Filed: Feb. 23, 2012
Latest Update: Feb. 22, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit TENTH CIRCUIT February 23, 2012 Elisabeth A. Shumaker Clerk of Court KIMBERLY BERRY, Plaintiff – Appellant, No. 10-3289 v. (D.C. No. 2:08-CV-02439-JPO) (D. Kan.) MISSION GROUP KANSAS, INC., d/b/a Wright Business School, Defendant - Appellee. ORDER AND JUDGMENT* Before KELLY, O'BRIEN, and MATHESON, Circuit Judges. Kimberly Berry filed a Title IX claim against her employer, Mission Group, Kansas, which does business
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit TENTH CIRCUIT February 23, 2012 Elisabeth A. Shumaker Clerk of Court KIMBERLY BERRY, Plaintiff – Appellant, No. 10-3289 v. (D.C. No. 2:08-CV-02439-JPO) (D. Kan.) MISSION GROUP KANSAS, INC., d/b/a Wright Business School, Defendant - Appellee. ORDER AND JUDGMENT* Before KELLY, O'BRIEN, and MATHESON, Circuit Judges. Kimberly Berry filed a Title IX claim against her employer, Mission Group, Kansas, which does business a..
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FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
TENTH CIRCUIT February 23, 2012
Elisabeth A. Shumaker
Clerk of Court
KIMBERLY BERRY,
Plaintiff – Appellant,
No. 10-3289
v. (D.C. No. 2:08-CV-02439-JPO)
(D. Kan.)
MISSION GROUP KANSAS, INC., d/b/a
Wright Business School,
Defendant - Appellee.
ORDER AND JUDGMENT*
Before KELLY, O'BRIEN, and MATHESON, Circuit Judges.
Kimberly Berry filed a Title IX claim against her employer, Mission Group,
Kansas, which does business as Wright Business School (WBS). She alleged WBS
terminated her employment in retaliation for reporting incidents of sexual harassment
against female students by a male instructor. A five-day trial resulted in a jury verdict for
WBS. Berry moved for a new trial based on the trial court’s exclusion of evidence
regarding the county attorney’s consumer fraud investigation of WBS which was ongoing
*
This order and judgment is an unpublished decision, not binding precedent. 10th
Cir. R. 32.1(A). Citation to unpublished decisions is not prohibited. Fed. R. App. 32.1.
It is appropriate as it relates to law of the case, issue preclusion and claim preclusion.
Unpublished decisions may also be cited for their persuasive value. 10th Cir. R. 32.1(A).
Citation to an order and judgment must be accompanied by an appropriate parenthetical
notation B (unpublished).
Id.
at the time she was fired. She also claimed the court erred in excluding evidence that
WBS had failed to timely implement a sexual harassment policy. The court denied the
motion for a new trial. We affirm.
I. BACKGROUND
During the relevant time period, Mission Group, Kansas, operated three separate
technical training schools, including WBS. WBS hired Kimberly Berry on February 2,
2006, as the externship coordinator for the surgical technician program. Her duties
included marketing the program to area hospitals and doctor’s offices to persuade them to
extend externships to students and job opportunities after graduation.
The events at issue occurred during May and June 2007. During this time, three
separate circumstances developed: (1) Berry notified WBS executives that instructor Ray
Gonzalez was sexually harassing female students; (2) two WBS employees were fired;
and (3) the Johnson County, Kansas, district attorney (DA) was conducting an
investigation of WBS based on consumer fraud complaints.
A. Complaints of Sexual Harassment
There were three instructors in the surgery technician program, Sara Roe, Gary
Able and Gonzalez. On May 10, 2007, Berry received a telephone call from Roe, who
told Berry she had seen Gonzalez making sexual advances towards a married female
student. Roe said Gonzalez became belligerent when she confronted him. In response to
this information, on May 11, 2007, Berry sent an e-mail to David Parmenter, Corporate
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Director of Education, who was one of Berry’s two immediate supervisors.1 The e-mail
stated:
It has come to my attention, that there has been some very disturbing and
inappropriate behavior going on [in] the ST classroom. So far I have had a
personal discussion with a student and have verified this information with
another instructor. I am told there are other students with similar
complaints as well. They are to talk with me later today. I feel it is
important to address this immediately and am not sure how to proceed. I
believe this will be something David Toledo and/or John Mucci [President
of Mission Group] may need to be involved with as well. Please either e-
mail me or call me to discuss this today if possible.
