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Holliday v. HHS, 98-2204 (1999)

Court: Court of Appeals for the Tenth Circuit Number: 98-2204 Visitors: 3
Filed: May 20, 1999
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS MAY 20 1999 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk RUTH A. HOLLIDAY, Plaintiff-Appellant, v. No. 98-2204 (D.C. No. C.V.-97-569-LH) DEPARTMENT OF HEALTH AND (D. N.M.) HUMAN SERVICES, Secretary, Department of Health and Human Services of the United States, Defendant-Appellee. ORDER AND JUDGMENT * Before PORFILIO , McKAY , and LUCERO , Circuit Judges. Plaintiff applied for disability insurance benefits and sup
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                                                                           F I L E D
                                                                     United States Court of Appeals
                                                                             Tenth Circuit
                     UNITED STATES COURT OF APPEALS
                                                                            MAY 20 1999
                            FOR THE TENTH CIRCUIT
                                                                        PATRICK FISHER
                                                                                 Clerk

    RUTH A. HOLLIDAY,

                Plaintiff-Appellant,

    v.                                                    No. 98-2204
                                                   (D.C. No. C.V.-97-569-LH)
    DEPARTMENT OF HEALTH AND                               (D. N.M.)
    HUMAN SERVICES, Secretary,
    Department of Health and Human
    Services of the United States,

                Defendant-Appellee.




                             ORDER AND JUDGMENT            *




Before PORFILIO , McKAY , and LUCERO , Circuit Judges.



         Plaintiff applied for disability insurance benefits and supplemental security

income benefits on November 4, 1994, alleging disability since June 19, 1991,

resulting from back and shoulder pain. After her application was denied initially

and on reconsideration, plaintiff requested a hearing before an administrative law


*
      This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
judge (ALJ). The ALJ decided that plaintiff was not disabled and denied the

application for benefits. The Appeals Council denied review. Plaintiff appealed

the ALJ’s decision, and the district court affirmed the Commissioner’s denial of

plaintiff’s application for benefits.

       Plaintiff now appeals the district court’s affirmance of the Commissioner’s

denial of her application for benefits.   1
                                              “We review the record as a whole to

determine whether the [Commissioner’s] decision is supported by substantial

evidence” and whether he applied the correct legal standards.       James v. Chater ,

96 F.3d 1341
, 1342 (10th Cir. 1996). We affirm.

       In her brief on appeal, plaintiff alleges the following points of error:

(1) the ALJ incorrectly determined that plaintiff’s past work as a part-time

substitute teacher constituted substantial gainful activity, thus the work could not

be considered past relevant work, and, therefore, the conclusion that plaintiff

could perform her past relevant work as a substitute teacher was error; (2) the

ALJ did not make the required findings as to the demands of the work and

plaintiff’s ability to meet those demands despite her impairments; (3) the ALJ

improperly exaggerated plaintiff’s daily activities in his analysis; and (4) the ALJ



1
      After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.

                                              -2-
improperly evaluated and discounted plaintiff’s allegations of pain. In his

opposition to the magistrate judge’s proposed findings and recommended

disposition, plaintiff only specifically objected to the finding that plaintiff’s

past work as a part-time substitute teacher was substantial gainful activity and,

as such, qualified as past relevant work. Plaintiff made no other specific

objection to the magistrate’s findings and recommendation, and, consequently,

the only issue preserved for this appeal is whether the ALJ was correct in finding

that the part-time substitute teacher work was substantial gainful activity.     See

Soliz v. Chater, 
82 F.3d 373
, 375-76 (10th Cir. 1996). In the last sentence of

plaintiff’s opposition to the magistrate’s report, she stated that she also reiterated

the arguments advanced in her brief before the district court. This very general

reference to previous allegations was insufficient to preserve the arguments not

specifically addressed in her opposition to the magistrate’s report.       See United

States v. 2121 E. 30th St. , 
73 F.3d 1057
, 1060 (10th Cir. 1996) ( requiring

specificity in objection to magistrate’s report and recommendation “because only

an objection that is sufficiently specific to focus the district court’s attention on

the factual and legal issues that are truly in dispute will advance the policies

behind the Magistrate’s Act that led us to adopt a waiver rule in the first

instance”). Finally, the interests of justice do not, in this case, keep us from

applying the procedural bar of waiver.      See 
id. at 1060-61.

                                             -3-
       Plaintiff argues that the ALJ’s characterization of her part-time substitute

teacher work as substantial gainful activity was error. As a result, she argues, the

ALJ’s characterization of the substitute teacher experience as past relevant work

was also error.   See James , 96 F.3d at 1343 (recognizing that work must be

substantial gainful activity to be considered past relevant work). Plaintiff

contends, therefore, that the ALJ erred in his ultimate finding that plaintiff could

return to her past relevant work of substitute teaching.

       Past relevant work is work that occurred within the past fifteen years, was

of sufficient duration to enable the worker to learn the job, and was substantial

gainful activity. 20 C.F.R. §§ 404.1565(a); 416.965(a). Substantial gainful

activity is defined in the regulations as “work that (a) [i]nvolves doing significant

and productive physical or mental duties; and (b) [i]s done . . . for pay or profit.”

Id. at §§
404.1510; 416.910. The regulations also provide average income

guidelines to assist in the determination of whether work was substantial gainful

activity. For work performed between 1979 and 1990, the time period during

which plaintiff worked as a substitute teacher, if the employee’s earnings

averaged more than $300 a month, that is an indicator that the work was

substantial gainful activity.   See 
id. at §§
404.1574(b)(2)(vi); 416.974(b)(2)(vi).

It is clear that “work may be substantial even if it is done on a part-time basis.”

See 
id. at §§
404.1572(a); 416.972(a).


                                           -4-
       The record in this case shows that plaintiff worked three days a week as

a substitute teacher from 1981 to 1984, earning $5.00 an hour. Plaintiff

acknowledges that “in 1984 such earnings, even though part time, constituted

[substantial gainful activity].” Appellant’s Br. at 7. She maintains, however, that

her “ability to work from 1980 to 1984 and earn $480 a month does not        now

constitute substantial gainful activity.”   2
                                                
Id. Plaintiff misses
the point. Whether

her work as a substitute teacher currently qualifies as substantial gainful activity

is relevant to determine whether the job can be considered past relevant work.

Past relevant work necessarily implies that the work was done in the past, and is

not necessarily being done now. The earnings guidelines are relevant to the

particular time frame in which the job was performed. That is precisely why the

guidelines give different monetary values to different time periods. Plaintiff

performed the work between 1979 and 1990, and the average earning figure for

that time frame is the amount relevant in determining whether the job qualified as

past relevant work. The ALJ correctly determined that plaintiff’s part-time work

as a substitute teacher earning $480 a month was substantial gainful activity and,

therefore, could be considered past relevant work. AFFIRMED.




2
        The guidelines provide that if earnings averaged more that $500 a month
for calendar years after 1989, the employee engaged in substantial gainful
activity. See 20 C.F.R. §§ 404.1574(b)(2)(vii); 416.974(b)(2)(vii).

                                                -5-
      Entered for the Court



      Carlos F. Lucero
      Circuit Judge




-6-

Source:  CourtListener

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