Filed: Jan. 26, 2006
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS January 26, 2006 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court MICHAEL MILLIGAN, Plaintiff - Appellant, No. 05-1007 v. (D.C. No. 99-WM-2030(BNB)) (D. Colo.) BRIAN MATTHEWS, Defendant - Appellee. ORDER AND JUDGMENT * Before EBEL, McKAY and HENRY, Circuit Judges. Plaintiff-Appellant Michael Milligan appeals the district court’s decision denying his motion to extend time to file a notice of appeal. We AFFIRM.
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS January 26, 2006 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court MICHAEL MILLIGAN, Plaintiff - Appellant, No. 05-1007 v. (D.C. No. 99-WM-2030(BNB)) (D. Colo.) BRIAN MATTHEWS, Defendant - Appellee. ORDER AND JUDGMENT * Before EBEL, McKAY and HENRY, Circuit Judges. Plaintiff-Appellant Michael Milligan appeals the district court’s decision denying his motion to extend time to file a notice of appeal. We AFFIRM. ..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
January 26, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
MICHAEL MILLIGAN,
Plaintiff - Appellant,
No. 05-1007
v.
(D.C. No. 99-WM-2030(BNB))
(D. Colo.)
BRIAN MATTHEWS,
Defendant - Appellee.
ORDER AND JUDGMENT *
Before EBEL, McKAY and HENRY, Circuit Judges.
Plaintiff-Appellant Michael Milligan appeals the district court’s decision
denying his motion to extend time to file a notice of appeal. We AFFIRM.
BACKGROUND
Milligan sued Defendant-Appellee Brian Matthews, a prison official at the
facility where Milligan was incarcerated, under 42 U.S.C. § 1983 for certain
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f) and 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This Order and Judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. The court generally disfavors the citation of orders and
judgments; nevertheless, an order and judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.
violations of Milligan’s First Amendment rights. After a trial, Milligan was
awarded $100 in nominal damages and $10,000 in punitive damages. Matthews
filed a motion for a new trial or to alter the judgment, which the district court
granted in part, reducing Milligan’s award to $1 in nominal damages and $7,500
in punitive damages.
The district court entered its order altering the judgment and reducing
Milligan’s award of damages on September 13, 2004. On November 15, 2004, the
district court received and filed three papers from Milligan: a notice of appeal; a
motion for an extension of time to file a notice of appeal; and a motion to stay the
amended judgment pending appeal.
In his motion for an extension of time, Milligan claimed that his trial
counsel failed to file the notice of appeal, which he argued should be considered
excusable neglect and should not bar his right to appeal. The motion is dated
November 10, 2004, and contains a signed “certificate of mailing” stating that
Milligan placed the motion “in the U.S. mail, postage prepaid,” addressed to his
trial counsel and the government attorney involved in this case, on November 12,
2004. 1
1
The certificate of mailing reads:
I hereby certify that on this 12th day of November, 2004 I placed true
copies of the MOTION FOR EXTENSION OF TIME TO FILE A
NOTICE OF APPEAL and NOTICE OF APPEAL in the U.S. mail,
(continued...)
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After receiving these filings, the district court issued a “show cause” order
requiring Milligan to explain why his motions should not be stricken. Milligan’s
trial counsel responded, stating that Milligan knew that the scope of counsel’s
representation did not include any appeal, but asking the court to excuse
Milligan’s late filing due to any confusion he may have had concerning the
appeals process.
In an order issued December 28, 2004, the district court found that
Milligan’s papers were filed after the deadlines for filing both a notice of appeal
and a motion to extend time to file a notice of appeal had passed. Noting that the
requirement of filing a timely notice of appeal is mandatory and jurisdictional, the
district court denied Milligan’s motion to extend time to appeal without ruling on
whether good cause or excusable neglect existed. The court also denied his
motion to stay the judgment pending appeal. Milligan timely filed his notice of
appeal of this order on January 3, 2005.
DISCUSSION
“A district court’s order refusing to extend the time for filing a notice of
appeal is itself an appealable final judgment, which this court reviews only for
1
(...continued)
postage prepaid, and addressed to [Milligan’s trial counsel and the
government attorney].
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abuse of discretion.” Bishop v. Corsentino, 371 F.3d 1203, 1206 (10th Cir. 2004)
(quotations, citations omitted). We have explained that
[t]he time parameters for filing notices of appeal are usually mandatory
and jurisdictional. In a civil case, the notice of appeal generally must
be filed with the district clerk within 30 days after the judgment or
order appealed from is entered. The district court, however, may extend
the time upon a showing of excusable neglect or good cause, if a party
moves for an extension no later than thirty days after the appeal time
has expired.
