Filed: Nov. 10, 2010
Latest Update: Feb. 21, 2020
Summary: FILED United States Court of Appeals Tenth Circuit November 10, 2010 UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker Clerk of Court FOR THE TENTH CIRCUIT ALLEN JONES, Plaintiff–Appellant, v. No. 09-6275 (D.C. No. 5:09-CV-00523-L) RICK ENGLAND, individually; DAN (W.D. Okla.) MUGG, individually; C. EARNEST WYATT, individually; GEORGE STEVENS, individually; LEO FUNDARO, JR., individually; LARRI SUE JONES, individually, Defendants–Appellees. ORDER AND JUDGMENT * Before TACHA, LUCERO, and MURPHY
Summary: FILED United States Court of Appeals Tenth Circuit November 10, 2010 UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker Clerk of Court FOR THE TENTH CIRCUIT ALLEN JONES, Plaintiff–Appellant, v. No. 09-6275 (D.C. No. 5:09-CV-00523-L) RICK ENGLAND, individually; DAN (W.D. Okla.) MUGG, individually; C. EARNEST WYATT, individually; GEORGE STEVENS, individually; LEO FUNDARO, JR., individually; LARRI SUE JONES, individually, Defendants–Appellees. ORDER AND JUDGMENT * Before TACHA, LUCERO, and MURPHY,..
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FILED
United States Court of Appeals
Tenth Circuit
November 10, 2010
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
FOR THE TENTH CIRCUIT
ALLEN JONES,
Plaintiff–Appellant,
v. No. 09-6275
(D.C. No. 5:09-CV-00523-L)
RICK ENGLAND, individually; DAN (W.D. Okla.)
MUGG, individually; C. EARNEST
WYATT, individually; GEORGE
STEVENS, individually; LEO
FUNDARO, JR., individually; LARRI
SUE JONES, individually,
Defendants–Appellees.
ORDER AND JUDGMENT *
Before TACHA, LUCERO, and MURPHY, Circuit Judges.
Plaintiff Allen Jones is the son of Larry Jones, founder of the non-profit
relief organization Feed The Children (“FTC”). In May 2009, Allen filed this
diversity action against defendants, all of whom except Larri Sue Jones are
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
former board members of FTC, alleging defamation per se based on a statement
made by Larri Sue at an FTC board meeting. 1 The alleged defamatory statement
was recorded in the meeting minutes, which were later attached to a state court
petition filed by FTC at the behest of the defendants. The district court dismissed
Jones’ defamation claim under Federal Rule of Civil Procedure 12(b)(6),
concluding that the statement was privileged under Oklahoma law. Exercising
jurisdiction under 28 U.S.C. § 1291, we affirm.
I
Jones’ complaint alleges that at the April 11, 2008 FTC board meeting,
Larri Sue, who serves as FTC’s general counsel, told the board that Jones had
been diagnosed as bi-polar. He claims this statement was false and malicious,
and was intended to injure his reputation and standing with the board. The
statement was recorded in the meeting minutes, which were ratified at the next
meeting of the board.
Towards the end of 2008, defendants began to argue with Larry Jones over
control of FTC’s board of directors. Defendants claim that Larry Jones, fearing
the end of his dominance over FTC, improperly and contrary to FTC’s bylaws,
appointed five of his friends to the board, and then marshalled them to oust the
defendants. In an effort to fight this “coup attempt,” in February 2009,
1
For clarity’s sake, we sometimes refer to members of the Jones family by
their given names.
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defendants acting through FTC filed a petition for injunctive relief in Oklahoma
state court. That petition, which was filed under seal, “demanded a declaratory
judgment that the ‘ousted’ directors [were] in fact [the] valid Board of Directors
of [FTC], and that the ‘new directors’ improperly appointed should be found not
to be Directors.” The petition also asked the state court to invalidate all action
taken by the improperly appointed directors in the name of FTC. Defendants
attached to the petition copies of numerous board meeting minutes, including
those from April 11, 2008. On February 23, 2009, the state court sua sponte
issued an order unsealing the file, and the media quickly published the allegedly
defamatory statement. Allen Jones then filed this action, claiming that the
defendants’ attachment of the April 11, 2008, meeting minutes to the state court
petition constituted defamation per se. 2
II
Reviewing the district court’s dismissal order de novo, Peterson v.
