Filed: Apr. 13, 2004
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS APR 13 2004 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 03-5053 v. (N.D. Oklahoma) HOMER PRICE, (D.C. No. 02-CR-19-P) Defendant - Appellant. ORDER AND JUDGMENT * Before TACHA, Chief Circuit Judge, ANDERSON and BALDOCK , Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist t
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS APR 13 2004 TENTH CIRCUIT PATRICK FISHER Clerk UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 03-5053 v. (N.D. Oklahoma) HOMER PRICE, (D.C. No. 02-CR-19-P) Defendant - Appellant. ORDER AND JUDGMENT * Before TACHA, Chief Circuit Judge, ANDERSON and BALDOCK , Circuit Judges. After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist th..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 13 2004
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 03-5053
v. (N.D. Oklahoma)
HOMER PRICE, (D.C. No. 02-CR-19-P)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before TACHA, Chief Circuit Judge, ANDERSON and BALDOCK , Circuit
Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
This order and judgment is not binding precedent, except under the
*
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Homer Price was convicted of possessing a firearm after a prior felony
conviction, in violation of 18 U.S.C. §§ 922(g)(1) and 924(e), and was sentenced
to 188 months’ imprisonment followed by five years’ supervised release.
Mr. Price appeals his conviction, claiming that his Sixth Amendment right to
confront witnesses was violated when the district court refused to allow his
attorney to use his prior acquittal in state court to impeach government witnesses’
testimony during cross-examination.
BACKGROUND
The charge against Price resulted from a domestic dispute between him and
his wife, Lynn Price, on December 1, 2001, at their residence in Tulsa, Oklahoma.
At Price’s trial in federal district court, Lynn Price testified that her husband had
returned to the house that day intoxicated and began arguing with her. When he
ran out of cigarettes, she drove him to the store to buy more. When they returned
home, he continued to argue with and threaten her and, after entering the house,
slapped her face. According to Lynn Price, she then heard a gun go off and saw
her husband holding a .38 revolver that he had previously bought for her. She
called the police and reported that her husband had shot at her. She testified that
Price then went to the bedroom and returned without the revolver. She then went
to the bedroom, retrieved the revolver, and left the house in her car. She met
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police officers, including Officer Ashley Williams, a few blocks away and told
them what had happened, and they took the revolver from her car.
Meanwhile, Officer Michael Brown responded to the call that Lynn Price
had made before leaving the house. Officer Brown testified that he parked his car
half a house away from the Price residence and approached the residence on foot.
As he approached, he saw lights in the house go off and then, according to his
testimony, saw a man in the doorway holding a shotgun diagonally across his
chest. Officer Brown then returned to his police car and called for backup. When
other officers arrived, Officer Brown left his car again and moved behind a tree
across the street from the house. He testified that during this time he saw the man
come to the door several more times but on those occasions the man was not
carrying a shotgun. On one occasion, he saw the man walking with a cane.
After some time, the man – who turned out to be Homer Price – emerged
from the house and was arrested by the waiting officers. The officers conducted a
protective sweep of the house, during which they did not observe any firearms.
Officer Williams then arrived at the house with Lynn Price, who gave consent to
search the house. During the search, a spent .38 caliber casing was found in the
bedroom, and a shotgun, loaded with two rounds, was found in the bedroom
closet.
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Price was taken to the police station by Officer Williams. Officer Williams
read Price his Miranda rights, and he signed a waiver form. Officer Williams
testified that Price appeared very intoxicated but not so intoxicated that he was
incapable of understanding his rights or signing the waiver. After signing the
form, Price admitted to Officer Williams that he owned the shotgun.
On February 8, 2002, Price was charged by federal grand jury indictment
with possessing firearms and ammunition having been previously convicted of a
felony, in violation of §§ 922(g)(1) and 924(e). On February 21, 2002, Price was
charged in state court of assault with a dangerous weapon, domestic assault and
battery, and carrying a firearm while under the influence of alcohol, in violation
of Oklahoma law. On May 15, 2002, the jury in his state court trial acquitted him
of all the state law charges.
The federal trial was held November 18-19, 2002. Before trial, the
government submitted a motion in limine requesting that the court not allow Price
to refer explicitly to his acquittal in state court or to the nature of the state court
proceedings. Price’s attorney opposed the motion on the grounds that she
anticipated that the government’s witnesses might change their testimony in the
federal trial, and she intended to use the state court acquittal to show the
witnesses’ bias and motivation for doing so, under the theory that “the previous
testimony was not sufficient to obtain a conviction in state court, so the stories
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have changed to increase the chances of conviction.” R. Vol. I, tab 44 at 1. The
district court postponed ruling on the motion until the issue arose at trial. At
trial, the court first directed Price’s attorney to use the term “previous
proceeding” when referring to the state court trial. When Price’s attorney
subsequently sought to refer to the acquittal, the court directed her not to do so,
stating that “[m]y ruling is based on what I have heard and I don’t believe [the
acquittal] is relevant to this case.” Trial Tr. at 242, R. Vol. V. Price’s attorney
then moved for a mistrial, and the court denied the motion.
On November 20, 2002, the jury in his federal trial found Price guilty of the
federal charge with respect to the shotgun but not with respect to the shotgun
ammunition, the .38 revolver, or the .38 revolver ammunition. Price brought this
appeal.
