Filed: Jul. 18, 2013
Latest Update: Feb. 12, 2020
Summary: United States Court of Appeals For the First Circuit No. 11-2414 UNITED STATES OF AMERICA, Appellee, v. MANI M. BATCHU, a/k/a "MARK TAYLOR," Defendant-Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. Michael A. Ponsor, U.S. District Judge] Before Lynch, Chief Judge, Torruella and Kayatta, Circuit Judges. Claudia Leis Bolgen, with whom Bolgen & Bolgen was on brief, for appellant. Mark T. Quinlivan, Assistant United States Attorney, with whom Carmen M
Summary: United States Court of Appeals For the First Circuit No. 11-2414 UNITED STATES OF AMERICA, Appellee, v. MANI M. BATCHU, a/k/a "MARK TAYLOR," Defendant-Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS [Hon. Michael A. Ponsor, U.S. District Judge] Before Lynch, Chief Judge, Torruella and Kayatta, Circuit Judges. Claudia Leis Bolgen, with whom Bolgen & Bolgen was on brief, for appellant. Mark T. Quinlivan, Assistant United States Attorney, with whom Carmen M...
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United States Court of Appeals
For the First Circuit
No. 11-2414
UNITED STATES OF AMERICA,
Appellee,
v.
MANI M. BATCHU,
a/k/a "MARK TAYLOR,"
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Michael A. Ponsor, U.S. District Judge]
Before
Lynch, Chief Judge,
Torruella and Kayatta, Circuit Judges.
Claudia Leis Bolgen, with whom Bolgen & Bolgen was on brief,
for appellant.
Mark T. Quinlivan, Assistant United States Attorney, with whom
Carmen M. Ortiz, United States Attorney, was on brief, for the
appellee.
July 18, 2013
KAYATTA, Circuit Judge. Mani Batchu was a 29-year-old
doctor and specialist in adolescent psychiatry when he pursued a
sexual relationship with a 15-year-old girl. Two states charged
him with statutory rape and two courts ordered him to cease contact
with the girl. Batchu continued to pursue the relationship until
federal authorities took him into custody.
Batchu pled guilty to five federal charges and was
sentenced to 365 months' imprisonment followed by 360 months'
supervised release. He now appeals that sentence. For the reasons
set out below, we reject Batchu's arguments and affirm the district
court's lengthy sentence as defensible in this case involving a
skilled and apparently undeterrable predator who caused great harm
to the victim and her family.
I. Background
Because Batchu pled guilty to the charges against him and
now challenges only his sentence, "we glean the relevant facts from
the change-of-plea colloquy, the unchallenged portions of the
presentence investigation report (PSI Report), and the record of
the disposition hearing." United States v. Vargas,
560 F.3d 45, 47
(1st Cir. 2009).
At the time of the criminal conduct at issue, Batchu was
a 29-year-old osteopathic physician and a resident in psychiatry at
the University of Illinois in Chicago. [SA 6, 9.] His special
interest was adolescent psychiatry. [A 285.]
-2-
In August 2008, Batchu met "Minor A," a 15-year-old girl
from Massachusetts, on an internet dating website. [A 282.]
Batchu used a fake name and a fake photograph of himself to
interact with the girl, claiming first to be 17 years old and later
to be 21 years old. [SA 10.] Minor A initially said that she was
18 years old, but later admitted to Batchu that she was only 15.
[SA 10.]
Over the next several months, Batchu and Minor A began a
long-distance relationship, communicating via instant messages,
phone calls, text messages, and emails. [SA 10.] Batchu also
mailed gifts and cards to Minor A at her home. [SA 10.] By
January 2009, the two were routinely speaking on the telephone for
several hours each day. [SA 10.] Batchu told Minor A that he was
in love with her and that he wanted to marry her. [SA 10.] He
said that he did not care that she was only 15. [SA 10.]
On May 1, 2009, Batchu flew from Chicago to Connecticut,
rented a car, and drove to Minor A's house in Massachusetts. [SA
11.] He then brought her back to his hotel in Connecticut, where
the two had sex. [SA 11.] Batchu was fully aware at this time
that Minor A was only 15 years old. [SA 11.] Five days later,
Minor A's parents discovered what had happened and reported it to
the local police department. [SA 11.] When Minor A let Batchu
know that her parents had told the police about him, he declared
that he did not care and that nothing would come between them. [SA
-3-
11.] The two remained in contact over the internet and telephone.
[SA 11.]
On May 23, Batchu drove from Chicago to Minor A's home
town in Massachusetts. [SA 12.] He met her at a conservation area
and there they engaged in intimate sexual contact short of
intercourse. [SA 12.] A short while later, they were interrupted
by Minor A's older brother. Batchu fled in his car. [SA 12.]
