the altercation (or part of it) testified
-- five (including Ruffin himself) on behalf of Ruffin and five
(including defendants Williams and Griffin) on behalf of
defendants. Not surprisingly, each witness's version varies
substantially from that of every other witness, and the truth is
difficult to determine. We provide only a brief summary of the
facts, reciting them in the light most favorable to the jury's
-2-
verdict. United States v. Castellini,
392 F.3d 35, 39 (1st Cir.
2004).
In the early morning hours of May 5, 1996, Ruffin was
with family and friends at a bar in Dorchester, Massachusetts.
Over the course of the day, Ruffin had consumed some eight beers in
eleven hours. Ruffin's sister, Colleen O'Herlihy, also had been
drinking. When she left to drive home, the family was concerned
that O'Herlihy had imbibed too much to drive safely, and followed
her to the parking lot. Ruffin approached her and attempted to
persuade her not to drive. O'Herlihy was resistant, and the two
began arguing in loud voices. A neighbor viewed the argument from
a distance and mistakenly believed that Ruffin was attacking
O'Herlihy. She called 911 and reported a "man beating a woman."
Boston police officers Williams and Griffin, defendants-
appellees, responded to the 911 dispatcher and arrived at the
parking lot. They saw Ruffin pinning O'Herlihy to the ground, and
ordered him to get off her. As the officers attempted to pull
Ruffin off O'Herlihy, he yelled profanities and racial slurs.1 A
struggle ensued as the officers attempted to arrest and handcuff
Ruffin and he fought them. During this scuffle, both Ruffin and
Griffin were injured, Ruffin more severely. Ruffin's family and
friends witnessed various portions of this altercation.
1
Ruffin is white; Griffin and Williams are black.
-3-
One of the officers made an "officer in trouble" radio
call, and other officers responded shortly. Ruffin was eventually
placed into the back of a police cruiser. He continued struggling
and kicked out the rear passenger window. The officers then moved
him to a windowless wagon for transportation to the police station.
At the station, Ruffin continued to be combative and uncooperative.
An emergency medical technician (whose treatment Ruffin refused)
noted in his log that Ruffin was intoxicated and belligerent.
B. Procedural History
Three years after the incident, Ruffin filed suit against
named and unknown police officers, the City of Boston, former
Police Commissioner Paul Evans, and Superintendent Ann Marie
Doherty, alleging various federal and state claims. Ruffin alleged
that Williams had struck him from behind without provocation and
that the officers had then beaten him severely while he offered no
resistance. According to Ruffin, as he was being placed into the
back of the police cruiser, Williams choked Ruffin and stuck his
thumb into Ruffin's eye with such force that Ruffin began flailing
and involuntarily kicked out the window. Police supervisors then
used this broken window as a pretext to explain the beating and
covered up the real nature of the event.
Ruffin's complaint alleged, inter alia, that defendants
violated his civil rights by using unreasonable force, failing to
intervene, covering up a civil rights violation by false or
-4-
misleading statements, and conspiring to cover up a civil rights
violation. The district court severed the individual liability
claims against Williams and Griffin from the supervisory claims
against the other defendants, and the federal claims under 42
U.S.C. § 1983 from the state law claims.
The § 1983 claims against the two named officers
proceeded to jury trial. At the close of the plaintiff's case, the
court granted the defendants' motion for judgment as a matter of
law on Ruffin's cover-up and conspiracy to cover-up claims. The
excessive force and failure to intervene claims were submitted to
the jury, which returned verdicts for the defendants. The district
court then dismissed Ruffin's remaining federal claims against the
supervisory defendants and the City, and transferred the state law
claims to Massachusetts state court. Ruffin timely appealed.
II.
Ruffin raises various claims on appeal, arising from
pretrial discovery rulings, evidentiary rulings at trial, the
district court's trial management, and its grant of partial
judgment as a matter of law for defendants. We address the alleged
errors approximately in the order in which Ruffin presents them,
combining two issues that are better treated together.
