Filed: Jul. 28, 2008
Latest Update: Feb. 21, 2020
Summary: THOMAS AMBROSI, ET AL.Paul Beetz on brief pro se., Thomas Nicholson and Finneran & Nicholson, on brief for, appellee, Ambrosi.deadline set in the July 17 order.the amended complaint.civil rules.court in the first instance.discretion that the district court did not exercise.abuse of discretion.
Not for Publication in West's Federal Reporter
United States Court of Appeals
For the First Circuit
No. 07-2449
PAUL BEETZ III, INDIVIDUALLY AND AS
TRUSTEE OF THE JANE AUDREY BEETZ FAMILY TRUST,
Plaintiff, Appellant,
v.
THOMAS AMBROSI, ET AL.,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Richard G. Stearns, U.S. District Judge]
Before
Lynch, Chief Judge,
Lipez and Howard, Circuit Judges.
Paul Beetz on brief pro se.
Thomas Nicholson and Finneran & Nicholson, on brief for
appellee, Ambrosi.
Doyle C. Valley and Morrison Mahoney LLP, on brief for
appellees Bradshaw.
Joel Rosen on brief for appellee Briggs.
July 28, 2008
Per Curiam. Paul Beetz, III, a Nebraska attorney acting
pro se, appeals the district court's order dismissing his civil
action with prejudice for failure to comply with a court-ordered
filing deadline. After careful review, we conclude that dismissing
the action with prejudice on the stated ground amounted to an abuse
of discretion. See Ruiz-Rosa v. Rullan,
485 F.3d 150, 153 (1st
Cir. 2007) (a district court's use of dismissal with prejudice as
a sanction is reviewed for abuse of discretion).
By order dated July 17, 2007, the district court
determined that Beetz's complaint failed to satisfy the pleading
standards set forth in Rule 8 and Rule 9(b) of the Federal Rules of
Civil Procedure and warned that the complaint would be dismissed
unless Beetz filed an amended complaint that "conform[ed] to the
civil rules" within thirty days. On August 23, 2007, the district
court issued an order dismissing the case with prejudice on the
ground that Beetz had failed to file an amended complaint by the
deadline set in the July 17 order.
Beetz filed an amended complaint on August 28, 2007, but
due to some apparent docketing irregularities, the amended
complaint was not entered on the electronic docket until some
months later. On August 30, 2007, the district court entered a
final order of dismissal "in accordance with [the] . . . order
entered on August 23, 2007."
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On appeal, Beetz concedes that he did not file an amended
complaint within thirty days of the July 17, 2007, order, but he
contends that his amended complaint was nevertheless timely because
the district court had implicitly granted an extension of the
filing deadline in an electronic order entered July 30, 2007. The
electronic order Beetz cites simply granted, without comment, a
motion by Beetz's attorney which requested leave to withdraw as
counsel as well as an extension of "at least" thirty days to file
the amended complaint. Defendants argue that the court's failure
to expressly address the request for an extension when it ruled on
the motion should be read as an implicit denial of that relief.
However, in the absence of any qualifying language or other signal
of disapproval, we think that the court's order is more sensibly
read as implicitly granting the motion in its entirety. The
deadline for filing the amended complaint therefore would have been
extended until at least mid-September, making Beetz's amended
complaint, filed on August 28, 2007, timely. Whether the district
court was aware that the amended complaint had been filed is
unclear in light of the docketing irregularities noted above;
however, since the fault for that confusion does not appear to be
attributable to Beetz, the case should not have been dismissed
solely for failure to comply with the original deadline.
Defendants alternatively argue that, even if the amended
complaint was not untimely, the dismissal should be affirmed
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because the amended complaint Beetz submitted suffered from the
same defects as the original and therefore did not comply with the
court's order to file an amended complaint that "conform[ed] to the
civil rules." However, whether the complaint as amended is
sufficient to comply with pleading requirements or to state a claim
for relief are questions that must be determined by the district
court in the first instance. We cannot affirm on the basis of a
discretion that the district court did not exercise. Clair
Recreation Center, Inc. v. Flynn,
897 F.2d 623, 624 (1st Cir.
1990).
In sum, since the district court implicitly granted an
extension of time to file the amended complaint and Beetz complied
with the extended deadline, we find that dismissing the case solely
for failure to comply with the original deadline amounted to an
abuse of discretion. Accordingly, we vacate the order of dismissal
and remand to allow the district court an opportunity to assess the
sufficiency of the amended complaint and to conduct any further
proceedings deemed appropriate. No costs.
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