Filed: Jan. 17, 2003
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JAN 17 2003 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 01-7028 v. D.C. No. CR-00-21-002-X (E. D. Oklahoma) RALPH DOUGLAS GANN Defendant - Appellant. UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 01-7029 v. D.C. No. CR-00-21-001-X (E. D. Oklahoma) THOMAS DOSS GANN, Defendant - Appellant. ORDER AND JUDGMENT* Before SEYMOUR, Circuit Judge, McWILLIAMS, Senior Circui
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JAN 17 2003 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 01-7028 v. D.C. No. CR-00-21-002-X (E. D. Oklahoma) RALPH DOUGLAS GANN Defendant - Appellant. UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 01-7029 v. D.C. No. CR-00-21-001-X (E. D. Oklahoma) THOMAS DOSS GANN, Defendant - Appellant. ORDER AND JUDGMENT* Before SEYMOUR, Circuit Judge, McWILLIAMS, Senior Circuit..
More
F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JAN 17 2003
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 01-7028
v. D.C. No. CR-00-21-002-X
(E. D. Oklahoma)
RALPH DOUGLAS GANN
Defendant - Appellant.
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 01-7029
v. D.C. No. CR-00-21-001-X
(E. D. Oklahoma)
THOMAS DOSS GANN,
Defendant - Appellant.
ORDER AND JUDGMENT*
Before SEYMOUR, Circuit Judge, McWILLIAMS, Senior Circuit Judge, and KELLY,
Circuit Judge.
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
In this court Ralph Douglas Gann is represented by the Federal Public Defender’s
Office and his brother, Thomas Doss Gann, is represented by counsel appointed pursuant
to the Criminal Justice Act. The two appeals were separately briefed and separately
argued in this court. However, they will be consolidated for disposition and both appeals
will be considered in this Order and Judgment, seriatim.
No. 01-7028, U.S. v. Ralph Douglas Gann
In an 11-count superseding indictment, Ralph Douglas Gann, hereinafter referred
to as Doug Gann, his brother, Thomas Doss Gann, and their mother, Irene Marie Gann,
and two others were charged with various drug and drug related violations. Doug Gann
went to trial on six of the 11 counts, namely two counts of possessing a firearm while
under indictment, 18 U.S.C. § 922(n); two counts of possessing a firearm after a former
felony conviction, 18 U.S.C. § 922(g)(1); one count of conspiracy to manufacture
methamphetamine, 21 U.S.C. § 846; and one count of maintaining a place for the purpose
of manufacturing, distributing and using methamphetamine, 21 U.S.C. § 856(a)(1). At
the conclusion of the government’s presentation of evidence, the district court dismissed
the two counts charging possession of firearms while under indictment, and the remaining
four counts were submitted to the jury. The jury found Doug Gann not guilty on the
conspiracy charge and not guilty on one of the counts charging possession of a firearm
after a felony conviction, but the jury convicted him on the count charging him with
maintaining a place for the purpose of manufacturing, distributing and using
-2-
methamphetamine and on one count charging him with possessing a firearm after a
former felony conviction, namely Counts 3 and 10, respectively, of the superseding
indictment. He was thereafter sentenced to imprisonment for 240 months on Count 3 and
120 months on Count 10, “the terms of imprisonment on Counts 3 and 10 . . . to run
consecutively.” Doug Gann appeals.