(Vol. V at 1039.)
Parmenter immediately forwarded the e-mail to his supervisor, David Toledo,
Vice-President of Operations. Toledo contacted Berry and arranged to speak with her.2
After discussing what Berry had learned, Toledo and Berry interviewed the student. The
student verified the information and stated she was very uncomfortable attending
Gonzalez’s class. Toledo asked the student what he could do while the matter was being
investigated. Accommodating the student’s request, Toledo allowed her to skip her
weekly three-hour externship review class with Gonzalez until the matter was resolved.
Toledo also asked her to put her complaint in writing.
1
Lisa Frederichs, WBS Campus Director, was Berry’s other immediate
supervisor. In April 2007, Frederichs resigned from her position as Campus Director;
Justin Berkowitz replaced her sometime in May 2007.
2
According to Berry, her meeting with Toledo occurred in the parking lot and
Toledo told her she need not take the matter further, i.e., to James Miller, Mission
Group’s Chairman, or John Mucci, President of Mission Group. Toledo denied this
occurred.
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On May 16, 2007, on Berry’s instruction, Roe sent an e-mail to Toledo reporting
that she had heard Gonzalez tell a “disgusting” joke to the students the previous day.
(Vol. V at 1030.) Berry followed up with an e-mail to Parmenter (copied to Mucci) on
May 18, 2007. Berry stated she was checking to make sure Roe had notified Parmenter
of Gonzalez’s latest transgression. She also informed Parmenter of previous
inappropriate behavior by Gonzalez with another student.
On May 21, 2007, pursuant to Toledo’s earlier request, the student e-mailed
Toledo, Mucci and Parmenter with her statement regarding Gonzalez’s behavior. On the
same day, Berry followed-up with an e-mail to verify these individuals had received the
student’s report.
On May 22, 2007, yet another student wrote a complaint against Gonzalez and
gave her statement to Berry. Berry telephoned Mucci, who then came to her office to
retrieve the student’s statement. In addition to these conversations, Berry testified to
having met with Parmenter several times to discuss why Gonzalez was still teaching.
Around May 28, 2007, Mucci and Dean of Students, Malisa Wacker, interviewed
several students and instructors. All confirmed the complaints against Gonzalez. Mucci
terminated Gonzalez’s employment on May 31, 2007.
However, on the same day, an e-mail from Roe’s account was sent to Mission
Group’s Chairman, James Miller. The e-mail said:
I know that I could get fired for this but I feel that I must say something
about the sexual harassment that is taking place in the surg tech department
by [Gonzalez]. I was told by David Toledo and John Mucci to not contact
you with this matter but nothing has been done and he is still sexually
harassing students. A student has filed a complaint and now is being told
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not to come to school because of the sexual comments made to her.
Management has dropped the ball on this and I have no other choice but to
contact you. I would prefer to remain anonymous since I still work with
[Gonzalez] outside WBS. [Y]ou are opening yourselves up to a potential
lawsuit.
(Vol. V at 1032.) Miller responded in a return e-mail on June 1, with copies to Mucci,
Toledo and another board member. The e-mail informed Roe that Mucci was in charge
of the investigation and the matter would be resolved that day.
When Toledo mentioned this e-mail to Roe a few days later, she denied writing it.
Roe suggested perhaps Berry had sent it because they shared a computer. At some point,
Roe and Berry had a meeting with Toledo about the e-mail. According to Berry, Toledo
called her and Roe into his office and was very angry because someone had gone
“outside the chain of command” to involve Miller. (Vol. II at 442.) However, Toledo
testified they discussed the security of the e-mail system, not the substance or the
recipient of the e-mail.3
B. The Termination of LeBeouf and Adkins
While the Gonzalez investigation was occurring, another problem began to unfold.
On May 10, 2007 (the same day Berry received the first complaint regarding Gonzalez),
WBS dismissed instructor Larry LeBeouf and Dean of Students Cathy Adkins. At trial,
according to Mucci’s testimony, LeBeouf became very angry when he was fired and
threatened to “take [WBS] down.” (Vol. IV at 768.)
