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Onysko v. Administrative Review Board, 13-9529 (2013)

Court: Court of Appeals for the Tenth Circuit Number: 13-9529 Visitors: 39
Filed: Dec. 04, 2013
Latest Update: Mar. 02, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT December 4, 2013 Elisabeth A. Shumaker Clerk of Court STEVEN ONYSKO, Petitioner, v. No. 13-9529 (Petition for Review) ADMINISTRATIVE REVIEW BOARD; UNITED STATES DEPARTMENT OF LABOR; THOMAS E. PEREZ, Secretary of Labor, Respondents. - UTAH DEPARTMENT OF ENVIRONMENTAL QUALITY, Intervenor. ORDER AND JUDGMENT Before KELLY, TYMKOVICH, and PHILLIPS, Circuit Judges. Pursuant to Fed. R. App. P. 4
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                                                                 FILED
                                                     United States Court of Appeals
                        UNITED STATES COURT OF APPEALS       Tenth Circuit

                               FOR THE TENTH CIRCUIT                  December 4, 2013

                                                                     Elisabeth A. Shumaker
                                                                         Clerk of Court
STEVEN ONYSKO,

               Petitioner,

v.                                                         No. 13-9529
                                                       (Petition for Review)
ADMINISTRATIVE REVIEW BOARD;
UNITED STATES DEPARTMENT OF
LABOR; THOMAS E. PEREZ, Secretary
of Labor,

               Respondents.

----------------------------

UTAH DEPARTMENT OF
ENVIRONMENTAL QUALITY,

               Intervenor.


                               ORDER AND JUDGMENT


Before KELLY, TYMKOVICH, and PHILLIPS, Circuit Judges.


      Pursuant to Fed. R. App. P. 43(c)(2) Thomas E. Perez is substituted as
Secretary of Labor for Seth D. Harris, effective July 23, 2013.

      After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
      Steven Onysko, an environmental engineer with the Utah Department of

Environmental Quality (DEQ), proceeding pro se, filed a series of complaints with

the Occupational Safety and Health Administration (OSHA) in which he alleged that

he was demoted from a managerial position in retaliation for reporting alleged

violations of the Safe Drinking Water Act of 1974 (SDWA). OSHA investigated and

dismissed the complaints.

      Following a four-day evidentiary hearing, an administrative law judge (ALJ)

issued a decision and order that dismissed Onysko’s “whistleblower” complaint

because, among other reasons, he failed to prove causation:

             [Onysko] has set forth a number of theories in an attempt to
      demonstrate his engagement in protected activities in some way served
      as a motivating factor to alleged adverse actions taken against him by
      [DEQ]. After examination of these theories against the record,
      however, I find them entirely based on [Onysko’s] own subjective
      interpretation of the facts presented in this case and entirely without
      merit. Consequently, I find lack of causation constitutes an additional
      basis for dismissal of [Onysko’s] whistleblower complaint.

Admin. R. at 2890.

      In a two-to-one decision, the United States Department of Labor

Administrative Review Board (Board) found that the ALJ’s causation

determination was supported by substantial evidence, and affirmed the ALJ’s

decision “on that narrow basis.” 
Id. at 3294.
Exercising jurisdiction under 42 U.S.C.

§ 300j-9(i)(3)(A), we affirm the Board’s final decision and order.



                                         -2-
                               I.     BACKGROUND

A. Onysko’s Promotion

      Onysko is a registered professional engineer who works for DEQ. In 2007, the

Division of Drinking Water (DDW), which is part of DEQ, was divided into two

sections: engineering and construction. Onysko’s then supervisor, Ken Wilde,

became manager of construction, and on July 1 Onysko was conditionally promoted

from environmental engineer to engineering section manager. As part of the

promotion process, Onysko signed a performance plan detailing the responsibilities

of his new job, which included: (1) the development and adoption of rules; (2) the

development of a tracking scheme for rule exceptions; (3) the enabling of web access

for DDW partners and clients; (4) evaluating the feasibility of a newsletter;

(5) ensuring the quality of data entered by subordinate staff; (6) managing the

engineering section of DDW; (7) implementing DEQ’s operating principles;

(8) keeping DDW’s director informed of client concerns; and (9) providing weekly

intra-section reports. Onysko’s promotion was subject to a twelve-month career

mobility period during which DEQ had the right to terminate or end the assignment,

without prior notice, for any reason. Upon completion of the mobility period,

Onysko was to be placed in the job on a permanent basis.

B. “Whistleblowing” Incidents

      Onysko alleged the first incident of whistleblowing took place in May 2007,

when he discovered an undersized water line at Pheasant Meadows, a subdivision


                                         -3-
that had already received DEQ approval of its waterlines. Onysko notified Kenneth

Bousfield, the executive director of DDW, who in turn took steps to correct the

potential hazard.

      The next incidents concerned Slate Canyon. Onysko inspected a water

pipeline on October 4, 2007, and observed the use of non-approved glues and

sealants and air vents instead of air valves. He reported his concerns to Bousfield

that same day. On October 25, Onysko renewed his concerns. Nonetheless, DEQ’s

deputy director, William Sinclair, directed Onysko to prepare an operating permit,

which was eventually issued pursuant to a letter authored by Onysko and signed by

Bousfield on October 29.

C. Managerial Problems

      By mid-August 2007, and not long after his promotion, DEQ staff began to

complain about Onysko’s lack of management skills. In addition to personality

conflicts, they offered comments about the untimeliness of his work and his failure to

communicate effectively with customers. In mid-October 2007, Sinclair had two

meetings with Bousfield in which they discussed these problems. The meetings were

memorialized in two memoranda prepared by Sinclair.

      The October 12, 2007 memorandum noted that Onysko was a micro-manager

who: (1) circumvented a district engineer’s decision-making authority; (2) damaged

DEQ’s relationships with private engineers; and (3) insisted on gold-standard

engineering, which made it difficult to meet deadlines and created the potential for


                                         -4-
increased costs. The October 15 memorandum addressed Onysko’s failure to timely

review plans and his insistence on following his interpretation of DEQ’s rules. The

memorandum also mentioned an argument between Onysko and Wilde during a

presentation to an outside agency. Sinclair noted two options, although he did not

advocate for either outcome: (1) correcting Onysko’s behavior while allowing him to

remain as a manager; or (2) returning Onysko to his previous job.

D. Onysko’s Demotion

      On October 25, 2007, Onysko was demoted. The letter issued in conjunction

with this action noted that Onysko’s interactions with DEQ staff and its customers

had been ineffective and inappropriate. More specifically, the letter noted Onysko’s

failure to: (1) respond to the customer’s requests to meet so as to move the Slate

Canyon project forward; (2) timely complete the review of plans; and (3) properly

coordinate an investigation of funding. As the overarching reason for the demotion,

the letter cited Onysko’s “inability to work with others, which is in violation of

[DEQ’s] Operating Principles and [his] specific performance plan.” Admin. R. at

2858. At the conclusion of this meeting, Onysko renewed his concerns about Slate

Canyon. Sinclair nonetheless directed him to prepare an operating permit.

E. OSHA Complaints

      In June, July and September 2008, Onysko filed complaints with OSHA in

which he alleged that DEQ had retaliated against him as a “whistleblower.”




                                          -5-
Onysko’s June 1 complaint concerned his demotion, which occurred more than 200

days earlier on October 25, 2007.

      Onysko’s second complaint, filed on July 8, 2008, stemmed from a July 3

performance review of Onysko’s four-month tenure as engineering section manager

in which he received ratings of “successful” in six categories and “unsuccessful” in

the seventh. With regard to the unsuccessful category, Bousfield wrote:

      [Onysko] views DEQ’s Operating Principles . . . as an impediment to
      enforcing the Safe Drinking Water Act and Rules. [Onysko]
      demonstrates an unwillingness to see that one can achieve compliance
      with Rules by implementing [Operating Principles]. [He] is also
      unwilling to accept management’s directions regarding [the Operating
      Principles]. This disconnect between [the Operating Principles] and
      Rule compliance overshadowed [Onysko’s] good work and showed he
      was not ready for leadership within DDW.

Id. at 2860.
      Onysko’s third and final OSHA complaint was filed on September 9, 2008.

This complaint had its origins in a warning letter Onysko received on August 11 as a

result of having sent an inappropriate email to a co-worker in July. In the email,

Onysko cautioned a fellow employee about taking advice from a particular supervisor

and also accused that supervisor of lodging a secret complaint about Onysko that

resulted in the demotion. OSHA dismissed the complaints.

                           II.   LEGAL FRAMEWORK

A. The SDWA

      The SDWA prohibits an employer from discharging or discriminating against

an employee because of his involvement in activities concerning the administration

                                         -6-
or enforcement of drinking water regulations. § 300j-9(i)(1)(A-C); 29 C.F.R.

§ 24.102(a)-(b). “Any employee who believes that he has been discharged or

otherwise discriminated against by any person in violation of [the SDWA] may,

within 30 days after such violation occurs, file . . . a complaint.” § 300j-9(i)(2)(A).

See also 29 C.F.R. § 24.103(d)(1).

      To prevail on his “whistleblower” claim Onysko was required, among other

things, to prove causation. The element of causation required Onysko to

“demonstrate[] by a preponderance of the evidence that the protected activity caused

or was a motivating factor in the adverse action alleged in the complaint.” 29 C.F.R.

§ 24.109(b)(2). Only if Onysko met his burden to prove causation and the other

elements of his claim was DEQ required to come forward with evidence “that it

would have taken the same adverse action in the absence of the protected activity.”

Id. A motivating
factor is the same as a substantial factor. Mt. Healthy City Sch.

Dist. Bd. of Educ. v. Doyle, 
429 U.S. 274
, 287 (1977); see also Hulen v. Yates,

322 F.3d 1229
, 1237 (10th Cir. 2003) (holding that an employee is required “to

demonstrate that [engaging in the protected activity] was a substantial or motivating

factor in the adverse employment action.”).

B. Standard of Review

      This court reviews the Board’s final decision and order under the

Administrative Procedure Act (APA). 5 U.S.C. § 706. We must sustain the Board’s

decision unless it is “arbitrary, capricious, an abuse of discretion, or otherwise not in


                                          -7-
accordance with law,” or “unsupported by substantial evidence.” § 706(2)(A), (E);

see Hall v. U.S. Dep’t of Labor, 
476 F.3d 847
, 850 (10th Cir. 2007). Our review of

the Board’s legal determinations is de novo. Trimmer v. U.S. Dep’t of Labor,

174 F.3d 1098
, 1102 (10th Cir. 1999).

      Our review of the facts is limited to a determination of whether they are

supported by substantial evidence. 
Hall, 476 F.3d at 854
. “Substantial evidence is

such relevant evidence a reasonable person would deem adequate to support the

ultimate conclusion.” 
Id. (internal quotation
marks omitted). This standard “requires

more than a scintilla but less than a preponderance of the evidence.” 
Id. It “does
not

allow a court to displace the agency’s choice between two fairly conflicting views,

even though the court would justifiably have made a different choice had the matter

been before it de novo.” 
Trimmer, 174 F.3d at 1102
(internal quotation marks

omitted). As such, “[o]ur review . . . is quite narrow.” 
Hall, 476 F.3d at 850
(internal quotation marks omitted). Moreover, because the Board’s final decision and

order was based in part on the ALJ’s credibility determinations, “it is entitled to great

deference.” 
Trimmer, 174 F.3d at 1102
. When applying the substantial-evidence

standard, “[t]his court reviews the entire record, including the ALJ’s recommendation

and any evidence contrary to the [Board’s] decision.” 
Id. -8- III.
  ANALYSIS

A. Adverse Action

      In issues one, two, four, and six, Onysko argues that the ARB majority and the

ALJ erred in either not finding adverse action or incorrectly analyzing and failing to

assign proper weight to various incidents. We need not decide these issues because

they are irrelevant to our resolution of the case, i.e., they concern whether the actions

taken by DEQ were adverse actions. In his decision and order, the ALJ found that

the October 27, 2007 demotion was an adverse action, but it was not actionable

because Onysko did not file an OSHA complaint within 30 days of the demotion as

required by law. See § 300j-9(i)(2)(A); § 24.103(d)(1). As to the performance

evaluation and warning letter, the ALJ decided that they were not adverse actions.