Within 24 hours, the Eastern Hampshire County District
Court in Massachusetts issued a temporary restraining order
demanding that Batchu cut off contact with Minor A. [SA 12.] The
order was served on Batchu that same day and made permanent two
days later. [SA 12.] On June 8, the Eastern Hampshire County
District Court issued an arrest warrant for Batchu based on a
complaint alleging that he had statutorily raped Minor A on May 23.
[SA 12-13.] He was arrested in Chicago the next day and confessed
to police that he had a sexual relationship with Minor A. [SA 13.]
Batchu's computer was seized and a subsequent search of
the hard drive turned up: videos of Minor A that Batchu recorded
while webchatting with her in which she displays her genitals and
masturbates; videos of two other unidentified females ("Victim B"
and "Victim C") that Batchu recorded while webchatting with them;
hundreds of videos depicting young females engaged in sexually
explicit conduct; and web searches with search terms indicative of
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child pornography (e.g., "preteen," "lolita," "kiddy," and
"pthc"1). [SA 15-16.]
On June 24, Batchu appeared in Eastern Hampshire District
Court in Massachusetts on the statutory rape charges. [SA 13-14.]
He was released on bail on the condition that he cease contact with
Minor A. [SA 14.] The following day, Batchu appeared in
Connecticut Superior Court and was charged with three counts of
sexual assault in the second degree in connection with his
statutory rape of Minor A on May 1. [SA 14.] He was again
released on bail, this time on the condition that he have no
contact with any child under the age of 18. [SA 14.]
Batchu was undeterred. He remained in contact with
Minor A, communicating with her daily over the phone and internet
for hours on end. [SA 17.] On July 22, Minor A's family went to
Florida on vacation. [SA 17.] Tipped off to the family trip by
Minor A, Batchu flew to Florida, rented a car and a hotel room, and
surreptitiously met with Minor A several times over the next few
days, repeatedly engaging in sexual intercourse with her. [SA 17-
18.] Before he returned to Chicago, Batchu told Minor A that she
could refuse to testify against him and that if anyone asked she
should deny ever having had sex with him. [SA 18, A 293.]
1
Batchu's PSI Report explains that "pthc" ("preteen
hardcore") is an abbreviation used by pedophiles to denote child
pornography. [SA 15.]
-5-
The two continued to communicate remotely until August 3,
when Batchu flew to Connecticut for an appearance in Superior Court
on his sexual assault charges for the May 1 encounter. [SA 18-19.]
Instead of remaining in Connecticut, Batchu rented a car and drove
to meet Minor A in a shopping mall in Massachusetts, where the two
engaged in sexual intercourse inside a fitting room at a department
store. [SA 19.] They were walking together through the mall when
they encountered members of Minor A's family, who had called the
police. [SA 19.] Batchu was arrested for violating the
restraining order barring him from contact with Minor A. A search
of his car recovered a computer and a flash memory drive, which
contained additional sexually explicit video files of Minor A that
Batchu had surreptitiously recorded while webchatting with her,
photographs of Batchu and Minor A kissing in Florida, and hundreds
of images of child pornography. [SA 19-21.]
Batchu was subsequently indicted on eight federal counts
related to his sexual conduct with Minor A. [A 24-32.] On May 7,
2011, he pled guilty to five of them: one count of transporting a
minor in interstate commerce with the intent that she engage in
criminal sexual activity, 18 U.S.C. § 2423(a), three counts of
traveling in interstate commerce for the purpose of engaging in
illicit sexual conduct, 18 U.S.C. § 2423(b), and one count of using
a facility of interstate commerce to entice a minor to engage in
criminal sexual activity, 18 U.S.C. § 2422(b). The plea agreement
-6-
stipulated that Batchu's offense level would be increased by two
because he had willfully obstructed the administration of justice.
[A 241.] See U.S.S.G. § 3C1.1. Batchu reserved the right to
contest any increase of his offense level based on the videos of
Victims B and C found on his computer solely on the ground that
neither Victim B nor Victim C was a minor. [A 241-42.] See
U.S.S.G. §§ 2G2.1(d)(1), 3D1.2. Batchu also agreed not to appeal
or challenge any sentence of imprisonment of 293 months or less.
[A 246.]
At Batchu's sentencing hearing, the district court used
the United States Sentencing Guidelines to calculate a recommended
sentence. The base offense level for Batchu's crimes was 32. See
U.S.S.G. § 2G2.1(a). Six levels of enhancement were uncontested:
two for the fact that Minor A was between the ages of 12 and 16,
see
id. § 2G2.1(b)(1)(B), two because the offense involved the
commission of a sexual act, see
id. § 2G2.1(b)(2)(A), and two
because Batchu used the internet to communicate with Minor A and
entice her into a sexual relationship, see
id. § 2G2.1(b)(6). [A
241-42.] As stipulated in the plea agreement, the government also
sought two levels of enhancement because Batchu obstructed justice,
see
id. § 3C1.1. [SA 241.] Batchu objected to the obstruction of
justice enhancement--despite the fact that he had stipulated to its
application in his plea agreement--and his objection was denied.
