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United States v. Armendariz, 11-2124 (2011)

Court: Court of Appeals for the Tenth Circuit Number: 11-2124 Visitors: 42
Filed: Dec. 06, 2011
Latest Update: Feb. 22, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit TENTH CIRCUIT December 6, 2011 Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff Appellee, No. 11-2124 v. (D.C. Nos. 1:10-CV-00971-BB-WDS and 2:95-CR-00353-BB-5) CARLOS ARMENDARIZ, (D.N.M.) Defendant Appellant. ORDER DENYING CERTIFICATE OF APPEALABILITY* Before LUCERO, EBEL, and GORSUCH, Circuit Judges. Carlos Armendariz, a federal prisoner proceeding pro se, seeks a certificate of appealabil
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                                                                 FILED
                                                     United States Court of Appeals
                        UNITED STATES COURT OF APPEALS       Tenth Circuit

                                   TENTH CIRCUIT                        December 6, 2011

                                                                       Elisabeth A. Shumaker
                                                                           Clerk of Court

 UNITED STATES OF AMERICA,

           PlaintiffAppellee,
                                                               No. 11-2124
 v.                                              (D.C. Nos. 1:10-CV-00971-BB-WDS and
                                                         2:95-CR-00353-BB-5)
 CARLOS ARMENDARIZ,                                              (D.N.M.)
           DefendantAppellant.



               ORDER DENYING CERTIFICATE OF APPEALABILITY*


Before LUCERO, EBEL, and GORSUCH, Circuit Judges.


       Carlos Armendariz, a federal prisoner proceeding pro se, seeks a certificate of

appealability (“COA”) to appeal the district court’s denial of his 28 U.S.C. § 2255 habeas

petition. We deny a COA and dismiss the appeal.

                                             I

       After a two-day trial, a jury convicted Armendariz of possession of more than five

pounds of cocaine with intent to distribute and of conspiracy. He received a sentence of


       *
         This order is not binding precedent except under the doctrines of law of the case,
res judicata, and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
324 months’ imprisonment. This court affirmed his conviction on appeal. United States

v. Armendariz, 349 F. App’x 323 (10th Cir. 2009) (unpublished).

       Armendariz’s § 2255 petition was initially reviewed by a magistrate judge, who

construed the petition as raising two claims: (1) ineffective assistance of trial counsel;

and (2) alleged error in the trial court’s replacement of a sworn juror with an alternate.

The magistrate judge recommended that the petition be denied because Armendariz

procedurally defaulted on the juror claim and his pleadings lacked the specificity required

to establish that his counsel was deficient under Strickland v. Washington, 
466 U.S. 668
(1984). Despite Armendariz’s objections, the district court adopted the magistrate

judge’s recommendations in full.

       In his application for a COA, Armendariz attempts to flesh out his ineffective

assistance of counsel claim with additional facts. He does not address his second claim

concerning the replaced juror.

                                             II

       A petitioner must first obtain a COA to appeal the denial of a § 2255 petition. 28

U.S.C. § 2253(c)(1)(B). We may issue a COA “only if the applicant has made a

substantial showing of the denial of a constitutional right,” § 2253(c)(2), which requires a

petitioner to demonstrate “that reasonable jurists could debate whether (or, for that

matter, agree that) the petition should have been resolved in a different manner or that the

issues presented were adequate to deserve encouragement to proceed further.” Slack v.


                                            -2-
McDaniel, 
529 U.S. 473
, 484 (2000) (quotations omitted).

       In order to succeed on an ineffective assistance of counsel claim, a litigant must

show that his counsel’s performance fell below an objective standard of reasonableness

and that there was a reasonable probability that his counsel’s deficiencies influenced the

outcome of the proceeding. 
Strickland, 466 U.S. at 694
. “Although we must liberally

construe [petitioner’s] pro se petition, we are not required to fashion [petitioner’s]

arguments for him where his allegations are merely conclusory in nature and without

supporting factual averments.” United States v. Fisher, 
38 F.3d 1144
, 1147 (10th Cir.

1994) (citation omitted). Armendariz’s petition is wholly lacking the facts required to

establish either element of a constitutional ineffective assistance of counsel claim. For

example, he alleges that his trial counsel did not properly advise him of the potential

sentence he faced. He does not specify, however, what trial counsel did or did not tell

him. Similarly, Armendariz implies that but for this omission by trial counsel, he would

have pleaded guilty, but he does not say if a potential plea deal existed or was

unknowingly refused. Without this basic information, his petition does not state a viable

claim under Strickland.

       We are also not persuaded by the additional legal theories and allegations

contained in Armendariz’s objection to the magistrate judge’s recommendation and his

application for a COA. Some of these allegations are novel and were not presented in

Armendariz’s original habeas petition. We decline to reach the merits of these claims.


                                             -3-
See United States v. Garfinkle, 
26 F.3d 1030
, 1031 (10th Cir. 2001) (arguments first

made in response to magistrate’s report are waived); Rhine v. Boone, 
182 F.3d 1153
,

1154 (10th Cir. 1999) (issues cannot be raised for first time on appeal). To the extent that

these submissions address the issue raised in his original petition—that counsel was

ineffective at the plea stage—these materials also fail to provide the necessary factual

specificity to state a cognizable claim.

                                            III

       We DENY a COA and DISMISS the appeal. We GRANT Armendariz’s motion

to proceed in forma pauperis.



                                           Entered for the Court



                                           Carlos F. Lucero
                                           Circuit Judge




                                            -4-

Source:  CourtListener

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