A. Admission of Thomas Finn's Report and Testimony
While Ruffin was at the police station, Emergency Medical
Technician Thomas Finn evaluated Ruffin's injuries and offered
-5-
medical treatment, which Ruffin refused. Although by the time of
trial Finn could no longer recall the events of May 5, 1996, he had
contemporaneously recorded his observations in a brief patient care
report. The report, besides describing Ruffin's injuries, noted
that he had refused treatment, which contradicted Ruffin's
testimony that he had never been offered treatment. The report
also noted "obvious ETOH"2 and "belligerent toward authority."
Before trial, Ruffin moved in limine to exclude Finn's
testimony and report on the grounds that the evidence was relevant
only to an earlier claim of failure to provide medical assistance,
which Ruffin had voluntarily dismissed. In a separate document,
Ruffin objected to the notation "belligerent towards authority."
At trial, the defense sought to put Finn on the stand and to
introduce the report into evidence. Over Ruffin's objection, the
court permitted Finn to testify based on the report (since he had
no independent recollection) and permitted the defense to publish
the report to the jury.
On appeal, Ruffin argues that Finn's report and testimony
based upon that report were inadmissible hearsay. Appellees
respond that the report was admissible under various hearsay
exceptions. See Fed. R. Evid. 803(1) (present sense impression),
803(5) (past recollection recorded), 803(6) (business record),
2
"ETOH" is an abbreviation for ethyl alcohol. As Finn later
explained, the phrase "obvious ETOH" referred to his impression
that Ruffin was intoxicated.
-6-
803(8) (public record). Appellees further argue that any
statements by Ruffin incorporated into the report (and hence double
hearsay) are admissible under other rules. See Fed. R. Evid.
613(b) (extrinsic evidence of prior inconsistent statement for
impeachment), 801(d)(2)(A) (admission by party opponent), 803(2)
(excited utterance), 803(3) (existing state of mind), 803(4)
(statements for purpose of medical diagnosis). Ruffin also argues
that Finn was biased because he was a member of the Boston Police
Patrolman's Association and, by virtue of his position, sympathetic
to police officers.
We review the district court's admission of disputed
evidence for abuse of discretion. United States v. Flemmi,
402
F.3d 79, 86 (1st Cir. 2005). Finn's own observations contained in
the patient care report were admissible as, at least, business
records under Rule 803(6). Double hearsay statements by Ruffin in
that report were admissible as statements of a party-opponent under
Rule 801(d)(2)(A). Finally, Ruffin was able to develop in cross-
examination his theory that Finn was biased towards police officers
and had a motive to falsify his report to buttress the officers'
account. Ultimately, the admissibility of the report and testimony
were quintessential discretionary calls for the trial court, and
the court did not abuse its discretion in admitting that evidence.
-7-
B. Inquiry into Williams's Job Status, Reputation, and/or Prior
Bad Acts
1. The Excluded Testimony
Before the complaint in this case was filed, Williams was
terminated from the Boston police for an unrelated incident of
alleged excessive force.3 He has not been a member of any police
force since then.
Not surprisingly, Ruffin wished to explore Williams's
reputation, employment history, and prior excessive force history,
and Williams wished to avoid it. The issue first surfaced during
direct examination of Ruffin himself. Ruffin's counsel asked
whether, before May 5, 1996, Ruffin had ever seen Williams. Ruffin
started to answer that he had once seen Williams (presumably off-
duty) in a business establishment in Dorchester. Williams's
counsel objected, and it emerged that Ruffin would testify that
Williams was wearing a shirt (presumably not official department
issue) that said words to the effect of "Boston Police, Toughest
Gang There Is." Williams's counsel again objected on the ground of
relevance, and the court sustained the objection. The following
exchange then occurred:
3
In 1998, a federal civil jury found Williams liable in that
incident for, inter alia, excessive force, assault and battery,
deliberate indifference to excessive force, and deliberate
indifference to medical needs. See Cox v. City of Boston, No. 95-
12729 (D. Mass. filed Dec. 18, 1995), docket entry 420 (Dec. 22,
1998) (jury verdict). We may take judicial notice of court
proceedings. Maher v. Hyde,
272 F.3d 83, 86 n.3 (1st Cir. 2001).
-8-
MR. ROACH [Ruffin's counsel]: I'd like just to
say one thing for the record, Your Honor. I'm
sorry to keep you. I'm going to put into
evidence later on in this case, I just want
you to know, there are -- people around
Dorchester in the community, specifically his
mother, other people knew Dave Williams and he
had a reputation. I am going to try to put
that into evidence at some point.