[A 360-73.] Finally, and also as stipulated in the plea agreement,
-7-
the government relied on the videos of Victim B and Victim C to
seek additional enhancement for "relevant conduct" "committed . . .
during the commission of the offense of conviction."
Id.
§§ 1B1.3(a)(1), 3D1.2(d). Batchu objected to this enhancement on
the grounds he reserved in the plea agreement, claiming that
neither female shown in the videos was under age 18. [A 348-350.]
The district court found that Victim C was under 18 and enhanced
his sentence accordingly. [A 354-359.] These enhancements yielded
an adjusted offense level of 42. [SA 25-26.]
Finally, because Batchu had accepted responsibility for
his crime, the district court deducted two points from his offense
level, see
id. § 3E1.1, resulting in a combined total offense level
of 40. Together with Batchu's criminal history category of I, this
figure yielded a recommended Guidelines sentence of 292 to 365
months. [A 377.]
The court then heard arguments from the parties about an
appropriate sentence for Batchu. The government attorney and
Minor A's parents spoke first. They emphasized Batchu's deliberate
and criminal exploitation of Minor A, as well as his persistent
disregard for the law despite repeated attempts by her family
members and by multiple law enforcement agencies to deter him from
pursuing the relationship. [A 377-389.] They also recounted the
trauma that Batchu had inflicted on Minor A and her entire family.
[A 380-407.] Minor A missed a year of school. [A 390.] Her
-8-
prolonged and continuing depression still precluded her from
functioning normally over two years after her encounter with Batchu
commenced. [A 390-391.] The entire incident was seen by the
family as an important contributing factor in the suicide of
Minor A's older brother, her unsuccessful protector. [A 391.]
Batchu spoke next. He apologized to Minor A and to her
family for his actions, and he reflected on how he had betrayed the
values instilled in him by his own parents. [A 410-416.] He
closed by comparing himself to the jailed Indian leader Mahatma
Gandhi. [A 422-23.]2 After considering the sentencing factors
enumerated in 18 U.S.C. § 3553(a), the district court imposed a
top-of-the-guidelines sentence of 365 months on each count, to run
concurrently, followed by 360 months' supervised release. [A 429.]
This appeal followed.3
II. Analysis
A. The Two-Level Enhancement for Batchu's Conduct with Victim C.
Batchu challenges the two-level enhancement of his
offense level based on the video of Victim C. He offers three
different arguments to that end. First, he claims (as he did
before the district court) that Victim C was not under the age of
2
Batchu was born in India but moved to the United States as
a child and became a naturalized American citizen. [SA 6, 31.]
3
Because Batchu received a sentence longer than 293 months,
the appellate waiver in his plea agreement does not apply. [A
246.] See United States v. McCoy,
508 F.3d 74, 77 (1st Cir. 2007).
-9-
18. Second, he argues (for the first time) that the video of
Victim C was not sexually explicit. Finally, he asserts (also for
the first time) that his actions with respect to Victim C were not
"relevant conduct" to his crimes of conviction within the meaning
of Guideline § 1B1.3, and so the district court should not have
considered them as part of his sentence calculation. The
government had the burden of proving each of these facts by a
preponderance of the evidence. See United States v. Hoey,
508 F.3d
687, 690 (1st Cir. 2007).
At Batchu's sentencing hearing, the district court heard
argument from both sides on whether Victims B and C were under the
age of 18. If either girl was under 18, then Batchu's actions with
respect to her would be counted toward his total offense level as
though it was contained in a separate count of conviction. See
U.S.S.G. §§ 2G1.3(d)(1), 2G2.1(d)(1), 3D1.4. The underlying
calculations were quite complex, but in short, Batchu's total
offense level would have been raised by three if the court had
found that both girls were under 18, by two if just one of them was
under 18, and not at all if neither girl was under 18. [SA 26-27,
A 358-59.] Having viewed the videos in question, the district
court was unable to determine with certainty the age of Victim B,
but found that it could conclude with confidence that Victim C was
under 18. [A 354-359.] Batchu objected to that factual finding,
but raised no other objections to the court's use of the video of
-10-
Victim C. The court relied on the video of Victim C to raise
Batchu's offense level by two points. [A 358.]
When a defendant has preserved an objection to a district
court's calculation of a recommended Guidelines sentence, we review
de novo the court's interpretation and application of the
Sentencing Guidelines and review for clear error the court's
factual findings. See United States v. Tavares,
705 F.3d 4, 24
(1st Cir. 2013). Here, the parties agree that Batchu preserved his
challenge to the court's finding that Victim C was under 18, and so
we will review that factual finding for clear error. The parties
also agree that Batchu has raised his second two objections for the
first time on appeal. While there is a question whether these
objections have been waived by the plea agreement, see United
States v. Turbides-Leonardo,
468 F.3d 34, 37-38 (1st Cir. 2006);
United States v. Morillo,
8 F.3d 864, 872-73 (1st Cir. 1993), the
government agrees with Batchu that we should review the objections
under the plain error test. See
Turbides-Leonardo, 468 F.3d at 37-
38;
Morillo, 8 F.3d at 872; Fed. R. Crim. P. 52(b).4 Without
deciding the issue, we accept the government's agreement to
defendant's benefit.
