Filed: Apr. 01, 2020
Latest Update: Apr. 01, 2020
Summary: United States Court of Appeals For the First Circuit No. 18-1193 UNITED STATES, Appellee, v. GIEZI ARCE-CALDERON, Defendant, Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO [Hon. Carmen Consuelo Cerezo, U.S. District Judge] Before Howard, Chief Judge, Selya and Lynch, Circuit Judges. Thomas Trebilcock-Horan and Trebilcock & Rovira, LLC on brief for appellant. Antonio L. Perez-Alonso, Assistant U.S. Attorney, Rosa Emilia Rodríguez-Vélez, United States Attor
Summary: United States Court of Appeals For the First Circuit No. 18-1193 UNITED STATES, Appellee, v. GIEZI ARCE-CALDERON, Defendant, Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO [Hon. Carmen Consuelo Cerezo, U.S. District Judge] Before Howard, Chief Judge, Selya and Lynch, Circuit Judges. Thomas Trebilcock-Horan and Trebilcock & Rovira, LLC on brief for appellant. Antonio L. Perez-Alonso, Assistant U.S. Attorney, Rosa Emilia Rodríguez-Vélez, United States Attorn..
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United States Court of Appeals
For the First Circuit
No. 18-1193
UNITED STATES,
Appellee,
v.
GIEZI ARCE-CALDERON,
Defendant, Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
[Hon. Carmen Consuelo Cerezo, U.S. District Judge]
Before
Howard, Chief Judge,
Selya and Lynch, Circuit Judges.
Thomas Trebilcock-Horan and Trebilcock & Rovira, LLC on brief
for appellant.
Antonio L. Perez-Alonso, Assistant U.S. Attorney, Rosa Emilia
Rodríguez-Vélez, United States Attorney, and Mariana E. Bauzá-
Almonte, Assistant U.S. Attorney, Chief, Appellate Division, on
brief for appellee.
April 1, 2020
LYNCH, Circuit Judge. Giezi Arce-Calderon ("Arce")
pleaded guilty to possession of a firearm in furtherance of a drug
trafficking crime and possession with intent to distribute a
controlled substance. The district court sentenced Arce to 108
months' imprisonment for the firearm offense and an additional six
months' imprisonment for the controlled substance offense.
Arce appeals only his sentence for the controlled
substance offense. He argues that the sentence is procedurally
unreasonable because the district court overruled his objection to
a statement included in the Amended Pre-Sentence Investigation
Report ("PSR"). Arce also argues that the sentence is
substantively unreasonable because, in his view, the court did not
consider certain information which showed a lower sentence would
have sufficed. We find no error and so affirm.
I.
A. Facts
On March 25, 2016, in Carolina, Puerto Rico, two Puerto
Rico Police Department ("PRPD") officers stopped a car for
violating a traffic law. One of the officers saw a pistol near
the driver and arrested him when he did not produce a weapons
permit for the pistol.
The officers then ordered Arce, the backseat passenger,
to step out of the car. When Arce got out of the car, the officers
saw another pistol where Arce had been sitting. The officers
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arrested Arce and found an extended magazine in his pocket. When
the PRPD later searched the car at the police station, they found
a five-gallon bucket filled with over 300 containers of marijuana.1
The PRPD also discovered that both pistols had been converted into
machineguns and so could fire automatically.
B. Procedural History
On March 30, 2016, a grand jury indicted Arce for
possession of a firearm in furtherance of a drug trafficking crime,
in violation of 18 U.S.C. § 924(c)(1)(A) ("Count 1"); possession
of a machinegun in furtherance of a drug trafficking crime, in
violation of 18 U.S.C. § 924(c)(1)(B)(ii) ("Count 2"); and
possession with intent to distribute a controlled substance, in
violation of 21 U.S.C. § 841(a)(1) ("Count 3").
On June 30, 2017, Arce pleaded guilty to Counts 1 and 3.
In exchange, the government agreed to dismiss Count 2. The plea
agreement provided that Arce and the government would recommend a
different upwardly variant sentence for Count 1. The agreement
also provided that they would together recommend for Count 3 a
1 These containers were "twenty two (22) assorted size
pressure bags similar to zip-lock-type bags . . . , fifty five
(55) small baggies . . . , eighty five (85) small cylindrical
containers . . . [and] one hundred and fifty nine (159) medium
size cylindrical containers." Law enforcement also found eighteen
white pills, drug paraphernalia, and a gun cleaning kit in the
car.
