Filed: Mar. 23, 2010
Latest Update: Mar. 02, 2020
Summary: FILED United States Court of Appeals Tenth Circuit March 23, 2010 PUBLISH Elisabeth A. Shumaker Clerk of Court UNITED STATES COURT OF APPEALS TENTH CIRCUIT AMY SHROFF; LAILA KRUSE, a minor by her mother and next friend Amy Shroff, Plaintiffs - Appellees, No. 09-1084 v. FRANK SPELLMAN, in his official and individual capacity, Defendant - Appellant. Appeal from the United States District Court for the District of Colorado (D.C. No. 07-CV-01466-REB-KMT) Suzanne A. Fasing, Assistant City Attorney, O
Summary: FILED United States Court of Appeals Tenth Circuit March 23, 2010 PUBLISH Elisabeth A. Shumaker Clerk of Court UNITED STATES COURT OF APPEALS TENTH CIRCUIT AMY SHROFF; LAILA KRUSE, a minor by her mother and next friend Amy Shroff, Plaintiffs - Appellees, No. 09-1084 v. FRANK SPELLMAN, in his official and individual capacity, Defendant - Appellant. Appeal from the United States District Court for the District of Colorado (D.C. No. 07-CV-01466-REB-KMT) Suzanne A. Fasing, Assistant City Attorney, Of..
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FILED
United States Court of Appeals
Tenth Circuit
March 23, 2010
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
AMY SHROFF; LAILA KRUSE, a
minor by her mother and next friend
Amy Shroff,
Plaintiffs - Appellees,
No. 09-1084
v.
FRANK SPELLMAN, in his official
and individual capacity,
Defendant - Appellant.
Appeal from the United States District Court
for the District of Colorado
(D.C. No. 07-CV-01466-REB-KMT)
Suzanne A. Fasing, Assistant City Attorney, Office of the Denver City Attorney,
Denver, Colorado, (Michael T. Lowe of Bruno, Colin, Jewell, & Lowe, P.C.,
Denver, Colorado, on the briefs) for Defendant-Appellant.
Qusair Mohamedbhai, (David A. Lane, with him on the brief) Killmer, Lane &
Newman, LLP, Denver, Colorado, for Plaintiffs-Appellees.
Before TACHA, ALARCÓN, * and TYMKOVICH, Circuit Judges.
*
Honorable Arthur L. Alarcón, Senior Circuit Judge, U.S. Court of Appeals
for the Ninth Circuit, sitting by designation.
ALARCÓN, Circuit Judge.
Frank Spellman, a Denver Police Officer, has appealed from the denial of
his motion for summary judgment based on his defense of qualified immunity in
this civil rights action filed against him by Amy Shroff pursuant to 42 U.S.C.
§ 1983. Officer Spellman contends that Ms. Shroff failed to demonstrate that he
violated her federal constitutional rights by arresting her without probable cause
and invading her right to privacy by requiring her to be in the presence of a
female police cadet while she exposed her breasts to pump milk for her baby.
We affirm because we conclude that the district court did not err in
concluding that Officer Spellman arrested Ms. Shroff without probable cause, and
subjected her to a strip search in violation of the Fourth Amendment.
I
A
In response to Officer Spellman’s motion for summary judgment, Ms.
Shroff presented the following evidence to demonstrate that Officer Spellman is
not entitled to qualified immunity as a matter of law. 1
1
In determining whether the district court erred in denying a motion for
summary judgment based on the defense of qualified immunity, we review the
evidence in the light most favorable to the non-moving party. Medina v. Cram,
252 F.3d 1124, 1128 (10th Cir. 2001).
-2-
Ms. Shroff and Greg Kruse engaged in a meretricious relationship. During
that time, she bore a child named Laila Kruse (“Laila”). Laila was born on
November 7, 2005. During this relationship, Mr. Kruse subjected Ms. Shroff to
several acts of physical violence. Mr. Kruse choked her and threw her against a
wall. He also broke the wrist of a friend of Ms. Shroff. During a Thanksgiving
dinner party in 2005, Mr. Kruse was extremely intoxicated and was out of control
“swinging his fists around.” The police were called because of his conduct.
Ms. Shroff filed an action in the County Court, City and County of Denver
(“County Court”) to obtain a civil protection order to restrain Mr. Kruse from
committing further violent acts against her or harassing her. The County Court
issued a temporary protection order (“restraining order”). It was served on Mr.
Kruse.