4
Under the plain error standard of review, the defendant must
show: "(1) that an error occurred (2) which was clear or obvious
and which not only (3) affected the defendant's substantial rights,
but also (4) seriously impaired the fairness, integrity, or public
reputation of judicial proceedings." United States v. Duarte,
246
F.3d 56, 60 (1st Cir. 2001) (citing United States v. Olano,
507
U.S. 725, 732 (1993)).
-11-
1. The age of Victim C.
Batchu's first argument is that the district court
clearly erred in its finding that Victim C was less than 18 years
old. The district court explained its reasoning as follows:
She's very young, very young. She could
easily be 14. She could possibly have been
16. She is definitely not 18, and I can say
that with confidence. I don't think that any
fair-minded person looking at the video that
involves victim C could conclude that that
young lady is 18 years or older . . . . There
might be a debate as to whether she's under
16, but there's no question that she's under
18. I'm also assisted, if that's the word, in
making this evaluation by the fact that . . .
there are four videos that we have of Mr.
Batchu interacting with victim C, and so I
have a much better opportunity to gauge her
level of physical maturity and her level of
frankly childish conduct during the course of
the video. She's a very young girl both
physically and in terms of how she is behaving
on the video.
[A 355-56.] As we mentioned earlier, the district court's finding
that Victim C was under 18 resulted in a two-level increase of
Batchu's offense level under Guideline § 3D1.4(a).
In seeking reversal of this factual determination by the
sentencing judge, Batchu argues that the judge could not make a
finding that Victim C, a post-pubescent female, was less than
18 years old without the assistance of expert testimony. We view
this argument as a challenge to the sufficiency of the evidence.
Batchu relies on United States v. Katz,
178 F.3d 368 (5th Cir.
1999) (per curiam), but Katz merely held that the potential need
-12-
for expert testimony "must be determined on a case by case basis"
and that, in the circumstances of that case, expert testimony "may
well be necessary."
Id. at 373; see also United States v.
Riccardi,
405 F.3d 852, 870 (10th Cir. 2005) (allowing jury to
determine without expert opinion that two males photographed while
engaged in oral sex were under the age of 18). For six reasons, we
conclude that, even though the individual shown in the videos is
post-pubescent, this is not a case that requires expert testimony.
First, the district court was not confronted with the
task of discerning age on the basis of a single or even several
static images. Rather, the court viewed videos in which Victim C
moved about a room and spoke back and forth with Batchu. Her
attire, gait, demeanor, bearing, expressions, and voice were all
subject to assessment, as too was the substance of her
conversations with Batchu. An assessment of age based on such a
multiplicity of indicators is one often made by ordinary people in
their day-to-day experience.
Second, we have reviewed the four videos ourselves.
Although Victim C appears to be post-pubescent, based on her
physical appearance alone one would be surprised but not
incredulous to discover that she was as old as 18. More
importantly, her bearing, demeanor, behavior, speech, and
mannerisms are consistently quite immature in a way that does not
seem feigned. Nor is there any evidence at all suggesting that she
-13-
is an adult model or actress posing as a ninth grader. "No more
than 16, and very possibly 14," would be a common and fair estimate
of her age.
Third, Batchu points to no expert testimony or study
gauging the accuracy of such assessments of age by ordinary people
based on the type of information available in this case. Rather,
and ironically, Batchu asks us to rely on our own experience,
unaided by expert advice, as justification for a new rule that such
assessments regularly made in everyday life and in courtroom
testimony have suddenly become so unreliable as to be deemed rank
speculation. Neither our own experience nor our regard for the
experience and judgment of others allows us to craft from whole
cloth such a rule.
Fourth, even in assessing the more technical subject of
whether a sexually explicit image depicts a real or computer-
generated child, we have not required expert evidence on the
ultimate question. See United States v. Rodriguez-Pacheco,
475
F.3d 434, 441-44 (1st Cir. 2007). The fact that we do not require
experts for that fairly technical determination suggests that we
should similarly not require the government to provide an expert
witness for an assessment frequently and routinely made in day-to-
day experience. See United States v. Cameron,
762 F. Supp. 2d 152,
163-64 (D. Me. 2011), aff'd in part, rev'd in part on other
grounds,
699 F.3d 621 (1st Cir. 2012).
-14-
Fifth, because the factual determination of age at issue
in this case arose at sentencing, the district court need have
found that Victim C was a minor only by a preponderance of the
evidence. See
Hoey, 508 F.3d at 690. We are not confronted with
the question of whether expert testimony is required (or able) to
prove beyond a reasonable doubt the minority of an unknown, post-
pubescent individual appearing in a video.