MR. LOPEZ [Williams's counsel]: His
reputation?
MR. ROACH: Under Rule 404.
THE COURT: I am not going to let it in because
the issue already is narrow: Did they beat
him or didn't they. His reputation is
irrelevant because there is no extortion,
there is no fear --
MR. ROACH: Well, I think the defense, Your
Honor, is going to say --
THE COURT: Well, let's see what the defense
does.
MR. ROACH: Can I make an offer of proof on the
record on this?
THE COURT: Well, you may, but not at this
time.
MR. ROACH: Okay.
The issue later arose before Williams's direct
examination. Williams's counsel requested a sidebar to clarify
whether Ruffin would be able to cross-examine Williams regarding
his current job status and to object to such cross-examination as
irrelevant. Ruffin's counsel advised the court that he wished to
"ask him if he's still employed as a police officer, yes or no,
sir, what do you do. That is it, I'm not going to ask him about
-9-
why or anything." The court described that as "a dangerous
question," and inquired whether "the purpose of [your] asking it is
to leave the inference . . . that he was kicked out for good cause,
[because] it's prejudicial if it didn't grow out of this case."
Ruffin's counsel confirmed that Williams's termination was
unrelated to this case, and the court sustained the objection.
2. Analysis
On appeal, Ruffin challenges the district court's
exclusion of inquiry into Williams's job status, disciplinary
history, and reputation.4
First, he challenges the court's ruling preventing him
from inquiring into Williams's present job status. He notes that
under Fed. R. Evid. 608(b), "[s]pecific instances of the conduct of
a witness, for the purpose of attacking or supporting the witness'
character for truthfulness . . . . may, . . . in the discretion of
the court, if probative of truthfulness or untruthfulness, be
inquired into on cross-examination of the witness . . . concerning
the witness' character for truthfulness or untruthfulness." Fed.
R. Evid. 608(b).
Ruffin's argument fails for two independent reasons.
First, he did not argue below that character for truthfulness was
a basis for the inquiry, but rather tacitly confirmed the district
4
He does not challenge the exclusion of the testimony about
Williams's shirt.
-10-
court's suspicion that the purpose of the question was to create an
inference of propensity to engage in misconduct. Consequently, any
argument that the evidence was admissible under Rule 608 is
forfeited. See Tate v. Robbins & Myers, Inc.,
790 F.2d 10, 12 (1st
Cir. 1986) ("[I]f evidence is excluded because it is inadmissible
for its only articulated purpose, the proponent of the evidence
cannot challenge the ruling on appeal on the ground that the
evidence 'could have been rightly admitted for another purpose.'")
(citation omitted). Second, the district court "has wide
discretion under Rule 608(b)," Navarro de Cosme v. Hospital Pavia,
922 F.2d 926, 933 (1st Cir. 1991), as well as Rules 402
(inadmissibility of irrelevant evidence), 403 (exclusion of
relevant evidence on grounds of prejudice), and 404(b) (exclusion
of evidence of other acts to demonstrate propensity to act in a
certain fashion). The court was entitled to find that the question
ran afoul of any or all of the above rules. Put another way, the
inference that Ruffin wished to raise -- that because Williams had
been terminated for an unrelated incident, he was probably at fault
in this incident too -- is precisely the type of inference that the
Federal Rules of Evidence seek to prevent a party from raising.
While the specific question that Ruffin wanted to ask was not so
blatantly prejudicial that the district court was required to
exclude it, the court certainly was not required to permit it
either, and did not abuse its discretion in excluding it.
-11-
Second, Ruffin challenges the district court's exclusion
of evidence concerning Williams's reputation or prior bad acts.
