Filed: Jul. 31, 2012
Latest Update: Mar. 02, 2020
Summary: FILED United States Court of Appeals Tenth Circuit PUBLISH July 31, 2012 Elisabeth A. Shumaker UNITED STATES COURT OF APPEALS Clerk of Court TENTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 11-5065 HASAN ALI HASAN, Defendant-Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF OKLAHOMA (D.C. NO. 4:05-CR-00174-JHP-1) Barry L. Derryberry, Research and Writing Specialist (Julia L. O’Connell, Federal Public Defender, with him on the brief) Office of
Summary: FILED United States Court of Appeals Tenth Circuit PUBLISH July 31, 2012 Elisabeth A. Shumaker UNITED STATES COURT OF APPEALS Clerk of Court TENTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. No. 11-5065 HASAN ALI HASAN, Defendant-Appellant. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF OKLAHOMA (D.C. NO. 4:05-CR-00174-JHP-1) Barry L. Derryberry, Research and Writing Specialist (Julia L. O’Connell, Federal Public Defender, with him on the brief) Office of t..
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FILED
United States Court of Appeals
Tenth Circuit
PUBLISH July 31, 2012
Elisabeth A. Shumaker
UNITED STATES COURT OF APPEALS Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 11-5065
HASAN ALI HASAN,
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OKLAHOMA
(D.C. NO. 4:05-CR-00174-JHP-1)
Barry L. Derryberry, Research and Writing Specialist (Julia L. O’Connell, Federal
Public Defender, with him on the brief) Office of the Federal Public Defender,
Tulsa, Oklahoma, for Appellant.
Leena Alam, Assistant United States Attorney (Thomas Scott Woodward, United
States Attorney, Northern District of Oklahoma, with her on the brief) Office of
the United States Attorney, Tulsa, Oklahoma, for Appellee.
Before TYMKOVICH, BALDOCK, and GORSUCH, Circuit Judges.
TYMKOVICH, Circuit Judge.
This case requires us to consider whether the district court applied the
correct legal standard in evaluating whether Hasan Ali Hasan was entitled to a
court interpreter at grand jury proceedings that led to his indictment for perjury.
We have reviewed the proceedings below twice before. In 2005, Hasan was
convicted after a jury trial on three counts of perjury before a grand jury in
violation of 18 U.S.C. § 1623. The conviction was appealed and remanded
because we concluded that Hasan may not have been able to communicate
effectively in English in violation of the Court Interpreters Act, 28 U.S.C. § 1827.
We remanded to the district court so the court could make findings related to
Hasan’s comparative ability to understand the grand jury proceedings. United
States v. Hasan,
526 F.3d 653 (10th Cir. 2008) (Hasan I). After remand, Hasan
again appealed, this time arguing the court had not adequately followed our
directions spelled out in Hasan I. We agreed, leading to a second remand for
more specific findings. United States v. Hasan,
609 F.3d 1121 (10th Cir. 2010)
(Hasan II).
The district court then entered additional findings and conclusions, based
on its review of the grand jury transcripts and its observations of the trial
proceedings, that Hasan could sufficiently comprehend and communicate in
English at the grand jury proceedings, and that whatever linguistic limitations he
had were not so great as to make the proceedings fundamentally unfair. The
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question presented in this appeal is whether the district court’s findings and
conclusions satisfy our directions in Hasan I and Hasan II.
We conclude the district court did. Accordingly, exercising jurisdiction
pursuant to 28 U.S.C. § 1291, we AFFIRM.
I. Background
The underlying facts of this case were presented in Hasan I and Hasan II,
so we will only briefly review them here.
In 1997, 17-year-old Hasan entered the United States seeking refuge from
the Somalian civil war. Citing persecution suffered personally and by his family,
Hasan sought and was granted asylum that same year. During government
interviews that took place during the asylum process, Hasan gave conflicting
testimony regarding the persecution that his family had experienced; specifically
the level of persecution, the timeline of key events, and the harm to family
members differed in several iterations. Hasan I noted that “[i]t is undisputed that
Mr. Hasan is a native Somali speaker and, at the time he entered this country,
communicated with government officials exclusively through an
interpreter.” 526
F.3d at 656.
