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Dowty v. Barnhart, 02-7103 (2003)

Court: Court of Appeals for the Tenth Circuit Number: 02-7103 Visitors: 9
Filed: Jul. 02, 2003
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JUL 2 2003 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk SHARON DOWTY, Plaintiff-Appellant, v. No. 02-7103 (D.C. No. 01-CV-539-S) JO ANNE B. BARNHART, (E.D. Okla.) Commissioner of Social Security Administration, Defendant-Appellee. ORDER AND JUDGMENT * Before BRISCOE , PORFILIO , and ANDERSON , Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously to grant the parti
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                                                                           F I L E D
                                                                    United States Court of Appeals
                                                                            Tenth Circuit
                      UNITED STATES COURT OF APPEALS
                                                                            JUL 2 2003
                             FOR THE TENTH CIRCUIT
                                                                       PATRICK FISHER
                                                                                Clerk

    SHARON DOWTY,

                 Plaintiff-Appellant,

    v.                                                     No. 02-7103
                                                     (D.C. No. 01-CV-539-S)
    JO ANNE B. BARNHART,                                   (E.D. Okla.)
    Commissioner of Social Security
    Administration,

                 Defendant-Appellee.


                             ORDER AND JUDGMENT           *




Before BRISCOE , PORFILIO , and ANDERSON , Circuit Judges.




         After examining the briefs and appellate record, this panel has determined

unanimously to grant the parties’ request for a decision on the briefs without oral

argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore

ordered submitted without oral argument.




*
      This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
       Plaintiff Sharon Dowty appeals from a district court order affirming the

Commissioner’s decision denying her application for supplemental security income

benefits. The Commissioner concluded that plaintiff was not disabled within the

meaning of the Social Security Act because, despite her limitations, she was able

to perform a significant number of jobs that exist in the national economy.

Because the Commissioner’s decision is supported by substantial evidence, we

affirm.

       Plaintiff filed her application for benefits in 1996, alleging inability to work

since 1994 due to mental disorders. Her application was denied initially and on

reconsideration. Following a hearing before an administrative law judge (ALJ),

the ALJ found that plaintiff was impaired by an anxiety disorder and a mood

disorder, and that these impairments precluded her from doing her past relevant

work. The ALJ further found that plaintiff retained the residual functional

capacity (RFC) to perform a wide range of medium work, reduced by her inability

to understand, remember, and carry out detailed or complex instructions, to

tolerate more than superficial contact with the general public, or to tolerate work

that is stressful.

       Based on these findings and the testimony of the vocational expert (VE) at

the hearing, the ALJ concluded that plaintiff is capable of performing work that

exists in significant numbers in the national economy, including working as maid,


                                           -2-
janitor, mix hand, mail clerk, laundry presser, or newspaper worker. Thus, the

ALJ concluded that plaintiff was not disabled at step five of the Commissioner’s

five-step sequential process for determining disability. See 20 C.F.R. § 416.920;

Williams v. Bowen , 
844 F.2d 748
, 750-52 (10th Cir. 1988) (discussing the five-step

process).

      Plaintiff contends the ALJ failed in his legal obligation to give an

individualized assessment of her ability to deal with stress. In a related issue,

plaintiff also contends that the hypothetical question posed by the ALJ to the VE

was inadequate because it did not identify the specific nature of her stress.

Plaintiff relies on Social Security Ruling (SSR) 85-15, 
1985 WL 56857
, which

instructs that “[t]he reaction to the demands of work (stress) is highly

individualized,” and that mentally impaired individuals “may have difficulty

meeting the requirements of even so-called ‘low-stress’ jobs,” and that “[a]ny

impairment-related limitations created by an individual’s response to demands of

work . . . must be reflected in the RFC assessment.” 
1985 WL 56857
, at *6. She

further relies on Lancellotta v. Secretary of Health & Human Services      , 
806 F.2d 284
(1st Cir. 1986), in which the court observed that “stress is not a characteristic

of a job, but instead reflects an individual’s subjective response to a particular

situation,” and, citing SSR 85-15, held that the Commissioner must make specific




                                          -3-
findings about the nature of a claimant’s stress, the circumstances that trigger it,

and how those factors affect her ability to work.   
Id. at 285.
       In Lancellotta , three physicians determined that the claimant was “totally

incapacitated as a result of anxiety.”   
Id. There was
evidence in the record

indicating that the claimant in that case, who had suffered a head injury,

experienced dizziness, ringing in his ears, severe anxiety, fatigue, stomach

distress, shortness of breath, and ventricular irregularity, feared going outside, and

was incapable of driving. In contrast, no doctor found plaintiff to be disabled and

no treating physician found her to be totally incapacitated by stress or anxiety.

Unlike the claimant in Lancellotta , there is no evidence in the record

demonstrating her stress and anxiety preclude her from all employment.

       Plaintiff’s former treating physician, Dr. Dean, performed the only complete

mental examination of plaintiff. He concluded that plaintiff did suffer from a

stress disorder, anxiety disorder, and depression, in particular near the anniversary

of her boyfriend’s suicide, but that she was friendly, alert, oriented, and

appropriate during the examination, demonstrated no unusual behavior, and did not

report having frank panic attacks, phobias, hysterical behavior, hallucinations, or

delusional thinking. R. Vol. II, at 135-6. Dr. Dean concluded that plaintiff is

oriented to time, place, and person and is able to manage her own funds, shop,

prepare meals, clean her home, do laundry, pay bills, and manage her home


                                             -4-
without supervision.    
Id. at 137.
He further concluded that she was able to do

simple arithmetic, and was able to relate to her family, friends, and neighbors.    
Id. Plaintiff testified
at her hearing that because of her stress, she is unable to

drive, does not like being around people, and needs help paying bills and going to

the store. The ALJ noted, however, that her testimony conflicted with her

statements to Dr. Dean that she drove herself to the examination and that she was

able to shop, cook, clean, do laundry, and pay her bills, and conflicted with her

disability application materials, in which she stated she was able to do light

housekeeping and did not need help with her personal needs or grooming. The

ALJ found that plaintiff’s subjective complaints about her limitations were not

fully credible, a finding plaintiff does not dispute on appeal.

       Plaintiff also directs this court to the report of Dr. Brixey, D.O., who stated

that she has extreme limitations in the areas of attention, concentration, and social

interaction. The ALJ did not fully credit this report because Dr. Brixey is not a

psychiatrist or similar specialist and gave only a conclusory report, without any

supporting objective medical evidence to support his conclusions. Plaintiff does

not challenge the ALJ’s assessment of Dr. Brixey’s report.

       We conclude that the ALJ’s findings with respect to plaintiff’s stress were

specific and individualized and that his assessment of her RFC included the

individualized assessment of her stress required by SSR 85-15. He specifically


                                             -5-
found that she could not perform work which requires understanding, remembering

and carrying out detailed or complex instructions, that required more than

superficial contact with the public, or that is categorized as stressful. These

limitations reflected plaintiff’s impairments to the extent that the ALJ found them

to be supported by evidence in the record.

      For the same reason, we conclude the hypothetical which the ALJ posed to

the VE fairly summarized the limitations which were found to be credible and

supported by the medical evidence.

      The judgment of the district court is AFFIRMED.


                                                     Entered for the Court



                                                     Mary Beck Briscoe
                                                     Circuit Judge




                                          -6-

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