Such evidence can, in appropriate circumstances, be admissible for
limited purposes. See generally Fed. R. Evid. 404(b) (evidence of
other acts may be admissible to show, e.g., "absence of mistake or
accident"), 608(a) (impeachment by reputation for truthfulness),
608(b) (impeachment by specific instances of conduct). On the
other hand, that type of evidence also carries the risks of unfair
prejudice, see Fed. R. Evid. 403, or being misused to demonstrate
propensity to act in a certain way, see Fed. R. Evid. 404(b). The
balance is delicate, and courts have occasionally held that it was
erroneous to exclude such evidence. See, e.g., Carson v. Polley,
689 F.2d 562, 571-572 (5th Cir. 1982) (reversing district court's
exclusion of performance evaluations of two deputy sheriffs stating
that they needed to control their tempers, holding that one report
was admissible under Rule 404(b) to show intent to harm plaintiff
inmate, and other was admissible under Rule 608(b)).
We realize that evidence of other instances in which
Williams allegedly used excessive force might have been helpful to
Ruffin in swaying the jury. However, there was also a risk that,
despite any limiting instructions, the jury would use the evidence
not just to evaluate Williams's truthfulness, but also to establish
a propensity for such conduct. The district court was in the best
position to determine whether the risk of unfair prejudice would
-12-
outweigh the legitimate uses of the evidence, and we are reluctant
to disturb its ruling given the wide latitude we accord to trial
judges in this area. We do not find an abuse of discretion.
Other rulings to which Ruffin objects are easily
resolved. First, he argues that permitting the defense to refer to
Williams as "Officer" Williams, in the present tense, was
prejudicial to Ruffin because it created the false impression that
Williams was still a police officer. Since he did not
contemporaneously object, we review only for plain error, Fed. R.
Evid. 103(d); Bandera v. City of Quincy,
344 F.3d 47, 55 (1st Cir.
2003), and find none. Second, he argues that the district court
erroneously excluded evidence of Williams's reputation.5 But,
despite the court's statement that counsel could make an offer of
proof on the record at some later point, counsel never attempted to
introduce evidence of Williams's reputation. Since he did not
5
Ruffin never explained, either to the district court or in
his appellate brief, whether he meant to offer evidence of
Williams's reputation for truthfulness or his reputation for
violence. However, at trial Ruffin's counsel explained that the
basis for admitting reputation evidence was Rule 404. The only
basis under Rule 404 for admitting evidence of a civil defendant's
reputation is Rule 404(a)(3), which permits, inter alia, evidence
of a witness's character for truthfulness pursuant to Rule 608(a).
Consequently, we assume, for purposes of this appeal, that Ruffin
intended to introduce evidence of Williams's reputation for
truthfulness. Evidence of a reputation for violence would probably
not have been admissible under any rule; reputation evidence "may
refer only to character for truthfulness or untruthfulness." Fed.
R. Evid. 608(a)(1) (emphasis added).
-13-
attempt to offer such evidence, he cannot complain on appeal that
it was not permitted. See Fed. R. Evid. 103(a)(2).6
C. Deprivation of a Fair Trial
Ruffin asserts that various comments made by the district
court during the course of the trial, concerning the credibility of
Ruffin, one of his witnesses, his counsel, and an ultimate issue in
the case, denied Ruffin a fair trial. Our standard of review for
such charges reflects the realities of trial management:
Bias and improper conduct by a trial judge may be grounds
for a new trial if a party is so seriously prejudiced as
to be deprived of a fair trial. However, mere active
participation by the judge does not create prejudice nor
deprive the party of a fair trial. On appeal, we must
consider isolated incidents in light of the entire
transcript so as to guard against magnification on appeal
of instances which were of little importance in their
setting.
Deary v. City of Gloucester,
9 F.3d 191, 194 (1st Cir. 1993)
(internal quotation marks and citations omitted).
Ruffin first claims that the district court interrupted
his cross-examination of a witness, Sergeant Terestre, and
6
Ruffin suggests that he did not take up the court's
invitation to make an offer of proof because of the court's later
exclusion of evidence concerning Williams's job status. But if
Ruffin genuinely intended to offer evidence of Williams's
reputation for truthfulness, as opposed to a reputation for
violence, see supra note 5, then the exclusion of evidence
regarding job status had no bearing on potential reputation
evidence regarding truthfulness. Even in cases where "the court
telegraphed what its ruling was likely to be if . . . counsel
opened the door" by offering disputed evidence, we treat the matter
as forfeited if "the latter never knocked." United States v.
Griffin,
818 F.2d 97, 103 (1st Cir. 1987). Under the
circumstances, we see no reason to excuse the forfeiture.
