FILED
                                                               United States Court of Appeals
                                                                       Tenth Circuit

                    UNITED STATES COURT OF APPEALS                     May 2, 2008
                                                                   Elisabeth A. Shumaker
                                 TENTH CIRCUIT                         Clerk of Court



 UNITED STATES OF AMERICA,

               Plaintiff - Appellee,                     No. 07-2025
          v.                                           (D. New Mexico)
 JULIO RODRIGUEZ-LOPEZ,                           (D.C. No. CR-05-2458-JC)

               Defendant - Appellant.


                            ORDER AND JUDGMENT *


Before TACHA, ANDERSON, and BRORBY, Circuit Judges.



      After examining the briefs and appellate record, this panel has determined

unanimously that oral argument would not materially assist in the determination

of this appeal. See Fed. R. App. P. 34(a)(2); 10 th Cir. R. 34.1(G). The case is

therefore ordered submitted without oral argument.

      Defendant and appellant Julio Rodriguez-Lopez pled guilty pursuant to a

plea agreement to one count of conspiring to distribute and conspiring to possess

with intent to distribute more than one kilogram of heroin, in violation of 21


      *
        This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
U.S.C. §§ 841(a)(1), (b)(1)(A), and 846. He was sentenced to seventy months’

imprisonment, followed by five years of supervised release. Rodriguez-Lopez

appeals his sentence, which we affirm.



                                 BACKGROUND

      This case arose out of a multi-district investigation of Mexican heroin

traffickers from September 2004 until November 2005. Mexican heroin

producers in the state of Nayarit, Mexico, established the trafficking organization,

pursuant to which the producers recruited Mexican nationals to come to the

United States illegally and distribute heroin throughout a number of United States

cities, including Albuquerque, New Mexico; Phoenix, Arizona; Pueblo and

Denver, Colorado; Reno and Las Vegas, Nevada; Portland, Oregon; and several

cities in California.

      It was a complex organization, with different “departments” and individuals

assigned particular tasks. In September 2004, Juan Arturo-Cruz-Mora, one of

Rodriguez-Lopez’s co-defendants, became the manager of the Albuquerque drug

distribution organization. By the spring of 2005, Cruz’s Albuquerque heroin

distribution organization was generating $90,000 to $120,000 in cash per month.

      The Albuquerque area was divided by geographic delivery routes in the

Northeast and Southeast Heights and the West Side. A single dispatcher managed

a delivery route and would organize and direct two or three street level couriers.

                                         -2-
There usually were two dispatchers working in the Albuquerque area at any one

time. The dispatchers and local managers lived and worked in the main “stash

house,” which was located at 2909 Cagua NE in Albuquerque. The dispatchers

and local managers packaged and supervised the re-packaging of bulk heroin into

individual balloons which contained one-quarter gram of heroin. Approximately

30 balloons were placed in a plastic baggie, forming a “lonche” or “clavo.” Each

lonche or clavo contained approximately 7.5 grams of heroin.

      Heroin customers would call the dispatchers at particular cell phone

numbers and place an order. The dispatcher would then direct the customer to a

particular location and give the customer an estimate of when the heroin would be

delivered. The dispatcher would call the courier assigned to that route and let

him know which customer would be waiting at a particular location. If a courier

ran low in his heroin supply, the dispatcher would arrange to have someone

deliver more heroin to the courier and pick up any cash the courier had already

collected from heroin sales.

      Rodriguez-Lopez was a street level courier for the Cruz organization. On

October 11, 2005, DEA agents saw Lopez-Rodriguez and a co-conspirator, Oscar

Gonzales-Diaz, driving a car used by the organization and conducting drug deals.

Two days later, officers saw Rodriguez-Lopez and Gonzales-Diaz conducting

drug deals out of yet another car used by the organization. The officers stopped

the car. They observed that both men were nervous, that neither had

                                         -3-
identification documents, and neither could say where he lived. Rodriguez-Lopez

said he had been in the country for one month and had been with Gonzales-Diaz

for one week.

      The two men then consented to a search of the car, in which the officers

found sixteen balloons of heroin, weighing a total of approximately 3.5 grams,

and $788 in cash. Rodriguez-Lopez admitted there was heroin in the car,

although he said it was only six balloons, half of which belonged to him and half

of which belonged to Gonzales-Diaz. Both men were arrested and immigration

authorities placed a hold on them both.

      After Rodriguez-Lopez and Gonzales-Diaz were arrested, intercepted phone

calls between members of the organization indicated that they suspected that their

activities were being monitored by law enforcement authorities. Members of the

organization stopped answering customers’ calls and used the stash house on

Cagua as little as possible. On October 20, 2005, DEA agents decided to make

arrests. Accordingly, several members of the organization were arrested on

October 20, 2005, and several others were arrested a few weeks later.

      On October 21, DEA agents executed a search warrant at 2909 Cagua.

They found more than a kilogram of heroin, some of which was packaged in

balloons, thousands of balloons to be used for repackaging bulk heroin, scales,

cell phones, two guns, and numerous notes and receipts tying various members of

the organization to the address.

                                          -4-
      As indicated, Rodriguez-Lopez pled guilty, pursuant to a plea agreement, to

conspiracy to possess with intent to distribute more than one kilogram of heroin.

The plea agreement acknowledged that Rodriguez-Lopez “possessed with the

intent to distribute aproximately16 balloons of heroin, weighing approximately

3.5 net grams.” Plea Agreement at 4, R. Vol. I, doc 183. 1 The plea agreement

further stipulated that the applicable base offense level for Rodriguez-Lopez

under the United States Sentencing Commission, Guidelines Manual (“USSG”), is

32, and that Rodriguez-Lopez should receive a three-level reduction in that

offense level because of his acceptance of responsibility. The parties also agreed

that Rodriguez-Lopez might be eligible for “safety valve” relief. 2 The agreement

      1
       A complete copy of the plea agreement is not contained in the record on
appeal in this case. However, neither party disputes what the agreement states, so
we base our representation of what the agreement says on those parts of the plea
agreement that are contained in the record on appeal, and the unchallenged
representations of the parties.
      2
            Under the safety-valve, a defendant may be sentenced
            pursuant to an advisory guideline range [and below the
            statutory minimum] if the district court finds that (1) he
            does not have more than one criminal history point; (2)
            he did not use violence or credible threats of violence or
            possess a firearm or other dangerous weapon (or induce
            another participant to do so) in connection with the
            offense; (3) the offense did not result in death or serious
            bodily injury to any person; (4) he was not an organizer,
            leader, manager, or supervisor of others in the offense
            and was not engaged in a continuing criminal enterprise;
            and (5) not later than the time of the sentencing hearing,
            he has truthfully provided to the Government all
            information and evidence he has concerning the offense
                                                                       (continued...)

                                        -5-
further stipulated that the government did not have sufficient evidence to warrant

an upward adjustment for possession of a firearm or for distribution of a

controlled substance within 1000 feet of a school, nor did it have sufficient

evidence to warrant an upward adjustment on the ground that Rodriguez-Lopez

had an aggravating role in the offense. The agreement acknowledged, however,

that the parties’ stipulations were not binding on the court.

      In preparation for sentencing, the United States Probation Office prepared a

presentence report (“PSR”). The PSR agreed with the parties’ stipulations in the

plea agreement and concluded that Rodriguez-Lopez’s total offense level was 29.

The PSR also concluded that Rodriguez-Lopez was a “street level courier” for

Cruz’s organization, but that his role was “vital and necessary,” such that no

downward adjustment for a lesser role was appropriate. With a criminal history

category of I, the PSR recommended an advisory Guidelines sentencing range of

87 to 108 months’ imprisonment. It noted, however, that the statutory minimum

was 120 months, and that the appropriate Guidelines sentence was therefore 120

months.