3
Toledo’s testimony was supported by notes Berry wrote in November 2007,
where she stated her recollection of the meeting was that Berry and Roe went to Toledo
and Berkowitz and they discussed security concerns about the e-mail system. Berry’s
notes did not mention anyone being angry. [Vol. V at 1048]
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Shortly thereafter, Berry received e-mails from Adkins. According to Berry, the
first few messages from Adkins merely asked her to not believe what people were
probably saying about Adkins and LeBeouf. Eventually, however, Adkins asked Berry to
gather confidential school information for LeBeouf. Berry testified that she responded in
an e-mail angrily refusing to share confidential student information. She said LeBeouf
telephoned her in late May to explain why he wanted the information and they spoke for
an hour and a half. He said the information would assist the DA in his investigation of
WBS regarding allegations of consumer fraud. Berry also telephoned LeBeouf the day
WBS terminated her employment to tell him she was angry and believed he had caused
her to lose her job.
C. The District Attorney’s Investigation
In December 2006, the Johnson County DA’s office received complaints against
WBS alleging consumer fraud, primarily complaining about the adequacy of the surgical
technician program. The DA began an investigation which continued until after Berry
was discharged.4 Berry received a call from the DA’s office on May 18, 2007. She was
informed she had a choice to either give a voluntary statement or she would be
subpoenaed. The DA’s investigator interviewed Berry on June 18, 2007, four days after
she was fired from WBS. In that interview, she disclosed her conversations with
LeBeouf.
4
No charges were filed against WBS as a result of the investigation. [Vol. I at 93-
94]
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D. Berry’s Termination
At trial, Dean Malisa Wacker testified that in late May or early June, Berry told
her LeBeouf and Adkins had been sending her e-mails seeking school information. Berry
said she had retained approximately 160 files “on the school” to take with her when she
left WBS. (Vol. III at 695.) Wacker said Berry asked her several times to help collect
more information. Wacker told Berry she was not interested in seeing the e-mails from
LeBeouf or Adkins or in providing information. At first, Wacker did not report this
conversation because she did not want to get involved. But after several staff meetings in
which she was told the school was concerned that confidential information was being
given to LeBeouf and WBS wanted it stopped, Wacker told Berkowitz, the new campus
director, what Berry had said about keeping school files and her communication with
LeBeouf. At Berkowitz’s request, Wacker sent two e-mails describing what Berry had
told her. Berkowitz forwarded the e-mails to Toledo on June 13, who in turn, reported
the matter to Mucci.
After receiving these e-mails, Mucci received another call from Toledo later in the
day. Toledo reported he was checking on a WBS employee, Brandon Wilson, who had
been hired in May 2007 as an attendance dean. Wilson had not reported to work for
some time. Because Wilson had appeared to be an excellent employee, Toledo attempted
to contact him and urge him to return to work. When Wilson did not answer Toledo’s
phone calls, Toledo went to his home and left his card. Wilson then telephoned Toledo
on June 13, 2007, and told Toledo that he did not want to return to WBS as “he was sick
and tired of getting dragged in the middle of this thing.” (Vol. IV at 766.) Wilson said
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LeBeouf had been calling him and leaving messages to the point Wilson’s wife told him
to return LeBeouf’s call to make it stop. According to Toledo, when Wilson returned the
call, LeBeouf “basically” said “I’m recruiting past and present employees that want to
help me take down [WBS].” (Id. at 838-39.) When Wilson asked LeBeouf how he got
Wilson’s number, LeBeouf said Berry gave it to him. Toledo reported his conversation
with Wilson to Mucci.
Mucci testified that after Wacker’s e-mails, Toledo’s telephone call reporting
Wilson’s statements were the “trigger” that convinced Mucci to immediately terminate
Berry’s employment. At Mucci’s direction, Berkowitz terminated Berry’s employment
on June 14, 2007. Berkowitz told her she was fired for “communicating about school
business with an outside source.” (Vol. I at 225.) He told Berry if she wanted a more
complete explanation to contact Mucci. Berry e-mailed Mucci asking why she was fired.
Five days later, Mucci responded:
We have reason to believe that you have disparaged WBS to our clients,
students and staff. We also have information that you have disclosed
confidential client and employee information to unauthorized individuals.
(Vol. V at 1034.)
II. PROCEDURAL HISTORY
Berry filed a claim against WBS on September 16, 2008, alleging retaliation under
Title IX and violations of public policy. She voluntarily dismissed her public policy
claims and filed an amended complaint alleging only that WBS terminated her
employment in retaliation for bringing sexual harassment complaints against Gonzalez.