DISCUSSION
Price’s only argument on appeal is that the district court’s refusal to allow
reference to his state trial acquittal during cross-examination of government
witnesses violated his rights under the Sixth Amendment’s Confrontation Clause.
Whether a trial court’s restrictions on cross-examination violated a defendant’s
Sixth Amendment confrontation rights is an issue of law we review de novo.
United States v. Toles ,
297 F.3d 959, 967 (10th Cir. 2002).
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“The right to cross-examine witnesses is an integral part of the broader
Sixth Amendment right to confront witnesses directly in a criminal trial.” United
States v. Oliver ,
278 F.3d 1035, 1041 (10th Cir. 2001). In particular, “‘the
exposure of a witness’ motivation in testifying is a proper and important function
of the constitutionally protected right of cross-examination.’” Delaware v. Van
Arsdall ,
475 U.S. 673, 678-79 (1986) (quoting Davis v. Alaska ,
415 U.S. 308,
316-17 (1974)). Nevertheless, “trial judges retain wide latitude insofar as the
Confrontation Clause is concerned to impose reasonable limits on such cross-
examination based on concerns about, among other things, harassment, prejudice,
confusion of the issues, the witness’ safety, or interrogation that is repetitive or
only marginally relevant.”
Id. at 679; see United States v. DeSoto ,
950 F.2d 626,
629 (10th Cir. 1991). “[T]he Confrontation Clause guarantees an opportunity for
effective cross-examination, not cross-examination that is effective in whatever
way, and to whatever extent, the defense might wish.” Van Arsdall , 475 U.S. at
679 (further quotation omitted). “On review, our task is to determine ‘whether
the jury had sufficient information to make a discriminating appraisal of the
witness’ motives and bias.’” Oliver , 278 F.3d at 1041 (quoting United States v.
Gault ,
141 F.3d 1399, 1403 (10th Cir. 1998)) (further quotation omitted).
In this case, we do not believe the district court’s refusal to allow reference
to Price’s state trial acquittal amounted to a Confrontation Clause violation.
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Although Price’s attorney was not allowed to refer to the acquittal, she was able
to use the prior inconsistent statements that the government witnesses had made
during the state trial to call into question these witnesses’ reliability. The record
indicates, for example, that in cross-examining Officer Williams, Price’s attorney
quoted the officer’s state court testimony that Price had been “extremely”
intoxicated whereas, as indicated above, in federal court Officer Williams
testified that Price was not so intoxicated he could not understand or waive his
Miranda rights. Trial Tr. at 154, 175, R. Vol. V. In questioning another officer,
called as a defense witness in regard to the same issue, Price’s attorney quoted the
officer’s state trial testimony that Price was in such a state of intoxication that he
“was unable to walk without assistance,” whereas in federal court she claimed
that Price would have been able to walk without assistance.
Id. at 314, 319. In
cross-examining Officer Brown, Price’s attorney quoted the officer’s state trial
testimony that he had parked one and a half houses away from the Price residence,
whereas in federal court he claimed to have parked a half house away.
Id. at 186,
208.
Price argues that these inconsistent statements, by themselves, were only
useful for impeaching the witnesses’ credibility, not for showing bias. In order to
show bias, he maintains, it would have been necessary to reveal that the
inconsistencies may have been motivated by the state trial acquittal, which, under
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this theory, stimulated the witnesses’ desire to obtain a conviction in the federal
trial.
We disagree. The idea that police officers testifying for the prosecution
might hope their testimony will help in obtaining a conviction is, we believe, not
so unfamiliar that a jury would need to know of a prior acquittal in order to draw
an inference of bias, if warranted, from inconsistent past testimony. The trial
transcript indicates that Price’s attorney implied the possibility of bias during her
closing argument, stating “I guess if you are allowed to tell it enough times,
maybe eventually you will get it the way you want it. I don’t know.” Trial Tr. at
362, R. Vol. VI. Through most of the trial, however, Price’s attorney chose to
downplay this suggestion, stating, for example, that “[i]t’s very easy 11 months
later to characterize something that you heard or that you were involved in, not
meaning to lie, not meaning to misrepresent. I’m not trying to tell you that these
police officers are dishonest, but I am trying to tell you that they could be very
gravely mistaken.”
Id. at 363. While Price’s attorney chose to emphasize the
possibility of mistake and de-emphasize the possibility of bias on the part of the
testifying police officers, we regard this as a strategic decision on her part and not
a result of an ability to imply bias more strongly.
This is not a case, then, where “the trial court prohibited all inquiry into the
possibility that [a witness] would be biased.” Van Arsdall , 475 U.S. at 679. In
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light of the fact that the charges at issue in the state trial, though arising out of
the same incident, were entirely different from the charge at issue in the federal
trial, we conclude that allowing reference to the state trial acquittal in the federal
trial would have added little relevant information while posing a substantial risk
of confusing the issue or misleading the jury. See United States v. De La Rosa ,
171 F.3d 215, 219-20 (5th Cir. 1999) (“[E]vidence of a prior acquittal will often
be excludable . . . because its probative value likely will be ‘substantially
outweighed by the danger of prejudice, confusion of the issues, or misleading the
jury.’” (quoting Fed. R. Evid. 403)). We therefore uphold the district court’s
ruling on this issue.
CONCLUSION
For the foregoing reasons, the judgment of the district court is AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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