In the years following his grant of asylum, Hasan found a job as a security
guard in Virginia, then moved to Oklahoma, became a bus driver for the Tulsa
Public Schools, obtained a commercial driver’s license (after passing a test
written in English), and married an American woman who spoke no Somali, after
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initially corresponding with her over the Internet. Hasan also completed five
semesters of English as a Second Language courses, and admits that he did well
in the courses.
In 2004, a special agent with the Department of Homeland Security
reviewed Hasan’s file at the request of the FBI, noting the inconsistencies in his
statements from 1997. The agent interviewed Hasan, questioning him (in
English) regarding inconsistent statements that he made when he entered the
United States and when he sought asylum.
In April and November 2005, Hasan was twice called to testify before a
federal grand jury. The grand jury was charged with investigating possible false
statements made by Hasan during his 2004 interview with the agent, in violation
of 18 U.S.C. § 1001. During his grand jury testimony, Hasan was neither
represented by counsel nor did he have an interpreter available to assist him; but
he requested neither. In addition, he was advised in English of his rights on both
occasions, and when asked by the government if he understood what he had been
advised, he unequivocally responded “yes.” R., Vol. I at 229–30. At several
points during his testimony he appears to have had trouble responding to the
questions, despite his representation prior to the proceedings that he understood
English. Hasan also specifically waived the use of an interpreter in a meeting
with a probation officer shortly after the grand jury proceedings. The grand jury
proceedings are described in greater detail in Hasan I (and its Appendix A).
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In December 2005, despite initially being investigated for his statements at
the time he sought asylum, Hasan was indicted for perjury for discrepancies
during his grand jury testimony, pursuant to 18 U.S.C. § 1623. The four counts
pertained to: (1) conflicting statements regarding which of Hasan’s brothers had
been shot and killed; (2) false statements regarding violence directed against his
sister; (3) inconsistent statements about a beating that Hasan received; and (4)
inconsistent statements regarding Hasan’s family name.
A. Pre-Trial Motions
Prior to the perjury trial, Hasan moved to suppress his grand jury testimony
because he had been “only ‘summarily advised of his Fifth Amendment rights’ to
remain silent and to due process, and that he could not have validly waived these
rights given his limited understanding of English.” Hasan
I, 526 F.3d at 658. He
also filed a separate motion asking the court to appoint an interpreter during trial,
pursuant to the Court Interpreters Act (CIA). See 28 U.S.C. § 1827. The CIA
requires a “presiding judicial officer” to “utilize the services of the most available
certified interpreter” if “a witness who may present testimony in . . . judicial
proceedings . . . speaks only or primarily a language other than the English
language . . . .”
Id. at § 1827(d)(1).
An evidentiary hearing was held and Hasan presented the testimony of Dr.
Gene Halleck, an applied linguist at Oklahoma State University. Based on Dr.
Halleck’s interview with Hasan, Dr. Halleck concluded that Hasan had an
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“intermediate mid-level comprehension” of English that his comprehension of
English was not sufficient to proceed to trial without an interpreter. R., Vol. II at
109. But Dr. Halleck later revised that testimony and said Hasan was borderline
between “novice and intermediate.”
Id. at 143. Dr. Halleck admitted that the test
administered to Hasan was not normally used in this way (attempting to show
deficiencies rather than being used to try to get as good of a score as possible),
and that the test had no scale to determine if the test taker was refusing his best
efforts.
The district court initially denied Hasan’s request for an interpreter, finding
that he did not meet the statutory requirement that he “speak only or primarily a
language other than English.” R., Vol. I at 70. “It is entirely possible that Mr.
Hasan’s proficiency in Somali[] is as low as his proficiency in English, especially
in light of the fact he has not been in Somalia for approximately nine years.”
Id.
The district court denied Hasan’s motion to reconsider its denial of an interpreter,
noting:
[T]he fact that the defendant gave appropriate responses
to questions posed in English during the grand jury;
acknowledged he could communicate in English and
specifically waived the services of an interpreter when
interviewed by the probation officer; has worked in
occupations which required that he be able to speak
English; and has taken complex written tests which were
given in English.
Id. at 74.