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sentence "at the lower end of the applicable Guideline Sentencing
Range."
The PSR included information from the affidavit
supporting the criminal complaint against Arce that, after his
arrest, Arce had told the officer guarding him that: "'Yo estaba
esperando la oportunidad, porque los iba a ser sentir la presion
de la poderosa', which means 'I was waiting for the opportunity,
because I was going to make you feel the pressure of the
powerful.'" When asked whether he was referring to the seized
gun, Arce responded "'tu sabes', which means 'you know' and [Arce
then] made a physical affirmative answer."
Arce objected to, and denied making, this statement. He
argued that this statement was not "relevant conduct" and lacked
sufficient indicia of reliability.
On February 22, 2018, the district court overruled
Arce's objection. It ruled that the statement was not being used
as "relevant conduct" and had sufficient indicia of reliability.
The district court then calculated Arce's guidelines range as sixty
months' imprisonment for Count 1 and zero to six months'
imprisonment for Count 3. The court stated that it had "reviewed
the applicable advisory guideline calculations and . . . ha[d]
considered the 18 [U.S.C. §] 3553(a) factors." The district court
considered the nature of the weapons seized from the car and the
threat Arce posed to the community. It also considered that Arce
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was twenty-eight years old, had two daughters, had obtained a high
school diploma, and, at the time of his arrest, worked as a
refrigeration technician. The court stated that Arce had a history
of substance abuse, had no prior convictions, but did have many
prior arrests.2 The court sentenced Arce to 108 months'
imprisonment for Count 1 and six months' imprisonment for Count 3,
with the terms to be served consecutively. This appeal followed.
II.
On appeal, Arce challenges only his sentence for Count
3.3
A. Standard of Review
Our review of a sentencing appeal is bifurcated. "[W]e
first determine whether the sentence imposed is procedurally
reasonable and then determine whether it is substantively
reasonable." United States v. Abreu-García,
933 F.3d 1, 4 (1st
Cir. 2019) (alteration in original) (quoting United States v. Ruiz-
Huertas,
792 F.3d 223, 226 (1st Cir. 2015)). We review for abuse
of discretion the procedural reasonableness of Arce's sentence.
United States v. Dávila-González,
595 F.3d 42, 47 (1st Cir. 2010).
2 Arce does not argue, and the record does not indicate,
that the district court improperly relied on Arce's past arrests.
3 Arce's plea agreement contains a Waiver of Appeal. This
waiver bars an appeal of a Count 1 sentence "within the range of
84 to 108 months" and a Count 3 sentence at "the lower end of the
applicable guideline range." In consequence, the Waiver barred
Arce from appealing his Count 1 sentence.
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We assume favorably to Arce that abuse of discretion review applies
to his substantive reasonableness claim.4 United States v.
Hinkley,
803 F.3d 85, 92 (1st Cir. 2015).
B. Procedural Reasonableness
Arce argues on appeal that his sentence is procedurally
unreasonable because the district court should have excluded the
statement in the PSR that Arce was "'waiting for the opportunity'
to 'make [the officers] feel the pressure of the powerful," that
is, Arce's machinegun.5 This argument lacks merit.
"Generally, a PSR bears sufficient indicia of
reliability to permit the district court to rely on it at
sentencing." United States v. Cyr,
337 F.3d 96, 100 (1st Cir.
2003) (quoting United States v. Taylor,
277 F.3d 721, 724 (5th
Cir. 2001)). If a defendant objects to information in the PSR, he
or she must provide "countervailing proof."
Id. If the
4 The parties dispute whether abuse of discretion or plain
error review applies to the substantive reasonableness challenge.
But we need not address this issue, because Arce's challenge fails
under either standard. See United States v. Gierbolini-Rivera,
900 F.3d 7, 14-15 (1st Cir. 2018); see also Holguin-Hernandez v.
United States,
140 S. Ct. 762, 767 (2020) (Alito, J., concurring)
(stating that, although "a defendant who requests a specific
sentence during a sentencing hearing need not object to the
sentence after its pronouncement in order to preserve a challenge
to its substantive reasonableness (i.e., length) on appeal," the
Court has not decided "what is sufficient to preserve any
'particular' substantive-reasonableness argument").
