HOWARD, Chief Judge.
Jerome Hudson pled guilty, without a plea agreement, to possession of ammunition by a felon. See 18 U.S.C. § 922(g)(1). Based upon his criminal history he was sentenced as an armed career criminal.
At 7:50 in the morning on January 13, 2014, officers in Lewiston, Maine responded to a reported shooting near an apartment complex. Their investigation quickly identified Hudson — who had fled the scene — as the perpetrator. The police learned through witnesses that an altercation had occurred between Hudson and the father of Hudson's girlfriend's children. That argument escalated until Hudson fired a number of shots at the other man at "point blank range." All of this took place as a number of school-aged children began to come out of their homes to catch the school bus.
On April 4, 2014, a federal grand jury indicted Hudson for possession of ammunition by a felon. The indictment included notice that the government intended to classify Hudson as an armed career criminal, specifying five separate prior Massachusetts convictions.
One of the three predicate convictions on which the district court relied was a 1997 conviction for larceny from a person, see Mass. Gen. Laws ch. 266, § 25. But that offense had qualified as a predicate under the residual clause of the ACCA, a provision subsequently invalidated by the Supreme Court. See Johnson v. United States (Johnson II), ___ U.S. ___, 135 S.Ct. 2551,
The ACCA requires the imposition of more severe sentences on repeat offenders when they are convicted of certain new crimes. See 18 U.S.C. § 924. In this case, if Hudson has "three previous convictions... for a violent felony or a serious drug offense, or both," then a mandatory 15-year prison sentence and other sentencing enhancements follow. Id. § 924(e)(1). Whether a prior conviction qualifies as a "serious drug offense" or a "violent felony" under the ACCA is a question of law, and where, as here, the question is preserved, we undertake a de novo review. See United States v. Holloway, 630 F.3d 252, 256 (1st Cir.2011); United States v. McKenney, 450 F.3d 39, 42 (1st Cir.2006).
The ACCA defines a "serious drug offense" as:
18 U.S.C. § 924(e)(2)(A)(ii). Hudson challenges the district court's finding that a Massachusetts conviction for possession with intent to distribute a "class B substance" qualifies as a "serious drug offense."
In arguing that this conviction does not qualify, Hudson focuses on the bifurcated nature of the sentences provided for in the state statute. See Mass. Gen. Laws ch. 94C, § 32A(a). That statute, like many other felony statutes in Massachusetts, provides for concurrent jurisdiction in the district and superior courts. At the discretion of the district attorney, a defendant (such as Hudson) charged with possession with intent to distribute a class B substance may be prosecuted in either venue. If the defendant's case remains in the district court, then the maximum term of incarceration is two and one-half years in the house of corrections; indictment and prosecution in the superior court subjects a defendant to a maximum of ten years in state prison. See id. Because he was prosecuted in the district court, Hudson argues that he was not subject to a "maximum term of imprisonment of ten years or more," as required by the ACCA. That claim, however, is foreclosed by circuit precedent. In United States v. Moore, we held that conviction under Mass. Gen. Laws ch. 94C, § 32A(a) qualifies as a "serious drug offense" irrespective of which Massachusetts court entered the conviction. 286 F.3d 47, 48-50 (1st Cir.2002)
When a claim runs headlong into circuit precedent, our law of the circuit
Hudson offers no new or previously unaddressed reason to deviate from our prior holdings on the issue. He argues only that the Supreme Court's decision in United States v. Rodriquez, 553 U.S. 377, 128 S.Ct. 1783, 170 L.Ed.2d 719 (2008), represents a shift in authority that requires us to revisit Moore. This argument is not a novel one; we have already held that there is "nothing in the Supreme Court's intervening decision in United States v. Rodriquez to require us to revisit" our holding in Moore. United States v. Weekes, 611 F.3d 68, 72 (1st Cir.2010) (citation omitted). Accordingly, a Massachusetts conviction for possession with intent to distribute a class B substance continues to qualify as a "serious drug offense" under the ACCA.
The government maintains that Hudson's prior felony conviction for Assault with a Dangerous Weapon, Mass. Gen. Laws ch. 265, § 15B(b), also qualifies as a predicate "violent felony" under the ACCA. See 18 U.S.C. § 924(e)(2)(B). Although the ACCA's residual clause is no longer effective, the government argues that a Massachusetts ADW conviction fits within the ACCA's "force clause" (also referred to as the "elements clause").
The force clause requires that a qualifying conviction stem from a crime punishable by more than one year in prison "that has as an element the use, attempted use, or threatened use of physical force against the person of another." Id. The Supreme Court defines the phrase "physical force" within the context of the force clause to "mean[s] violent force — that is, force capable of causing physical pain or injury to another person." Johnson v. United States (Johnson I), 559 U.S. 133, 140, 130 S.Ct. 1265, 176 L.Ed.2d 1 (2010).