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At the same time, the district court denied Hasan’s motion to suppress the
grand jury transcripts, finding that (1) he received “more than sufficient”
warnings about his rights, responsibilities, and the consequences of perjury; (2)
he never requested an interpreter; and (3) the totality of the transcripts of both
proceedings revealed that Hasan understood what was being asked “and/or asked
for clarification if he felt it was needed.”
Id. at 72–73.
Just prior to trial and sua sponte, the court reconsidered the issue of an
interpreter and permitted one be assigned because “defense counsel, as an officer
of the court, ha[d] indicated he [was] having difficulty communicating with his
client.”
Id. at 114.
Ultimately, after a trial where one of Hasan’s defense theories was his
inability to understand and articulate responses in English during the grand jury
proceedings, the jury convicted Hasan on three of the four counts. He was
sentenced to 15 months imprisonment for each count, with three years of
supervised release. 1
1
Our review of the record indicates that Hasan has finished serving his
sentence—including a period of supervised release. But it is well settled that,
even if a sentence has been completed (including the terms of supervised release),
the direct appeal is not moot as long as sufficient collateral consequences
continue to flow from the underlying conviction. Sibron v. New York,
392 U.S.
40, 55–56 (1968). “[T]he obvious fact of life [is] that most criminal convictions
do in fact entail adverse collateral legal consequences. The mere possibility that
this will be the case is enough to preserve a criminal case from ending
ignominiously in the limbo of mootness.” United States v. Hahn,
359 F.3d 1315,
1323 (10th Cir. 2004) (quoting
Sibron, 392 U.S. at 55).
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B. Hasan I
On his direct appeal, Hasan argued that the failure to provide him with an
interpreter before the grand jury violated the CIA. We remanded the case for the
district court to consider whether the findings and conclusions that led the court
to appoint an interpreter at trial also applied to Hasan’s grand jury appearances.
Hasan
I, 526 F.3d at 667.
Specifically, the court directed the district court to determine “whether, at
the time of the grand jury hearings, Mr. Hasan spoke ‘only or primarily a
language other than the English
language.’” 526 F.3d at 666 (quoting 28 U.S.C.
§ 1827(d)(1)(A)). Second, if Hasan’s language was other than English, the
district court was to determine whether the lack of an interpreter inhibited his
comprehension or communication “to such an extent as to have made the [grand
jury hearings] fundamentally unfair.”
Id.
C. Hasan II
On remand, the district court found that Hasan spoke primarily English and
that his comprehension or communication had not been inhibited such that the
lack of an interpreter during his grand jury appearances deprived him of
fundamental fairness. Specifically, the district court said that “the evidence was
uncontroverted that the Defendant communicated with 1) his employers, 2)
students on his bus routes and 3) his wife, in English.”
Id., 609 F.3d at 1128
(quoting district court’s order).
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But on appeal we concluded the findings were insufficient under the legal
standard established in Hasan I. We again remanded, holding that the district
court failed to weigh indicators of Hasan’s ability to speak English “against
contrary indicators of his Somali-language ability” in determining whether Hasan
spoke only or primarily a language other than English. Hasan
II, 609 F.3d at
1129. “There is no doubt that Mr. Hasan used English in some circumstances
. . . . [b]ut under the proper legal standard, such a fact does not necessarily entail
a finding that his primary language was English . . . . This is precisely why we
insisted on a comparative standard in the first place, and why it is crucial for the
district court to analyze Mr. Hasan’s language abilities under this standard.”
Id.
We directed the court to answer this question, and if English was not Hasan’s
primary language, to then resolve whether he could adequately understand and
communicate sufficiently to make the proceedings fundamentally fair.
D. Second Remand
On the second remand, the district court concluded that the current record
provided no basis for it to determine whether Hasan was fluent in Somali at the
time of his grand jury testimony, but that in any event, he was “clearly capable of
communicating in English at the time of the grand jury proceedings.” R., Vol. I
at 389. As a result, the court found that “the lack of an interpreter during the
grand jury did not inhibit Mr. Hasan’s comprehension of the grand jury
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proceedings . . . to such an extent as to have made the grand jury proceedings
fundamentally unfair.”
Id. at 390.
This conclusion is now before us.
