Filed: Mar. 28, 2011
Latest Update: Feb. 22, 2020
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS March 28, 2011 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court CHARLES STAUFFER, JR., Petitioner - Appellant, No. 10-5106 v. (D.C. No. 4:07-CV-00206-TCK-TLW) (N.D. Oklahoma) HASKALL HIGGINS, Warden, Respondent - Appellee. ORDER DENYING A CERTIFICATE OF APPEALABILITY Before KELLY, HARTZ, and HOLMES, Circuit Judges. Charles Stauffer Jr. (Defendant), an Oklahoma state prisoner, seeks a certificate of appealability
Summary: FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS March 28, 2011 TENTH CIRCUIT Elisabeth A. Shumaker Clerk of Court CHARLES STAUFFER, JR., Petitioner - Appellant, No. 10-5106 v. (D.C. No. 4:07-CV-00206-TCK-TLW) (N.D. Oklahoma) HASKALL HIGGINS, Warden, Respondent - Appellee. ORDER DENYING A CERTIFICATE OF APPEALABILITY Before KELLY, HARTZ, and HOLMES, Circuit Judges. Charles Stauffer Jr. (Defendant), an Oklahoma state prisoner, seeks a certificate of appealability (..
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FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
March 28, 2011
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
CHARLES STAUFFER, JR.,
Petitioner - Appellant,
No. 10-5106
v. (D.C. No. 4:07-CV-00206-TCK-TLW)
(N.D. Oklahoma)
HASKALL HIGGINS, Warden,
Respondent - Appellee.
ORDER DENYING A CERTIFICATE OF APPEALABILITY
Before KELLY, HARTZ, and HOLMES, Circuit Judges.
Charles Stauffer Jr. (Defendant), an Oklahoma state prisoner, seeks a
certificate of appealability (COA) to appeal the denial of his 28 U.S.C. § 2254
application for habeas relief. See 28 U.S.C. § 2253(c)(2) (requiring COA to
appeal denial of application). Because Mr. Stauffer has failed to make a
substantial showing of the denial of a constitutional right, we deny his request for
a COA and dismiss the appeal.
I. BACKGROUND
Defendant pleaded guilty to two counts of lewd molestation in Oklahoma
state court. The victim was his daughter while she was under the age of 16.
Attorney Mark D. Matheson represented Defendant through three days of jury
trial, during which the jury heard the testimony of the victim, her brother, and her
mother. After consultation with Defendant, Matheson negotiated a plea
agreement during the trial, and Defendant pleaded guilty on October 28, 2005.
On December 14 the trial court sentenced him in accordance with the agreement
to 20 years’ imprisonment with 10 years’ suspended.
On December 22 Defendant moved to withdraw his plea on the ground that
it was not knowing or voluntary because Matheson had provided ineffective
assistance of counsel. He contended that Matheson had failed to prepare
adequately for trial in that Matheson (1) did not review records of a previous
investigation by the Department of Human Services (DHS) of molestation
allegations; (2) did not sufficiently discuss trial strategy with Defendant; and (3)
failed to advise him of an Oklahoma requirement that he serve 85% of his
sentence before being eligible for parole. The trial court held a hearing at which
both Matheson and Defendant testified. It denied Defendant’s motion, holding
that his plea was freely and knowingly given and that Defendant failed to show
that Matheson had provided ineffective assistance.
Defendant filed with the Oklahoma Court of Criminal Appeals (OCCA) a
petition for certiorari, which the OCCA denied. The court held that Matheson had
not performed ineffectively and that Defendant had not shown prejudice from any
alleged defect in Matheson’s performance. It said that no prejudice had arisen
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from Matheson’s failure to request the DHS records, because there was no
guarantee that the DHS would have released the records to Matheson and because
the record did not suggest that the witnesses’ DHS interviews were inconsistent
with their trial testimony. It also noted that Matheson had testified that he had
informed Defendant of the 85% requirement and that Defendant himself had
testified that he understood that he could “continue with trial or take ‘the ten and
walk away with just eight and a half.’” Supp. R., Vol. 1 pt. 1 at 18 n.3.