Sixth, the district court took into consideration the
imprecise nature of its determination and did not seek to make
close calls. In a proceeding where the government bore the burden
of establishing that Victim C was "more likely than not" a minor,
the district court found that Victim C was definitely under 18, and
likely 16 or younger. At the same time, the district court
declined to conclude that Victim B was under 18. In short, the
district court did not attempt to draw fine distinctions that might
be deemed facially implausible or inconsistent with common
experience.
As is the case with many judgments of fact, we deal in
estimates and likelihoods, not certainty. On clear error review,
we simply uphold the district court's conclusion that Victim C,
more likely than not, was under 18 years of age. See Jackson v.
United States,
156 F.3d 230, 233 (1st Cir. 1998).
-15-
2. Sexually explicit conduct.
The plea agreement did not reserve for appeal the
argument that the video of Victim C did not include "sexually
explicit conduct." See U.S.S.G. § 2G2.1. Nor did Batchu argue to
the district court that it must determine the existence of
"sexually explicit conduct" using the factors articulated in United
States v. Dost,
636 F. Supp. 828, 832 (S.D. Cal. 1986), aff'd sub
nom. United States v. Wiegand,
812 F.2d 1239, 1244 (9th Cir. 1987),
an argument he now makes on appeal. Again, we bypass any issue of
waiver and apply plain error review.
The statute defines "sexually explicit conduct" as, inter
alia, the "lascivious exhibition of the genitals or pubic area."
18 U.S.C. § 2256(2)(A)(v). We have considered claims of error in
the application of this definition in United States v. Amirault,
173 F.3d 28 (1st Cir. 1999), and United States v. Frabizio,
459
F.3d 80 (1st Cir. 2006). Under these cases, there was no error
here, let alone plain error.
First, it is defendant who is in error in relying on the
Dost factors as dispositive. We have been clear that the Dost
factors are problematic. In Frabizio, we emphasized that the
factors are not "the equivalent of," nor do they "establish[] the
limits of[,] the statutory term
'lascivious.'" 459 F.3d at 87. We
noted that Dost has "fostered myriad disputes that have led courts
far afield from the statutory language,"
id. at 88, including
-16-
disputes about what specific factors mean and how many factors must
apply to qualify an image as "lascivious."
Id. at 88-89. We made
a similar point in Amirault, stating that the factors "are neither
comprehensive nor necessarily applicable in every situation" and
that "[t]he inquiry [into the 'lascivious exhibition' question]
will always be
case-specific." 173 F.3d at 32. Since defendant's
argument is framed almost exclusively in terms of the Dost factors,
it necessarily fails the plain error test.
Further, the evidence supports a finding that the Victim
C videos contain sexually explicit conduct, or at least such a
conclusion cannot be said to be plainly erroneous. In the videos
reviewed by the district court, Victim C removes her shirt and
shorts and appears only in her bra and bikini-type underpants. On
one occasion, in response to Batchu's repeated requests, she bends
over a chair and presents her buttocks and thighs to the screen,
allowing the camera to focus briefly on her barely-clothed crotch
from behind. At another point, Victim C stands in front of the
camera while Batchu coaxes her to pull aside her bra so that her
breasts are visible. Batchu's tone vacillates between what might
fairly be described as feigned objectivity and lechery.
Any error the district court made on this point would not
have been "obvious and clear" as required for Batchu to prevail
under the plain error standard of review. See United States v.
Marino,
277 F.3d 11, 32 (1st Cir. 2002) ("If there was error, it
-17-
was not plain, given the unsettled state of the law."); see also
United States v. Phaneuf,
91 F.3d 255, 263-64 (1st Cir. 1996);
United States v. Olano,
507 U.S. 725, 734 (1993).
3. Relevant conduct.
On plain error review, we also reject Batchu's claim that
the video of Victim C should not have been considered "relevant
conduct" to his crime of conviction.
When the district court calculated Batchu's recommended
sentence under the Guidelines, it was permitted to consider any act
or omission he committed "during the commission of the offense of
conviction, in preparation for that offense, or in the course of
attempting to avoid detection or responsibility for that offense."
U.S.S.G. §§ 1B1.3(a)(1), 3D1.2(d). There was no allegation that
Batchu made the video of Victim C in order to prepare for his
liaisons with Minor A or to evade responsibility for those crimes.
Accordingly, for the district court to enhance Batchu's sentence
based on the video of Victim C, the video must have been made
"during" his relationship with Minor A.
At the sentencing hearing, the issue of the video's date
of production never came up because Batchu's plea agreement
stipulated that his sentence would be enhanced based on the video,
subject only to his contention that he would contest that Victim C
was under 18. [A 242.] Neither side offered evidence as to the
video's date of production. The forensic examination method used
-18-
to extract the file from Batchu's computer did not indicate its
date of creation. We can infer that the video was made before
Chicago police discovered it on Batchu's laptop on June 9, about
six weeks before he traveled to Florida to meet with Minor A, but
no other information is available to us. We therefore have a
record that is silent on a variable central to determining whether
conduct is relevant conduct properly considered in sentencing.
