Filed: Apr. 25, 2006
Latest Update: Feb. 21, 2020
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS April 25, 2006 FOR THE TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court LAURA S. CUMMINGS, Plaintiff-Appellant, v. No. 05-4085 (D.C. No. 2:02-CV-444-C) EQUITABLE LIFE & CASUALTY (D. Utah) INSURANCE COMPANY, a Utah corporation, Defendant-Appellee. ORDER AND JUDGMENT * Before KELLY, BRISCOE, and LUCERO, Circuit Judges. Plaintiff-appellant Laura S. Cummings, appearing pro se, appeals from the district court’s Ma
Summary: F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS April 25, 2006 FOR THE TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court LAURA S. CUMMINGS, Plaintiff-Appellant, v. No. 05-4085 (D.C. No. 2:02-CV-444-C) EQUITABLE LIFE & CASUALTY (D. Utah) INSURANCE COMPANY, a Utah corporation, Defendant-Appellee. ORDER AND JUDGMENT * Before KELLY, BRISCOE, and LUCERO, Circuit Judges. Plaintiff-appellant Laura S. Cummings, appearing pro se, appeals from the district court’s Mar..
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F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
April 25, 2006
FOR THE TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
LAURA S. CUMMINGS,
Plaintiff-Appellant,
v. No. 05-4085
(D.C. No. 2:02-CV-444-C)
EQUITABLE LIFE & CASUALTY (D. Utah)
INSURANCE COMPANY, a Utah
corporation,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before KELLY, BRISCOE, and LUCERO, Circuit Judges.
Plaintiff-appellant Laura S. Cummings, appearing pro se, appeals from the
district court’s March 10, 2005 order confirming an arbitration award in favor of
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. The court generally disfavors the citation of orders and
judgments; nevertheless, an order and judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.
her employer, defendant Equitable Life and Casualty Insurance Company
(Equitable). We have jurisdiction under 28 U.S.C. § 1291.
In 1995 and 1996, appellant filed employment discrimination and
retaliation charges against Equitable with the Utah Antidiscrimination and Labor
Division. Those charges were settled in November 1997 with the parties’
adoption of a settlement agreement, and a letter/addendum which contained an
arbitration provision. In 2002, appellant filed a complaint in the district court,
alleging that Equitable discriminated against her in breach of the settlement
agreement and letter/addendum and in violation of state and federal law.
Equitable moved to dismiss or, in the alternative, stay all of appellant’s claims
pending arbitration. On January 21, 2003, the district court issued an Opinion and
Order that: (1) dismissed appellant’s state claims with prejudice for failure to
exhaust state administrative remedies, (2) ruled that all of plaintiff’s federal
claims should be arbitrated, and (3) stayed her federal claims pending arbitration.
On December 1, 2004, the arbitrator issued her award, ruling in favor of
Equitable on all of appellant’s claims. Equitable filed a motion to confirm the
award in the district court on December 3, 2004. Appellant sought additional
time to respond and, on January 5, 2005, was granted sixty days more. On
March 1, 2005, appellant filed another motion for enlargement of time but did not
wait for the court to rule on her motion. Rather, on March 7, 2005, appellant
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filed her response in opposition to the motion to confirm. On March 10, 2005,
the district court confirmed the arbitration award.
Appellant argues that: (1) the district court held that all of her claims
should be arbitrated, and so the dismissal of her state claims should be reversed
so that those claims can be arbitrated; and (2) the confirmation of the arbitration
award should be reversed because the district court did not address her pending
motion for enlargement of time.
Appellant’s first argument is without merit. The district court did not hold
that her state claims should be arbitrated; the court held that they should be
dismissed for appellant’s failure to exhaust state administrative remedies, as
required by Utah law. Aplee. Supp. App. at 107. Under Utah law, appellant’s
failure to obtain a final state administrative decision barred judicial review. See
Maverik Country Stores, Inc. v. Indus. Comm’n of Utah,
860 P.2d 944, 947-48
(Utah Ct. App. 1993) (discussing jurisdictional requirement of exhaustion of
administrative remedies under Utah Anti-Discrimination Act and Utah
Administrative Procedures Act). We note, however, that “a dismissal based on
lack of exhaustion should ordinarily be without prejudice.” Fitzgerald v. Corr.
Corp. of Am.,
403 F.3d 1134, 1139 (10th Cir. 2005). Therefore, we vacate and
remand for this limited purpose: for the district court to modify its Opinion and
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Order and its Judgment to reflect that its dismissal of appellant’s state claims is
without prejudice.
Appellant’s second argument is also without merit. She filed her response
in opposition to Equitable’s motion to confirm without waiting for the district
court to rule on her motion for enlargement of time to file her response. Under
these circumstances, the district court did not err by entering its ruling on the
motion to confirm without mentioning her “pending” motion.
We AFFIRM the district court’s dismissal of appellant’s state claims and
VACATE only the court’s references to the dismissal being with prejudice. We
REMAND only for the district court to amend its judgment to dismiss the state
claims without prejudice. We AFFIRM the district court’s rulings in all other
regards.
Entered for the Court
Mary Beck Briscoe
Circuit Judge
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