The restraining order provides as follows:
THE COURT ORDERS THAT YOU THE RESTRAINED PARTY
shall not contact, harass, stalk, injure, intimidate, threaten or molest
the Petitioner(s) or any of the children if so noted; or otherwise
violate this Order. You shall not use, attempt to use or threaten to
use physical force against the Petitioner(s) or any of the children if
so noted; that would reasonably be expected to cause bodily injury.
You shall not engage in any conduct that would place the Petitioner
or any of the children if so noted; in resonable [sic] fear of bodily
injury.
T You must keep a distance of at least 100 yards from the
Protected Party and or the below named children.
-3-
1. No Contact Provisions
T It is ordered that you shall have no contact of any kind and
stay at least 100 yards from the Petitioner(s) or any of the
children if so noted; and you shall not attempt to contact the
Petitioner(s) or any of the children if so noted; through any
third person, except your attorney, except as follows:
NO EXCEPTIONS
IMPORTANT INFORMATION ABOUT PROTECTION ORDERS
GENERAL INFORMATION
T This Order or injunction shall be accorded full faith and credit
and be enforced in every civil or criminal [court] of the United
States, Indian Tribe or United States Territory pursuant to
18 [§] USC 2265.
T The Restrained Party may be subject to Pursuant [sic] to
18 USC § 922(d)(g), which makes it unlawful for any person
to possess or transfer a firearm who is subject to a Court Order
that restrains such person from harassing, stalking or
threatening an intimate partner of such person or a child of
such intimate partner or person, or engaging in other conduct
that would place an intimate partner in reasonable fear of
bodily injury to the partner or child.
NOTICE TO RESTRAINED PARTY:
T You are directed to appear before this Court on the date shown
on the front of this form to show cause, if any exists, why this
Temporary Protection Order shall not be made permanent.
T This Temporary Protection Order shall be made permanent
without further notice of service or the Court may continue the
Temporary Protection Order to a certain date. You are notified
that Permanent Civil Protection Order shall remain [in] effect
-4-
until further Order of the Court. Such Permanent Order will
subject you to Federal Laws restricting firearms possession
and sale 18 USC § 922(g)(8), § 924(a)(2).
T A violation of a Protection Order may be a misdemeanor,
municipal ordinance violation or a delinquent act (if
committed by a juvenile) and is a deportable offense. Anyone
over the age of 18 who violates this Order may be subject to
fines of up to $5,000.00 and up to 18 months in jail. Violation
of this Order may constitute contempt of Court. Anyone under
the age of 18 who violates this Order may be subject to
commitment to the Department of Human Services for up to
two years.
T You may be arrested or taken into custody without notice if a
law enforcement officer has probable cause to believe that you
violated this Order.
T If you violate this Order thinking that the other party or
anyone else has given you permission, YOU ARE WRONG,
and can be arrested and prosecuted. The terms of this Order
can not be changed by agreement of the [sic] ONLY THE
COURT CAN CHANGE THIS ORDER.
T Possession of a firearm while this Protection Order is in effect
may constitute a felony under the Federal law, 18 USC
§922(d)(8).
NOTICE TO PETITIONER/PROTECTED PARTY:
T You are hearby informed that if this Order is violated you may
call law enforcement.
T You may initiate contempt proceedings against the Restrained
Person.
T You can not give the Restrained Person permission to change
or ignore this Order in any way. ONLY THE COURT CAN
CHANGE THIS ORDER.
T $46.00 dollars filing fee
NOTICE TO LAW ENFORCEMENT OFFICIALS:
-5-
T If the Order has not been personally served, the law
enforcement officer responding to a call of assistance, shall
serve a copy of said order on the person named/Restrained
Person therin [sic] and shall write the time, date, and manner
of service on the Protected Person[’]s copy of such Order and
shall sign such statement. The officer shall provide the Court
with a completed return of service form. (§13-14-102(11-12))
T You shall use every reasonable means to enforce this
Protection Order.
T You shall arrest or take into custody, or if an arrest would be
impractical under the circumstances, seek a warrant for the
arrest of the Restrained Person when you have information
amounting to probable cause that the Restrained Person has
violated or attempted to violate any provision of this Order
subject to criminal sanctions pursuant to § 18-6-803.5 CRS or
municipal ordinance, and the Restrained Person has been
properly served with a copy of this Order or the Restrained
Person has received actual notice of the existence and
substence [sic] of such Order.
T You shall enforce this Order even if there is no record of it in
the Protection Order Central Registry.
T You shall take the Restrained Person to the nearest jail or
detention facility.
T You are authorized to use every reasonable effort to protect the
Protected Party and named children to prevent further
violence.
Approximately two weeks after the restraining order was issued, a hearing
was held to determine Mr. Kruse’s visitation rights. The County Court ordered that
Ms. Shroff deliver Laila to Mr. Kruse’s mother at the Denver Police Department
District 3 (“District 3") station, located at University Boulevard and Interstate 25
so that Mr. Kruse could visit Laila in his mother’s presence for two hours on
Saturday, Sunday, and Monday mornings.
-6-
On Monday, February 26, 2006, Ms. Shroff and her stepfather drove to the
District 3 police station to deliver Laila to Mr. Kruse’s mother. As she traveled
down University Boulevard, Ms. Shroff saw Mr. Kruse’s truck parked outside of
the Campus Lounge, a bar, a few blocks from District 3. Ms. Shroff parked her car
behind Mr. Kruse’s truck and took a picture of the license plate, the Campus
Lounge sign, and the clock on her dashboard. She photographed his truck to record
the fact that it was parked outside a bar a few minutes before he was scheduled to
exercise his visitation rights with his infant daughter. She did not see Mr. Kruse
come out of the bar. Ms. Shroff then took her daughter into the District 3 police
station and handed her over to Mr. Kruse’s parents. Ms. Shroff left the police
building and entered her car. Mr. Kruse parked his truck behind her car thereby
preventing her from backing up. Ms. Shroff took a picture of Mr. Kruse talking to
his parents whose car was parked one or two spaces away.
Ms. Shroff retrieved the restraining order from her automobile and ran back
to the police station. She told two officers that Mr. Kruse was in the parking lot in
violation of the restraining order. The officers went out to the parking lot to look
for Mr. Kruse, however, he had left. The officers telephoned Mr. Kruse at his
home which was near the police station. Mr. Kruse returned to the police station in
five minutes.
Ms. Shroff and her stepfather explained to Officer Spellman that Mr. Kruse
-7-
had violated the restraining order by coming to the District 3 police station and
parking his truck behind her car so that she could not leave. They also told Officer
Spellman that the restraining order was not reciprocal and that it applied only to
Mr. Kruse. After reading the restraining order, Officer Spellman stated: “You
know it looks like you’re going to be arrested. I knew this was going to happen. I
see you guys every weekend.”
On the date she was arrested by Officer Spellman, Ms. Shroff was nursing
her baby. When she was placed in a holding cell, she told Officer Spellman that
her daughter was nursing and she did not have enough breast milk at home. She
asked Officer Spellman if she could use her breast pump before she was transported
to the city jail. Officer Spellman told her that this situation would not have
occurred if she had not caused problems by coming to the District 3 police station
on multiple occasions.
Ms. Shroff told Officer Spellman repeatedly:
Please don’t do this. I don’t have any way of feeding my child.
She’s nursing. She really can’t tolerate formula. We’ve already
had her in the pediatrician’s office for these issues in the past . . .
[t]here’s something in her digestive system that she just can’t digest
it and it would make her sick.”
Officer Spellman replied: “She better start liking formula.” Ms. Shroff’s stepfather
returned to her home and retrieved her breast pump. Officer Spellman permitted
Ms. Shroff to go to a conference room that had no windows or cameras to pump her
-8-
breasts in the presence of a female cadet. The supervising nurse at the city jail
testified in her deposition that the pumping of breasts after childbirth is a medical
necessity in order to relieve pain.
Being required to expose her breasts in the presence of the female officer was
extremely embarrassing to Ms. Shroff. She had a hard time with her milk “letting
down.” The milk she expressed was turned over to her stepfather. He cared for
Laila until Ms. Shroff was released from the city jail. After she pumped her breasts,
Officer Spellman drove her to the city jail where she was incarcerated for
approximately twenty-four hours.
B
Officer Spellman offered the following evidence in support of his motion for
summary judgment based on his defense of qualified immunity. While he was on
patrol on February 26, 2006, he received a message from a police dispatcher that
Mr. Kruse had reported that Ms. Shroff was stalking and photographing him in
violation of a restraining order.
Officer Spellman testified in his deposition that when he arrived at the
District 3 police station, Ms. Shroff and her stepfather “may have” told him that the
order was not a reciprocal restraining order. Officer Spellman also interrogated Mr.
Kruse. He also looked at a photograph taken by Ms. Shroff that showed that she
“got within one hundred yards” of Mr. Kruse.
-9-
After Ms. Shroff informed Officer Spellman that Mr. Kruse had violated the
restraining order by blocking her car in the police station parking lot, Officer
Spellman told her: “I’m not going to arrest somebody for coming to the police
station to make a complaint . . . .” 2 Officer Spellman stated that he concluded that
Ms. Shroff was in contempt of the instructions to the protected party in the
restraining order that provide as follows: “You cannot give the restrained party
permission to change or ignore this order in any way.” Officer Spellman also
testified, however, that Ms. Shroff did not give Mr. Kruse permission to change or
ignore the restraining order. Officer Spellman stated that “I was always under the
impression that they can’t – if she’s restrained, you can’t unilaterally go over there
and violate the same order.” (emphasis added.) Mr. Kruse did not tell Officer
Spellman that the restraining order required that Ms. Shroff stay 100 yards away
from him. Officer Spellman did not check the database “to see if Greg Kruse had a
restraining order against Amy Shroff.”
After Officer Spellman arrested Ms. Shroff, she told him she was nursing her
child and needed to pump breast milk for her baby. Officer Spellman permitted her
stepfather to go to her home to retrieve her breast pump.
When Ms. Shroff’s stepfather returned with the breast pump, Officer
2
There is no evidence in the record that Mr. Kruse went to the District 3
police station to make a complaint. To the contrary, the record shows that Mr.
Kruse left the parking lot after Ms. Shroff returned to the police station to report
that he had prevented her from leaving the parking lot.
- 10 -
Spellman escorted Ms. Shroff to a windowless conference room. He also ordered
that a female cadet be present while she pumped her breasts. He testified during his
deposition that: “She was a prisoner so I had to have somebody with her at all times
or leave her in the holding cell. I was doing her a favor.”
II
A criminal complaint alleging that Ms. Shroff had violated the Municipal
Code of the City and County of Denver was prepared by a law enforcement officer.
The signature on the complaint is illegible. It provides as follows:
The probable cause for the arrest of the above-named individual
is as follows: “The suspect Amy Shroff 9-23-76 parked her car
behind victim’s parked car at University Blvd and Exposition
Ave and took pictures of victim’s vehicle and victim as he
walked out of the Campus Lounge.
Suspect violated restraining order 05-W1696, Denver
Court 124d.
Victim identified suspect at District 3.”
Judge John M. Marcucci signed the complaint and checked a box on the form
which states “Probable Cause Found.” 3 The criminal charge against Ms. Shroff was
dismissed several days after it was filed.
3
The indication on the complaint that there was probable cause to arrest Ms.
Shroff was apparently based solely on the allegations set forth by the officer on
the complaint, instead of a finding made by Judge Marcucci after an evidentiary
hearing. Colorado law does not provide for a preliminary hearing to determine
probable cause for a Municipal Code violation. See C.R.S. §16-5-301.
- 11 -
III
The complaint in this matter was filed on July 13, 2007. Ms. Shroff alleged,
inter alia, that she was entitled to damages against the Defendants for violating the
Fourth Amendment by subjecting her to an illegal search and seizure “without any
basis for believing that she was engaged in criminal activity.” She also alleged in
the first count that Defendant Spellman “intentionally, knowingly, and recklessly
subjected her to an illegal, demeaning, and invasive seizure without any reasonable
justification.” In count two she alleged that her Fourth Amendment right to
freedom from unlawful and unreasonable searches was violated by Officer
Spellman because he subjected her to a “strip search” in violation of C.R.S. § 16-3-
405(5), (6).
In her third claim for relief, she alleged that she was deprived of her
constitutionally protected liberty interest in familial association. In her fourth
claim for relief, she alleged that Officer Spellman, the City and County of Denver,
Undersheriff William Lovingier, and unknown Denver Deputy Sheriffs were liable
as policy makers for the failure to train and supervise officers of the Denver Sheriff
Department adequately with respect to the right of a nursing woman to use a breast
pump privately and that this failure violated her constitutional rights.
Officer Spellman filed a motion for summary judgment on August 6, 2008.
He alleged that he was entitled to qualified immunity on Ms. Shroff’s first claim
- 12 -
because he reasonably believed he had probable cause to arrest her. He also
contended that he was entitled to qualified immunity as to the second count because
§ 1983 “does not provide a basis for legal redress for an alleged ‘strip search’
performed in violation of C.R.S § 16-3-405.”
The district court denied Officer Spellman’s August 6, 2008 motion for
summary judgment. It dismissed with prejudice Ms. Shroff’s third claim against
the City and County of Denver for violation of the right to familial association and
her fourth claim for supervisory and municipal liability for the alleged violation of
the right to familial association. The same claims against the unknown defendants
were dismissed for failure to prosecute. The district court also ordered that the
caption in this case be amended to drop the City and County of Denver,
Undersheriff Lovingier, and the Unknown Denver Deputy Sheriffs because the
claims asserted against them were dismissed.
