Filed: Mar. 31, 2003
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS MAR 31 2003 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 02-4120 v. (D.C. No. 2:01-CR-179-B) (D. Utah) CORNELL DEON MITCHELL, Defendant - Appellant. ORDER AND JUDGMENT * Before MURPHY , McWILLIAMS , and HARTZ , Circuit Judges. Defendant Cornell Deon Mitchell appeals the district court’s denial of his motion to suppress evidence, contending his Fourth Amendment rights we
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS MAR 31 2003 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 02-4120 v. (D.C. No. 2:01-CR-179-B) (D. Utah) CORNELL DEON MITCHELL, Defendant - Appellant. ORDER AND JUDGMENT * Before MURPHY , McWILLIAMS , and HARTZ , Circuit Judges. Defendant Cornell Deon Mitchell appeals the district court’s denial of his motion to suppress evidence, contending his Fourth Amendment rights wer..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAR 31 2003
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 02-4120
v. (D.C. No. 2:01-CR-179-B)
(D. Utah)
CORNELL DEON MITCHELL,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before MURPHY , McWILLIAMS , and HARTZ , Circuit Judges.
Defendant Cornell Deon Mitchell appeals the district court’s denial of his
motion to suppress evidence, contending his Fourth Amendment rights were
violated when a police officer frisked him and patted down his jacket without a
reasonable basis to believe that he was armed and dangerous. We have
jurisdiction under 28 U.S.C. § 1291 and reverse.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
I. Factual Background
The facts in this case are not in dispute. On March 8, 2001, Officer Brede
of the Salt Lake City Police Department was dispatched to investigate an alleged
shoplifting at the Evolution Ski Company. Upon arriving at Evolution, Brede
parked his car and approached two men who were waiting outside the store. One
of the men, a store manager, told Brede that the other man (later identified as
defendant) was attempting to return stolen ski pants. Officer Brede asked both
men to return to the store, where he would continue the investigation.
While outside, defendant was holding a pair of ski pants in one hand and a
jacket in the other. After returning to the store, defendant stood near a sales
counter, placed his jacket at his feet, and set the allegedly stolen pants on the
counter.
Before continuing his investigation, Officer Brede conducted a frisk of
defendant’s person, but found no weapons. Officer Brede then began to pick up
defendant’s jacket from the floor, at which time defendant informed the officer
that there was a pistol in the jacket’s pocket. Officer Brede proceeded to go
through the jacket and found the pistol and five rounds of ammunition.
Defendant was placed under arrest for illegal possession of a firearm. He was
not, however, arrested for shoplifting.
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Officer Brede testified that he frisked defendant because he was concerned
for his safety. This fear stemmed from two factors: (1) the encounter with
defendant was taking place in a high-crime area and (2) defendant was potentially
involved in a shoplifting. Officer Brede testified that he knew the store was in a
high-crime area based on his experience working in the area and his training at
the police academy. Officer Brede had previously encountered people carrying
weapons in that part of Salt Lake City.
Defendant’s conduct prior to the frisk, however, did not suggest any danger
to Officer Brede. Officer Brede described the events as follows:
Q. [Y]ou proceeded inside to the ski shop?
A. Correct.
.
Q. And you immediately conducted a Terry frisk on [defendant] at
that time?
A. I did.
Q. Did [defendant] do anything at that time that was threatening
toward you?
A. Make any actions toward me, no, he did not.
Q. Did he attempt to flee when you arrived?
A. No, he did not.
Q. Was there anything noticeable on his body that would indicate to you
that he was carrying a weapon, any bulge in his pockets or anything
like that that made you think he had a weapon on him?
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A. No, there was not.
Q. Did he reach inside his shirt or his pants when you proceeded
into the store?
A. No. He just had the pants and the jacket.
Q. But he was cooperative, correct?
A. He was cooperative.
Q. He sat the jacket on the floor?
A. He did.
Q. So in order to get something out of the jacket he would have to
have bent down to get it out, correct?
A. That is correct.
ROA, Vol. II, at 14-15. In later testimony Officer Brede added:
Q. When you first encountered [defendant] did you have any
reason to believe that he might actually be in possession of
something that could harm you?
