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Von Loh v. Synthes, Inc., 03-1371 (2004)

Court: Court of Appeals for the Tenth Circuit Number: 03-1371 Visitors: 15
Filed: Aug. 03, 2004
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS AUG 3 2004 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk PAUL M. VON LOH, Plaintiff-Appellant, v. No. 03-1371 (D.C. No. 03-M-51 (MJW)) SYNTHES, INC., a Delaware (D. Colo.) corporation; ROBERT J. BENZ, M.D.; DOUGLAS W. BEARD, M.D.; ORTHOPAEDIC CENTER OF THE ROCKIES, P.C., a professional corporation, Defendants-Appellees. ORDER AND JUDGMENT * Before HARTZ , McKAY , and PORFILIO , Circuit Judges. After examining the
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                                                                          F I L E D
                                                                   United States Court of Appeals
                                                                           Tenth Circuit
                     UNITED STATES COURT OF APPEALS
                                                                           AUG 3 2004
                            FOR THE TENTH CIRCUIT
                                                                      PATRICK FISHER
                                                                               Clerk

    PAUL M. VON LOH,

                Plaintiff-Appellant,

    v.                                                   No. 03-1371
                                                  (D.C. No. 03-M-51 (MJW))
    SYNTHES, INC., a Delaware                             (D. Colo.)
    corporation; ROBERT J. BENZ, M.D.;
    DOUGLAS W. BEARD, M.D.;
    ORTHOPAEDIC CENTER OF THE
    ROCKIES, P.C., a professional
    corporation,

                Defendants-Appellees.


                            ORDER AND JUDGMENT            *




Before HARTZ , McKAY , and PORFILIO , Circuit Judges.



         After examining the briefs and appellate record, this panel has determined

unanimously to grant the parties’ request for a decision on the briefs without oral

argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore

ordered submitted without oral argument.


*
      This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
      The question presented in this appeal is whether the district court properly

dismissed Plaintiff Paul M. Von Loh’s amended complaint for lack of

subject-matter jurisdiction. Reviewing de novo,    see Merrill Lynch Bus. Fin.

Servs., Inc. v. Nudell , 
363 F.3d 1072
, 1074 (10th Cir. 2004), we affirm.

      Defendants Dr. Robert J. Benz and Dr. Douglas W. Beard performed a

spinal fusion surgery on Plaintiff. In doing so, they used titanium translaminar

screws manufactured by defendant Synthes, Inc. to stabilize the spine. Later, the

same doctor defendants performed a second surgery to replace some of the

screws. Plaintiff filed an amended complaint raising several state-law

medical-malpractice, negligence, emotional-distress, vicarious-liability, and

joint-and-several-liability claims against defendants Dr. Benz; Dr. Beard;

Orthopedic Center of the Rockies, the employer of the doctors; and Poudre Valley

Health Care, Inc. Plaintiff also alleged state-law product-liability and

breach-of-warranty claims against Synthes. Although he raised only state-law

claims, he asserted federal-question jurisdiction under 28 U.S.C. § 1331 and

supplemental jurisdiction under 28 U.S.C. § 1367(a).

      Defendants moved to dismiss on the ground that the district court lacked

subject-matter jurisdiction because Plaintiff failed to present a federal question.

Plaintiff responded, for the first time, that federal-question jurisdiction under

§ 1331 for the claims against Synthes arises under the Medical Device


                                          -2-
Amendments of 1976 (MDA), specifically 21 U.S.C. §§ 360 and 510(k) (repealed)

and 21 C.F.R. § 807.87. He also asserted that the federal-question jurisdiction

against Synthes allowed the district court to exercise supplemental jurisdiction

under § 1367(a) for the claims against the other defendants. After holding a

hearing, the district court granted defendants’ motions to dismiss. This appeal

followed.

       “Federal-question jurisdiction exists for all claims ‘arising under the

Constitution, laws, or treaties of the United States.’”    Nicodemus v. Union Pac.

Corp. , 
318 F.3d 1231
, 1235 (10th Cir. 2003) (quoting 28 U.S.C. § 1331),        reh’g en

banc granted , (10th Cir. Apr. 22, 2003). “A case arises under federal law if its

well-pleaded complaint establishes either that federal law creates the cause of

action or that the plaintiff’s right to relief necessarily depends on resolution of a

substantial question of federal law.”     
Id. (internal quotation
marks omitted).

              Thus, to find jurisdiction under 28 U.S.C. § 1331, two
       conditions must be satisfied. First, a question of federal law must
       appear on the face of plaintiff’s well-pleaded complaint. Second,
       plaintiff’s cause of action must either be (1) created by federal law,
       or (2) if it is a state-created cause of action, its resolution must
       necessarily turn on a substantial question of federal law.

Id. (internal citation
and quotation marks omitted).

       Plaintiff fails to meet the first condition, because no question of federal law

appears on the face of his amended complaint.        See Caterpillar Inc. v. Williams ,

482 U.S. 386
, 392 (1987). Nowhere in the complaint does he mention the MDA.

                                             -3-
Nor does he assert that his product-liability claims, or any other claims, arise

under federal law. Because Plaintiff cannot meet the well-pleaded complaint rule,

we need not address the second necessary condition for federal-question

jurisdiction.

      We conclude that the district court properly held that it lacked

subject-matter jurisdiction under § 1331 for the product-liability claims and

therefore properly declined to exercise supplemental jurisdiction under § 1367(a)

for the medical-malpractice and other claims. Accordingly, we AFFIRM.



                                                     Entered for the Court



                                                     Harris L Hartz
                                                     Circuit Judge




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Source:  CourtListener

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