In determining whether a prior state conviction qualifies as a violent felony under the ACCA, we apply the "categorical approach, looking only to the statutory definitions of the prior offenses, and not to the particular facts underlying those convictions." Taylor v. United States, 495 U.S. 575, 600, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990). We thus "may consider only the offense's legal definition, foregoing any inquiry into how the defendant may have committed the offense." Holloway, 630 F.3d at 256 (citing Begay v. United States, 553 U.S. 137, 141, 128 S.Ct. 1581, 170 L.Ed.2d 490 (2008)).
Massachusetts law provides that "[w]hoever, by means of a dangerous weapon, commits an assault upon another shall be punished...." Mass. Gen. Laws ch. 265, § 15B(b). And we have held that a Massachusetts ADW conviction qualifies as a predicate offense under the force clause of the ACCA. See United States v. Am, 564 F.3d 25,
Hudson first argues that, because a Massachusetts ADW constitutes an attempted or threatened battery, and because in Massachusetts a battery can be committed with a "mere touching, however slight," United States v. Fish, 758 F.3d 1, 9 (1st Cir.2014) (internal citation and quotation marks omitted), ADW necessarily lacks the requisite level of physical force. The argument thus identifies the combination of the Supreme Court's decision in Johnson I (violent force required) and our observation in Fish that battery may be accomplished by mere touching as abrogating Am. We have already directly addressed and rejected this same argument. See United States v. Whindleton, 797 F.3d 105, 115-16 (1st Cir.2015) (holding that "ADW can be a violent felony under the [f]orce [c]lause, even if simple assault is not, by virtue of the additional dangerous-weapon element.").
The same law of the circuit principles that guide our analysis with respect to the drug conviction apply equally to this claim. Hudson points to no post-Whindleton authority that would require us to revisit our prior holding, and we see no good reason to do so. Thus, we reaffirm that a Massachusetts ADW conviction meets the physical force requirement under the force clause of the ACCA.
Hudson's second theory, which also relies on Fish, is that his ADW conviction does not qualify as a predicate offense because the Massachusetts ADW statute does not require a sufficient mens rea. In Fish, we held that a prior Massachusetts conviction for assault and battery with a dangerous weapon ("ABDW"), see Mass. Gen. Laws ch. 265, § 15A(b), did not qualify as a "crime of violence" as defined in 18 U.S.C. § 16(b). See 758 F.3d at 17. Fish's analysis applied the principles first espoused by the Supreme Court in Leocal v. Ashcroft, 543 U.S. 1, 9-10, 125 S.Ct. 377, 160 L.Ed.2d 271 (2004), wherein the Court held that "use" as contained within a similarly worded federal statute
In Whindleton we left open the question of whether, in light of Fish, "ADW fails to qualify as a violent felony under the ACCA because it lacks any requirement that the
The Massachusetts cases observe that "an assault may be perpetrated in either of two ways[:] the crime may consist of `an attempted battery' or `an immediately threatened battery.'" Commonwealth v. Melton, 436 Mass. 291, 763 N.E.2d 1092, 1096 (2002) (quoting Commonwealth v. Gorassi, 432 Mass. 244, 733 N.E.2d 106 (2000)). For convictions under either theory, proof of specific intent is required. See e.g., Commonwealth v. Musgrave, 38 Mass.App.Ct. 519, 649 N.E.2d 784, 787-88 (1995) aff'd 421 Mass. 610, 659 N.E.2d 284 (1996).
Under the threatened battery variant, "conviction of assault by means of a dangerous weapon requires proof of an overt act undertaken with the intention of putting another person in fear of bodily harm and reasonably calculated to do so, whether or not the defendant actually intended to harm the victim." Commonwealth v. Domingue, 18 Mass.App.Ct. 987, 470 N.E.2d 799, 802 (1984). Thus, in order to meet its burden at trial, the Commonwealth must show that "the defendant intended to place the victim in fear of an imminent battery" with a dangerous weapon. Porro, 939 N.E.2d at 1163. This intent requirement fits squarely within the ACCA's definition of "threatened use" of physical force as contemplated in 18 U.S.C. § 924(e)(2)(B)(i).
Similarly, "[u]nder the attempted battery theory, the Commonwealth must prove that the defendant intended to commit a battery, took some overt step toward accomplishing that intended battery, and came reasonably close to doing so." Melton, 763 N.E.2d at 1096. It follows that "[a] defendant must intend a battery to be guilty under the attempted battery theory." Porro, 939 N.E.2d at 1163. Thus, a conviction for ADW under this variant necessarily entails the "attempted use ... of physical force" as required by 18 U.S.C. § 924(e)(2)(B)(i).
