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United States v. Diaz-Gutierrez, 09-1190 (2010)

Court: Court of Appeals for the Tenth Circuit Number: 09-1190 Visitors: 5
Filed: Feb. 24, 2010
Latest Update: Feb. 21, 2020
Summary: FILED United States Court of Appeals Tenth Circuit February 24, 2010 UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker Clerk of Court FOR THE TENTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 09-1190 (D.C. No. 1:08-CR-00498-WYD-1) ADRIAN DIAZ-GUTIERREZ, (D. Colo.) Defendant-Appellant. ORDER AND JUDGMENT * Before HARTZ, McKAY, and ANDERSON, Circuit Judges. Adrian Diaz-Gutierrez, a citizen of Mexico, appeals the substantive reasonableness of a 46-month sentence he received afte
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                                                                       FILED
                                                            United States Court of Appeals
                                                                    Tenth Circuit

                                                                February 24, 2010
                     UNITED STATES COURT OF APPEALS
                                                  Elisabeth A. Shumaker
                                                                    Clerk of Court
                            FOR THE TENTH CIRCUIT


    UNITED STATES OF AMERICA,

                Plaintiff-Appellee,

    v.                                                   No. 09-1190
                                              (D.C. No. 1:08-CR-00498-WYD-1)
    ADRIAN DIAZ-GUTIERREZ,                                (D. Colo.)

                Defendant-Appellant.


                            ORDER AND JUDGMENT *


Before HARTZ, McKAY, and ANDERSON, Circuit Judges.



         Adrian Diaz-Gutierrez, a citizen of Mexico, appeals the substantive

reasonableness of a 46-month sentence he received after pleading guilty to

illegally reentering the United States after having been convicted of an aggravated

felony. Exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742, we

affirm.



*
       After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
                                    Background

      In 2003, Mr. Diaz-Gutierrez was convicted of criminal attempt to distribute

methamphetamine, a felony, and sentenced to 270 days in jail and three years’

probation. He was deported to Mexico in 2005 and again in June 2008. In

October 2008, he was arrested in Garfield County, Colorado, on a charge of

driving while ability impaired (DWAI). He was convicted in state court on that

charge and sentenced to one year of probation. He also was charged in federal

court with one count of illegal reentry of a deported alien previously convicted of

an aggravated felony (his 2003 conviction), in violation of 8 U.S.C. §§ 1326(a)

and (b)(2). He agreed to plead guilty, and in exchange, the government agreed to

request a 3-level reduction in offense level under the United States Sentencing

Guidelines (U.S.S.G. or Guidelines) for acceptance of responsibility and to

recommend a sentence at the bottom of the applicable Guidelines range.

      A probation officer prepared a presentence investigation report (PSR) that

recommended a total offense level of 21, calculated under the Guidelines as

follows: a base offense level of 8 pursuant to § 2L1.2(a) 1; an upward adjustment

of 16 levels because of a 1996 conviction for felony possession of cocaine with

intent to distribute that qualified as “a drug trafficking offense for which the

sentence imposed exceeded 13 months” under § 2L1.2(b)(1)(A)(i); and a 3-level


1
     All references to the Guidelines are to the 2007 edition used in calculating
Mr. Diaz-Gutierrez’s sentence.

                                         -2-
downward adjustment pursuant to §§ 3E1.1(a) and (b) for acceptance of

responsibility. The PSR also calculated a criminal history category of IV. Under

the Guidelines, these calculations resulted in an advisory sentencing range of

57-71 months, and the probation officer recommended a sentence of 57 months.

      At sentencing, Mr. Diaz-Gutierrez requested a downward departure to

criminal history category III under U.S.S.G. § 4A1.3(b)(1). He also sought a

variance based on the sentencing factors of 18 U.S.C. § 3553(a), arguing that the

16-level enhancement overstated the seriousness of his 1996 cocaine offense

because he was 19 years old at the time and a low-level drug dealer who

originally received a 6-month jail sentence and three years’ probation. He

pointed out that it was only the revocation of his probation in 2004, which

resulted in two additional years’ imprisonment, that put him over the 13-month

threshold and triggered the 16-level enhancement of § 2L1.2(b)(1)(A)(i), a

category he maintained was appropriate for large-scale drug dealers and violent

felons but not for low-level drug dealers like him. 2 He asked for only a 12-level

increase in offense level similar to what a low-level drug trafficker would receive

under § 2L1.2(b)(1)(B), which applies to “a conviction for a felony drug

trafficking offense for which the sentence imposed was 13 months or less.” In


2
       He also pointed out that he was brought to the United States when he was
three years old, and that his U.S.-citizen mother and siblings, his common-law
wife, and his three U.S.-citizen children live in California, but he has not pressed
these points on appeal.

                                         -3-
all, including the 3-level downward departure for acceptance of responsibility,

Mr. Diaz-Gutierrez proposed an offense level of 17, a criminal history category of

III, and an advisory Guidelines range of 30-37 months, requesting a sentence of

30 months.

      The district court granted the downward departure to criminal history

category III, which lowered the Guidelines range to 46-57 months. The court

denied the downward variance in offense level, concluding that the two years’

imprisonment resulting from the revocation of probation on the 1996 cocaine

conviction rendered that offense within the § 2L1.2(b)(1)(A)(i) category,

warranting a 16-level increase, not a 12-level increase. The court also was

concerned that in pleading guilty to the 1996 offense, Mr. Diaz-Gutierrez had

admitted that he “willfully and unlawfully possessed a usable quantity of cocaine

for sale with a firearm.” R., Vol. 3 at 6 (quotation omitted). The court concluded

that the presence of a firearm rendered the 1996 “offense more serious than if it

were without a weapon,” 
id., Vol. 2
at 27:23-24, and outweighed the mitigating

factors Mr. Diaz-Gutierrez had advanced. The court also reasoned that his

repeated violations (two drug convictions and one DWAI) indicated a disrespect

for the law. For these reasons, the court concluded that a downward variance in

offense level was not warranted and found that Mr. Diaz-Gutierrez had a criminal

history category of III and a total offense level of 21. The resulting advisory

Guidelines range was 46-57 months. The district court sentenced

                                         -4-
Mr. Diaz-Gutierrez to 46 months, finding that the sentence was “sufficient but not

greater than necessary to accomplish the sentencing objectives” of § 3553(a). 
Id., Vol. 2
at 43:19-20. He appeals his sentence on the sole ground that the denial of

the variance led to a sentence that is substantively unreasonable.

                                    Discussion

      We review the substantive reasonableness of a sentence under an

“abuse-of-discretion standard.” United States v. Sells, 
541 F.3d 1227
, 1237

(10th Cir. 2008), cert. denied, 
129 S. Ct. 1391
(2009). A district court’s sentence

is substantively unreasonable “only if the court exceeded the bounds of

permissible choice, given the facts and the applicable law in the case at hand.”

United States v. McComb, 
519 F.3d 1049
, 1053 (10th Cir. 2007) (quotation

omitted). In other words,

      in many cases there will be a range of possible outcomes the facts
      and law at issue can fairly support; rather than pick and choose
      among them ourselves, we will defer to the district court’s judgment
      so long as it falls within the realm of these rationally available
      choices. . . . Nonetheless, we will not hesitate to find abuse where a
      decision is either based on a clearly erroneous finding of fact or an
      erroneous conclusion of law or manifests a clear error of judgment.

Id. at 1053-54
(quotations omitted).

      Although the length of a within-Guidelines sentence is entitled to a

rebuttable presumption of reasonableness on appeal, 
id. at 1053,
and a sentence

based on a variance from a Guidelines range is not, United States v. Wilken,

498 F.3d 1160
, 1172 (10th Cir. 2007), we have not deemed it necessary to decide

                                         -5-
whether a presumption of reasonableness applies to a sentence, such as the one

here, that results from a properly calculated Guidelines departure, see, e.g.,

United States v. Rosas-Caraveo, 308 F. App’x 267, 269 n.1 (10th Cir. 2009);

Wilken, 498 F.3d at 1172
. After reviewing the record and the parties’ briefs, we

conclude that it is unnecessary to resolve the issue in this case because even

without the benefit of the presumption, we conclude that Mr. Diaz-Gutierrez’s

sentence is substantively reasonable.

      Mr. Diaz-Gutierrez first argues that his sentence was substantively

unreasonable because the district court did not adequately consider that (1) the

1996 cocaine conviction responsible for the 16-level enhancement under U.S.S.G.