Prior to trial, both parties moved to exclude evidence at trial. At issue here are
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WBS’s motion to exclude reference to the DA’s investigation and Berry’s motion to
admit evidence that WBS had not enacted a sexual harassment policy prior to a deadline
agreed to in a Resolution Agreement with the United States Department of Education.5
The court6 granted WBS’s motion to exclude the contents of the investigation and its
results. However, it determined a ruling on whether it would exclude “all evidence of the
existence of the investigation . . .” would be premature. (Vol. I at 111.) The court denied
Berry’s motion to admit the Resolution Agreement because the existence of a sexual
harassment policy was irrelevant to retaliation and the Agreement’s relevance was
outweighed by the danger of unfair prejudice.
At trial, during Berry’s cross-examination, WBS’s counsel asked about the two
conversations Berry had with LeBeouf – the one and a half hour conversation in late May
and the conversation on the day WBS terminated her employment. Counsel asked:
“What necessitated [LeBeouf] calling you while you were on vacation and talking to him
for an hour and a half?” Berry responded:
Because [Adkins] had sent me approximately three emails, I believe. I had
not responded to any of them until after, I believe, it was like the third one.
And they were very innocuous, she was telling me that she didn’t want me
to believe what she assumed was being said about their dismissal.
And on the third email, she had actually asked me for information. And I
5
In 2005, the United States Department of Education received a student complaint
against WBS regarding sexual harassment by an instructor. WBS entered into a
Resolution Agreement in which it agreed to develop and implement a policy prohibiting
sexual harassment and a revised grievance procedure by October 4, 2006. The policy
was not enacted until September 2007.
6
The case was tried before a magistrate judge by consent of the parties.
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did respond in a very hostile way to her that I was in no way going to give
the information, and I was very upset that I had been asked.
[LeBeouf] contacted me to basically explain why they had asked me [for
information].
(Vol. III at 530-31.) There was no contemporaneous objection to this question.
WBS’s counsel also asked about the call Berry made to LeBeouf on the day she
was fired. When Berry could not recall whether she had called that day, the defense
played a segment of the videotaped interview Berry had given the DA’s investigator
establishing she had called LeBeouf the day she was dismissed. WBS’s counsel then
asked:
Q. Now, when you placed this call to Mr. LeBeouf on the day you were
terminated, you informed him that you had been fired; true?
A. That’s true.
Q. And you said you were angry about it; true?
A. Yes.
Q. Why did you feel it necessary to disclose all that to Mr. LeBeouf?
(Vol. III at 538-39.) When Berry’s counsel objected, the question was withdrawn.
The next line of cross-examination addressed the e-mails Adkins sent to Berry.
Berry conceded Adkins placed an admonition in the subject line: “do not open this at
work.” (Id. at 550.) When counsel asked “why . . . Ms. Adkins [would] presume to be
able to tell you . . . what to open and what not to open at work,” Berry responded she had
“no idea.” (Id. at 550-51.)
At that point, Berry’s counsel approached the bench and made an offer of proof.
He explained the DA’s investigator had called Berry on May 18th and told her that she
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could make a voluntary statement or be subpoenaed. Counsel wanted to introduce
evidence of the investigation because, contrary to WBS’s suggestion she was helping
LeBeouf take the school down, the e-mails and the conversations with LeBeouf were for
the purpose of cooperating with the DA. After further argument, the court determined
WBS had not opened the door to this line of questioning and, to address Berry’s concern
that the setting of the DA’s interview could cause the jury to speculate that Berry was
charged with some sort of wrongdoing, the court instructed the jury that Berry was never
the subject of any criminal investigation.
After the jury returned with a verdict for WBS, Berry moved for a new trial based
on the court’s exclusion of testimony regarding the DA’s investigation. The court denied
the motion, concluding the probative value of the evidence was minimal while potentially
“leading the jury to return a verdict for retaliation that had nothing to do with the Title IX
context in which this case was tried.” (Vol. V at 1101.)
III. DISCUSSION
Berry argues the court erred in excluding evidence of (1) the DA’s investigation
and (2) WBS’s failure to timely comply with the Resolution Agreement and these errors
warrant a new trial. We disagree.