The cases also make clear that a mens rea of recklessness is not enough to support an ADW conviction. ADW requires specific intent, because "the central aspect of an assault is an attempted application of physical force or a threat of the use of physical force, either by an attempt to do
The district court sentenced Hudson to an incarcerative term of 216 months, within an advisory GSR of 188-235 months. As previously discussed, however, after the sentencing in this case was concluded, the Supreme Court decided Johnson II. The government concedes that Johnson II's invalidation of the ACCA's residual clause renders erroneous the sentencing court's calculation of the applicable sentencing range. Despite this concession, the government maintains that the sentence should nevertheless be affirmed.
First, the government accepts that Johnson II's holding that the ACCA's residual clause is unconstitutionally "vague in all its applications," 135 S.Ct. at 2561, invalidates the district court's application of United States Sentencing Guidelines ("USSG") § 4B1.4(b)(3)(A) to set a Base Offense Level (BOL) of 34. That section of the armed career criminal guideline requires a finding that a defendant "used or possessed the ... ammunition in connection with ... a crime of violence." In turn, the definition of "crime of violence" applicable to the sentencing in this case is found in USSG § 4B1.2(a)(2), the residual clause of the career offender guideline.
Second, the government says that Johnson II also operates to invalidate Hudson's placement in Criminal History Category (CHC) VI, again because that determination relied upon the career offender guideline's definition of crime of violence. See id. § 4B1.4(c)(2). The parties agree that CHC V is appropriate, and that combining the correct TOL of 30 with CHC V yields a proper GSR calculation of 151-188 months' imprisonment rather than the GSR of 188-235 months calculated at sentencing. For purposes of this appeal, we accept the government's concessions, but after accepting them we vacate and remand for resentencing.
Hudson did not object to the guidelines calculations at sentencing, so we review for plain error. See e.g., United States v. Duarte, 246 F.3d 56, 60 (1st Cir.2001). Having conceded error, see United States v. Paneto, 661 F.3d 709, 715 (1st Cir.2011)(a sentencing court "is obligated
In a sentencing appeal under plain error review, to show that an error affected his substantial rights, a defendant must demonstrate "a reasonable likelihood `that, but for the error, the district court would have imposed a different, more favorable sentence.'" United States v. Ortiz, 741 F.3d 288, 293-94 (1st Cir.2014) (quoting United States v. Turbides-Leonardo, 468 F.3d 34, 39 (1st Cir.2006)). Relevant to Hudson's claim, the Supreme Court has observed recently that "[w]hen a defendant is sentenced under an incorrect guidelines range — whether or not the defendant's ultimate sentence falls within the correct range — the error itself can, and most often will, be sufficient to show a reasonable probability of a different outcome absent the error." Molina-Martinez v. United States, ___ U.S. ___, 136 S.Ct. 1338, 1345, 194 L.Ed.2d 444 (2016); see also Ortiz, 741 F.3d at 294 (noting that "a calculation error that artificially increases the GSR is unlikely to be harmless"). Our approach has been to attempt to discern whether there exists "a `clear statement by the [sentencing] court' that would be sufficient to `diminish the potential of the [Guideline Sentencing Range] to influence the sentence actually imposed.'" United States v. Marchena-Silvestre, 802 F.3d 196, 201 (1st Cir.2015) (quoting Ortiz, 741 F.3d at 294). If such a clear statement exists, then we may affirm the sentence. See Molina-Martinez, 136 S.Ct. at 1346-47.
In announcing the sentence, the district judge described Hudson's crime as "quite serious" and stated that "[f]iring multiple rounds of ammunition at point-blank range at any person is absolutely outrageous." The court observed that "[t]his is not a situation in which you simply were found to be in possession of ammunition or in possession of a firearm as a felon." Moreover, the court made repeated references to Hudson's extensive criminal history and the need to keep the community safe. And finally, when addressing Hudson's request for a variance below the guidelines range, the court stated:
These observations, though appropriately severe, do not suggest to us that the court intended to untether Hudson's sentence from the GSR that had been calculated. On the contrary, it appears that the sentencing court may well have "used the GSR as an anchoring point" to reach its 216-month sentence. Ortiz, 741 F.3d at 294. While the court viewed Hudson's conduct as reprehensible and noted his extensive criminal history, it nonetheless chose a sentence well within the incorrectly calculated GSR.
Finding no clear contrary expression in the record, the "district court's evident intent to sentence" Hudson to a within-guidelines sentence is an insufficient basis to "demonstrate that the district court's failure" to calculate correctly the "sentencing range did not affect the sentence it imposed." United States v. Tavares, 705 F.3d 4, 27-28 (1st Cir.2013). With a correctly
Hudson's convictions for possession with intent to distribute and assault with a dangerous weapon qualify as predicates under the Armed Career Criminal Act, but we vacate his guidelines sentence for the reasons stated above. Accordingly, the judgment of the district court is