Elawyers Elawyers
Washington| Change

ACA Financial Guaranty Corp. v. Advest, Inc., 07-1367 (2008)

Court: Court of Appeals for the First Circuit Number: 07-1367 Visitors: 35
Filed: Jan. 29, 2008
Latest Update: Feb. 21, 2020
Summary:  DRYDEN NATIONAL MUNICIPALS, FUNDS, INC.; JOHN MOORE; LOIS MOORE; SMITH BARNEY INCOME, FUNDS/SMITH BARNEY MUNICIPAL HIGH INCOME FUND; G. DAVIS STEVENS, JR.; LESLIE A. FERLAZZO; Indeed, such institutions have been sued in the, past on price fixing allegations.On page 44, line 16, replace Secs.
          United States Court of Appeals
                     For the First Circuit


No. 07-1367

 ACA FINANCIAL GUARANTY CORPORATION; DRYDEN NATIONAL MUNICIPALS
     FUNDS, INC.; JOHN MOORE; LOIS MOORE; SMITH BARNEY INCOME
FUNDS/SMITH BARNEY MUNICIPAL HIGH INCOME FUND; T. ROWE PRICE TAX-
                    FREE HIGH YIELD FUND, INC.,

                     Plaintiffs, Appellants,

                  DENISE MCKEOWN; ROBERT LUTTS,

                           Plaintiffs,

                               v.

   ADVEST, INC.; KAREN SUGHRUE; GARRY CRAGO; JEAN CHILDS; PAULA
EDWARDS COCHRAN; G. DAVIS STEVENS, JR.; JULIA DEMOSS; WILLIAM R.
DILL; LESLIE A. FERLAZZO; JOYCE SHAFFER FLEMING; ERIC W. HAYDEN;
CATHERINE CHAPIN KOBACHER; ANNE MARCUS; CELESTE REID; RICHARD J.
 SHEEHAN, JR.; JOSEPH SHORT; GREGORY E. THOMAS; SUSAN K. TURBEN;
                         DONALD W. KISZKA,

                     Defendants, Appellees.


                          ERRATA SHEET

     The opinion of this Court issued on January 10, 2008 is
amended as follows:

     On page 40, replace footnote 13 with the following new
footnote: "These comments are case specific. We do not suggest
that there is any special rule for scienter for not-for-profit
institutions. Indeed, such institutions have been sued in the
past on price fixing allegations. See United States v. Brown
Univ., 
5 F.3d 658
(3d Cir. 1993)."

     On page 16, footnote 6, line 3, replace "Trustee's" with
"Trustees'"

     On page 44, line 16, replace "Secs." with "Sec."

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer