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United States v. Flores, 10-8005 (2010)

Court: Court of Appeals for the Tenth Circuit Number: 10-8005 Visitors: 30
Filed: Dec. 16, 2010
Latest Update: Feb. 21, 2020
Summary: FILED United States Court of Appeals Tenth Circuit December 16, 2010 UNITED STATES COURT OF APPEALSElisabeth A. Shumaker Clerk of Court TENTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 10-8005 (D. Ct. No. 2:09-CR-00136-ABJ-6) ANGEL P. FLORES, (D. Wyo.) Defendant - Appellant. ORDER AND JUDGMENT* Before TACHA, KELLY, and GORSUCH, Circuit Judges. After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be
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                                                                            FILED
                                                                United States Court of Appeals
                                                                        Tenth Circuit

                                                                     December 16, 2010
                       UNITED STATES COURT OF APPEALSElisabeth A. Shumaker
                                                                         Clerk of Court
                                        TENTH CIRCUIT


 UNITED STATES OF AMERICA,

                Plaintiff - Appellee,

           v.                                                 No. 10-8005
                                                  (D. Ct. No. 2:09-CR-00136-ABJ-6)
 ANGEL P. FLORES,                                              (D. Wyo.)

                Defendant - Appellant.


                               ORDER AND JUDGMENT*


Before TACHA, KELLY, and GORSUCH, Circuit Judges.


       After examining the briefs and the appellate record, this three-judge panel has

determined unanimously that oral argument would not be of material assistance in the

determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The

case is therefore ordered submitted without oral argument.

       In this appeal, Angel Para Flores challenges his guilty plea and sentence. We have

jurisdiction under 28 U.S.C. § 1291 and AFFIRM.

                                    I. BACKGROUND

       Mr. Flores was charged with nine counts stemming from his role in a


       *
        This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
methamphetamine distribution conspiracy. Pursuant to a plea agreement, Mr. Flores

agreed to plead guilty to: conspiracy to possess with intent to distribute, and to distribute,

methamphetamine, in violation of 18 U.S.C. § 841(a)(1), (b)(1)(A), and § 846; possession

of a firearm in furtherance of a drug trafficking offense, in violation of 18 U.S.C.

§ 924(c)(1)(A)(i); distribution of methamphetamine, in violation of 21 U.S.C. § 841(a)(1)

and (b)(1)(C); possession with intent to distribute methamphetamine, in violation of 21

U.S.C. § 841(a)(1) and (b)(1)(A); and conspiracy to encourage an alien to illegally enter

the United States, in violation of 8 U.S.C. § 1324(a)(1)(A)(v)(I). In exchange, the

government agreed to dismiss the remaining four charges and to recommend a three-level

sentence reduction for acceptance of responsibility. See United States Sentencing

Guidelines (“Guidelines” or “U.S.S.G.”) § 3E1.1(a)–(b).

       At the change-of-plea hearing, however, Mr. Flores decided not to enter a guilty

plea as provided by the plea agreement. Later, at a status conference, Mr. Flores changed

his mind and indicated he was ready to plead guilty. The court then engaged Mr. Flores

in a Rule 11 colloquy, see Fed. R. Crim. P. 11, and he pleaded guilty to the five counts

outlined in the plea agreement. He was sentenced to two 324-month concurrent

sentences, a 120-month concurrent sentence, and a 240-month concurrent sentence. He

also received a 60-month sentence on the firearm conviction to run consecutive to the

other sentences.

       Mr. Flores now appeals, arguing that his plea was not knowing and voluntary, that

there was no factual basis for it, and that the district court erred in sentencing him to a

                                             -2-
consecutive sentence on the firearm conviction.1

                                     II. DISCUSSION

A.     Standard of Review

       Because Mr. Flores did not raise any of these issues below, he concedes that we

review only for plain error. Under this standard, we will not reverse unless the appellant

demonstrates (1) error, (2) that is plain, (3) which affects his substantial rights, and (4)

which seriously affects the fairness, integrity, or public reputation of judicial proceedings.

See United States v. Mendoza, 
543 F.3d 1186
, 1190 (10th Cir. 2008).