      2
          (...continued)
                that were part of the same course of conduct or of a
                common scheme or plan.

United States v. Cervantes, 

, 1256 (10 th Cir. 2008) (citing 18 U.S.C.
§ 3553(f); USSG §5C1.2).

                                           -6-
      Rodriguez-Lopez objected to the determination that he was not entitled to a

four-level minimal participant adjustment pursuant to USSG §3B1.2(a). He also

argued he should receive a variance from the Guidelines sentencing range on the

basis of several 18 U.S.C. § 3553(a) factors (because he played a minor or

minimal role in the conspiracy inasmuch as he was only involved for four weeks,

because of his family circumstances, and because he posed little risk of

recidivism). He further argued that he was eligible for a safety valve reduction,

which would permit a sentence below the statutory minimum. The government

responded that the Guidelines calculations already took into consideration the

limited amount of time Rodriguez-Lopez had participated in the conspiracy, but

that his role in the conspiracy was vital and necessary to its success, and that a

Guidelines sentence would be reasonable. The government also objected to

Rodriguez-Lopez’s claim that he should receive a minimal role adjustment and

argued that no downward variance was appropriate under 18 U.S.C. § 3553(a).

The government did agree, however, that a safety valve reduction was

appropriate, and that an addendum to the PSR would reflect that. This reduced

his total adjusted offense level to 27, thereby bringing the advisory Guidelines

range to seventy to eight-seven months.

      At sentencing, the district court heard argument from Rodriguez-Lopez, and

then stated:




                                          -7-
             All right. The Court has reviewed the presentence report
      factual findings and has considered the sentencing guideline
      applications and the factors set forth in 18 [U.S.C. § ] 3553(a)(1)
      through (7).
             With respect to defendant’s arguments addressing the 3553(a)
      factors, I have carefully considered those arguments. I find nothing
      in the particular facts of this case to persuade me that the
      presumptively reasonable guideline range is anything other than an
      accurate reflection of the factors I am required to consider.
             The favorable characteristics of the defendant, such as his
      acceptance of responsibility and lack of criminal history, have
      already been taken into account in the guideline sentence as
      calculated in the presentence report.
             The offense level is 27, and the criminal history category is I.
      Pursuant to 5G1.1, the guideline imprisonment range is 70 to 87
      months. The Court notes the defendant was involved in a heroin
      trafficking operation and was held accountable for between one and
      three kilograms of heroin.

Tr. of Sentencing at 5, R. Vol. III. The court then imposed a seventy-month

sentence, followed by five years of supervised release.

      Rodriguez-Lopez appeals his sentence, arguing (1) the district court

erroneously treated the Guidelines as mandatory, contrary to United States v.

Booker, 

(2005) and 18 U.S.C. § 3553(a); (2) the district court erred

in imposing a “reasonable” sentence, rather than a sentence “sufficient, but not

greater than necessary” to comply with § 3553(a)(2); and (3) the sentence

imposed was substantively unreasonable.




                                         -8-
                                    DISCUSSION

      I. Treatment of Guidelines:

      Rodriguez-Lopez argues the district court erred by treating the Guidelines

as mandatory. He alleges the court did this by making an “initial, de facto,

finding that Mr. Rodriguez-Lopez’ case was not outside of the ‘heartland.’”

Appellant’s Br. at 23. Rodriguez-Lopez bases this argument on the following

statement by the district court: “I find nothing in the particular facts of this case

to persuade me that the presumptively reasonable guideline range is anything

other than an accurate reflection of the factors I am required to consider.” Tr. of

Sentencing at 5, R. Vol. III. We disagree. The district court did not make any

finding about the “heartland,” and its comments cannot reasonably be construed

as doing so. Rather, the district court’s comments at sentencing made it

abundantly clear that the court understood that the Guidelines are now advisory,

not mandatory. There was, however, an error in the district court’s adoption of a

presumption of reasonableness. We discuss this error below.