II. Discussion
We review a trial court’s decision to appoint an interpreter for an abuse of
discretion. Hasan
II, 609 F.3d at 1127. “This rule is appropriate because the trial
judge is in the best position to assess a defendant’s or witness’ language usage,
comfort level and intelligibility.”
Id. Under this standard, we review factual
determinations for clear error, and underlying legal determinations de novo.
On appeal, Hasan raises three issues: (1) whether the district court erred by
not properly considering the correct two-step legal framework—the “order of
battle”—laid out in Hasan I and II; (2) whether the district court applied the
proper legal standards to the second step of the analysis; and finally (3) whether
the district court’s conclusion on the merits was proper.
We find no clear error in the district court’s findings of fact and application
of the law, and so we affirm.
A. “Order of Battle”
In Hasan II, we asked the district court to determine: (1) whether, at the
time of the grand jury hearings, Mr. Hasan spoke only or primarily a language
other than the English language; and (2) if Hasan’s language was other than
English, to determine whether the lack of an interpreter inhibited his
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comprehension or communication to such an extent as to have made the grand
jury hearings fundamentally
unfair. 609 F.3d at 1129. While the remand directed
a sequential approach, the opinion itself did not explicitly require a specific
“order of battle” in resolving the questions on remand.
More specifically, we gave the following two-step directions:
[Step One] First the district court should follow the
blueprint laid out in Hasan I and undertake a
comparative analysis to identify Mr. Hasan’s primary
language at the time of the grand jury proceedings.
Id. at 1131. Then, if this review leads to a conclusion Hasan spoke primarily
English, the court’s analysis would end, since he would not be entitled to relief
under the CIA. The court would move to step two if Hasan’s primary language
was other than English:
[Step Two] If the district court concludes that Mr.
Hasan spoke primarily Somali, then it should
proceed to the next step and determine whether, in
light of this determination, Mr. Hasan was
inhibited in his ability to comprehend and
communicate at the grand jury proceedings to
such an extent as to have been fundamentally
unfair.
Id. (emphasis added).
Hasan argues that this directive was never followed because the district
court failed to either (1) draw a conclusion at all under the first step, or (2)
assume arguendo that Hasan did not primarily speak English at step one before
moving on to the second step of the analysis.
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We disagree with this interpretation of the district court’s order. In its
order, the court summarized its review of the entire record before concluding that
“no evidence was ever presented to establish that Mr. Hasan was proficient in any
language.” R., Vol. I at 388 (emphasis in original). The court continued: “since
this Court has no way of knowing from the record if the Defendant was actually
fluent in Somali[], or Arabic for that matter, this Court cannot say, at the time of
the grand jury, that the Defendant’s ‘comparative ability’ to speak Somali was or
was not better than his ability to speak English.”
Id. at 389. 2 But “based upon
the entire record in this case, [] the Defendant was clearly capable of
communicating in English at the time of the grand jury proceedings.”
Id.
Based exclusively on the text of the district court’s opinion, it appears
Hasan is correct that the district court failed to either (1) answer definitively the
first step of the inquiry, or (2) explicitly assume an appropriate answer before
proceeding to the fundamental fairness inquiry. But, as the government argues,
“merely by moving onto the second step at all, the district court implicitly
accepted that the first step had been met.” Aple. Br. at 25. The government
2
We concluded in Hasan I that “Mr. Hasan is a native Somali speaker and,
at the time he entered the country, communicated with governmental officials
exclusively through an
interpreter.” 526 F.3d at 656. Accordingly, we construe
the district court’s finding narrowly—meaning it is possible that, at the time of
the grand jury inquiry, Hasan had lost his fluency in his native tongue since the
district court was unable to assess his comparative ability. But nonetheless, this
finding by the district court is not essential to our holding since we find the
second step of the test to be dispositive.
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further notes that, in this appeal, Hasan “merely challenges the district court’s
failure to state that it was assuming that the first step was met before moving on
to the second step . . . . the only question before the Court is whether the district
court in fact assumed arguendo that Hasan spoke primarily Somali in proceeding
to the second step of the CIA analysis.”
Id. at 26.