Officer Spellman filed a timely notice of appeal regarding the denial of his
motion for summary judgment based on qualified immunity on Ms. Shroff’s first
and second claims. This Court has jurisdiction pursuant to 28 U.S.C. § 1331.
IV
A
In this appeal, Officer Spellman contends that we should vacate the district
court’s order denying his motion for summary judgment because the undisputed
- 13 -
evidence demonstrates that there was probable cause to arrest Ms. Shroff and
require her to expose her breasts in the presence of a female cadet because Ms.
Shroff was a prisoner. Alternatively, he argues that the law was not clearly
established that he lacked probable cause to arrest Ms. Shroff, or that requiring her
to expose her breasts constituted a strip search in violation of the Fourth
Amendment.
Ms. Shroff maintains that we lack jurisdiction to consider this interlocutory
appeal because Officer Spellman’s arguments on appeal are based on disputed
issues of fact. Relying on DeAnzona v. City and County of Denver, 222 F.3d 1229
(10th Cir. 2009), she argues that this Court may exercise its appellate jurisdiction
only “[i]f the defendant argues that she is entitled to qualified immunity under the
plaintiff’s version of the facts because the plaintiff has not demonstrated a violation
of clearly established law . . . .”
Id. at 1233.
The record in this case demonstrates that there are no genuine issues of fact
in dispute. Officer Spellman testified during his deposition that he arrested Ms.
Shroff because he saw a photograph taken by Ms. Shroff that shows that she
parked her car less that 100 yards from Mr. Kruse.
Ms. Shroff testified that she photographed Mr. Kruse’s truck outside the
Campus Lounge bar. She also that testified she did not see Mr. Kruse when she
photographed his truck. She did not deny, however, that she was within 100 yards
- 14 -
of Mr. Kruse. Thus, there is no conflict regarding whether Ms. Shroff was within
100 yards of Mr. Kruse outside the Campus Lounge bar.
This Court held in Foote v. Spiegel, 118 F.3d 1416 (10th Cir. 1997), that
[a] determination that the law allegedly violated by the defendant was
clearly established at the time of the challenged actions is an abstract
issue of law that is immediately appealable. A determination that
under either party’s version of the facts the defendant violated clearly
established law is also immediately appealable.
Id. at 1422, (citing Behrens v. Pelletier,
516 U.S. 299, 312-13 (1996)); Johnson v.
Jones,
515 U.S. 304, 312-14 (1995); Mitchell v. Forsyth,
472 U.S. 511, 522 (1985).
Officer Spellman testified that he arrested Ms. Shroff because she violated
the terms of the restraining order. The sole issue before this Court is whether
Officer Spellman violated clearly established law in arresting Ms. Shroff based on
either party’s version of the facts. Accordingly, we have jurisdiction to review this
interlocutory appeal. 4
4
In its “ORDER CONCERNING MOTIONS FOR SUMMARY
JUDGMENT,” the district court stated that “the following facts are not disputed.”
In its summary of the facts, the district court stated that Ms. Shroff parked her
automobile within 100 yards of Mr. Kruse when she photographed his truck in
front of the Campus Lounge. The district court also noted that Officer Spellman
arrested her after reading the order restraining Mr. Kruse from coming within 100
yards of Ms. Shroff. We agree that these facts are undisputed. In denying the
motion for summary judgment, however, the district court stated: “Viewing the
evidence in the current record in the light most favorable to Shroff, I conclude
that there remain genuine issues of material fact that are relevant to her Fourth
Amendment unlawful seizure claim.”
Ms. Shroff argues that this Court has no jurisdiction to consider this
- 15 -
B
Officer Spellman contends that the district court erred in determining that he
was not entitled to qualified immunity because he had probable cause to arrest Ms.
Shroff based on the totality of the circumstances. He argues that the district court
erred in relying solely on the terms of the restraining order in determining whether
he had probable cause to arrest Ms. Shroff. Officer Spellman maintains that the
district court erred in failing to consider the undisputed fact that he was informed
by a police dispatcher that Ms. Shroff had violated a restraining order, and Mr.
Kruse’s complaint that Ms. Shroff had been within 100 yards of him outside the
Campus Lounge bar.
interlocutory appeal because “[t]his Court does not have jurisdiction to review a
denial of summary judgment based on qualified immunity if the claim on appeal
is based on disputed facts.”