-14-
commented on the case in a manner that would lead the jury to
believe that the court adopted the defense version of precisely
what happened when Ruffin kicked out the window of the cruiser.
Sergeant Terestre, who was the supervisor of Williams and Griffin,
testified that he arrived in response to the "officer in trouble"
call at approximately the time that the cruiser window was kicked
out. Part of Ruffin's theory of the case was that Sergeant
Terestre had actually arrived earlier and witnessed the initial
confrontation, but had attempted to cover up the beating and his
failure to stop it. On cross-examination, Ruffin's counsel tried
to examine Terestre about his concern for the cruiser window to
show that it was just a ruse to divert attention from the beating.
While it is not clear from the printed transcript, it appears that
Ruffin's counsel used an unduly sarcastic tone of voice in this
examination, and the court admonished him for it. The court also
repeatedly urged Ruffin's counsel to "move on."
Our review of the transcript indicates that the
challenged statements, taken in context, were defensible efforts to
move the cross-examination along as Ruffin's counsel attempted
without success to induce Terestre to admit that he had witnessed
a confrontation that Terestre insisted he had not witnessed. We
accord considerable deference to the district court in such
matters:
The trial judge has discretion to maintain the pace of
trial, and indeed has the responsibility to oversee the
-15-
conduct of a trial so that it moves expeditiously.
Therefore, encouraging counsel to move forward,
forbidding counsel from eliciting duplicative testimony,
or halting what the court perceived to be a waste of
time, was firmly within the discretion of the trial
judge.
Id. at 194-95.
Ruffin next complains about the court's sharp admonitions
to witness Mary Flynn, who witnessed most of the altercation. Even
from the printed transcript, it is evident that Flynn was a feisty,
spirited witness with a penchant for stating her thoughts when the
question called for her observations or, indeed, when there was no
question before her. The court's responses escalated each time
Flynn injected her opinions where none were requested. The first
time she did this, the court simply instructed her to answer the
questions asked; the second time, it warned Ruffin's counsel to
control her; the third time, it warned Ruffin's counsel at sidebar
that if he could not control the witness, the court would declare
a mistrial; finally, having exhausted all of these measures, the
court admonished Flynn in the presence of the jury. In reviewing
this type of trial management, "the widest possible latitude is
given to the judge on the scene." Rodriguez v. Banco Central
Corp.,
990 F.2d 7, 12 (1st Cir. 1993). The court's handling of
Flynn fell well within that latitude.7
7
We also note that the court admonished Griffin when he
strayed from the question, stating at one point, "No, here is the
question, can you answer the question? I don't want an
explanation."
-16-
Finally, Ruffin complains that the court's admonishment
of counsel was unbalanced because the court, in sustaining Ruffin's
objections, did not sufficiently chastise defense counsel. Our
review of the transcript reveals that the court's comments to
counsel for all parties were within its discretion given the nature
of the events leading to the remark, and the court displayed no
improper bias against Ruffin or his counsel.
D. Exclusion of Boston Police Department Rule 327
As part of his theory that Sergeant Terestre used the
breaking of the cruiser window as a convenient distraction to
divert attention from a police beating, Ruffin's counsel pressed
the point that the initial 911 call had been for domestic violence
and the police had never actually investigated domestic violence.
Ruffin sought to introduce Boston Police Department Rule 327
("Protection of Abused Persons"), which specifies procedures for
responding to domestic violence calls. Ruffin's theory was that
Terestre had decided that it would be simpler to focus on a broken
cruiser window, rather than the comparatively daunting work of
following through with Rule 327's requirements for investigating a
domestic violence incident, and furthermore that the contents of a
properly investigated domestic violence report would show that
there had been no domestic violence incident, thus calling into
question the defendants' version of the altercation.
-17-
The court permitted Ruffin to cross-examine Terestre
about Rule 327 in general terms. However, when Ruffin attempted to
mark it as an exhibit in anticipation of introducing it into
evidence, defense counsel objected and the court sustained the
objection. Neither the defense objection nor the court's ruling
explicitly stated their grounds, but from context we can discern
three reasons for excluding Rule 327, any of which would suffice.