There was no error in the district court’s determination. No talismanic
quality attaches to a rigid order of battle. By moving on to the second step, the
district court was clearly signaling that it concluded either Hasan spoke a primary
language other than English or assumed he did. This is easily seen by considering
the Hasan II directive that: “[i]f the court concludes that Mr. Hasan spoke
primarily English, its analysis should come to an
end.” 609 F.3d at 1131. Since
the court moved on to the next step, we can only conclude the court found that
Hasan did not primarily speak English, or at least assumed that he did not for
purposes of analysis. See also Hasan
I, 526 F.3d at 666 (describing the two-step
inquiry and concluding that “of course either [step] may be dispositive if not
resolved in Mr. Hasan’s favor”).
Furthermore, there is no reason the district court must use specific language
to signal its transition to the next step. In the qualified immunity context, for
example, the Supreme Court has “retired [the] ‘rigid order of battle’ approach,
instead affording appellate courts discretion to decide ‘which of the two prongs of
the . . . analysis should be addressed first in light of the circumstances in the
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particular case at hand.’” Riggins v. Goodman,
572 F.3d 1101, 1107–08 (10th
Cir. 2009) (quoting Pearson v. Callahan,
555 U.S. 223, 234–36 (2009)); see also
Strickland v. Washington,
466 U.S. 668, 685–86 (1984) (allowing ineffective
assistance of counsel challenges to be disposed of based on either prong of a two-
prong test). We see no reason why a different approach should be required in this
context.
Accordingly, while it would have been helpful for the district court to
explicitly denote that it was moving past step one—specifically in light of the
multiple appeals in this case—its failure to explicitly state so was not legal error.
B. Applicable Legal Standards at Second Step
Having determined that the district court properly reached the second step
of the analysis, we turn to Hasan’s argument that “the district court did not follow
the applicable legal standards applicable to the second step.” Aplt. Br. at 20. In
Hasan I we held:
If the district court finds that at the time of the grand
jury proceedings Mr. Hasan’s primary language was
other than English, it must determine whether the lack of
an interpreter during his testimony inhibited his
comprehension of the proceedings or communication
with . . . the presiding judicial officer, [or his]
comprehension of questions and the presentation of . . .
testimony, 28 U.S.C. § 1827(d)(1), to such an extent as
to have made the [hearing] fundamentally unfair . . . .
This is itself a two-step
inquiry.
526 F.3d at 666 (internal quotation and citation omitted).
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In making this determination, “[f]irst, the district court must assess whether
comprehension or communication was inhibited during his grand jury testimony,
or in other words, whether the second prong of the statute is met. If it is met,
then it was error for the prosecutor to fail to appoint an interpreter.”
Id. But
even if there was error, “the court must then ask whether the error rendered the
grand jury proceedings fundamentally unfair.”
Id. “To be sure, the term
fundamental fairness (or unfairness) is far from self-defining, but . . . . [i]n the
CIA context, courts coming before us have explained that an inquiry into
fundamental fairness focuses on whether the purposes of the Act [comprehension
of the proceedings and the ability to effectively communicate] were adequately
met.”
Id. at 666–67 (internal quotation and citation omitted).
Hasan primarily takes issue with the statement that “[t]his is itself a two-
step inquiry,” and he argues the district court again failed to explain its reasoning.
Hasan argues the district court improperly compressed the analysis in concluding
that “the lack of an interpreter during the grand jury did not inhibit Mr. Hasan’s
comprehension of the grand jury proceedings and communications therein or his
comprehension of the questions and presentation of the testimony to such an
extent as to have made the grand jury proceedings fundamentally unfair.” R.,
Vol. I at 390.
The government responds that the district court “examined the grand jury
transcripts closely, and found indicia that Hasan was able to comprehend and
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communicate during the grand jury proceedings.” Aple. Br. at 29. Specifically,
the district court found that “Hasan appropriately answered questions, asked for
clarification if he did not understand a question, and after receiving clarification
responded appropriately and intelligently.” R., Vol. I at 382. Additionally, the
court reporter testified that she had no trouble understanding Hasan and described
his ability to speak English as “fair.”
Id. at 384.
Both parties also argue a related order of battle question: whether the fact
that the district court moved on to conclude that the lack of an interpreter did not
render the grand jury proceedings fundamentally unfair means the court “made
the predicate finding . . . that comprehension or communication was inhibited.”