1. Motion to Suppress
Pursuant to a search warrant, agents conducted several searches of a residence
located at 416 Ridge Drive (“Ridge Drive”) in Sallisaw, Oklahoma1, located in Sequoyah
County, Oklahoma, and owned by Doug Gann’s parents, Ralph Wallace Gann, deceased,
and Irene Marie Gann, and a trailer house located in Chicken Creek Community
(“Chicken Creek”), Cherokee County, Oklahoma, owned by Irene Gann. In the affidavits
in support of the two applications for a warrant to search the Ridge Drive residence, the
affiants, in each instance, stated that in front of the premises to be searched was a mailbox
having the numbers “416” and the name “Doug Gann” written on the side. The numbers
on the side of the mail box were correct. However, at the time of the suppression hearing
it was stipulated by the parties that the part of the affidavits stating that the name of
“Doug Gann” was on the side of the mailbox was incorrect, and that the name on the
1
On July 18, 1998, an application for a search warrant to search the Ridge Drive
residence was submitted to a state district court in Oklahoma, and, after the warrant was
issued, a search was conducted on the same date. On May 18, 1999, another application
to search the Ridge Drive residence was submitted to the same court, and, after a search
warrant issued, the premises were again search on May 25, 1999.
-3-
mailbox was actually “Ralph Gann.” As indicated, the Gann brothers were “Ralph
Douglas Gann” and “Thomas Doss Gann,” and their deceased father was “Ralph Wallace
Gann.” Counsel’s first ground for reversal is that in each instance the affiants falsely and
deliberately, or recklessly, stated in their respective affidavits that the name “Doug Gann”
appeared on the mailbox in front of the Ridge Drive property, and that the false statement
was necessary to the finding of probable cause, citing Franks v. Delaware, 438 U.S. 154
(1978) and Clanton v. Cooper,
129 F.3d 1147, 1154 (10th Cir. 1997). Counsel argues that
the incorrect statement in each of the affidavits that the name “Doug Gann” appeared on
the mailbox conveyed to the issuing state judge the impression that “Doug Gann” owned
the residence in question, when, in fact, he did not.
The government’s position is that the mistake was an innocent one, and did not
affect the validity of the search warrant which issued thereon because the “incorrect
statement” was not necessary to a finding of probable cause. The government argues that
a description of premises to be searched is sufficient if it enables the officers to ascertain
the place to be searched with reasonable effort and that “practical accuracy”, rather than
“technical precision,” controls a determination of whether an affidavit in support of an
application for a search warrant adequately discloses the premises to be searched. United
States v. Hutchings, 127 F.3d 1255, 1258 (10th Cir. 1997), United States v. Occihipinti,
998 F.2d 791, 799 (10th Cir. 1993).
In our view the incorrect statement in the affidavits that the name “Doug Gann”
-4-
appeared on the side of the mailbox could not have, under the described circumstances,
affected the issuing judge in his determination of probable cause. In this regard, we note
that in the “probable cause” section of the first affidavit, the affiant stated, inter alia, that
on July 17, 1998, a reliable confidential informant had advised the affiant that persons at
the Ridge Drive residence had in their possession a large quantity of white powdery
substance represented to be methamphetamine, and that two of the four “persons” were
known as “Ralph Douglas Gann” and as “Doss Gann.” In this same vein, a different
affiant in support of the second application to search the Ridge Drive residence stated that
“within the last seventy-two (72) hours” a confidential informant had informed him “that
methamphetamine could be purchased at the above mentioned residence” and that the
informant had been given “an 8 ball” of methamphetamine and “told to return with the
money later.”
Accordingly, we conclude that the district court did not err in denying Doug
Gann’s motion to suppress. The location of the Ridge Drive premises was more than
adequately described by a correct street address, directions and milage indicators.
Further, there is no evidence that the misstatement in the affidavit was “falsely made,” as
counsel suggests, and, in any event, the misstatement was not “necessary to the finding of
probable cause” that methamphetamine was being manufactured, distributed or used at
the residence located at 416 Ridge Drive. United States v. Tisdale, 248 F.3d 964, 973
(10th Cir. 2001).
-5-
2. Motion for Acquittal on Count 3
Counsel next argues that the district court erred in denying Gann’s motion for
judgment of acquittal on Count 3 of the superseding indicting. Count 3 of the
superseding indictment charged Ralph Douglas Gann, his brother, Thomas Doss Gann,
their mother, Irene Marie Gann, and one Karen Jean Real with knowingly and
intentionally maintaining two different places for the purpose of manufacturing,
distributing and using methamphetamine, namely the Ridge Drive property and the
Chicken Creek property in violation of 21 U.S.C. § 856(a)(1), and that each had “aided
and abetted” the others in violation of 18 U.S.C. § 2. Counsel’s argument is that the
Ridge Drive residence was owned and maintained by Gann’s mother, Irene Gann, and
that Doug Gann did not have either dominion or control over the Ridge Drive residence
and thus did not “maintain”a place for the purpose of manufacturing, distributing or using
methamphetamine. We are not persuaded.
The charge in Count 3 was that from April, 1998, until March, 2000, the four
named defendants in that particular count were maintaining both the Ridge Drive and
Chicken Creek premises for not only the purpose of manufacturing methamphetamine but
also for the purpose of distributing and using methamphetamine. Additionally, each was
charged with aiding and abetting the others in such activity at the respective locations. At
trial, Terry McGraw, a named defendant in the superseding indictment, (but not a named
defendant in Count 3), testified that Doug Gann lived with Karen Real at the Ridge Drive
-6-
residence. McGraw testified that, during the five-week period that he was associated with
the Ganns, he would often take Doug Gann to work, pick him up after work, and go to the
Chicken Creek property where they would eat supper and then return Doug Gann to the
Ridge Drive residence. Another associate, Steve Smith, testified that Doug Gann lived in
the Ridge Drive residence. During the execution of the search warrant at the Ridge Drive
premises on July 18, 1998, Doug Gann and Karen Real were on the premises and during
all three searches, documents associating Gann with the residence were found. Without
belaboring the point, we conclude from our examination of the record that the district
court did not err in denying Gann’s motion for judgment of acquittal in Count 3 of the
superseding indictment interposed at the close of the government’s case.
3. Motion for Acquittal on Count 10
Count 10 of the superseding indictment charged that on May 25, 1999, at the
Chicken Creek property Ralph Douglas Gann, having previously been convicted of a
crime punishable by imprisonment for a term exceeding one year, possessed a firearm,
namely, a Glenfield, Model 75C, .22 caliber, rifle, serial number 18397189, which had
been transported in interstate commerce, in violation of 18 U.S.C. § 922(g)(1). At the
conclusion of the government’s case, counsel moved for a judgment of acquittal on Count
10, contending that the evidence was insufficient to show that Doug Gann “possessed”
the rifle in question. The district court denied that motion, and the jury later convicted
Gann on Count 10. On appeal, counsel argues that the district court erred in denying
-7-
Gann’s motion for acquittal on Count 10. The government’s position is that the evidence,
both direct and circumstantial, together with the reasonable inference drawn therefrom,
viewed in a light most favorable to the government, was sufficient to show that Gann had
“constructive possession” of the rifle in question, citing United States v. Wilson, 107 F.3d
774, 779-80 (10th Cir. 1997).
Prior to trial, Doug Gann stipulated to a prior felony conviction. Evidence
adduced at trial showed that although Doug Gann “lived” in the Ridge Drive property, he
spent much time at the Chicken Creek property, which was owned by his mother, Irene
Gann. On May 25, 1999, officers searched both the Ridge Drive and Chicken Creek
properties. At Ridge Drive officers seized 11 syringes containing methamphetamine, as
well as 82 grams of powder methamphetamine. At the Chicken Creek property, a shaving
kit was found which contained numerous syringes as well as prescription bottles bearing
Doug Gann’s name. On the front porch of the trailer, a case of pseudoephedrine was
found. At the time of the search, Doug Gann and his mother, Irene, were both in the
living room of the trailer. Leaning against a television set in the living room was a .22
caliber rifle, which the officers seized.
In our view, the district court did not err in denying Gann’s motion for acquittal on
Count 10. The totality of the evidence shows that this was a “family business,” involving
Doug Gann, Doss Gann and Irene Gann, and others, at both the Ridge Drive and Chicken
Creek properties. Further, the evidence shows that at the time he was arrested the rifle in
-8-
question was only a relatively short distance from Doug Gann, in plain view, in the so-
called living room of the Chicken Creek property. A conviction under a constructive
possession theory will be upheld when there is some evidence to support at least a
plausible inference that the defendant had knowledge of and access to the weapon. United
States v. Mills, 29 F.3d 545, 549 (10th Cir. 1994). Under Mills, which was relied on by
both parties, the evidence presented is sufficient to support the jury’s determination, from
all the facts and circumstances, that Doug Gann constructively possessed the rifle, even
though it was not, so to speak, “in his hands.”
4. Consecutive Sentences
As indicated, the district court sentenced Gann to imprisonment for 20 years on
Count 3 and to 10 years imprisonment on Count 10, and ordered that each term should
“run consecutively.” Counsel argues that the district court erred in ordering that the two
sentences be served consecutively, and that it should have ordered that the two sentences
be served concurrently.
The pre-sentence report set Gann’s offense level at 38 and his criminal history
category at VI, the guideline range therefor being 360 months imprisonment to life
imprisonment. The defendant filed an objection to that part of the pre-sentence report
setting the guideline range at 360 months imprisonment to life. The statutory sentence for
a person violating 21 U.S.C. § 856(a)(i), maintaining a place for manufacturing,
distributing, or using methamphetamine, shall be a sentence of not more than 20 years.
-9-
18 U.S.C. § 856(b). In this regard, we note that U.S.S.G. § 5G1.1(a) provides that where
the statutorily authorized maximum sentence is less than the minimum sentence under the
applicable guideline range, which is our case, the statutorily authorized maximum
sentence “shall be the guideline sentence.” Thus, under the guidelines themselves, the
“guideline sentence” for Count 3 is 20 years, the statutory maximum provided for in 21
U.S.C. § 856(b), and not the “guideline range” of 360 months to life. In line therewith,
the district court disregarded the guideline range of 360 months to life and sentenced
Gann on Count 3 to 20 years imprisonment, the statutory maximum under 21 U.S.C. §
856(b).
As stated, the district court also sentenced the defendant to 10 years imprisonment
on Count 10 and ordered that the two sentences run consecutively. In the district court,
the defendant objected to the pre-sentence report’s recommendation that, based on
U.S.S.G. § 5G1.2(d), the sentence on Count 10 should run consecutively to the sentence
imposed on Count 3, arguing that, under U.S.S.G. § 5G1.2(c), the sentence on Count 10
should run concurrently with the sentence on Count 3.
On appeal, the defendant’s position is that, under U.S.S.G. § 5G1.2(c), the
sentence in Count 10 should run concurrently with the sentence imposed in Count 3. That
provision reads as follows:
(c) If the sentence imposed on the count carrying the
highest statutory maximum is adequate to achieve the
total punishment, then the sentences on all counts shall
run concurrently, except to the extent otherwise
- 10 -
required by law. (Emphasis added).
Conversely, the government’s position is that, under U.S.S.G. § 5G1.2(d), the
sentence imposed in Count 10 “shall run consecutively, but only to the extent necessary to
produce a combined sentence equal to the total punishment.” That guideline reads as
follows:
(d) If the sentence imposed on the count carrying the
highest statutory maximum is less than the total
punishment, then the sentence imposed on one or more
of the other counts shall run consecutively, but only to
the extent necessary to produce a combined sentence
equal to the total punishment. In all other respects,
sentences on all counts shall run concurrently, except
to the extent otherwise required by law. (Emphasis
added).
U.S.S.G. § 5G1.2 pertains to sentencing on multiple counts of conviction, which is
our case. The commentary thereunder reads, in part, as follows:
This section specifies the procedure for determining
the specific sentence to be formally imposed on each count in
a multiple-count case. The combined length of the sentences
(“total punishment”) is determined by the adjusted combined
offense level. To the extent possible, the total punishment is
to be imposed on each count. Sentences on all counts run
concurrently, except as required to achieve the total sentence,
or as required by law. (Emphasis ours.)
It is counsel’s position that the “total punishment” in the instant case is 20 years,
whereas the government contends that the “total punishment” is 30 years. Our study of
this matter leads us to conclude that the “total punishment” in the instant case is 30 years,
which is the minimum sentence “determined by the adjusted combined offense level,” but
- 11 -
is also the total of the statutory maximums authorized by 21 U.S.C. § 856(b) and 18
U.S.C. § 924(a)(2), namely 20 years and 10 years respectively. It is on this basis that we
conclude that, under U.S.S.G. § 5G1.2(d), the district court did not err in ordering that the
sentences on Counts 3 and 10 “run consecutively.” See Federal Sentencing Guidelines
Handbook, § 5G1.2.
5. Offense Level
U.S.S.G. § 2D1.8(a) reads as follows;
Renting or Managing a Drug Establishment; Attempt or
Conspiracy
...
(2) If the defendant had no participation in the
underlying controlled substance offense other than
allowing the use of the premises, the offense level
shall be 4 levels less than the offense level from
§2D1.1 applicable to the underlying controlled
substance offense, but not greater than level 16.
Counsel argues that since Gann was acquitted on the conspiracy charge the district
court erred in fixing Gann’s base offense level at 38 and that, under U.S.S.G. § 2D1.8(2),
Gann’s base offense level should have been fixed at 16, instead of 38. (A offense level of
16 coupled with a criminal history category of VI sets a guideline range at 46 to 57
months imprisonment.) We are not persuaded by this argument. In Count 3, Gann was
not only charged with maintaining a place for the purpose of manufacturing
methamphetamine, but was also charged with maintaining a place for the purpose of
distributing and using methamphetamine. In our view, the evidence amply supports the
- 12 -
jury’s verdict that Gann was guilty on Count 3 and under such circumstances the district
court was not required to fix Gann’s offense level at 16 on the ground that he only
allowed the use of the Ridge Drive residence for the manufacture or distribution or use of
methamphetamine and had “no participation in the underlying substance offense.”
6. Minor Participant
U.S.S.G. § 3B1.2 reads as follows:
Mitigating Role
Based on the defendant’s role in the offense, decrease the
offense level as follows:
(a) If the defendant was a minimal participant in any
criminal activity, decrease by 4 levels.
(b) If the defendant was a minor participant in any
criminal activity, decrease by 2 levels.
In cases falling between (a) and (b), decrease by 3 levels.
On appeal, counsel argues that the district court erred in not concluding that the
defendant was a “minor participant,” and, as such, entitled to a 2 level decrease in his
offense level. In our view, the district court did not commit reversible error in deciding
that Gann was not a “minor participant” in this drug operation. In United States v.
Lockhart, 37 F.3d 1451, 1455 (10th Cir. 1994) we said, inter alia: (1) a district court’s
determination as to whether a defendant was a minimal or minor participant is reviewed
only for “clear error;” (2) a defendant has the burden of proving by a preponderance of
the evidence that he was a minor or minimal participant; and (3) a defendant is not
- 13 -
entitled to a deduction in his offense level when U.S.S.G. § 3B1.2 simply because he is
the least culpable among several participants in a joint criminal enterprise.
Judgment affirmed.
No. 01-7029, U.S. v. Thomas Doss Gann
Thomas Doss Gann, hereinafter referred to as “Doss Gann,” his brother, Ralph
Douglas Gann, hereinafter referred to as “Doug Gann,” their mother, Irene Marie Gann,
and Karen Jean Real were jointly tried on various drug and drug related charges. Doss
Gann was convicted by a jury of the following charges: Count 1, conspiracy to
manufacture, possess and distribute methamphetamine in violation of 21 U.S.C. § 846;
Count 2, attempt to manufacture methamphetamine in violation of 21 U.S.C. § 846 and
18 U.S.C. § 2; Count 3, maintaining a place for the purpose of manufacturing, distributing
and using methamphetamine in violation of 21 U.S.C. § 856(a)(1) and 18 U.S.C. § 2;
Count 5, possession of a firearm during and in relation to a drug trafficking offense in
violation of 18 U.S.C. § 924(c) and 18 U.S.C. § 2; and Counts 7, 9 and 11, possession of
a firearm while under indictment in violation of 18 U.S.C. § 922(n) and 18 U.S.C. § 2.
Doss Gann was sentenced to imprisonment for 240 months on Counts 1, 2 and 3 to be
served concurrently and to imprisonment for 60 months on Counts 7, 9 and 11, the latter
three sentences to be served concurrently with each other and concurrently with the
sentences imposed on Counts 1, 2 and 3. As to Count 5, he was sentenced to
imprisonment for 60 months to be served consecutively to “all other counts.” Doss Gann
- 14 -
appeals. We affirm.
1. Motion to Suppress
Prior to trial Doss Gann’s brother, Doug Gann, filed a motion to suppress the
evidence seized in two searches of the Ridge Drive premises. Doss Gann joined in that
motion. A suppression hearing was held and, as indicated above, the district court denied
the motion. On appeal, Doss Gann’s first ground for reversal is that the district court
erred in denying the motion to suppress. This particular issued was raised in Doug
Gann’s appeal, where we have held that the district court did not err in denying the
motion to suppress.
2. Insufficient Evidence
Counsel next argues that there was insufficient evidence to support the jury’s
guilty verdicts on Counts 7, 9 and 11. Count 7 charged Doss Gann, Doug Gann and
Karen Jean Real with receiving on or about May 25, 1999, at 416 Ridge Drive, an
Intratec, Model Tec-DC9, 9mm semi-automatic pistol, serial number D050373, and a
Winchester, Model 1300, 12 gauge shotgun, serial number L2807437, while under
indictment for a crime punishable by imprisonment for a term exceeding one year in
violation of 18 U.S.C. § 922(n) and 18 U.S.C. § 2. Count 9 charged the Gann brothers
and their mother, Irene, with receiving on or about May 25, 1999, in the Chicken Creek
property a Glenfield, Model 75C, .22 caliber rifle, serial number 18397189, while under
indictment, in violation of 18 U.S.C. § 922(n) and 18 U.S.C. § 2. Count 11 charged Doss
- 15 -
Gann with receiving on February 4, 1999, in Braggs, Muskogee County, Oklahoma, a
Taurus, .357 magnum revolver, serial number QA482844 while under indictment, in
violation of 18 U.S.C. § 922(n).
18 U.S.C. § 922(n) reads as follows:
It shall be unlawful for any person who is under indictment
for a crime punishable by imprisonment for a term exceeding
one year to . . . receive any firearm . . . which has been
shipped or transported in interstate or foreign commerce.
At trial, evidence was introduced that Doss Gann had been charged on July 10,
1998, by information with a felony in a state court in Cherokee County, Oklahoma.
However, there was no evidence that any preliminary examination had ever been
conducted thereon. Counsel first argues that the filing of a state charge by information, as
opposed to an indictment, does not meet the requirement of 18 U.S.C. § 922(n) that the
“person” be “under indictment.” However, 18 U.S.C. § 921(a)(14) provides that “the
term indictment includes an indictment or information in any court under which a crime
punishable by imprisonment for a term exceeding one year may be prosecuted.” See
United States v. Fillman, 162 F.3d 1055 (10th Cir. 1998). Counsel’s effort to distinguish
Fillman from the present one is unavailing.
It is apparently agreed that Doss Gann was first “under indictment” in a state court
of Oklahoma on July 10, 1998, for a crime punishable by imprisonment for more than one
year. The charge in Count 7 was that on or about May 25, 1999, he received firearms at
the Ridge Drive property while under indictment. Counsel next argues that there is no
- 16 -
evidence that Doss Gann “received” those firearms subsequent to July 10, 1998, the date
when he was charged with a felony in an Oklahoma state court. As to Count 9, counsel
also argues that there is no evidence that he “received” the firearm at the Chicken Creek
property after July 10, 1998. Counsel does not argue that Count 11 is subject to the same
objection.
There were several searches of both the Ridge Drive property and the Chicken
Creek property. The testimony was that on each search all firearms were seized and
removed from the premises in question. From that fact, the government argues that the
jury could properly infer that the firearms found in the searches of the Ridge Drive
property on May 25, 1999, and the Chicken Creek property on that same date were
“received” by Doss Gann after July 10, 1998.2 We agree. Further, the evidence indicated
that Doss Gann did have a sufficient “nexus” with both properties to establish “dominion
and control” over the firearms found therein, and there was evidence that Doss Gann
often traded drugs for guns.
In United States v. Hernandez, 913 F.2d 1506, 1514 (10th Cir., 1990) we spoke as
2
follows:
It is not necessary to show that the defendant actually received a
weapon to prove “receipt” of a firearm under § 922; receipt may
be established circumstantially by proving possession.
- 17 -
Judgment affirmed.
Entered for the Court,
Robert H. McWilliams
Senior Circuit Judge
- 18 -
Nos. 01-7028, United States v. Ralph Douglas Gann; 01-7029, United States v. Thomas
Doss Gann.
KELLY, Circuit Judge, with whom SEYMOUR, Circuit Judge joins, concurring.
I concur in the court’s order and judgment, but write separately to express my
concern with the consecutive sentences imposed in Doug Gann’s case (01-7028). Doug
Gann argues that because the drug quantity resulting in an offense level 38 (and a
guideline range of 360 months to life) was not alleged in the indictment nor proven to a
jury beyond a reasonable doubt, his sentence violates Apprendi v. New Jersey, 530 U.S.
466 (2000) and United States v. Jones,
235 F.3d 1231 (10th Cir. 2000). This argument is
foreclosed by our decision in United States v. Lott,
310 F.3d 1231 (10th Cir. 2002), where
we stated:
The district court’s ability to determine the “total punishment,” [under
U.S.S.G. § 5G1.2(d)] based on drug quantities determined under a
preponderance of the evidence standard, for defendants facing multiple
convictions remains untouched by the Apprendi decision, so long as the
sentence for a particular count is within the statutory maximum. See United
States v. Buckland, 289 F.3d 558, 570-71 (9th Cir.) (en banc) (stating that
Apprendi is not violated when district court applies Guideline § 5G1.2(d) to
issue consecutive sentences under multiple counts in order to reach an
appropriate total sentence under the Guidelines so long as no sentence
under any one count exceeds the maximum allowable under Apprendi for
that count in the absence of a jury determination of drug quantities that
would support an enhanced sentence under that count), cert. denied, --- U.S.
----, 122 S. Ct. 2314,
152 L. Ed. 2d 1067 (2002).
Lott, 310 F.3d at 1242-43.
Although the Apprendi argument is unavailing, do consecutive sentences required
by mandatory application of U.S.S.G. § 5G1.2(d) effectively require a sentence more
severe on a particular count than that legislated by Congress? In connection with his
Apprendi argument, Doug Gann suggests that the drug quantity associated with his
conviction on count 3 resulted in a sentence in excess of the 20-year maximum. Aplt. Br.
(01-7028) at 27 (“If the drug quantity had been lower and provided for a guideline range
consistent with the 20-year maximum, without question Appellant would have been
entitled to have both counts run concurrent.”).
District courts are empowered by statute with the discretion to impose concurrent
or consecutive sentences when there are multiple counts of conviction. See United States
v. Rose, 185 F.2d 1108, 1109 (10th Cir. 1999). In exercising that discretion, district
courts must consider the guidelines, as well as other factors in 18 U.S.C. § 3553. 18
U.S.C. §§ 3584(b); 3553(a)(4) & (5). The guidelines place limits on a court’s discretion
to impose concurrent or consecutive sentences. See United States v. Gonzales,
520 U.S.
1, 6-7 (1997) (“Normally, a district court has authority to decide whether federal prison
terms should run concurrently with or consecutively to other prison sentences. 18 U.S.C.