The most obvious rationale for excluding Rule 327 is that
it was irrelevant. See Fed. R. Evid. 401. The issues remaining in
the case at that point were whether Williams and Griffin had used
excessive force or failed to intervene when another officer used
excessive force. The contents of a police department policy on
responding to domestic violence incidents were not relevant to this
determination.8 Alternatively, if the purpose of introducing Rule
327 was to attack Sergeant Terestre's credibility by suggesting
that he had fabricated a story to avoid paperwork, the district
court had the discretion to exclude the evidence because
"[s]pecific instances of the conduct of a witness, for the purpose
of attacking or supporting the witness' character for truthfulness
. . . may not be proved by extrinsic evidence." Fed. R. Evid.
608(b). Finally, even if the rule arguably had some relevance, it
8
If the cover-up or conspiracy to cover-up claims had survived
to this point, the policy might have been relevant. But the
district court had already properly granted judgment as a matter of
law on those claims. See infra Part III.F.
-18-
was at best peripheral, and the district court had the discretion
to exclude it because "its probative value [was] substantially
outweighed by the danger of . . . confusion of the issues, or
misleading the jury, or by considerations of undue delay, waste of
time, or needless presentation of cumulative evidence." Fed. R.
Evid. 403. In any event, the district court did not abuse its
discretion in excluding Rule 327.
E. Denial of Motion for Telephonic Deposition
One of Ruffin's listed witnesses was Margaret Finnerty,
an Irish citizen and friend of Ruffin's aunt who had witnessed the
incident. Finnerty had moved back to Ireland soon after the 1996
incident, but Ruffin had believed that she would fly to Boston to
testify in his trial, which was scheduled for June 30, 2003.
Shortly before trial, Ruffin learned that she would not, in fact,
be able to make the trip. On June 5, 2003, he moved for a
telephonic deposition. Defendants opposed the motion, arguing that
it was untimely, procedurally defective under Fed. R. Civ. P. 28(b)
(governing foreign depositions), inappropriate for the type of
facts-on-the-ground testimony Finnerty would offer, and unjustified
because her testimony would be cumulative with that of Ruffin's
other witnesses. On June 17, 2003, the district court denied
Ruffin's request, noting that Ruffin's motion "comes on the eve of
-19-
a June 30, 2003 trial and approximately nine months after the
September, 2002 close of discovery in this case."9
We review the district court's discovery rulings for
abuse of discretion, Bogosian v. Woloohojian Realty Corp.,
323 F.3d
55, 63 (1st Cir. 2003), and find no error. The combination of (1)
the lateness of the request after the discovery deadline, (2) the
proximity of the request to the trial date, (3) the lack of
justification for not making the request earlier, (4) the potential
procedural complications of a foreign deposition under Fed. R. Civ.
P. 28(b), (5) Ruffin's apparent failure to recognize that such
issues even existed, and (6) the fact that Finnerty's testimony,
while likely helpful to Ruffin, was not indispensable, provided an
adequate basis for the court, in the exercise of its broad
discovery management discretion, to deny the request.
F. Dismissal of Cover-Up and Conspiracy Claims
At the close of Ruffin's case in chief, defendants moved
for judgment as a matter of law under Fed. R. Civ. P. 50(a). The
district court granted that motion in part and denied it in part,
finding that Ruffin had advanced a sufficient evidentiary basis for
his excessive force and failure to intervene claims, but not for
his cover-up and conspiracy to cover-up claims. Ruffin challenges
9
Ruffin argues that some additional discovery was permitted
after the formal deadline. However, that fact did not deprive the
court of the ability to enforce that deadline as to other types of
discovery.
-20-
this ruling on appeal. We review the district court's grant of
judgment as a matter of law de novo. Guilloty Perez v. Pierluisi,
339 F.3d 43, 50 (1st Cir. 2003).
Our review indicates that the district court was exactly
right in granting the motion on the cover-up and conspiracy claims
but not the excessive force or failure to intervene claims.
Ruffin's witnesses testified almost exclusively as to the events of
the arrest and altercation itself. Not one scintilla of evidence
regarding a cover-up or conspiracy was adduced. On appeal, Ruffin
does not attempt to refute this point. Instead, he discusses
largely irrelevant procedural circumstances. We find no error in
the court's ruling.
Affirmed.
-21-