Aplt. Br. at 22. Hasan’s argument is based on Hasan I, which required that the
court “first” assess Hasan’s comprehension and “then” determine whether the
proceedings were fundamentally
unfair. 526 F.3d at 666–67. The government
counters that Hasan I indicated “an inquiry into fundamental fairness focuses on
whether the purposes of the Act [comprehension of the proceedings and the
ability to effectively communicate] were adequately met.”
Id. at 667.
We find the district court’s combined analysis satisfies our directions in
Hasan I and Hasan II. All of the required analysis is in the court’s order—though
not necessarily in a neat package on appeal. In Hasan II, we effectively collapsed
the analytical directive into one step, by directing the district court to “determine
whether . . . Mr. Hasan was inhibited in his ability to comprehend and
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communicate at the grand jury proceedings to such an extent as to have been
fundamentally
unfair.” 609 F.3d at 1131. While the Hasan II opinion does rely
on Hasan I, the district court’s failure to carefully delineate each step along the
way was not error.
In sum, the district court understood it must find whether Hasan’s
“comprehension or communication was inhibited during his grand jury
testimony,” and then if it was, assess whether any linguistic limitation rendered
the proceedings fundamentally unfair. We find that the district court’s order
adequately addressed both of these required findings.
C. Merits
Finally, we must consider the underlying merits and the district court’s
conclusions that the proceedings were fundamentally fair.
We have previously held that the CIA’s “protections are liberally applied:
‘Any indication to the presiding judicial officer that a criminal defendant speaks
only or primarily a language other than the English language should trigger the
application’” of the CIA. United States v. Osuna,
189 F.3d 1289, 1291 (10th Cir.
1999) (quoting United States v. Tapia,
631 F.2d 1207, 1209 (5th Cir. 1980)). We
addressed this standard in Hasan I, finding that the “record contains a welter of
conflicting evidence on both statutory
steps,” 526 F.3d at 663, and thus directed
the district court to “issue factual findings that resolve such tensions,” because
“only the district court can, in the first instance, make the factual findings on the
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CIA’s two statutory steps that are essential to resolving the discrepancies
currently apparent in th[e] record.”
Id. at 664.
Hasan argues that the district court, even after two remands, has failed to
comply with this directive. Hasan believes that the district court focused too
much on his testimony at trial, rather than the transcripts of his testimony to the
grand jury, which is particularly important since Hasan had an interpreter at trial,
but not during the grand jury proceedings. The government responds that “[a]t its
core, Hasan’s complaint appears to be that the district court insufficiently
explained its reasons for finding that he was ‘clearly capable of communicating in
English at the time of the grand jury proceedings.’” Aple. Br. at 34. The
government acknowledges that the district court did not reconcile or list every
piece of evidence it considered in reaching its conclusion, but argues that the
court’s factual findings were not clearly erroneous.
We disagree with Hasan, but for slightly different reasons than those
articulated by the government. We do not doubt that complying with the most
recent remand order was a difficult task—determining, after the fact, comparative
language ability was going to be a challenge regardless of the record before the
court. Even so, in other contexts we have found that trial courts can make such a
determination, such as in competency proceedings, where courts often must make
after-the-fact determinations based on “the defendant’s behavior and demeanor at
trial, together with any prior medical opinions” on the subject. Valdez v. Ward,
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219 F.3d 1222, 1240 (10th Cir. 2000). And other circuits have held that “[t]he
district court is afforded wide discretion in implementing the Court Interpreters
Act because it is in the best position to evaluate the need for and the performance
of interpreters.” United States v. Sandoval,
347 F.3d 627, 632 (7th Cir. 2003).
Here, the district court did not observe the grand jury proceedings, and the
transcripts do not provide a glimpse into attitudes, expressions, pauses, or other
cues that can be assessed during live testimony. But the district court had other
clues that assisted its assessment. At trial, which was several months after the
end of the grand jury proceedings, it was able to rely on its impression of
witnesses presented at trial, and was careful to note that “the majority of the
testimony at trial entailed witnesses who had communicated in English with the
Defendant shortly before the first grand jury proceedings or within a couple of
months after the second grand jury proceedings.” R., Vol. I at 382–83.