§ 3584(a) (vesting power in district court to run most prison terms either concurrently or
consecutively); United States Sentencing Commission, Guidelines Manual § 5G1.3 (Nov.
1995) . . . (guiding court’s discretion under § 3584(a)).”); see also Witte v. United States,
515 U.S. 389, 404-06 (1995).
In the context of Apprendi challenges, we have held that § 5G1.2(d) is a
mandatory provision. United States v. Price, 265 F.3d 1097, 1109 (10th Cir. 2001); see
-2-
also Lott, 310 F.3d at 1243. A defendant must be sentenced in accordance with the
combined offense level for multiple counts, and sentences upon multiple counts will be
consecutive so as to implement the term called for by the combined offense level.
U.S.S.G. § 5G1.2, cmt. (Nov. 2000);1 United States v. Nelson,
54 F.3d 1540, 1547 (10th
Cir. 1995).
Ordinarily, sentences on multiple counts run concurrently. 5 Wayne R. LaFave,
Jerold H. Israel, & Nancy J. King, Criminal Procedure § 26.3(f) (2d ed. 1999). We have
rejected the argument that mandatory application of § 5G1.2(d) is inconsistent with the
statutory discretion provided a court to impose concurrent or consecutive sentences,
relying upon our analysis in United States v. Shewmaker, 936 F.2d 1124, 1128 (10th Cir.
1991). United States v. Green, No 01-6206, 42 Fed. Appx. 239, 244 n.7 (10th Cir. June
1
The commentary to § 5G1.2 provides:
This section specifies the procedure for determining the specific
sentence to be formally imposed on each count in a multiple-count case.
The combined length of the sentences (“total punishment”) is determined by
the adjusted combined offense level. To the extent possible, the total
punishment is to be imposed on each count. Sentences on all counts run
concurrently, except as required to achieve the total sentence, or as required
by law.
....
Usually, at least one of the counts will have a statutory maximum
adequate to permit imposition of the total punishment as the sentence on
that count. The sentence on each of the other counts will then be set at the
lesser of the total punishment and the applicable statutory maximum, and be
made to run concurrently with all or part of the longest sentence. If no
count carries an adequate statutory maximum, consecutive sentences are to
be imposed to the extent necessary to achieve the total punishment.
-3-
25, 2002) (unpublished). In Shewmaker, we noted that § 3584(a) is a general provision
and § 5G1.3 (requiring consecutive sentences in certain circumstances) is a specific
provision that is lawfully promulgated, in part because the operative statutory provisions,
18 U.S.C. §§ 3553, 3584, and 28 U.S.C. § 994, were enacted as part of the Sentencing
Reform Act of 1984 and a district court may still depart. Shewmaker, 996 F.2d at 1127-
28.
The guidelines promulgated by the Sentencing Commission must be consistent
with Title 18. 28 U.S.C. § 994(b)(1). Plainly, the Commission was empowered to
promulgate guidelines including a determination of “whether multiple sentences to terms
of imprisonment should be ordered to run concurrently or consecutively.” 18 U.S.C.
§ 994(a)(1)(D). Additionally, those guidelines were to establish incremental penalties for
multiple offenses, but also reflect the inappropriateness of consecutive sentences for
certain offenses. 28 U.S.C. § 994(l)(1), (2). When sentences are run consecutively based
upon an implicit determination that the maximum sentence on one count is insufficient
punishment for the conduct related to that count, that undercuts the legislative prerogative
to determine sentence length for that particular count. No one would suggest that a
district judge could impose a consecutive sentence, rather than a concurrent one, because
he was of the view that the offense with the highest statutory maximum provided
insufficient punishment for conduct related to that count, in other words, that the statutory
penalty should have been greater. But because this issue was not raised or developed in
-4-
this case, I concur in the panel order and judgment.
-5-