      II. Reasonable vs. sufficient-but-not-greater-than-necessary sentence:

      Next, Rodriguez-Lopez argues the district court committed a procedural

error in that it “required that [Rodriguez-Lopez] rebut a presumption of

reasonableness of a guideline sentence before it would consider a below-guideline

variance.” Appellant’s Br. at 30.

                                          -9-
      “Post-Booker, we review sentences for reasonableness under an abuse of

discretion standard.” United States v. Sutton, __ F.3d __, 

, at *3

(10 th Cir. April 3, 2008) (citing Gall v. United States, 

, 594 (2007)).

“Reasonableness includes a procedural component, which includes how the

sentence was calculated, and [a] substantive component concerning the length of

the sentence actually imposed.” 

district court correctly calculates the

Guidelines range based upon the facts and imposes sentence within that range, the

sentence is entitled to a presumption of reasonableness.” Id.; see Rita v. United

States, 

, 2462-63 (2007). That presumption is, however, strictly

an appellate presumption. United States v. Conlan, 

, 1169 (10 th Cir.

2007) (“Rita thus makes clear that the presumption of reasonableness applies only

at the appellate level.”).

      In this case, the district court explicitly stated that the Guidelines range was

“presumptively reasonable.” Tr. of Sentencing at 5, R. Vol. III. That was an

error. See 

(noting that in United States v. Begay, 

(10 th

Cir. 2006), overturned on other grounds, Begay v. United States, 

(2008), “we held that it was error for the district court to apply the appellate

presumption of reasonableness to the advisory guidelines when sentencing,” and

that “[t]his decision was recently validated, although not specifically mentioned,

in Rita”); see also United States v. Angel-Guzman, 

, 1015 (10 th Cir.

2007) (“The Rita Court emphasized that a presumption of reasonableness ‘applies

                                         -10-
only on appellate review.’”) (quoting 

). Rodriguez-Lopez

did not object to the district court’s invocation of a presumption of

reasonableness. Ordinarily, we review such an unobjected-to error for plain error.

See 

(considering whether to apply plain error review

to similar claim, but concluding that the defendant in that case had adequately

preserved the issue at sentencing). In an unpublished decision raising the

identical issue, we discussed our published and unpublished decisions addressing

this issue, noting that some applied plain error and some applied harmless error.

See United States v. Prieto-Chavez, 07-2151, 

, at **6-7 (10 th Cir.

Jan. 23, 2008) (unpublished). In that case, we examined the error under both a

plain error and a harmless error standard, concluding that the defendant did not

obtain relief under either standard. We take the same course here. 3

      “Plain error exists only where (1) there was error, (2) that is plain, (3) that

affects substantial rights, and (4) that seriously affects the fairness, integrity or

public reputation of judicial proceedings.” United States v. Thompson, 

        We examined the district court’s procedural error under both a plain and
harmless error standard, because, prior to Rita, our caselaw was not consistent on
whether a presumption of reasonableness applied at the district court level. See
United States v. Angel-Guzman, 

, 1016 (10 th Cir. 2007) (“The
decisions of this Circuit prior to Rita did not explicitly recognize that the
presumption of reasonableness is confined to the appellate level. Indeed, some of
the district judges in the Circuit interpreted our caselaw as embracing a
presumption of reasonableness at the sentencing court level, as well.”)

                                          -11-
832, 864 (10 th Cir. 2008) (further quotation omitted). Rodriguez-Lopez fails to

meet the third prong.

      As the record and the excerpt above demonstrate, while the district court

referred to a presumption of reasonableness, it is clear that the court considered

all the § 3553(a) sentencing factors, as well as Rodriguez-Lopez’s arguments for

a sentence lower than the advisory Guidelines range. There is no indication that,

even without a presumption of reasonableness, the district court would have

selected a lower sentence. We therefore conclude that Rodriguez-Lopez has

failed to demonstrate that his substantial rights were affected by the district

court’s error.