We confronted a similar situation in United States v.
Turbides-Leonardo,
468 F.3d 34. In that case, the defendant's base
offense level was enhanced because he had been previously convicted
of a drug trafficking offense for which the sentence imposed
exceeded 13 months. See
id. at 36-37; see also U.S.S.G. § 2L1.2.
The defendant did not object to this finding at his sentencing
hearing, but on appeal he claimed that it was made in error because
there was no information in the record to suggest that the conduct
underlying his prior conviction--a controlled substance violation--
constituted drug trafficking. See
Turbides-Leonardo, 468 F.3d at
37. We determined that the defendant waived any objection and, in
any event, that any challenge failed on plain error review because
the defendant had failed to demonstrate that "the probability of a
different result [was] sufficient to undermine confidence in the
outcome of the proceeding."
Id. at 39-40 (quoting United States v.
Antonakopoulos,
399 F.3d 68, 78 (1st Cir. 2005)) (internal
quotation mark omitted). We explained:
-19-
His argument, taken in its most attractive light,
presents us with an unknown variable: the contents of the
record of the prior conviction. He does not claim that
this record, if obtained, would show that his prior
offense was other than a drug trafficking offense; he
does not claim that the record would be either ambiguous
or inscrutable as to this point; and, finally, he nowhere
asserts that, factually, his prior offense conduct would
fall outside the . . . definition of a drug trafficking
offense. Rather, he claims only that . . . his prior
offense--about which we know next to nothing--would not
necessarily encompass all the elements needed to
constitute a drug trafficking offense . . . .
Id. at 40. Because Turbides-Leonardo failed to indicate what the
record of conviction might contain, we concluded that he could not
show a reasonable probability that the district court's error had
affected his substantial rights. Id.; see also United States v.
Davis,
676 F.3d 3, 9-10 (1st Cir. 2012).
Batchu's argument shares the same flaw. Batchu
stipulated to the enhancement of his sentence based on the Victim C
video, aside from contesting the girl's age. On appeal, he now
claims that the record did not establish that he recorded the video
during the commission his offense of conviction, but he has given
us no reason to believe that there would be any probability of a
different result if we reversed and remanded for further fact-
finding. Like Turbides-Leonardo, Batchu presents us with an
"unknown variable"--in this case, the date he created the Victim C
video.
Turbides-Leonardo, 468 F.3d at 40. And, like Turbides-
Leonardo, Batchu does not point to any evidence suggesting that
-20-
further fact-finding would show that he produced the video outside
the relevant time frame. See
id.
Unlike Turbides-Leonardo, however, Batchu does argue that
the record will inevitably be "ambiguous or inscrutable" on this
point.
Id. He emphasizes that the forensic examination of his
computer did not establish when he produced the Victim C video, and
he claims that no amount of further investigation could have
determined that either.
We disagree. If Batchu had raised this issue before the
district court, then the government might have been able to
identify the video's production date through methods other than
forensic analysis; for instance, by carefully following leads
suggested by the content of the video itself or by determining when
he first purchased a computer with webchatting capabilities.
Moreover, there is nothing in the record to substantiate Batchu's
claim that it would have been impossible for further forensic
investigation to identify the date he created the video. The
record was not inevitably silent on this point--it is only silent
because Batchu failed to raise the issue to the district court.
Therefore, Batchu has placed us in precisely the same
position as we were in with regard to Turbides-Leonardo. We are
"left to guess" whether a further investigation prompted by a
timely objection would have found that he made the video before he
began his relationship with Minor A.
Id. at 40. In these
-21-
circumstances, even if Batchu has not waived any argument on this
issue, he cannot meet his burden under plain error review to
establish prejudice as a result of any error committed by the
district court. "With no articulation, let alone substantiation,"
of what a further investigation into the production of the video
might reveal, "there is no way for the appellant to show a
reasonable probability that he would be better off from a
sentencing standpoint had the district court not committed the
claimed . . . error. It follows inexorably that the appellant has
not satisfied the third prong of the plain error test."
Id. at 40
(citing Jones v. United States,
527 U.S. 373, 394-95 (1999)).5
B. The Two-Level Enhancement for Obstruction of Justice.
The government cited three possible grounds for a two-
level obstruction of justice enhancement at sentencing: Batchu's
continued pursuit of Minor A in defiance of court orders; his
filing of false affidavits in connection with his motion to
5
This is not to say that a record silent on a point for which
the prosecution bears the burden of proof can never result in a
finding of plain error. For example, in United States v.