To prove her retaliation claim, Berry was required to establish she was terminated,
at least in part, because of her complaints against Gonzalez.7 See Twigg v. Hawker
7
“Title IX . . . prohibits gender discrimination against students enrolled in
federally supported educational programs and has been construed to provide an implied
cause of action to an aggrieved individual.” Gossett v. Okla. ex rel. Bd. of Regents for
Langston Univ.,
245 F.3d 1172, 1176 (10th Cir. 2001). “Retaliation against a person
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Beechcraft Corp.,
659 F.3d 987, 998 (10th Cir. 2011). If she cannot directly establish
that retaliation played a motivating part in the employment decision, she may “rely on the
three-part framework established in McDonnell Douglas Corp. v. Green,
411 U.S. 792,
93 S. Ct. 1817,
36 L. Ed. 2d 668 (1973), to prove retaliation indirectly.”
Id.
Under the McDonnell Douglas/indirect approach, the plaintiff must first
make out a prima facie case of retaliation by showing (1) that [s]he engaged
in protected opposition to discrimination, (2) that a reasonable employee
would have found the challenged action materially adverse, and (3) that a
causal connection existed between the protected activity and the materially
adverse action. If the plaintiff establishes a prima facie case, the employer
must then offer a legitimate, nonretaliatory reason for its decision. Finally,
once the employer has satisfied this burden of production, the plaintiff must
show that the employer’s reason is merely a pretext for retaliation.
Id. (citations and quotations omitted). “A plaintiff demonstrates pretext by showing that
the employer’s proffered explanation is unworthy of credence.” Jaramillo v. Colo.
Judicial Dep’t.,
437 F.3d 1303, 1309 (10th Cir. 2005) (quotations omitted). “Once the
employer’s justification has been eliminated, [retaliation] may well be the most likely
alternative explanation, especially since the employer is in the best position to put forth
the actual reason for its decision.”
Id.
Evidence is relevant “if it has any tendency to make a fact more or less probable
than it would be without the evidence and . . . the fact is of consequence in determining
the action.” Fed. R. Evid. 401. Rule 403 of the Federal Rules of Evidence provides:
The court may exclude relevant evidence if its probative value is
because that person has complained of sex discrimination is another form of intentional
sex discrimination encompassed by Title IX’s private cause of action.” Jackson v.
Birmingham Bd. of Educ.,
544 U.S. 167, 174 (2005). Courts have generally assessed
Title IX discrimination claims under the same legal analysis as Title VII claims.
Gossett,
245 F.3d at 1176.
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substantially outweighed by a danger of one or more of the following:
unfair prejudice, confusing the issues, misleading the jury, undue delay,
wasting time, or needlessly presenting cumulative evidence.
Whether the relevance of evidence is outweighed by unfair prejudice is a decision
committed to the sound discretion of the trial court, and it will not be disturbed on appeal
absent a showing of a clear abuse of discretion. Texas E. Transmission Corp. v. Marine
Office-Appleton & Cox Corp.,
579 F.2d 561, 566 (10th Cir. 1978). We defer to the
“district court’s familiarity with the details of the case and its greater experience in
evidentiary matters, particularly “with respect to Rule 403 since it requires an on-the-spot
balancing of probative value and prejudice.” Frederick v. Swift Transp. Co.,
616 F.3d
1074, 1083 (10th Cir. 2010) (quotations and citation omitted). We reverse “only if we
have a firm and definite belief that the trial court made a clear error in judgment.”
Macsenti v. Becker,
237 F.3d 1223, 1236 (10th Cir. 2001). We find no abuse of
discretion in the district court’s reasoned evidentiary rulings.
A. Evidence of the District Attorney’s Investigation
Berry claims the existence of the investigation was highly relevant to the issues at
trial for two reasons: (1) it was necessary to counter WBS’s claims that it reasonably
believed Berry was acting with LeBeouf to take the school down, and (2) it was the basis
of a prior inconsistent statement necessary to impeach Mucci and demonstrate his reasons
for her termination were pretext.
The court concluded the existence of the investigation was only marginally
relevant, if relevant at all, to establish WBS dismissed Berry because of the complaints
against Gonzalez.
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Evidence that there was a DA investigation ongoing or that Berry was
speaking to LeBeouf about that investigation does not establish the
requisite causal connection [between the internal investigation and her
discharge]. Even if the jury was informed that Berry was only speaking to
LeBeouf because of the DA’s investigation and even if the jurors were
convinced that it was wrong to fire her for cooperating with the DA’s
investigation, that still would not have been sufficient grounds to enter a
verdict for Berry if the jury was not convinced that she was fired for
complaining about sexual harassment. The same is true for Berry’s claim
that evidence of the DA’s investigation would have discredited WBS’s
claims that Berry was wrongfully handling school records or that she was
the source of student complaints. Such evidence might indicate that WBS’s
decision to fire Berry was not wise, fair, or correct, but it neither proves nor
disproves that WBS fired Berry because she engaged in protected conduct
under Title IX.
