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United States v. Garcia, 96-2152 (1997)

Court: Court of Appeals for the Tenth Circuit Number: 96-2152 Visitors: 2
Filed: Aug. 07, 1997
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit AUG 7 1997 UNITED STATES COURT OF APPEALS TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 96-2152 (D. N. Mex.) LOUIE GREGORY GARCIA, (D. Ct. No. 95-CR-330-1) Defendant - Appellant. ORDER AND JUDGMENT * Before TACHA, BALDOCK, and LUCERO, Circuit Judges. After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be of material ass
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                                                                              F I L E D
                                                                       United States Court of Appeals
                                                                               Tenth Circuit

                                                                                AUG 7 1997
                    UNITED STATES COURT OF APPEALS

                                  TENTH CIRCUIT                           PATRICK FISHER
                                                                                    Clerk


 UNITED STATES OF AMERICA,

               Plaintiff - Appellee,

          v.                                                 No. 96-2152
                                                            (D. N. Mex.)
 LOUIE GREGORY GARCIA,                                (D. Ct. No. 95-CR-330-1)

               Defendant - Appellant.


                            ORDER AND JUDGMENT *


Before TACHA, BALDOCK, and LUCERO, Circuit Judges.


      After examining the briefs and the appellate record, this three-judge panel

has determined unanimously that oral argument would not be of material

assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th

Cir. R. 34.1.9. The cause is therefore ordered submitted without oral argument.

      This appeal is from an order of the district court sentencing defendant to a

total of 240 months incarceration pursuant to a plea agreement following



      *
        This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. This court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
defendant’s indictment for crimes related to his alleged involvement as an

accessory after the fact to a carjacking which resulted in the death of a 15 year-

old girl. Both parties agree that the plea of guilty was entered pursuant to Federal

Rule of Criminal Procedure 11(e)(1)(C). The defendant failed to include the plea

agreement in the record on appeal here. We have obtained the signed plea

agreement from the district court and order it made a part of the record on appeal.

In the plea agreement the parties agreed to a specified term of imprisonment. In

the plea agreement the defendant also agreed to waive his right to appeal. On

appeal here defendant alleges that his sentence “was imposed in violation of law”

and therefore is appealable despite the constraints of 18 U.S.C. § 3742(c) and the

express waiver contained in the plea agreement. We dismiss the appeal.

      Defendant argues on appeal that a misstatement by the trial judge during

the sentencing colloquy regarding his right to appeal should vitiate the specific

terms of the plea agreement. The plea agreement is clear and states:


      Paragraph No. 9

      The defendant is aware that Tile 18, United States Code, Section 3742
      affords a defendant the right to appeal the sentence imposed.
      Acknowledging that, the defendant knowingly waives the right to
      appeal any sentence within the maximum provided in the statute of
      conviction (or the manner in which that sentence was determined) on
      the grounds set forth in Title 18, United States Code, Section 3742 or
      on any ground whatever, in exchange for the concessions made by the
      United States in this plea agreement. The defendant also waives his
      right to challenge his sentence or the manner in which it was

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      determined in any collateral attack, including, but not limited to, a
      motion brought under Title 28, United States Code, Section 2255.


      Thus, prior to any colloquy in court, the plea agreement, which is written in

clear and unambiguous terms and to which the defendant agreed, makes clear that

the defendant is waiving his right to appeal his sentence. Further, in examining

the transcript of the sentencing proceedings dated February 20, 1996, and prior to

any misstatement, the court specifically examined both co-defendants with respect

to the waiver of the right of appeal. The transcript contains the following

colloquy:


      THE COURT: All right. Both of you understand that you have the
      right to appeal the sentence imposed. However, under the terms of
      your plea agreement, both of you are waiving your right to appeal the
      sentence that I impose.

      You’re also waiving your right to challenge the manner in which the
      sentence has been determined. In other words, once I sentence you,
      at least as far as the sentence goes, you have no right whatsoever to
      appeal the sentence that I impose.

      Do you understand that?

      MR. DeHERREREA: Yes, Your Honor.

      MR. GARCIA: Yes, sir.


      Thus, both in the plea agreement and in open court, the defendant was

informed about the waiver of the right to appeal and answered affirmatively that


                                         3
he understood it. It was at that point that the district court made the statement

that defendant alleges misled him with respect to his rights of appeal. The court

stated:


      THE COURT: As to you, Mr. Garcia, you waive that right so long as
      the sentence imposed is within the sentencing guideline range. In
      other words, if I were to go above the guideline, you’d have the right
      to appeal that, but as long as my sentence is within the guideline
      range, you have waived your right to appeal.

      Do you understand that?

      MR. GARCIA: Yes sir.


      Although the foregoing may have misstated the precise effect of the waiver

of appeal, the defendant cannot argue here that he was misled by that statement

into entering into the plea agreement with the waiver of the right of appeal.

      We have examined the transcript of the sentencing hearing, the plea

agreement, and all relevant portions of the record in this appeal, and conclude that

the plea agreement was entered knowingly and voluntarily by the defendant in

exchange for promises favorable to the defendant made by the United States

Government. The sentence of 240 months imposed upon defendant is not the

result of an incorrect application of the Sentencing Guidelines and is not greater

than the sentence specified in the plea agreement. We hold that the sentence was

not imposed in violation of law. The statutory constraints of 18 U.S.C. § 3742(c)


                                          4
prohibit the appeal of this sentence. Under these circumstances, we hold that the

defendant is not entitled to appeal the sentence that the district court imposed

pursuant to the negotiated plea agreement under Federal Rule of Criminal

Procedure 11(e)(1)(C). Appeal DISMISSED.

                                       ENTERED FOR THE COURT,


                                       Deanell Reece Tacha
                                       Circuit Judge




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Source:  CourtListener

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