Defendant then filed an application under 28 U.S.C. § 2254 in the United
States District Court for the Western District of Oklahoma, raising the single
claim that his guilty plea was not entered knowingly or voluntarily because he
received ineffective assistance of counsel. The court denied the application.
II. DISCUSSION
A COA will issue “only if the applicant has made a substantial showing of
the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). This standard
requires “a demonstration that . . . includes showing that reasonable jurists could
debate whether (or, for that matter, agree that) the petition should have been
resolved in a different manner or that the issues presented were adequate to
deserve encouragement to proceed further.” Slack v. McDaniel,
529 U.S. 473,
484 (2000) (internal quotation marks omitted). In other words, the applicant must
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show that the district court’s resolution of the constitutional claim was either
“debatable or wrong.”
Id.
The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA)
provides that when a claim has been adjudicated on the merits in a state court, a
federal court can grant habeas relief only if the applicant establishes that the
state-court decision was “contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the Supreme Court of the
United States,” or “was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.” 28 U.S.C. §
2254(d)(1), (2). As we have explained:
Under the “contrary to” clause, we grant relief only if the state court
arrives at a conclusion opposite to that reached by the Supreme Court
on a question of law or if the state court decides a case differently
than the Court has on a set of materially indistinguishable facts.
Gipson v. Jordan,
376 F.3d 1193, 1196 (10th Cir. 2004) (brackets and internal
quotation marks omitted). Relief is provided under the “unreasonable
application” clause “only if the state court identifies the correct governing legal
principle from the Supreme Court’s decisions but unreasonably applies that
principle to the facts of the prisoner’s case.”
Id. (brackets and internal quotation
marks omitted). Thus, a federal court may not issue a habeas writ simply because
it concludes in its independent judgment that the relevant state-court decision
applied clearly established federal law erroneously or incorrectly. See
id. Rather,
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that application must have been unreasonable. Because Defendant’s claim was
adjudicated on the merits, “AEDPA’s deferential treatment of state court
decisions must be incorporated into our consideration of [his] request for [a]
COA.” Dockins v. Hines,
374 F.3d 935, 938 (10th Cir. 2004).
On appeal Defendant argues that Matheson’s representation was
constitutionally ineffective because (1) he did not adequately prepare the case and
(2) he did not advise Defendant of Oklahoma’s requirement that he serve 85% of
his sentence before being eligible for parole. To establish that his counsel was
ineffective, Defendant must show both “that counsel’s representation fell below
an objective standard of reasonableness” and that he was prejudiced by the
deficient performance. Strickland v. Washington,
466 U.S. 668, 687–88 (1984).
“[A] court need not determine whether counsel’s performance was deficient
before examining the prejudice suffered by the defendant as a result of the alleged
deficiencies. . . . If it is easier to dispose of an ineffectiveness claim on the
ground of lack of sufficient prejudice, . . . that course should be followed.”
Id. at
697.
With regard to Defendant’s first ineffectiveness argument, he contends that
Matheson (1) failed to obtain the records of the DHS investigation and any
videotaped police interviews with trial witnesses and (2) failed to contact
potential defense witnesses, including other children living in Defendant’s home
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and character witnesses. We need not determine whether Matheson’s
performance was defective, however, because it was reasonable for the OCCA to
determine that Defendant had not shown prejudice. Nothing in the record
indicates that the witnesses’ statements to the DHS or to the police were
inconsistent with trial testimony; nor has Defendant presented any other
unpursued evidence that would have called the testimony of these trial witnesses
into question.
Defendant’s second argument is that Matheson failed to inform him that he
would be required to serve 85% of his sentence before becoming eligible for
parole. But he was not prejudiced by any failure to be so-informed unless he
would have refused to plead guilty had he been informed, see Hill v. Lockhart,
474 U.S. 52, 60 (1985); and Defendant has not asserted that he would have
insisted on continuing with the trial had Matheson informed him of his parole
eligibility date. Nor does the record show “special circumstances that might
support the conclusion that [Defendant] placed particular emphasis on his parole
eligibility in deciding whether or not to plead guilty.”
Id.
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III. CONCLUSION
We DENY the application for a COA and dismiss the appeal.
ENTERED FOR THE COURT
Harris L Hartz
Circuit Judge
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