Torres-Rosario,
658 F.3d 110 (1st Cir. 2011), we found plain error
due to the fact that the record was silent on whether a prior
assault and battery for which the appellant was convicted was a
crime of violence,
id. at 116-17, a finding that was necessary in
order for the conviction to stand as a necessary predicate for a
substantially enhanced sentence under the Armed Career Criminal
Act,
id. at 115. In that case, unlike here, the restricted types
of evidence that the government could have offered to carry its
burden were such that the passage of time due to the defendant's
failure to object in the district court posed no potential for
prejudice to the government.
-22-
suppress; and his instruction to Minor A that she should "lie if
there was an inquiry from law enforcement that the two of them had
had sexual relations." [A 360-362.]
The third stated ground for a two-level enhancement
(counseling Minor A to cover for him) is clearly adequate by itself
to require application of the enhancement. See U.S.S.G. § 3C1.1,
comment n.4(B); United States v. Tracy,
989 F.2d 1279, 1288 (1st
Cir. 1993) (citing United States v. Dunnigan,
507 U.S. 87, 97-98
(1993)). Nor does Batchu argue otherwise. It is also clear that
the record amply supports a finding that Batchu did indeed seek to
obstruct justice by trying to get Minor A to lie for him. Batchu's
own lawyer noted that the basis for the obstruction allegation
included the statement of Minor A herself that "when it came down
to it for me to talk to the police, [Batchu] got me to lie for
[him]." [A 363.] Batchu is therefore reduced to arguing that the
district court did not adopt this ground as one of the
justifications for the two-level enhancement. The transcript,
though, is clear to the contrary. The district court expressly
stated that the enhancement should apply "for all the reasons that
[the government attorney] just stated." [A 373.] Further observed
the district court, "even if he did not explicitly say it . . .
there was a concession that [Batchu] said something that [Minor A]
didn't have to testify against him. Well, I think the message is
obvious." [A 373.]
-23-
In view of the foregoing, we need not address Batchu's
challenges to the other grounds supporting the two-level
enhancement. Even if the district court erred in relying on both
of those ground (and we do not suggest that it did), the presence
of an adequate and fully sufficient ground for the enhancement
renders any such possible error harmless. United States v.
Rodriguez,
525 F.3d 85, 108-09 (1st Cir. 2008).
C. The Reasonableness of the 365-Month Sentence.
Batchu also contends that his sentence was both
procedurally and substantively unreasonable. First, he claims that
the district court committed procedural error by failing to
evaluate and explain its chosen sentence in light of the 18 U.S.C.
§ 3553(a) sentencing factors and Batchu's arguments for a downward
departure from the recommended Guidelines sentence. Second, he
argues that his 365-month sentence is substantively unreasonable
given the nature of the crime and his personal circumstances.
We begin with Batchu's procedural objection. Were this
objection preserved, we would review for abuse of discretion.
Because Batchu failed to object on this ground at sentencing, we
instead review only for plain error. See United States v. Medina-
Villegas,
700 F.3d 580, 583 (1st Cir. 2012).
Batchu argues that the district court failed to consider
the § 3553(a) factors and that it failed to adequately explain his
sentence in light of those factors. Neither contention has merit.
-24-
"A sentencing court is not obliged . . . to specifically address
all of the section 3553(a) factors in its explanation, nor to give
each of the factors 'equal prominence' in its determination."
United States v. Zapata,
589 F.3d 475, 487 (1st Cir. 2009) (quoting
United States v. Dixon,
449 F.3d 194, 205 (1st Cir. 2006)).
Because "the relative weight of each factor will vary with the
idiosyncratic circumstances of each case," we permit sentencing
courts "to adapt the calculus accordingly."
Dixon, 449 F.3d at
205. All we require is that they "specifically identify some
discrete aspect of the defendant's behavior and link that aspect to
the goals of sentencing." United States v. Vazquez-Molina,
389
F.3d 54, 58 (1st Cir. 2004), vacated on other grounds,
544 U.S. 946
(2005).
In this case, the district court ably performed its
procedural duty. The court emphasized that it had "not seen a more
determined course of criminal conduct in 28 years on the bench" and
that Batchu's conduct toward Minor A "was pure exploitation of the
ugliest sort." [A 431-32.] It rejected any "cultur[al] or other
excuse," adding that Batchu had "a long way to go to get on the
moral path that [he] claim[ed] to be on. A long way to go to self
knowledge . . . ." [A 431.] The court found the apology "phony
and narcissistic and self-justifying." [Id.] The court concluded
that a top-of-the-guidelines sentence was "fully justified by the
extreme version of this offense." [A 433.] The court also
-25-
specifically noted that it had considered the § 3553(a) factors,
and its decision to focus on certain factors over others "'entailed
a choice of emphasis, not a sin of omission' and 'is not a basis
for a founded claim of sentencing error.'" United States v.
