THOMPSON, Circuit Judge.
This appeal pivots on the intriguing interplay between ex post facto principles and the now-advisory Sentencing Guidelines.
Caught selling two sawed-off guns to an undercover police officer in 2006, Rodriguez pled guilty to a multi-count indictment charging him with various firearms offenses. See 18 U.S.C. § 922(g)(1); 26 U.S.C. §§ 5861(d), 5861(e), and 5871.
Rodriguez appeals, raising an interesting question: Does sentencing a defendant under advisory Guidelines made more severe since the time of the crime violate the Constitution's ex post facto clause? Some circuits say yes. See, e.g., United States v.
Fascinating as this issue is, we do not have to pick sides in this split to decide Rodriguez's case. Leery of making unnecessary constitutional decisions, see, e.g., Buchanan v. Maine, 469 F.3d 158, 172 (1st Cir.2006), we stick to the practical approach our cases prescribe for deciding which Guidelines apply—an approach we need not elevate to a constitutional level— and order Rodriguez resentenced.
Because Rodriguez did not raise any ex post facto concerns below, we review his claim only for plain error. See, e.g., United States v. Duarte, 246 F.3d 56, 60 (1st Cir.2001). Under this exacting standard, Rodriguez must show an error that was obvious and that not only likely affected the result in the lower court but also threatens a miscarriage of justice if not corrected. See id.; see also United States v. Sotomayor-Vázquez, 249 F.3d 1, 19 (1st Cir.2001). When all is said and done, Rodriguez clears these high hurdles.
Booker and its sequels certainly changed the dynamics of criminal sentencing. The Guidelines are no longer binding, and district judges can choose sentences that differ from the Sentencing Commission's recommendations—provided of course that they stay within the range set by the statutes of conviction. See, e.g., Kimbrough v. United States, 552 U.S. 85, 91, 128 S.Ct. 558, 169 L.Ed.2d 481 (2007).
But this system is not a blank check for arbitrary sentencing. See, e.g., Gall v. United States, 552 U.S. 38, 49-50, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007); Rita v. United States, 551 U.S. 338, 350, 127 S.Ct. 2456, 168 L.Ed.2d 203 (2007); Booker, 543 U.S. at 264, 125 S.Ct. 738. Judges still must start out by calculating the proper Guidelines range—a step so critical that a calculation error will usually require resentencing. See, e.g., Gall, 552 U.S. at 49, 51, 128 S.Ct. 586; United States v. Ramos-Paulino, 488 F.3d 459, 463 (1st Cir.2007). The reason for this is simple. Congress wants judges to do their best to sentence similar defendants similarly. See 18 U.S.C. § 3553(a)(6); see also Booker, 543 U.S. at 250-54, 259-60, 125 S.Ct. 738. And starting with the Guidelines' framework—which gives judges an idea of the sentences imposed on equivalent offenders elsewhere—helps promote uniformity and fairness. See, e.g., Gall, 552 U.S. at 49, 128 S.Ct. 586; Booker, 543 U.S. at 245-60, 125 S.Ct. 738; United States v. Jiménez-Beltre, 440 F.3d 514, 519 (1st Cir.2006) (en banc). But having done that, judges can sentence inside or outside the advisory range, as long as they stay within the statutory range and consider the sentencing factors arrayed in § 3553(a)—factors that include the nature of the offense, the background of the defendant, the seriousness of the crime, the need to deter criminal conduct, and the need to protect the public from further crimes by the defendant. See, e.g., Gall, 552 U.S. at 41, 49-50 & n. 6, 128 S.Ct. 586; Booker, 543 U.S. at 259-60, 125 S.Ct. 738;
Because most sentences fall within the Guidelines even after Booker, see, e.g., United States v. Saez, 444 F.3d 15, 19 (1st Cir.2006), starting with the right Guidelines is a must, see, e.g., Rita, 551 U.S. at 347-48, 127 S.Ct. 2456; Gall, 552 U.S. at 49-51, 128 S.Ct. 586. But the Commission amends the Guidelines almost yearly, so district judges must first decide which version applies.
Congress tells them to use the Guidelines in force at the time of sentencing. See 18 U.S.C. § 3553(a)(4)(A). But if doing that would infract the Constitution's ex post facto clause, the Commission directs them to use the edition in effect on the day the defendant committed the crime. See USSG § 1B1.11(b)(1) (policy statement). We too tell judges to use the old version if the new one raises ex post facto concerns. Reduced to essentials, our set protocol runs this way:
United States v. Maldonado, 242 F.3d 1, 5 (1st Cir.2001); accord United States v. Wallace, 461 F.3d 15, 22 n. 3 (1st Cir.2006). Created in a commonsense way, this firm practice has shaped the contours of our caselaw pre- and post-Booker, helping judges "avoid any hint of ex post facto increase in penalty." See Maldonado, 242 F.3d at 5. And avoiding even the slightest suggestion of an ex post facto problem in these circumstances makes eminently good sense regardless of whether the practice stems from a constitutional imperative.
But that does not mean that judges who start with old Guidelines cannot consult new ones in choosing suitable sentences. Quite the contrary. Exercising their Booker discretion, judges mulling over the multiple criteria in § 3553(a) can turn to post-offense Guidelines revisions to help select reasonable sentences that (among other things) capture the seriousness of the crimes and impose the right level of deterrence. See United States v. Gilmore, 599 F.3d 160, 166 (2d Cir.2010) (holding that consulting later-amended Guidelines like this raises no ex post facto concerns).
We come full circle. Because we need not rest our commonsense protocol on a constitutional command—a holding that squares with the general principle of steering clear of unnecessary constitutional decisions—we do not have to take sides in the inter-circuit conflict highlighted above. And now we turn to Rodriguez's case.
Without focusing on which Guidelines controlled, the district judge here used the version in effect at the time of sentencing, even though the Commission had made the Guidelines harsher by adding a four-level enhancement after Rodriguez's crimes. In other words, the judge used the wrong starting point—an error that was plain enough given Rita/Gall (holding that district judges must construct Guidelines ranges accurately) and Maldonado/Wallace (explaining that judges in this situation must use the earlier version to avoid even the possibility of ex post facto punishment).
So, given an error that is plain (although admittedly not called to the district judge's attention), we must ask whether there is
The government spends little effort arguing lack of prejudice or injustice, but it notes briefly that the district judge at one point said that he "would impose the same sentence without the guidelines, that is, on a nonguideline basis." But a closer look at the full quote suggests that it is more ambiguous than might at first appear.
Certainly there are situations in which a judge might make clear that a dispute about a Guidelines calculation did not matter to the sentence. This might be a different case if, for example, the district judge had been faced with an explicit choice between the two sets of Guidelines, and thus understood the magnitude of the difference between them, when he said the choice did not affect the sentence. But, recognizing that plain error is a demanding standard, United States v. Padilla, 415 F.3d 211, 221 (1st Cir.2005) (en banc), we think that a remand in this case is appropriate.
The parties spend a lot of time debating whether the district judge committed an error of constitutional dimensions, which is understandable given the inter-circuit dust-up over this issue. But we decline to join the fray. Instead we decide Rodriguez's case in line with the sensible policy outlined above—a policy that holds sway irrespective of any constitutional pedigree.
Against this legal backdrop, Rodriguez's plain-error claim prevails, so we exercise our discretion to remand for resentencing consistent with this opinion.