The district court did not identify the facts it considered to be disputed
regarding Ms. Shroff’s unlawful seizure claim. As discussed above, we have
concluded we have jurisdiction because the facts relied upon by the parties are not
in dispute. The only issue presented in this appeal is whether, as a matter of law,
they demonstrate that Officer Spellman lacked probable cause to arrest and search
Ms. Shroff. It is possible that the district court’s amorphous statement that there
are genuine issues of material fact in dispute was meant to reflect that there may
be, for example, disputed facts regarding the amount of damages, if any, that
should be awarded if this matter goes to trial. In any event, we may “affirm a
district court decision on any grounds for which there is a record sufficient to
permit conclusions of law, even grounds not relied upon by the district court.”
Weitzel v. Div. of Occupational & Prof’l Licensing, 240 F.3d 871, 876 (10th Cir.
2001). We have jurisdiction over this interlocutory appeal because the record
before us is sufficient to permit us to decide the pure question of law presented by
the undisputed facts.
- 16 -
The district court’s denial of qualified immunity is a question of law we
review de novo. Cortez v. McCauley, 478 F.3d 1108, 1115 (10th Cir. 1995) (en
banc). We must review the evidence in the light most favorable to the non-moving
party.
Id.
Pursuant to Rule 56(c)(2) of the Federal Rules of Civil Procedure summary
judgment should be granted “if the pleadings, the discovery, and disclosure
materials on file and affidavits show that there is no genuine issue as to any
material fact and that movant is entitled to judgment as a matter of law.”
In Swanson v. Town of Mountain View, Colo., 577 F.3d 1196 (10th Cir.
2009), this Court explained the procedure that should be followed in determining
whether summary judgment should be granted based on qualified immunity.
In qualified immunity cases at the summary judgment stage, a
plaintiff must clear two hurdles. The plaintiff must demonstrate on the
facts alleged (1) that the defendant violated his constitutional or
statutory rights, and (2) that the constitutional right was clearly
established at the time of the alleged unlawful activity. Pearson v.
Callahan, ___ U.S.___, [129 S. Ct. 808, 815-16, 818; Saucier v. Katz,
533 U.S. 194, 200, (2001).]
Recognizing the complexities of resolving the question of
constitutional liability, the Supreme Court allows us the discretion to
decide “which of the two prongs of the qualified immunity analysis
should be addressed first in light of the circumstances in the particular
case at hand.” Pearson, 129 S. Ct. at 817-18; see Christensen v. Park
City Mun. Corp., 554 F.3d 1271, 1277 (10th Cir. 2009) (by explaining
that Pearson granted discretion to determine which qualified immunity
prong to address first).
- 17 -
Here, the district court denied the police officers’ motion for
summary judgment, finding that the plaintiffs satisfied their two-part
burden. To affirm, we must agree that the plaintiffs cleared both
hurdles—we must thus address both. To reverse, however, we need
only find that the plaintiffs failed either requirement.
Id. at 1199. Because we have concluded that Ms. Shroff has cleared both of the
Saucier hurdles, we address each of them.
V
A
It has long been established that an arrest and search without probable cause
that a crime has been committed violates the Fourth Amendment. See Cortez, 478
F.3d at 1117 (“The law was and is unambiguous: a government official must have
probable cause to arrest an individual.”). In this matter, it is undisputed that
Officer Spellman arrested Ms. Shroff without a warrant and required her to expose
her breasts in the presence of a female cadet.
Prior to arresting Ms. Shroff, Officer Spellman had been informed by a
police dispatcher that Mr. Kruse had reported that Ms. Shroff had violated a
restraining order. After being confronted at the police station by Ms. Shroff who
demanded that Mr. Kruse be arrested for blocking her car from exiting the police
station parking lot, Officer Spellman interrogated Mr. Kruse, Ms. Shroff, and her
stepfather. Mr. Kruse, Ms. Shroff, and her stepfather informed Officer Spellman
that Ms. Shroff had parked her car behind Mr. Kruse’s truck outside a bar. Ms.
- 18 -
Shroff told Officer Spellman that she photographed Mr. Kruse’s truck because he
apparently was in a bar a few minutes before he was scheduled to exercise his
visitation rights with their infant daughter.
Ms. Shroff showed Officer Spellman the restraining order that directed Mr.
Kruse to keep a distance of at least 100 yards from Ms. Shroff. She explained to
Officer Spellman that, as the protected party in the restraining order, she was not
barred from being within 100 yards of Mr. Kruse because it was not a reciprocal
restraining order.