Rodriguez,
525 F.3d 85, 110 (1st Cir. 2008) (quoting United States
v. Deppe,
509 F.3d 54, 62 (1st Cir. 2007)). As a whole, the
court's explanation adequately took into account the relevant §
3553(a) factors, and demonstrated that a lengthy sentence was
necessary for the proper reasons. The court committed no error on
this front.6
Alternatively, Batchu claims that the district court
unreasonably failed to consider his arguments for a downward
departure from the recommended Guidelines sentence, including his
record of community service, his stressful family circumstances at
the time of the crimes, the cultural pressures on him to find a
marriage partner, and the fact that he had fallen in love with
Minor A. In reality, as we describe above, the district court
considered and rejected all these arguments as either not credible
or insufficient.
6
Batchu claims that the court should have "specifically
explained and addressed the § 3553(a)(1) factor of the 'history and
characteristics of the defendant' and § 3553(a)(2) factor of why
such a long sentence was 'just punishment.'" [Pl. Br. 35.] But as
we have just recounted, the court's explanation of its sentence did
specifically address both of these concerns.
-26-
Moving on to the substantive reasonableness of his 365-
month sentence, Batchu argues that this prison term is far in
excess of what would be necessary to punish him for his crimes.
Batchu argues that he was guilty of only what he calls extremely
poor judgment in pursuing a relationship with Minor A, that he has
no criminal history, and that a 120-month sentence would have been
sufficient to achieve the goals of punishment set out in § 3553(a).
When assessing a challenge to the substantive
reasonableness of a sentence, "[w]e generally respect the district
court's sentence so long as the court has provided a plausible
explanation, and the overall result is defensible." United States
v. Prosperi,
686 F.3d 32, 43 (1st Cir. 2012) (alteration in
original) (quoting United States v. Innarelli,
524 F.3d 286, 292
(1st Cir. 2008)) (internal quotation marks omitted). We remember
that "[t]here is no single reasonable sentence in any particular
case but, rather, a universe of reasonable outcomes." United
States v. Walker,
665 F.3d 212, 234 (1st Cir. 2011). When the
challenged sentence falls within the recommended Guidelines range,
the defendant "must 'adduce fairly powerful mitigating reasons and
persuade us that the district judge was unreasonable in balancing
pros and cons.'" United States v. Madera-Ortiz,
637 F.3d 26, 30
(1st Cir. 2011) (quoting United States v. Navedo-Concepción,
450
F.3d 54, 59 (1st Cir. 2006)).
-27-
The record here paints Batchu as a relentless and highly
dangerous child molester. He used his training in adolescent
psychology to groom Minor A for sexual exploitation. Batchu
deliberately turned Minor A against her own family, inflicting a
degree of harm that is palpable on the record of the sentencing
hearing. He went to great lengths to repeatedly sexually abuse
Minor A despite two state prosecutions and multiple court orders
demanding that he terminate his relationship with the child. The
quantity of child pornography and Batchu's video performance with
Victim C found on his computer belie any notion that his pursuit of
Minor A was an isolated instance of "poor judgment."
Importantly, Batchu's destructive and relentless pursuit
of a minor was not deterred by repeated warnings, court orders, and
the virtual certainty of capture and imprisonment. On such a
record, the district court did not err in determining that the long
stay behind prison bars it ordered is required.
D. The 360-Month Statutory Maximum on Counts Two, Three, and
Four.
Finally, Batchu notes that he was sentenced to concurrent
terms of 365 months' imprisonment on each of the five counts of
conviction [A 20-21], and argues that this sentence exceeds the
statutory maximum on three of those counts. Batchu did not raise
this objection in the district court and so we review only for
plain error. See United States v. Hilario-Hilario,
529 F.3d 65, 76
(1st Cir. 2008).
-28-
Batchu is correct that three of the counts on which he
was convicted have a maximum punishment of only 360 months in
prison, five fewer than his sentence. See 18 U.S.C. § 2423(b).
However, the 365-month sentence he received was within the
statutory limits on counts one and five, see 18 U.S.C. §§ 2422(b),
2423(a) (providing for a maximum punishment of life imprisonment),
and so Batchu would spend no less time in prison even if we
remanded for resentencing on counts two, three, and four. The
district court's error on this point was therefore harmless and
does not require reversal under plain error review. See United
States v. Matos,
611 F.3d 31, 36-37 (1st Cir. 2010); United States
v. Ziskind,
471 F.3d 266, 271 (1st Cir. 2006). Batchu's strained
attempts to distinguish these cases require no express rejoinder.
III. Conclusion
For the reasons stated, we affirm Batchu's sentence.
So ordered.
- Concurring Opinion Follows -
-29-
TORRUELLA, J. (Concurring). Although I agree with the
outcome in this case, and most of its holdings, I would conclude
otherwise on the need for expert testimony regarding the age of
sexually abused victims where that finding cannot be documented by
official records or by the testimony of the victim. I concur here,
however, because the issue is before us at the sentencing stage,
where the burden of proof is only by preponderance of the evidence,
rather than beyond a reasonable doubt.
-30-