B.     Validity of Guilty Plea

       1.     Knowing and Voluntary

       “A defendant’s guilty plea must be knowing, voluntary, and intelligent.” United

States v. Hurlich, 
293 F.3d 1223
, 1230 (10th Cir. 2002). “A plea is ‘knowing’ if the

defendant has ‘a full understanding of what the plea connotes and of its consequences.’”

Gonzales v. Tafoya, 
515 F.3d 1097
, 1118 (10th Cir. 2008) (quoting Boykin v. Alabama,

395 U.S. 238
, 244 (1969)). “[A] plea of guilty cannot be voluntary in the sense that it

constitutes an intelligent admission that the accused committed the offense unless the

accused has received real notice of the true nature of the charge against him, which is the

first and most universally recognized requirement of due process.” Marshall v.

Lonberger, 
459 U.S. 422
, 436 (1983) (quotations omitted).

       1
        Although the plea agreement contains a waiver of appellate rights, Mr. Flores was
not informed about the waiver when he entered his plea in front of the court. Therefore,
the government concedes that the waiver is unenforceable.

                                             -3-
       In support of his argument that his plea was not knowing and voluntary, Mr. Flores

contends that he did not understand the plea agreement and that he was uncertain about

the penalties for, and elements of, the offenses with which he was charged. He further

states that there is no evidence that he had an interpreter during his discussions with his

attorney about the plea agreement.

       The record belies Mr. Flores’s assertions. The district court reviewed the elements

of each offense with Mr. Flores when he decided to plead guilty during the status

conference, and Mr. Flores stated that he understood those charges. The court similarly

reviewed the penalties for each offense, and the superseding indictment and plea

agreement also explained the penalties. Mr. Flores told the court that he understood the

charges, that he had discussed them with his attorney, and that he had no questions about

what the court had explained. He also responded affirmatively to the court’s question

whether he had submitted the pleas voluntarily and of his own free will.

       Similarly, there is no evidence that a language barrier interfered with Mr. Flores’s

understanding of the plea agreement. Although Mr. Flores speaks Spanish and the

agreement is in English, the record demonstrates that Mr. Flores’s counsel at the time was

fluent in Spanish, and a translator was provided at the hearing when Mr. Flores entered

his guilty plea and at which he stated that he understood the terms of the agreement.

       Thus, the court did not err in accepting Mr. Flores’s plea as knowing and

voluntary.




                                            -4-
       2.     Factual Basis for the Plea

       Under Fed. R. Crim. P. 11(b)(3), the court must satisfy itself that there is a factual

basis for a guilty plea before entering judgment on it. Mr. Flores contends that the district

court erred in relying solely on his own sworn statements to the court during the plea

colloquy, rather than on the government’s evidence, to determine that a factual basis for

his plea existed. We first note that nothing in Rule 11 requires the court to consider only

the government’s evidence, and to disregard the defendant’s own statements, in

determining that a plea is supported by a factual basis. To the extent that Mr. Flores

suggests that the purported involuntariness of his plea (i.e., his alleged misunderstanding

of the elements and penalties of the crimes) also impacted his ability to provide the facts

supporting it, we disagree. As explained above, the record demonstrates that Mr. Flores

entered a knowing and voluntary plea of guilty, and he has pointed to no evidence, other

than his assertion on appeal that he simply was not truthful to the court during the

colloquy, that calls into question the facts he provided to support the plea.

       On this record, then, we cannot conclude that the district court erred in accepting

Mr. Flores’s plea as voluntary, intelligent, and supported by a factual basis.

C.     Sentence

       Finally, Mr. Flores challenges the district court’s imposition of a consecutive,

rather than concurrent, 60-month sentence on his firearm conviction under 18 U.S.C.

§ 924(c)(1)(A)(i). This argument is foreclosed by our decision in United States v. Villa,

589 F.3d 1334
(10th Cir. 2009).

                                             -5-
                         III. CONCLUSION

For the foregoing reasons, we AFFIRM Mr. Flores’s convictions and sentence.

                                ENTERED FOR THE COURT,



                                Deanell Reece Tacha
                                Circuit Judge




                                  -6-

Source:  CourtListener

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