Officer Spellman read the restraining order. He concluded that Ms. Shroff
had violated the provisions of the restraining order that provides that the protected
party “can not give the Restrained Person permission to change or ignore this
Order.”
None of the witnesses interrogated by Officer Spellman, including Mr.
Kruse, stated that Ms. Shroff gave him permission to come within 100 yards of her.
It is also undisputed that Ms. Shroff did not see Mr. Kruse approach her from the
bar as she photographed his truck.
Thus, there is no evidence in this record that supports Officer Spellman’s
conclusion that he had probable cause to arrest Ms. Shroff for being in contempt of
the order restraining Mr. Kruse from coming within 100 yards of her. Furthermore,
the restraining order does not authorize a law enforcement officer to arrest a
- 19 -
protected party. The portion of the restraining order entitled “NOTICE TO LAW
ENFORCEMENT OFFICIALS” expressly provides as follows: “You shall arrest or
take into custody, or if an arrest would be impractical under the circumstances,
seek a warrant for the Restrained Person when you have information amounting to
probable cause that the Restrained Person has violated or attempted to violate any
provision of this Order . . . .” Accordingly, we are persuaded that Ms. Shroff has
met her burden of demonstrating that Officer Spellman violated her Fourth
Amendment right to be free from an unreasonable search and seizure.
B
Officer Spellman contends that “[e]ven if the court were to find that Shroff
demonstrated a Fourth Amendment violation for unlawful seizure, Spellman is
nonetheless entitled to qualified immunity because Shroff has failed to establish the
second prong of the analysis, i.e., that the right at issue was clearly established at
the time of the alleged violation.” He maintains that there is no United States
Supreme Court or Tenth Circuit decision that has held that the arrest of a protected
person without probable cause for violation of a restraining order violates the
Fourth Amendment. In support of this proposition, Officer Spellman relies on this
Court’s statement in Medina v. City and County of Denver, 960 F.2d 1493 (10th
Cir. 1992), that “[o]rdinarily, in order for the law to be clearly established, there
must be a Supreme Court or Tenth Circuit decision on point, or the clearly
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established weight of authority from other courts must have found the law to be as
plaintiff maintains.” Id. at 1498. In Hope v. Pelzer,
536 U.S. 730 (2002), the
Supreme Court held, however, that “a general constitutional rule already identified
in the decisional law may apply with obvious clarity to the specific conduct in
question, even though ‘the very action in question has not previously been held
unlawful.’”
Id. at 741.
In Casey v. City of Fed. Heights, 509 F.3d 1278 (10th Cir. 2007), this Court
observed that “there will almost never be a previously published opinion involving
exactly the same circumstances. We cannot find qualified immunity wherever we
have a new fact pattern.”
Id. at 1284. This Court further held that “[t]The Hope
decision ‘shifted the qualified immunity analysis from a scavenger hunt for prior
cases with precisely the same facts toward the more relevant inquiry of whether the
law put officials on fair notice that the described conduct was unconstitutional.’”
Id. (quoting Gomez v. Wood,
451 F.3d 1122, 1134 (10th Cir. 2006)).
In Fogarty v.Gallegos, 523 F.3d 1147 (10th Cir. 2008), this Court held that
“our circuit uses a sliding scale to determine when a law is clearly established.
Under this approach, ‘[t]he more obviously egregious the conduct in light of
prevailing constitutional principles, the less specificity is required from prior case
law to clearly establish the violation.’”
Id. at 1161 (quoting Pierce v. Gilchrist,
359 F.3d 1279, 1298 (10th Cir. 2004)) (alteration in original).
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In Saucier, 533 U.S. at 202, the Supreme Court held that in determining
whether an official is entitled to qualified immunity, once it is established that a
constitutional right was violated, a trial court must determine whether the right was
clearly established, i.e., “whether it would be clear to a reasonable officer that his
conduct was unlawful in the situation he confronted.”
In deciding whether Officer Spellman is entitled to qualified immunity under
the second Saucier requirement that the law must be clearly established, we must
determine whether it would have been clear to a reasonable officer that the facts
known to Officer Spellman did not constitute probable cause to arrest Ms. Shroff
for violating the order restraining Mr. Kruse from coming within 100 yards of her.