A. Not him as an individual other than the fact that he is now a
suspect in a crime and he is in this area where my dealings
with people have sometimes included the carrying of weapons.
ROA, Vol. III, at 10. Officer Brede also testified that defendant was polite,
cooperative, and non-threatening.
After the arrest, federal authorities charged defendant with one count of
possession of a firearm by a restricted person, in violation of 18 U.S.C. § 922(g).
He filed a motion to suppress the pistol, claiming Officer Brede’s frisk violated
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his Fourth Amendment rights. The suppression motion was denied by the district
court. Defendant then entered a conditional guilty plea, reserving his right to
appeal the denial of the motion to suppress. The district court imposed a sentence
of 21 months’ imprisonment, followed by 36 months of supervised release.
II. Discussion
“In reviewing the denial of a motion to suppress, this court considers the
totality of the circumstances and views the evidence in the light most favorable to
the government.” United States v. Gay, 240 F.3d 1222, 1225 (10th Cir. 2001).
“We accept the district court’s findings of facts unless clearly erroneous.”
Id.
But “[t]he ultimate determination of reasonableness under the Fourth Amendment
is a question of law we review de novo . . . .”
Id. at 1226 (internal quotation
marks omitted).
Of course, when an officer has probable cause to arrest a suspect, the
officer may search the person of the arrestee. See United States v. Robinson, 414
U.S. 218, 224-25 (1973). But when the officer possesses only reasonable
suspicion to detain a person, the officer may constitutionally conduct a
warrantless pat-down search of the person only “where he has reason to believe
that he is dealing with an armed and dangerous individual.” Terry v. Ohio,
392
U.S. 1, 27 (1968). Defendant asserts that the government can point to no
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evidence of such a basis to justify Officer Brede’s frisk of his person and his coat.
We agree.
The government concedes that the district court made no finding that
Officer Brede had reason to believe that defendant was armed and dangerous. It
requests that we remand the case to the district court to enable the court to make
findings on the matter. We deny this request. The district court held two
evidentiary hearings and entertained briefing on the issue. As counsel for the
government conceded at oral argument, the government has already presented all
its evidence regarding defendant’s dangerousness to the district court. Because
that evidence cannot sustain the required dangerousness finding, remand would
serve no purpose.
The government relied on the following facts: (1) defendant was present in
a high crime area; (2) defendant was a shoplifting suspect; and (3) defendant had a
jacket in his possession, which he dropped into a clump on the floor, still within
arm’s reach. But even viewing these facts in the light most favorable to the
government, they could not give Officer Brede “reason to believe that he [was]
dealing with an armed and dangerous individual.” Id. Defendant took no action
that caused the officer to fear for his safety. He was cooperative, polite, and non-
threatening. Nor did any of defendant’s clothing contain bulges suggestive of
weapons. To uphold the constitutionality of a frisk on these facts would be to
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permit a frisk whenever a person present in a high-crime area is accused of
involvement in a non-violent petty crime. The prospect is as mind-boggling as it
is unconstitutional.
The government alternatively contends that we should uphold the frisk as
incident to an arrest. It argues that since Officer Brede had probable cause to
arrest defendant for shoplifting, he was able to search him incident to that arrest.
See Robinson, 414 U.S. at 224-25. The government asserts that it is irrelevant that
defendant was never actually arrested for shoplifting, so long as there was
probable cause to arrest. The shortest answer to that contention is that there was
no probable cause.
“An officer has probable cause to arrest if, under the totality of the
circumstances, he learned of facts and circumstances through reasonably
trustworthy information that would lead a reasonable person to believe that an
offense has been or is being committed by the person arrested.” United States v.
Morris, 247 F.3d 1080, 1088 (10th Cir. 2001) (internal quotation marks omitted).
“Probable cause does not require facts sufficient for a finding of guilt; however, it
does require more than mere suspicion.”
Id. (internal quotation marks omitted).