Grisham,
594 F.3d 723, 727 (10th Cir. 2010), we agree that the alleged
defamatory statement was privileged under Oklahoma law, and that the complaint
2
As defendants note, Allen Jones actually claims several instances of
defamation arising out of Larri Sue’s comment, including the initial verbal
utterance, the inclusion of the statement in the meeting minutes, the later
ratification of those minutes, and the attachment of the minutes to the state court
petition. The only issue before us, however, is whether the attachment of the
April 11, 2008, meeting minutes to the state court petition can support a
defamation claim notwithstanding the absolute immunity accorded by Oklahoma
law to statements made in judicial proceedings.
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therefore failed to state a claim for defamation. “Oklahoma has long recognized
that attorneys, parties and witnesses are immune from defamation and certain
other suits where those suits are based upon communications made during or
preliminary to judicial proceedings so long as the communication is in some way
relevant to the proceeding.” State ex rel. Okla. Bar Ass’n v. Dobbs,
94 P.3d 31,
45 (Okla. 2004) (emphasis omitted); see also Okla. Stat. tit. 12, § 1443.1
(codifying privilege). This privilege is absolute; it applies regardless of the
defendant’s self-interest in making the statement and regardless of malice.
Hammett v. Hunter,
117 P.2d 511, 513 (Okla. 1941) (holding that “[n]either
malice nor design nor improper response will alter the character of an absolutely
privileged communication”). The only relevant inquiry is whether the alleged
defamatory communication is “pertinent to the issue being tried.”
Id. If so, it is
immune from attack as defamation.
Id.
The minutes from the April 11, 2008 meeting were undeniably pertinent to
the state court action. In the state complaint the appellees sought to enjoin Larry
Jones’ selected directors from carrying on as proper board members of FTC. The
state complaint detailed the deterioration of the appellees’ relationship with Larry
Jones, identifying as the cause their efforts to curtail his and Allen’s inappropriate
use of FTC funds. Attaching the meeting minutes to their petition served two
obvious purposes. First, the minutes served to identify the legitimately elected
board members of FTC. Second, the minutes constituted evidence of the board’s
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genuine concern about suspicious expenditures by the Jones family, and even
more specifically, the board’s concern that “Allen’s behavior [had] become more
destructive toward Feed The Children and its employees.” We therefore reject
Jones’ relevance argument.
We also decline his invitation to rewrite Oklahoma law in this area. Our
duty in a diversity case is to “apply state law in accordance with the then
controlling decision of the highest state court.” Juarez v. United Farm Tools,
Inc.,
798 F.2d 1341, 1342 (10th Cir. 1986) (internal quotation marks and
alteration omitted). We are not at liberty to change applicable state law or to
ignore it and adopt a different approach. Pound v. Ins. Co. of N. Am.,
439 F.2d
1059, 1063 (10th Cir. 1971). As recently as 2004, the Oklahoma Supreme Court
reaffirmed the absolute nature of the immunity doctrine at issue, noting that it
renders absolutely privileged otherwise defamatory statements “made during or
preliminary to judicial proceedings.”
Dobbs, 94 P.3d at 45 (emphasis in original).
This doctrine may prove unwieldy in the digital age, as Jones strenuously
contends. But he cites no authority for this proposition, and we are aware of no
case in which the court declined to apply the immunity doctrine simply because
the alleged defamatory statement made its way onto the internet.
Jones also challenges the district court’s refusal to convert defendants’
Rule 12(b)(6) motions into motions for summary judgment despite its
consideration of matters beyond the pleadings, including the voluminous exhibits
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attached to defendants’ state court petition. This argument lacks merit.
Notwithstanding the general rule prohibiting the consideration of evidence beyond
the pleadings on a motion to dismiss, it is well settled that “the district court may
consider documents referred to in the complaint if the documents are central to
the plaintiff’s claim and the parties do not dispute the documents’ authenticity.”
Alvarado v. KOB-TV, L.L.C.,
493 F.3d 1210, 1215 (10th Cir. 2007) (internal
quotation marks omitted). The documents considered by the district court here
fall well within these parameters.
III
For these reasons, and because we conclude the district court acted within
its discretion in denying Allen Jones’ Motion for New Trial, the judgment of the
district court is AFFIRMED.
Entered for the Court,
Carlos F. Lucero
Circuit Judge
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