(Vol. V at 1098-99.) We agree with the court’s reasoning.
WBS presented evidence that student information must be kept confidential and
the unauthorized release of such information could subject it to closure. Mucci testified
he discharged Berry because he believed she was providing confidential information to
LeBeouf in his attempt to take the school down and she had given him Wilson’s
telephone number. But, according to Berry, the only reason she was speaking with
LeBeouf was to cooperate with the DA’s investigation. Excluding evidence of the
investigation prevented her from correcting the false impression created by WBS that she
was assisting LeBeouf in some sort of illegal activity. She maintains the evidence was
“inextricably intertwined” with the other evidence, so that its admission was essential to
understand her actions. (Appellant’s Br. at 33.)
The problem with Berry’s argument is that why she was communicating with
LeBeouf is irrelevant to her retaliation claim. As the district court observed, Berry makes
no connection between her complaints about Gonzalez and her criticism of WBS’s
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response to those complaints and her involvement in a consumer protection investigation.
Even if the jury knew Berry’s motives were pure and WBS fired her for assisting the DA,
this information sheds no light on whether WBS retaliated against her for lodging
complaints of sexual harassment.
Berry claims evidence of the DA’s investigation was also necessary to prove her
theory of pretext and to undermine WBS’s defense theory. Primarily, she argues she
should have been allowed to impeach Mucci with his prior inconsistent statement. At his
deposition, Mucci said he was worried about Berry’s contacts with LeBeouf, particularly
in light of the DA’s investigation and Berry’s comment that she had been collecting
school files. Berry claims this testimony shows Mucci was not worried about the
unauthorized release of confidential information as he testified at trial. Rather, Mucci
was concerned about LeBeouf and Berry’s cooperation with the DA. Had she been
allowed to impeach him with this testimony, Berry contends the jury could have inferred
Mucci was casting about for plausible alternatives when, in fact, Berry was terminated
for two reasons – her involvement in the DA’s investigation and her complaints of sexual
harassment.
“A plaintiff demonstrates pretext by producing evidence of such weaknesses,
implausibilities, inconsistencies, incoherencies, or contradictions in the employer's
proffered legitimate reasons for its action that a reasonable factfinder could rationally
find them unworthy of credence and hence infer that the employer did not act for the
asserted non-discriminatory reasons.”
Jaramillo, 427 F.3d at 1308.
Berry asserts: “Obviously, if she was talking with LeBeouf because of the district
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attorney’s investigation, this makes it highly implausible that she was plotting with him
to damage the school out of malice and revenge. This, in turn, would have allowed the
jury to reject all of Mucci’s emotional testimony about the school being shut down if a
governmental agency found out that student records had gone missing.” (Appellant’s Br.
at 35.) We disagree. Even if Berry had been allowed to show that WBS’s “danger to the
school” defense was based not on federal policies but on leaks to the DA’s investigation,
this does not lead to a reasonable inference her employment was terminated because of
complaints regarding sexual harassment.
“To raise an inference of pretext in the face of the employer’s legitimate,
nondiscriminatory explanation, the plaintiff must undermine the employer’s credibility to
the point that a reasonable jury could not find in its favor.”
Jaramillo, 427 F.3d at 1310.
“This exception is based on the common-sense notion that if a person is shown to be a
liar in an outrageous manner, the inference that the person is non-credible, and should not
be believed as to other issues, is a reasonable one.”
Id. (quotations omitted). While
Mucci did not say he fired Berry in connection to the DA’s investigation, Mucci’s
isolated deposition statement simply is not outrageous enough to undermine the
legitimate rationale for his decision. Indeed, his statement about the DA’s investigation
is preceded by his concern regarding Wacker’s e-mails, especially Berry’s reported
statement “she was collecting files on the school that she was going to take with her when
she left.” (Vol. 1 at 98.) To the extent that his testimony at trial was inconsistent by not
mentioning the DA’s investigation, it was certainly not so outrageous as to destroy his
credibility.