§ 2L1.2(b)(1)(A)(i) was 12 years old at the time of sentencing and (2) he had no

violent criminal history or other qualifying offenses in the intervening years. In

support, he relies heavily on United States v. Amezcua-Vasquez, 
567 F.3d 1050
(9th Cir. 2009). In that case, the Ninth Circuit held that a within-Guidelines

sentence of 52 months for illegal reentry of an aggravated felon, which included a

16-level enhancement under § 2L1.2(b)(1)(A)(i) for a 1981 conviction on assault

with great bodily injury and attempted voluntary manslaughter charges, was

substantively unreasonable “because of the staleness of Amezcua’s prior

[enhancing] conviction and his subsequent history showing no convictions for

harming others or committing other crimes listed in Section 2L1.2.”

Amezcua-Vasquez, 567 F.3d at 1055
. The court concluded that because of their

                                         -6-
age, the prior convictions were “unrepresentative of Amezcua’s characteristics

during the past many years.” 
Id. at 1056.
       Amezcua-Vasquez is readily distinguishable on two grounds. First, the

enhancing conviction in that case was 25 years old, much older than

Mr. Diaz-Gutierrez’s 12-year-old enhancing conviction. Moreover, as the district

court recognized, Mr. Diaz-Gutierrez was sentenced to additional prison time for

that conviction in 2004 as a result of a probation violation, thus lessening any

concern that the age of the offense undermines its seriousness. Second, unlike

Mr. Amezcua, who did not have any later convictions similar to his enhancing

conviction, Mr. Diaz-Gutierrez was later convicted of a similar drug-trafficking

felony—his 2003 methamphetamine conviction. Although he received a sentence

of less than 13 months’ imprisonment for that offense, it suggests a pattern of

drug-trafficking offenses that the district court could find fairly representative of

Mr. Diaz-Gutierrez’s characteristics since his 1996 conviction, further supporting

the district court’s estimation that the 1996 offense was a serious one.

Accordingly, we find Amezcua-Vasquez unpersuasive on the facts of this case.

      Mr. Gutierrez also argues that his 1996 cocaine offense is less serious than

others that trigger the 16-level enhancement of § 2L1.2(b)(1)(A)(i), such as

crimes of violence and those involving firearms, child pornography, national

security or terrorism, or human trafficking. He contends that § 2L1.2(b)(1)(A)(i)

fails to take into account the age of his prior enhancing conviction or its low-level

                                          -7-
nature, and therefore the resulting sentencing range substantially overstates the

nature and circumstances of the offense as well as the need for the sentence to

reflect the seriousness of the offense, promote respect for the law, and provide

just punishment, which are factors a court is to consider under 18 U.S.C.

§§ 3553(a)(1) and (a)(2)(A). He argues that the district court abused its

discretion in giving more weight to his admission that he possessed a firearm in

connection with his 1996 offense than it gave to the age of that conviction and the

lack of any subsequent violent history, particularly where the firearm apparently

carried little weight in the original state-court sentence.

      We disagree. The district court’s refusal to grant a 4-level downward

variance in offense level reasonably took into account “the nature and

circumstances of the offense and the history and characteristics of the defendant,”

id. § 3553(a)(1),
namely, the fact that Mr. Diaz-Gutierrez’s sentence for that

offense eventually exceeded 13 months by virtue of a more-recent probation

violation, his admission that he had possessed a firearm in connection with that

offense, and the fact that he had an additional drug-trafficking felony conviction

and a DWAI. The court made clear its view that the repeated convictions

evidenced a lack of respect for the law, suggesting that the 46-month sentence

was necessary to promote respect for the law and provide just punishment.

Moreover, Mr. Diaz-Gutierrez’s proposition that the original state court accorded




                                          -8-
little weight to his possession of the firearm is speculative and, in any event,

unpersuasive as it pertains to the task of the federal sentencing court.

      Given the circumstances and the law, we cannot say that the district court’s

refusal to treat the 1996 cocaine offense like one for which a sentence of less than

13 months was imposed, which would have resulted in a Guidelines enhancement

of 12 levels instead of 16 levels, involved a clearly erroneous factual finding, “an

erroneous conclusion of law[,] or . . . a clear error of judgment.” 
McComb, 519 F.3d at 1054
(quotation omitted). The district court weighed the aggravating

factors (firearm possession, probation violation, additional convictions) against

the mitigating factors advanced by Mr. Diaz-Gutierrez, and this court does not

reweigh such factors provided that the resulting sentence is within the realm of

permissible choice. See 
id. at 1053.
The district court’s sentence was within that

realm. Consequently, we will not second-guess the court’s judgment of sentence.

      The judgment of the district court is AFFIRMED.


                                                     Entered for the Court



                                                     Stephen H. Anderson
                                                     Circuit Judge




                                          -9-

Source:  CourtListener

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