Filed: Mar. 28, 2011
Latest Update: Feb. 22, 2020
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS March 28, 2011 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 10-1318 v. (D.C. No. 1:07-CR-00375-JLK-1) (D. Colorado) ROBERT THOMAS KERNAN, Defendant - Appellant. ORDER AND JUDGMENT * Before HARTZ, HOLLOWAY, and O’BRIEN, Circuit Judges. I. INTRODUCTION After Defendant Robert Thomas Kernan violated the terms of his supervised release, the United States District
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS March 28, 2011 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, No. 10-1318 v. (D.C. No. 1:07-CR-00375-JLK-1) (D. Colorado) ROBERT THOMAS KERNAN, Defendant - Appellant. ORDER AND JUDGMENT * Before HARTZ, HOLLOWAY, and O’BRIEN, Circuit Judges. I. INTRODUCTION After Defendant Robert Thomas Kernan violated the terms of his supervised release, the United States District ..
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FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS March 28, 2011
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 10-1318
v. (D.C. No. 1:07-CR-00375-JLK-1)
(D. Colorado)
ROBERT THOMAS KERNAN,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before HARTZ, HOLLOWAY, and O’BRIEN, Circuit Judges.
I. INTRODUCTION
After Defendant Robert Thomas Kernan violated the terms of his
supervised release, the United States District Court for the District of Colorado
revoked his release and sentenced him to 11 months’ incarceration. Defendant
appeals his sentence, arguing that it was substantively unreasonable. According
to Defendant, his sentence was greater than necessary to satisfy the sentencing
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
purposes that Congress articulated in 18 U.S.C. § 3553(a). We disagree and
affirm.
II. BACKGROUND
On August 25, 2007, Defendant took Jet Blue Airlines Flight 491 from
Boston Logan Airport to Denver International Airport. As the flight crew
prepared the passenger cabin for landing, Defendant reached his hand between the
legs of a female flight attendant and touched her in a highly inappropriate
manner. Defendant was indicted on one count of interference with a flight crew
by assault and intimidation, see 49 U.S.C. § 46504, and one count of knowingly
engaging in unconsented sexual contact with another, see
id. § 46506 and
18 U.S.C. § 2244(b). On November 15, 2007, he pleaded guilty to the
interference count in accordance with a plea agreement.
Defendant has had a long-documented problem with alcohol, which
includes eight convictions for driving under the influence and driving while
impaired. Although he ordered only one beer during the flight, other passengers
told authorities that they believed Defendant was drunk when he boarded the
plane in Boston, that he was slurring his words, and that he smelled of alcohol.
Accordingly, in addition to 10 months’ imprisonment, Defendant’s sentence
included three years of supervised release during which he was required to
“participate in a program of testing and treatment for alcohol abuse, as directed
by the probation officer”; “abstain from the use of alcohol”; and “participate in a
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program of mental health treatment . . . until such time as [he was] released from
the program by the probation officer.” R., Vol. 1 at 15.
On June 24, 2008, Defendant began the three-year term of supervised
release, and a month later he began receiving mental-health and substance-abuse
therapy. His treatment regime consisted of “individual therapy, medication
monitoring, and random drug and alcohol testing.”
Id., Vol. 3 at 7. Between the
commencement of treatment and May 2010, Defendant failed to attend three
therapy sessions and failed to submit to six random drug and alcohol tests.
Defendant was arrested on January 31, 2010, on charges of driving under
the influence of alcohol and having an open alcohol container in his vehicle. His
probation officer notified the district court of the violation of the terms of his
supervised release and asked it to conduct an immediate compliance-review
hearing. Recognizing that “[a]lcohol remain[ed] a major contributor in the
defendant’s criminal conduct,” the probation officer requested that the court
admonish Defendant to comply with the special conditions of his supervised
release and to abstain from the use of alcohol and other intoxicants.
Id., Vol. 1 at
29.
The district court conducted the hearing on February 25, 2010. The court
expressed its frustration with Defendant’s failure to take seriously his many
alcohol-related offenses, including “page, after page, after page, of drunk driving,
disturbing the peace, [and] harassment” convictions.
Id., Vol. 2 at 34. It warned
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Defendant that it was adopting a zero-tolerance policy regarding his supervised
release:
This is the last time I talk to you at all. The next time you
come in here it will be—you’ll be leaving through that door with the
marshal for two years.
....
There is absolutely no further tolerance for anything that you
do that deviates in the slightest from what your probation officer tells
you to do. If he puts you on daily urinalysis checks or breathalysers,
you are going to take them. And if you miss one, you’re going to
prison, whether you have been drinking or not.
If you deviate one step from the regulations and the orders that
have been imposed upon you by your probation officer—and he can
come in here and cry and say that he wants to give you another
chance, and he won’t win. He’s in your corner, but I am not. This is
it.
Id. at 34–35.
Despite this warning, Defendant failed to attend a required therapy session
on May 1, 2010. The following month his probation officer prepared a report
alleging that Defendant had committed three types of violations of his supervised
release: (1) he used alcohol on January 31, 2010, the date he was arrested for
driving while intoxicated; (2) he failed to participate in alcohol abuse/mental-
health treatment on three occasions, including May 1, 2010; and (3) he failed to
participate in drug/alcohol testing on six occasions. All three violations qualified
as grade C violations of supervised release. 1 Based on Defendant’s criminal-
1
Grade C violations of terms of supervised release include “conduct
constituting (A) a federal, state, or local offense punishable by a term of
imprisonment of one year or less; or (B) a violation of any other condition of
(continued...)
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history category of III, United States Sentencing Guideline § 7B1.4(a)
recommended an imprisonment range of 5 to 11 months. Referencing the district
court’s zero-tolerance policy regarding Defendant’s supervised release, the
probation officer’s violation report recommended that the court sentence
Defendant to 11 months’ imprisonment followed by 25 months of supervised
release.
The district court held a revocation hearing on July 12, 2010. Speaking
first, the government stated that it did “not agree with the Probation Department,”
id. at 21, that Defendant’s violations merited a top-of-the-guideline sentence.
Although it acknowledged that Defendant had violated his supervised release on
numerous occasions, it pointed out that only one of those violations—the missed
individual-therapy session on May 1, 2010—had occurred after the court
threatened to “throw the book” at Defendant at the February compliance hearing.
Id. at 22. Defendant’s counsel echoed this sentiment and asserted that “a further
prison sentence . . . in excess of what [Defendant] was given for the underlying
offense [wa]s greater than necessary to achieve sentencing purposes that the Court
need[ed] to follow.”
Id. at 25.
The district court saw matters differently. It noted that “every facility th[e]
court ha[d] available ha[d] been provided to [Defendant], . . . [a]nd the fact that
1
(...continued)
supervision.” USSG § 7B1.1(a)(3).
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[he] admitt[ed] to being an alcoholic [wa]s not an excuse.”
Id. at 28. And it
explained: “I am concerned primarily about other people in our society. I am
concerned about [Defendant] taking a drink and getting behind the wheel of a car.
I’m concerned because I’ve seen mangled and crippled people because somebody
said that they’re trying not to drink.”
Id. The court sentenced Defendant to 11
months’ imprisonment, followed by 25 months of supervised release. It said that
it initially considered sending Defendant to prison for the remaining months of
his supervised release but ultimately listened to the probation officer’s
recommendation, which it considered lenient. Defendant timely appealed.
III. DISCUSSION
Our review of the sentence imposed is deferential. “[W]e will not reverse a
revocation sentence imposed by the district court if it can be determined from the
record to have been . . . reasonable.” United States v. Contreras-Martinez,
409 F.3d 1236, 1241 (10th Cir. 2005) (brackets and internal quotation marks
omitted). A revocation-of-supervised-release sentence within the range suggested
by the Sentencing Commission’s policy statements, such as the sentence here, is
entitled to a presumption of reasonableness. See United States v. McBride,
No. 10-3206,
2011 WL 489681, *3 (10th Cir. Feb. 14, 2011).
Defendant does not contest the district court’s calculation of the
recommended sentencing range. He argues only that “[g]iven the severity of his
alcohol problem, his relative success in controlling it after his release from
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prison, and the inadequacy of the alcohol treatment available in prison, the top-of-
the-Guidelines sentence imposed on [him] . . . was far greater than necessary to
satisfy the sentencing purposes enunciated in 18 U.S.C. § 3553(a).” Aplt. Br. at
11. “[W]hen considered in light of the Section 3553(a) standards,” he asserts, his
11-month sentence “was unreasonably long.”
Id. at 16. Instead, he claims, a
“‘longer period of supervision’ or ‘perhaps an intermediate sanction’ would have
been reasonable.”
Id. at 17. We are not persuaded.
To be sure, the 11-month sentence “exceed[s] the sentence that was
imposed—and served—for the underlying crime.”
Id. at 19. But if the original
sentence set an upper limit, incarceration could never be imposed for violations of
conditions of probation. The lighter original sentence is to give the defendant a
second chance, not to set a maximum punishment if he fails. Similarly, it is not
determinative that the government recommended a lower sentence.
Certainly a lesser sentence would have been reasonable. But, as we have
previously explained, there are often “a range of possible [sentences that] the
facts and law at issue can fairly support . . . . [W]e will defer to the district
court’s judgment so long as it falls within the realm of these rationally available
choices.” United States v. McComb,
519 F.3d 1049, 1053 (10th Cir. 2007). “The
fact that [we] might reasonably have concluded that a different sentence was
appropriate is insufficient to justify reversal of the district court.” Gall v. United
States,
552 U.S. 38, 51 (2007). Defendant’s failure to heed the district court’s
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warning to comply strictly with all conditions of release, together with his history
of noncompliance, could rationally justify the sentence imposed. Defendant has
not overcome the presumption that his within-guideline sentence fell within the
realm of rationally available choices.
IV. CONCLUSION
We AFFIRM.
ENTERED FOR THE COURT
Harris L Hartz
Circuit Judge
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