PAUL KELLY, JR., Circuit Judge.
The Equal Employment Opportunity Commission ("EEOC") appeals from the judgment of the district court declining to enforce an administrative subpoena against Burlington Northern Santa Fe Railroad, now known as Burlington Northern Santa Fe Railway Company ("BNSF"). On appeal, the EEOC argues that the district court abused its discretion because it "applied erroneous legal principles and ignored record evidence." Aplt. Br. 16. Our jurisdiction arises under 28 U.S.C. § 1291 and we affirm.
Gregory A. Graves and Thomas A. Palizzi filed ADA discrimination charges with the EEOC in February and October 2007, respectively. 1 R. AA15-16, AA24-25. Each man alleged discrimination based on a perceived disability after not being hired by BNSF (as a Conductor or Conductor Trainee) following a conditional offer of employment and a medical screening procedure. Id. The EEOC served BNSF with notice of each charge within three days of receiving the charge, 1 R. AA17, AA26, and BNSF timely returned position statements regarding each charge, 1 R. AA19-23, AA28-32. In general, BNSF's position was that it rescinded the offers based on the medical requirements and safety concerns incident to the Conductor position, that it did not view either applicant as "disabled," and that both applicants were free to apply for other positions within BNSF for which they were qualified. 1 R. AA19-23, AA28-32.
On February 2, 2009, the EEOC issued a letter to BNSF requesting "any computerized or machine-readable files . . . created or maintained by you . . . during the period December 1, 2006 through the present that contain electronic data about or effecting [sic] current and/or former employees
BNSF did not comply with the administrative subpoena, and the EEOC applied to the district court for enforcement of the subpoena on December 13, 2010. 1 R. AA4-7. With its application to the district court, the EEOC included an affidavit explaining that the EEOC was in possession of four similar complaints against BNSF: one each from Kansas, Minnesota, Texas, and Wyoming.
1 R. AA145.
We review a district court's ruling on an EEOC subpoena for an abuse of discretion. EEOC v. Dillon Cos., 310 F.3d 1271, 1274 (10th Cir.2002). The statute granting the EEOC authority to investigate charges of discrimination states, in relevant part, that the EEOC may access "any evidence of any person being investigated" so long as that evidence "relates to unlawful employment practices . . . and is relevant to the charge under investigation." 42 U.S.C. § 2000e-8(a). The EEOC has the same authority to investigate charges under the ADA as it has under Title VII. EEOC v. Waffle House, Inc., 534 U.S. 279, 285, 122 S.Ct. 754, 151 L.Ed.2d 755 (2002) (citing 42 U.S.C. § 12117(a) (1994)). While the Supreme
The district court concluded that the information sought by the EEOC was not relevant to the charges under investigation. The EEOC first argues that the district court ignored record evidence because all six charges, taken together, warrant an investigation into an apparent pattern or practice of discrimination by BNSF. We disagree.
The EEOC is entitled only to evidence that is "relevant to the charge[s] under investigation." The subpoena focuses on the charges filed by Mr. Graves and Mr. Palizzi. Nowhere in the document is there any reference to any other charge— by way of a reference to any other charging party, an additional charge number, or anything else—that might indicate that an additional charge is at issue. The EEOC did explain, in its cover letter, that: "Part of the Commission's request addresses information that relates to pattern and practice discrimination. The EEOC is providing this notice of its intentions to broaden this investigation under the authority granted by the statute." 1 R. AA44. But this statement does not identify the statute to which it refers, it does not constitute a "charge" of discrimination, and it conveys no basis for expanding the investigation. We conclude that "the charge[s] under investigation" were the charges filed by Mr. Graves and Mr. Palizzi, and it is against those charges that the relevance of any information sought by the EEOC must be measured. The EEOC should not wait until it applies to the district court to supply justification or evidence that should have been provided during the administrative enforcement phase, and the EEOC has not explained how or why the district court was required to credit its summaries of other charges filed against BNSF.
We also note that the EEOC attempts to justify an incredibly broad request for information—how BNSF keeps track of every current and former employee, across the country, since 2006—as necessary to create "a carefully-tailored request (e.g., in terms of position or geography) for substantive information about the possible pattern or practice of disability discrimination (i.e., about the actual employment decisions or policies at issue)." Aplt. Reply Br. 14. The EEOC further explains that, "[i]f a pattern or practice of disability discrimination at BNSF exists, the discrimination Graves and Palizzi allegedly suffered would appear to be a part of it." Id. Any act of discrimination could be part of
The EEOC argues that the district court erroneously required it to demonstrate an allegation of pattern or practice discrimination before it may conduct an investigation into the same. Aplt. Br. 21-22. We disagree. The district court used the phrase "pattern and practice" twice. The district court first acknowledged that no such allegation had been made: "There are no allegations of a pattern and practice." 1 R. AA145. It then concluded that "wide deference to the scope of [EEOC] subpoenas . . . does not transcend the gap between the pattern and practice investigation and the private claims that have been shown here." Id. Neither this acknowledgment nor this conclusion misstates the law, and the district court did not abuse its discretion by stating either.
The EEOC next argues that the district court erroneously interpreted the EEOC's subpoena as seeking plenary discovery. Aplt. Br. 25-26. In reality, though, the EEOC did seek plenary discovery: insofar as the information sought by the EEOC was not "relevant to [a] charge under investigation," 42 U.S.C. § 2000e-8(a), the EEOC had no jurisdiction or power to seek it. We do not think, as the EEOC argues, that the district court misunderstood the meaning of plenary discovery as it applies to the EEOC.
The EEOC finally cites a variety of cases for the proposition that a single allegation of discrimination may warrant a pattern or practice investigation. Aplt. Br. 29-38. We are not convinced. Of the cases cited by the EEOC, only EEOC v. Kronos Inc. involved a claim of disability discrimination, and that case turned on company-wide use of a test that allegedly facilitated discrimination based on disability.
AFFIRMED.