      Under a harmless error standard of review, “the United States has the

burden to show by a preponderance of the evidence that the district court’s error

did not affect the court’s selection of the sentence imposed.” 

. We conclude that the government has met that burden. As our discussion

above indicates, the record makes it clear that, even though the court sentenced

Rodriguez-Lopez at the low end of the advisory Guidelines sentencing range, the

court’s error in suggesting a Guidelines sentence was presumptively reasonable

did not affect the court’s selection of the sentence imposed. In so holding, we of

course do not suggest that the plain error and harmless error standards are the

same. We simply conclude that Rodriguez-Lopez did not meet his burden to

establish that the court’s plain error affected his substantial rights, and,

                                          -12-
alternatively, we conclude that the government met its burden of establishing that

the error was harmless.

      We perceive no other procedural error in the court’s selection of a sentence.

The district court demonstrated its understanding that it was obligated to calculate

a sentencing range under the advisory Guidelines and then evaluate that range in

light of the § 3553(a) factors. While the court certainly did not engage in an

extensive discussion, its discussion was adequate. We do not require the district

court to recite “any magic words,” nor do we require individual consideration of

each § 3553(a) factor. We do, however, require that the district court provide us

with some basis for concluding “that [it] has considered the parties’ legal

arguments and has a reasoned basis for exercising [its] own legal decisionmaking

authority.” 

. The district court did that in this case. See

United States v. Sanchez-Suarez, 

, 1117 (10 th Cir. 2006) (noting the

requirement “that district courts provide sufficient reasons to allow meaningful

appellate review of their discretionary sentencing decisions”).



      III. Substantive reasonableness of sentence:

      “‘[R]easonableness’ is the standard controlling appellate review of the

sentences district courts impose.” Kimbrough v. United States, 

,

564 (2007); see also 

. “We review for substantive

reasonableness ‘under an abuse-of-discretion standard,’ and, ‘[w]hen conducting

                                         -13-
this review, [we] will, of course, take into account the totality of the

circumstances, including the extent of any variance from the Guidelines range.”

(quoting 

). “[W]e may apply a

presumption of reasonableness to a sentence properly calculated under the

Guidelines.” 

may rebut this presumption by demonstrating

that the sentence is unreasonable in light of the other sentencing factors laid out

in [18 U.S.C.] § 3553(a).” 

omitted).

      Rodriguez-Lopez’s sentence was within the Guidelines range, so we accord

it a presumption of reasonableness. Rodriguez-Lopez has failed to rebut that

presumption in light of the factors listed in § 3553(a). 4 We therefore conclude

that the district court did not abuse its discretion, and we affirm Rodriguez-

Lopez’s sentence as substantively reasonable.




      4
        Rodriguez-Lopez argues that his sentence should have been reduced to
avoid unwarranted disparities between him and his co-defendants. It is
permissible for a district court to consider unwarranted disparities between co-
defendants. See United States v. Smart, 

, 804 (10 th Cir. 2008) (“[A]
district court may also properly account for unwarranted disparities between
codefendants who are similarly situated, and . . . the district court may compare
defendants when deciding a sentence.”). However, we have little information
about the other couriers to whom Rodriguez-Lopez compares himself. He
concedes that only two of them were sentenced prior to his sentencing, and one
co-defendant received a sentence of thirty-three months and one received a
sentence of eighty-seven months. Rodriguez-Lopez does not convince us that
there were unwarranted disparities between himself and similarly situated co-
defendants, much less any disparity nation-wide.

                                          -14-
                         CONCLUSION

For the foregoing reasons, we AFFIRM the sentence in this case.

                                       ENTERED FOR THE COURT


                                       Stephen H. Anderson
                                       Circuit Judge




                                -15-