See Beck v. Ohio, 379 U.S. 89, 96 (1964) (“When the constitutional validity of an
arrest is challenged, it is the function of a court to determine whether the facts
available to the officers at the moment of the arrest would ‘warrant a man of
reasonable caution in the belief that an offense has been committed.’”) (quoting
Carroll v. United States,
267 U.S. 132 (1925)).
Officer Spellman did not arrest Ms. Shroff until he had interviewed her, her
stepfather, and Mr. Kruse. Ms. Shroff complained to Officer Spellman that Mr.
Kruse had parked his truck behind her automobile in the police station’s parking lot
in violation of the restraining order. Ms. Shroff provided Officer Spellman with a
copy of the restraining order that had been issued against Mr. Kruse. It prohibits
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Mr. Kruse from contacting, harassing, stalking, injuring, intimidating, threatening,
molesting, or placing her or her child in reasonable fear of bodily injury or coming
within 100 yards of her. The restraining order authorizes law enforcement officials
to arrest the restrained person for a violation of any provision of the order. It does
not authorize the arrest of the protected person for giving the restrained person
permission to change or ignore the order. Ms. Shroff pointed out to Officer
Spellman that the restraining order was not reciprocal, that is, it did not restrain her
from contacting, stalking, or molesting Mr. Kruse, or coming within 100 yards of
him. Instead of arresting Mr. Kruse for parking his truck at the District 3 police
station behind Ms. Shroff’s automobile in clear violation of the express terms of
the restraining order, Officer Spellman arrested Ms. Shroff.
Officer Spellman claims that he relied on the provision in the restraining
order that a protected person cannot give a restrained person “permission to change
or ignore this Order in any way.” None of the persons interviewed by Officer
Spellman, however, including Mr. Kruse, stated that Ms. Shroff gave Mr. Kruse
permission to come within 100 yards of her.
We are persuaded that under these undisputed circumstances, no reasonable
officer would determine that he or she had probable cause to arrest Ms. Shroff after
reading the restraining order and being informed that Ms. Shroff was not a
restrained person. Accordingly, we conclude that Officer Spellman did not have
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arguable probable cause to arrest Ms. Shroff for a violation of the restraining order.
VI
Officer Spellman also seeks reversal of the district court’s denial of his
motion for summary judgment on the second count in Ms. Shroff’s complaint. He
contends that his conduct in ordering a female deputy to be present while Ms.
Shroff exposed her breasts was not an unreasonable search in violation of the
Fourth Amendment. Instead, Officer Spellman argues that he merely acquiesced in
her request to use a breast pump.
Officer Spellman required Ms. Shroff to expose her breasts in front of a
female cadet solely because she was a prisoner. As discussed above, Ms. Shroff
had been arrested without probable cause under clearly established law. Therefore,
but for the unlawful seizure of her person by Officer Spellman, she would not have
been subjected to an invasion of her personal right not to be required to expose her
breasts before another person.
In Chapman v. Nichols, 989 F.2d 393 (10th Cir. 1993), this court held that
“[i]t is axiomatic that a strip search represents a serious intrusion upon personal
rights.”
Id. at 395. “In a civilized society, one’s anatomy is draped with
constitutional protections.” United States v. Afanador,
567 F.2d 1325, 1331 (5th
Cir. 1978).
In Bell v. Wolfish, 441 U.S. 520 (1979), a case involving a search of body
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cavities in a prison facility, the Supreme Court instructed as follows:
The test of reasonableness under the Fourth Amendment is not capable
of precise definition or mechanical application. In each case it
requires a balancing of the need for the particular search against the
invasion of personal rights that the search entails. Courts must
consider the scope of the particular intrusion, the manner in which it is
conducted, the justification for initiating it, and the place in which it is
conducted.
Id. at 559
In this matter, Officer Spellman has not demonstrated any justification for
requiring Ms. Shroff to expose her breasts to a female cadet while she performed an
essential bodily function in providing milk for her baby. He did not testify, for
example, that she might attempt to escape without the presence of a female cadet.
Obviously, if Officer Spellman was concerned that she might attempt to escape, he
could have ordered a guard outside the conference room when she pumped her
breasts.
Because Officer Spellman failed to present any justification for requiring Ms.
Shroff to expose her breasts in the presence of another person, we conclude that
Officer Spellman violated Ms. Shroff’s Fourth Amendment right to personal
privacy by requiring her to expose her breasts after arresting her without probable
cause.
Conclusion
We AFFIRM the district court’s order denying Officer Spellman’s motion for
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summary judgment. The record viewed in the light most favorable to Ms. Shroff
demonstrates that her Fourth Amendment rights to be free from an unlawful seizure
and an unreasonable search that required a woman to expose her breasts were
violated by Officer Spellman.
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