The district court recounted the testimony of the trial witnesses and the
evidence, attempting to discern Hasan’s relative English comprehension. The
testimony of the court reporter from the grand jury proceedings was particularly
useful. She rated Hasan’s ability to speak English as “fair,” but noted that “his
sentence structure was not necessarily correct.”
Id. at 384. She testified that she
had taken many depositions of other people that spoke the same way as Hasan,
and she felt like he spoke better English on his second appearance before the
grand jury than his first appearance.
Id. at 385. The court also noted Hasan had
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obtained a commercial driver’s license after passing a test written in English,
found employment as a bus driver for the Tulsa Public Schools, and married an
American woman who spoke no Somali, whom he corresponded with in English
over the Internet. In addition, Hasan completed five semesters of English as a
Second Language courses, in which he did well. Law enforcement agents who
interviewed Hasan prior to the grand jury proceedings testified he spoke English
and was understandable.
The district court also evaluated the grand jury transcripts, finding that its
“review of the grand jury transcripts reveal[s] that Hasan was able to
communicate in English. . . . [He] appropriately answered questions, asked for
clarification if he did not understand a question, and after receiving clarification
responded appropriately and intelligently.”
Id. at 382. And in both of its pre-
trial orders, the district court discussed its evaluation of the back-and-forth of the
grand jury proceedings relating to the need for an interpreter under the CIA.
Hasan also contends the district court’s determinations conflict with its
decision to provide an interpreter at trial, but then concluding one was not
necessary at the grand jury proceedings. The district court explained:
The sole reason for appointing an interpreter for
purposes of trial was the fact that witnesses might talk
more rapidly, attorneys might speak over witnesses
and/or make objections, and the Defendant might not
have an opportunity to stop the proceedings and ask
questions or clarify matters or to understand the legal
nuances. Whereas, in the grand jury setting, the
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Defendant only had to concentrate on the specific
questions being asked of him and he was able to ask for
clarification before he answered any question.
Id. at 390 n.15. The court further observed that it was Hasan’s attorney at trial
who requested that an interpreter be provided, and the court did not make findings
pursuant to the CIA. It is also worth noting that one of defense counsel’s theories
at trial was Hasan’s inability to communicate in English caused his inconsistent
responses to the grand jury. See, e.g., R., Vol. IV at 18. In any event, at the time
of the grand jury proceedings, Hasan voluntarily chose to waive his right to be
represented by counsel—causing the district court to conclude that “[i]t is not
possible, at this time, to say if an attorney had been requested . . . whether that
attorney would have requested that the government provide the Defendant with an
interpreter during those proceedings.” R., Vol. I at 389 n.14. While we
obviously recognize a grand jury proceeding is largely adversarial to the target,
what is important in this case is that the transcript of the proceedings show Hasan
was given the opportunity to request clarification when he needed it and took
advantage of that opportunity numerous times throughout the grand jury
examination.
Finally, with respect to the testimony recounted in Appendix A of Hasan I,
Hasan argues that the district court failed to specifically address the examples
which show “some degree of confusion and trouble with the English
language.”
526 F.3d at 663. In Appendix A, we listed a number of instances where Hasan
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exhibited confusion during his two appearances before the grand jury.
Id. at
667–74. But, as explained above, the district court adequately dealt with this
confusion in its order, even though the court has never specifically evaluated each
line of testimony. Instead, the court concluded that its review of the entirety of
the grand jury transcripts found that Hasan asked for clarification if he did not
understand a question, and after receiving clarification, provided a satisfactory
and intelligent answer. Our review of Appendix A confirms that Hasan exhibited
confusion over some of the questions, but he asked clarifying questions, often
multiple times, until he understood the question posed and could properly answer.
While, again, the district court’s order could have gone further in analyzing the
record, given its overall familiarity with the grand jury record and other
proceedings, we cannot find that the court’s factual findings were clearly
erroneous or its conclusions amounted to legal error.
Based on its conclusion that Hasan could comprehend the questioning at the
grand jury hearing and communicate adequately, the district court did not err in
finding the grand jury proceedings fundamentally fair.
III. Conclusion
Based on the foregoing analysis, we AFFIRM Hasan’s conviction.
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