Filed: Oct. 14, 2009
Latest Update: Feb. 21, 2020
Summary: FILED United States Court of Appeals Tenth Circuit O ctober 14, 2009 U N ITED STA TES C O UR T O F A PPEA LS Elisabeth A. Shumaker Clerk of Court TEN TH CIR CU IT M AJOR DANIEL VANN, Petitioner-Appellant, v. No. 09-1256 M ARK BROADDUS and JOHN W . (D.C. No. 06-cv-1774-M SK-KLM ) SUTHERS, Attorney General of the (D. Colo.) State of Colorado, Respondents-Appellees . O R D ER D EN Y ING C ER TIFIC A TE O F A PPEA LA BILITY * Before TA CH A , TY M K O V IC H , and G O R SU CH , Circuit Judges. M ajo
Summary: FILED United States Court of Appeals Tenth Circuit O ctober 14, 2009 U N ITED STA TES C O UR T O F A PPEA LS Elisabeth A. Shumaker Clerk of Court TEN TH CIR CU IT M AJOR DANIEL VANN, Petitioner-Appellant, v. No. 09-1256 M ARK BROADDUS and JOHN W . (D.C. No. 06-cv-1774-M SK-KLM ) SUTHERS, Attorney General of the (D. Colo.) State of Colorado, Respondents-Appellees . O R D ER D EN Y ING C ER TIFIC A TE O F A PPEA LA BILITY * Before TA CH A , TY M K O V IC H , and G O R SU CH , Circuit Judges. M ajor..
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FILED
United States Court of Appeals
Tenth Circuit
O ctober 14, 2009
U N ITED STA TES C O UR T O F A PPEA LS
Elisabeth A. Shumaker
Clerk of Court
TEN TH CIR CU IT
M AJOR DANIEL VANN,
Petitioner-Appellant,
v.
No. 09-1256
M ARK BROADDUS and JOHN W .
(D.C. No. 06-cv-1774-M SK-KLM )
SUTHERS, Attorney General of the
(D. Colo.)
State of Colorado,
Respondents-Appellees .
O R D ER D EN Y ING C ER TIFIC A TE O F A PPEA LA BILITY *
Before TA CH A , TY M K O V IC H , and G O R SU CH , Circuit Judges.
M ajor Daniel Vann, a Colorado state prisoner proceeding pro se, seeks a
certificate of appealability (COA) to challenge an order of the federal district
court denying his 28 U.S.C. § 2254 petition for a writ of habeas corpus. Because
the district court correctly resolved all of M r. Vann’s arguments, we deny the
application.
* * *
*
This order is not binding precedent except under the doctrines of law of
the case, res judicata and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
In 1996, M r. Vann married Vanessa Richardson, who had two small
children from a previous marriage. M r. Vann watched the children while M s.
Richardson was at work, but concerns quickly arose about the quality of care M r.
Vann provided. M s. Richardson repeatedly noticed injuries on her daughters, and
the school nurse’s examination revealed extensive scarring over most of their
bodies. Upon questioning, the girls told school officials that M r. Vann had beaten
them with a brush and an extension cord.
In M r. Vann’s 1998 trial, the prosecution presented two theories of
culpability: either M r. Vann injured the children himself, or he knowingly or
recklessly permitted a situation in which they were abused by someone else. The
Colorado state jury returned a general verdict of guilty for two counts of child
abuse involving serious bodily injury, and the judge sentenced M r. Vann to serve
two consecutive terms of twenty-three years in prison. On direct review, the
Colorado Court of Appeals affirmed the convictions, and the Colorado Supreme
Court denied M r. Vann’s petition for a writ of certiorari. M r. Vann pursued post-
conviction relief in the state courts, as well as in the federal district court, but he
was unsuccessful. He then initiated a second round of habeas petitions, first in
the state courts and then again before the federal district court, which again
denied his petition. It is the last of these judgments that M r. Vann now asks us to
allow him to appeal.