Id. (quotations, citations omitted); see also Fed. R. App. P. 4(a)(5)(A)(i).
The district court found that Milligan’s time to appeal began running from
September 10, 2004—the date on which the district court’s order was filed. We
disagree. “A party intending to challenge an order disposing of [a motion to alter
or amend the judgment], or a judgment altered or amended upon such a motion,
must file a notice of appeal . . . within the time prescribed by this Rule measured
from the entry of the order disposing of the last such remaining motion.” Fed. R.
App. P. 4(a)(4)(B)(ii) (emphasis added). As noted above, the district court’s
order was entered on September 13, 2004. Thus Milligan’s time to file his notice
of appeal expired on October 13, 2004—30 days after the court’s order partially
amending the judgment was entered—and his time to file his motion to extend
expired on November 12, 2004—30 days later. The district court incorrectly
calculated his time period to have expired on November 9, 2004. Even this re-
calculation does not make Milligan’s motion to extend timely, however, because,
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as noted above, the motion was not received by the district court until November
15, 2004.
Nor is Milligan’s motion saved by the “prison mailbox rule.” In general, an
inmate’s legal papers are considered timely filed if placed in the prison’s legal
mail system or given to prison officials on or before the deadline for filing,
regardless of when the court receives them. See Fed. R. App. P. 25(c); see also
Price v. Philpot, 420 F.3d 1158, 1166 (10th Cir. 2005). However,
an inmate must establish timely filing under the mailbox rule by either
(1) alleging and proving that he or she made timely use of the prison's
legal mail system if a satisfactory system is available, or (2) if a legal
system is not available, then by timely use of the prison’s regular mail
system in combination with a notarized statement or a declaration under
penalty of perjury of the date on which the documents were given to
prison authorities and attesting that postage was prepaid.
Price, 420 F.3d at 1166. Moreover, “the inmate . . . has the burden of proof on
this issue.”
Id. at 1165.
Milligan’s motion for an extension fails under either test. First, Milligan
states only that he placed the motion “in the U.S. mail, postage prepaid,” on
November 12. Thus Milligan failed to allege that he had made use of the prison’s
legal mail system. See id. at 1166 (inmate’s allegation “that he used ‘the
institutional mails’ is insufficient to connote use of the ‘legal mail system.’”).
Second, Milligan’s statement of mailing contained “no ‘under penalty of perjury’
language as specifically required by 28 U.S.C. § 1746.”
Id. at 1167.
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As Milligan is not entitled to the prison mailbox rule, his motion for an
extension of time was therefore “filed” when received by the district court. See
id. The motion was received three days after the time to file the motion had
expired; thus, the district court correctly ruled that the motion was untimely.
Further, as the notice was untimely, the district court properly refused to consider
whether there was “good cause” or “excusable neglect” to justify the extension of
time. See Fed. R. App. P. 4(a)(5)(A) (noting that extension of time may only be
granted where a party shows good cause or excusable neglect and makes a motion
to extend time within 30 days of the expiration of the time to file a notice of
appeal).
We briefly dispose of Milligan’s other arguments challenging the district
court’s judgment. Milligan argues that the time for filing his notice of appeal
should not have started running until the district court’s order denying his motion
to stay the judgment pending appeal pursuant to Fed. R. Civ. P. 62(b) was
entered. The pendency of certain motions tolls the running of the time for filing
a notice of appeal. See Fed. R. App. P. 4(a)(4)(A)(i)-(vi). However, a motion to
stay is not one of these “tolling” motions, thus Milligan’s filing of his Rule 62(b)
motion did nothing to halt the running of his time to appeal.
Milligan also argues that the time for filing a notice of appeal does not start
until the judgment is filed on a separate document pursuant to Fed. R. Civ. P.
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58(b)(2), which Milligan contends did not occur until December 28, 2004.
However, “a separate document is not required for an order disposing of a motion
. . . to amend or make additional findings of fact under Rule 52(b) [or] . . . for a
new trial, or to alter or amend the judgment, under Rule 59.” Fed. R. Civ. P.
58(a)(1)(B), (D). The district court’s order was precisely this type of order, thus
the separate document rule does not apply.
CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s denial of
Milligan’s motion for an extension of time to file a notice of appeal as untimely.
As the district court granted Milligan’s motion to proceed in forma pauperis on
appeal, we remind him of his obligation to continue making partial payments until
he has paid the entire appellate filing fee.
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
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