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As we have stated:
Something less than total failure of the employer's defense is sufficient to
create a genuine issue of fact when (1) the reasons are so intertwined that a
showing of pretext as to one raises a genuine question whether the
remaining reason is valid; (2) the pretextual character of one explanation is
so fishy and suspicious that a jury could find that the employer (or its
decisionmaker) lacks all credibility; (3) the employer offers a plethora of
reasons, and the plaintiff raises substantial doubt about a number of them;
(4) the plaintiff discredits each of the employer's objective explanations,
leaving only subjective reasons to justify its decision; or (5) the employer
has changed its explanation under circumstances that suggest dishonesty or
bad faith.
Jaramillo, 427 F.3d at 1310 (quotations and citations omitted). None of these exceptions
apply to Berry’s case. The failure to mention the DA’s investigation as a cause of
concern is not intertwined with the Gonzalez complaints and does not undermine the
reasons Mucci gave for his decision – his belief that Berry was planning on an
unauthorized sharing of confidential information. And WBS did not offer a “plethora” of
reasons for Berry’s termination.
Berry’s arguments merely underscore the court’s concerns regarding potential
prejudice and jury confusion should the DA’s investigation evidence be admitted. As the
court stated:
Evidence that WBS was being investigated for consumer fraud would have
potentially been very prejudicial to WBS by putting evidence before the
jury that WBS was at least suspected of wrongdoing for conduct having
nothing to do with the issues in this case. While in some contexts this
evidence could be considered prejudicial but not unfairly so, here, given the
shallow probative value of the DA’s investigation, it is unlikely that this
evidence would have been anything but unfairly prejudicial to WBS in this
case.
Further, there is also significant risk that evidence of the DA’s investigation
could have confused or misled the jury. Berry’s own motion for a new trial
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states that her participation in the DA’s investigation “was part of the
reason WBS fired her.” But the issue in this case was whether Berry was
terminated for reporting sexual harassment and participating in the school’s
internal investigation, not whether she was fired for assisting the DA’s
office with their investigation. Allowing Berry to put on evidence of the
DA’s investigation would have unnecessarily muddied the waters and could
have potentially led the jury to return a verdict for retaliation that had
nothing to do with the Title IX context in which this case was tried.
(Vol. V at 1100-01.)
Berry argues the evidence was not unfairly prejudicial because WBS “opened the
door” through its suggestion that Berry was communicating with LeBeouf and Adkins in
violation of federal privacy laws. We have no doubt that, had Berry been able to explain
her extended conversation with LeBeouf and portions of the e-mails exchanged between
Berry, LeBeouf and Adkins in the context of the DA’s consumer protection investigation,
the jury may have believed she was unfairly fired. But it does nothing to inform the jury
on the actual issues at trial – whether WBS’s dismissal was motivated by her complaints
about sexual harassment. To determine whether “the proffered reason for a decision was
pretextual, we examine the facts as they appear to the person making the decision not the
plaintiff's subjective evaluation of the situation.” Luster v. Vilsack,--- F.3d ---, No. 11-
1013,
2011 WL 6000545, *4 (10th Cir. Dec. 1, 2011) (quotation and citation omitted).
“The relevant inquiry is not whether the employer's proffered reasons were wise, fair or
correct, but whether it honestly believed those reasons and acted in good faith upon those
beliefs.”
Id. The district court did not abuse its discretion in excluding the admission of
this evidence.
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B. Sexual Harassment Policy
Berry also alleges the court erred in excluding the fact that WBS had not instituted
a sexual harassment policy as agreed under the Resolution Agreement. She argues this
evidence was relevant to show why she complained to several different persons when
Gonzalez was not removed from the classroom, why she believed WBS was violating
Title IX, and to rebut WBS’s claim that it was concerned about following federal
regulations. Again, the court did not abuse its discretion in determining the relevance of
this evidence was substantially outweighed by the potential for unfair prejudice. The
events in 2005 may have shown WBS’s historical indifference to addressing sexual
harassment issues but there was no dispute that Berry had direct access to the managers
responsible for investigating her complaints and her complaints did lead to an
investigation. Thus, the existence of an official sexual harassment policy was of limited
relevance to her retaliation claim. The court did not abuse its discretion in concluding the
potential unfair prejudice should the evidence be admitted substantially outweighed its
probative value.
AFFIRMED.
Entered by the Court:
Terrence L. O’Brien
United States Circuit Judge
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