The only facts supporting a determination of probable cause here are (1) the
store manager’s accusation that defendant had tried to return ski pants that had
been stolen and (2) defendant’s possession of ski pants. To be sure, we presume
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that a citizen informant is reliable. See Easton v. Boulder, 776 F.2d 1441, 1449-50
(10th Cir. 1985). But the source of the accusation must still set forth facts
supporting the accusation. See Illinois v. Gates,
462 U.S. 213, 239-40 (1983)
(conclusory allegation without any factual support cannot establish probable
cause). Here, the store manager had not provided any factual support for his
allegation that the pants had been stolen, perhaps because the frisk was conducted
before the officer interviewed the manager.
Because defendant’s motion to suppress the pistol should have been granted,
we REVERSE the order denying the motion and REMAND to the district court
with instructions to VACATE defendant’s conviction and sentence.
ENTERED FOR THE COURT
Harris L Hartz
Circuit Judge
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United States v. Mitchell , No. 02-4120.
McWilliams, J. , Senior Circuit Judge, Dissenting.
In reviewing the denial by a district court of a defendant’s motion to
suppress, we consider the totality of the facts and circumstances in the light most
favorable to the government. United States v. Gay , 240 F.2d 1222, 1225 (10th Cir.
2001). The facts and circumstances in the instant case are not in dispute. Such
being the case, our task on appeal is to determine, de novo , whether based on the
undisputed facts, Officer Brede’s conduct in the instant case was “reasonable” as
required by the Fourth Amendment. I am of the firm view that Officer Brede’s
conduct was reasonable and did not violate the Fourth Amendment. (It appears to
me that the majority has reviewed the facts and circumstances in the instant case in
the light most favorable to Mitchell.)
At the hearing on the motion to suppress, Officer Brede, who was the only
witness, testified that he “frisked” Mitchell because he “wanted to ensure that he
did not have any weapons on him,” and that his concern was based in part on his
personal experience with the area. Officer Brede testified that his encounter with
Mitchell was in an area of town frequented by prostitutes, drug dealers and drug
users where persons often carried weapons. In this regard, the district court held
that Officer Brede was “reasonably concerned for his safety and therefore, began a
pat-down search of defendant.” I would also emphasize that Officer Brede’s
encounter with Mitchell was definitely “confrontational,” in the sense that
Mitchell had the stolen property in his hands! The fact that a handgun and five
rounds of ammunition were located in Mitchell’s jacket does not validate the
search, but does, perhaps, illustrate Officer Brede’s concern for his personal
safety. (The handgun was the basis for the charge that Mitchell, who had prior
felony convictions, unlawfully possessed a firearm in violation of 18 U.S.C. §
922(g).) I do not agree with the suggestion that Officer Brede’s conduct “is as
mind-boggling as it is unconstitutional.” In my view, Officer Brede’s conduct was
neither “mind-boggling” nor “unconstitutional.”
I believe the district court’s denial of Mitchell’s motion to suppress is
consistent with Terry v. Ohio, 392 U.S. 1 (l968). In Terry , where the Supreme
Court found the “frisk” to be reasonable 1
, the Court spoke as follows:
Certainly it would be unreasonable to require that police
officers take unnecessary risks in the performance of
their duties. American criminals have a long tradition of
armed violence, and every year in this country many law
enforcement officers are killed in the line of duty, and
thousands more are wounded. Virtually all of these
deaths and a substantial portion of the injuries are
inflicted with guns and knives.
....
Our evaluation of the proper balance that has to be
struck in this type of case leads us to conclude that there
must be a narrowly drawn authority to permit a
reasonable search for weapons for the protection of the
1
In Terry, the “frisk” occurred in an area of Cleveland known for pick-
pockets and shoplifters, and the officer had observed what he thought was
“suspicious behavior” by the person searched.
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police officer, where he has reason to believe that he is
dealing with an armed and dangerous individual,
regardless of whether he has probable cause to arrest the
individual for a crime. The officer need not be
absolutely certain that the individual is armed; the issue
is whether a reasonably prudent man in the circumstances
would be warranted in the belief that his safety or that of
others is in danger. And in determining whether the
officer acted reasonably in such circumstances, due
weight must be given, not to his inchoate and
unparticularized suspicion or “hunch,” but to the specific
reasonable inferences which he is entitled to draw from
the facts in light of his experience.
Id. at 23, 27. (Citations omitted).
Accordingly, I would affirm.
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