5 Arce does not challenge the district court's calculation
of the applicable guidelines range.
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defendant's objection is "merely rhetorical," the district court
may rely on the contents of the PSR.
Id.
Arce has provided no countervailing proof that the
statement in the PSR was unreliable. He neither offered to testify
nor provided an affidavit regarding the statement. Arce merely
denied in his written objection that he made the statement, and
claims that the PSR does not state how or from whom the affiant
learned of the statement.
Moreover, the district court did not abuse its
discretion in concluding that the contested statement bore
sufficient indicia of reliability. First, as the district court
stated, the statement was "memorialized in the affidavit attached
to the Complaint . . . , which was made contemporaneous to the
events."6 See United States v. Phaneuf,
91 F.3d 255, 262 (1st Cir.
1996) (holding that the district court properly relied on the
"sworn affidavit" of the investigating officer at sentencing).
Second, the statement was detailed. See United States v.
Rodriguez,
336 F.3d 67, 71 (1st Cir. 2003) (approving of a district
court's reliance at sentencing on an "uncorroborated" proffer that
was "thorough and replete with details"). Finally, the affidavit
6 A district court may consider hearsay at sentencing as
long as it "has sufficient indicia of trustworthiness to warrant
a finding of probable accuracy." United States v. Rodriguez,
336
F.3d 67, 71 (1st Cir. 2003).
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states the source of the affiant's knowledge: "discussions and
interviews of other federal, state and local law enforcement
agents."7
C. Substantive Reasonableness
Arce argues that his sentence was substantively
unreasonable in that his sentence on Count 3 should have been zero
months, and so the cumulative sentence of 114 months was too great.
He argues the sentence was too much for a young man with no prior
convictions.
"A sentence is substantively reasonable when . . . the
sentencing court [gives] a plausible sentencing rationale and
reached a defensible result."
Abreu-García, 933 F.3d at 6
(internal quotation marks omitted) (quoting United States v.
Rodríguez-Adorno,
852 F.3d 168, 177 (1st Cir. 2017)).
After stating that it considered all of the § 3553(a)
sentencing factors, the district court gave a plausible sentencing
rationale: that Arce posed a "danger and . . . threat to the
safety of the community" and the sentence must "deter future
criminal behavior of this nature by [Arce]." The court then
reached a defensible result: a within-guidelines sentence of six
months' imprisonment. See United States v. Cortés-Medina, 819
7 We need not address the government's argument that the
district court did not rely on the contested statement because any
consideration of the statement by the district court was proper.
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F.3d 566, 572 (1st Cir. 2016) ("[A] reviewing court may apply 'a
presumption of reasonableness' to a within-the-range sentence."
(quoting Rita v. United States,
551 U.S. 338, 347, 351 (2007))).8
Arce also argues that the sentence is unreasonable
because the parties jointly recommended a sentence of zero months.
Not so. We do not "accord any decretory significance to such non-
binding recommendations -- or even . . . require a sentencing court
to explain why it decided to eschew those recommendations."
Cortés-Medina, 819 F.3d at 573. Further, Arce argues that the
district court put too much weight on the possession of a firearm
even though Count 3 was a controlled substance offense. But the
court properly considered Arce's possession of a firearm as part
of the nature and circumstances of the offense, see 18 U.S.C.
§ 3553(a)(1), and the weighing of the relevant sentencing factors
is largely within the broad discretion of a sentencing court, see
United States v. Clogston,
662 F.3d 588, 593 (1st Cir. 2011).
In fact, in reaching this result, the district court did
consider the evidence Arce claims supports a zero-month sentence
for Count 3 and found it insufficient to warrant a lower sentence.
8 To overcome this presumption, Arce "must adduce fairly
powerful mitigating reasons and persuade us that the district court
was unreasonable in balancing pros and cons." United States v.
Llanos-Falero,
847 F.3d 29, 36 (1st Cir. 2017) (quoting Cortés–
Medina, 819 F.3d at 572). Arce has not done so.
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It was not substantively unreasonable for the court to impose some
time for the controlled substance offense.
III.
Affirmed.
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