* * *
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Because M r. Vann is in custody pursuant to the judgment of a state court,
he may not appeal the federal district court’s denial of habeas relief without a
COA from the court of appeals. 28 U.S.C. § 2253(c)(1)(A). W hen the district
court has addressed the merits of the petitioner’s claim, a COA will not issue
unless the applicant makes “a substantial showing of the denial of a constitutional
right.” 28 U.S.C. § 2253(c)(2). W hen the district court has dismissed the petition
on procedural grounds (such as for failure to exhaust state court remedies), the
applicant must prove, in addition, “that jurists of reason would find it debatable
whether the district court was correct in its procedural ruling.” Slack v.
M cDaniel,
529 U.S. 473, 484 (2000). Both standards are relevant to M r. Vann’s
current application for a COA.
W e begin with M r. Vann’s procedural argument that his claims are
appropriate for review by a federal habeas court. Of the ten claims in M r. Vann’s
habeas petition, the district court refused to address eight of them (numbers 2 and
4-10) on the merits, finding that M r. Vann failed to exhaust his state court
remedies as required by federal statute. See 28 U.S.C. § 2254(b)(1)(A). Our own
review of M r. Vann’s pleadings, as well as the record, does not lead us to an
alternative conclusion. M r. Vann either failed to raise his federal constitutional
claims in the Colorado state courts, see
id., or an independent and adequate state
law ground (such as failure to identify the issue on direct appeal, as opposed to
collateral attack) existed to bar his arguments, see, e.g., M agar v. Parker, 490
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F.3d 816, 819 (10th Cir. 2007). Either way, jurists of reason could not “debat[e]
whether the district court was correct in its procedural ruling.”
Slack, 529 U.S. at
484. W e therefore may not consider any of these arguments on the merits.
Of his two remaining claims, the only one M r. Vann asks us to allow him to
appeal is that his conviction violates the Due Process Clause of the Fourteenth
Amendment. Reading his application solicitously, as we must for a pro se
litigant, see Van Deelen v. Johnson,
497 F.3d 1151, 1153 n. 1 (10th Cir. 2007),
M r. Vann’s argument is susceptible of two readings: either that the evidence
presented at trial was insufficient to support a conviction on the ground that M r.
Vann permitted the children to be abused by someone else, or alternatively that
M r. Vann was not on notice of the permitted-abuse theory and thus could not
defend against it. Under either reading, however, M r. Vann’s challenge must fail.
On the first score, the jury that convicted M r. Vann returned a general verdict of
guilty, meaning that we cannot know which theory of culpability the jury adopted.
And this, in turn, means that to challenge his conviction successfully, M r. Vann
must show insufficient evidence exists under all theories of liability that might
support the jury’s general verdict; put differently, the jury’s general verdict
comports with due process as long as the evidence supports at least one of the
alternative theories presented at trial. See Griffin v. United States,
502 U.S. 46,
59-60 (1991). As M r. Vann appears to concede, the evidence here is adequate to
support the actual-abuse theory, and our independent review does not lead us to
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disagree. Any deficiency in proof for the permitted-abuse theory is thus
irrelevant.
The other plausible reading of M r. Vann’s due process challenge— that the
prosecution provided insufficient notice of the permitted-abuse theory— is
similarly unavailing. Due process requires adequate notice of the alleged crime,
to be sure, see, e.g., City of Chicago v. M orales,
527 U.S. 41, 56-57 (1999), but
M r. Vann had such notice here. After all, the statute under which he was charged
makes it a crime to “cause[] an injury to a child’s life or health, or permit[] a
child to be unreasonably placed in a situation that poses a threat of injury to the
child’s life or health.” C.R.S. § 18-6-401(1)(a). Under any reading, then, M r.
Vann’s due process challenge does not offer “a substantial showing of the denial
of a constitutional right,” and it therefore cannot give rise to a COA. 28 U.S.C.
§ 2253(c)(2).
Because M r. Vann has failed to demonstrate “the existence of a reasoned,
nonfrivolous argument on the law and facts in support of the issues raised on
appeal,” M cIntosh v. U.S. Parole Comm’n,
115 F.3d 809, 812 (10th Cir.1997), his
motion for leave to proceed in forma pauperis is denied, along with his
application for a COA, and his appeal is dismissed.
ENTERED FOR THE COURT
Neil M . Gorsuch
Circuit Judge
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