The ALJ could have concluded his analysis at that point, but he did not. Instead, he

concluded that even if the performance evaluation and warning letter were adverse

actions, there was no causation. The Board affirmed on this narrow ground.

Therefore, Onysko’s arguments about adverse action are irrelevant and we do not

consider them. See Griffin v. Davies, 
929 F.2d 550
, 554 (10th Cir. 1991) (“We will

not undertake to decide issues that do not affect the outcome of a dispute.”).

B. Board’s Dissent

      Issues three and five, arguing that the ARB majority erred in affirming on lack

of causation without addressing adverse action concerning various events, are

essentially the same. Onysko urges this court to adopt the rationale of the Board’s


                                          -9-
dissenting member. Although Onysko did not file a timely OSHA complaint

concerning the demotion, he did file a timely complaint about the subsequent

performance evaluation. The dissent reasoned that because the evaluation

“effectively reached back to [the] demotion for its substance and cause . . . it was

error for the ALJ to fail to address causation in connection with the demotion itself –

i.e., whether Onysko’s protected activity was a motivating factor in his October 25[],

2007 demotion.” Admin. R. at 3296. Alternatively, the dissent noted that

“[a]rguably, [DEQ] ‘tolled’ the statute of limitations by addressing the demotion in

the ‘after-the-fact’ July 3[] [e]valuation.” 
Id. We address
the tolling argument first. Setting aside the fact that Onysko does

not offer any authority to support this reasoning, the statute of limitations had already

run by the time of the performance evaluation; thus, there was nothing to “toll.”

Next, Onysko’s argument that the demotion and performance review were effectively

a single action is contrary to the law. See Nat’l R.R. Passenger Corp. v. Morgan, 
536 U.S. 101
, 113 (2002) (“[D]iscrete discriminatory acts are not actionable if time

barred, even when they are related to acts alleged in timely filed charges.”); see also

Almond v. Unified Sch. Dist. No. 501, 
665 F.3d 1174
, 1178 (10th Cir. 2011) (holding

that discrete acts such as demotion, “trigger the statute of limitations when

announced to the claimant, and do so whether or not all of their adverse effects or

consequences are immediately felt”). As such, Onysko’s third and fifth issues lack

merit.


                                          - 10 -
C. Contributing Factor Test

      In his seventh and eighth issues, Onysko argues for application of the

contributing factor test and a concomitant burden on DEQ to demonstrate by clear

and convincing evidence that it would have taken the alleged adverse actions in the

absence of Onysko’s protected activities. This test does not apply to claims under the

SDWA. See § 24.109(b)(2).

D. Previous Performance Evaluations

      Onysko frames the ninth issue as follows: “The ALJ mined 10 years of 100

percent successful/exceptional performance evaluations as staff engineer looking for

pretext to dismiss Onysko’s complaints.” Pet’r Opening Br. at 70. Onysko has failed

to establish the relevance of this argument to whether the Board’s decision is

supported by substantial evidence.

E. Onysko’s Witnesses

      As to the tenth issue, Onysko alleges that “[t]he ALJ . . . dismissed the

testimony of all of Onysko’s witnesses.” 
Id. at 35.
This argument is based on a

misreading of the ALJ’s decision. The ALJ said he was not going to discuss the

testimony of each of Onysko’s witnesses: “Before moving on to the background of

[Onysko’s] work history, however, I here note my reasoning for omitting from the

following background discussion the testimony of some of the witnesses called by

[Onysko] in this case.” Admin. R. at 2832. In particular, and as to the witnesses

Onysko offered to establish his abilities as an engineer and the nature of the problems


                                        - 11 -
he discovered at Pheasant Meadows and Slate Canyon, the ALJ wrote: “Although

considered, I do not discuss this testimony as I ultimately find other witnesses’

testimony is sufficient to establish [Onysko’s] technical expertise and gives merit to

[his] allegations of having engaged in protected activity.” 
Id. at 2833.
The decision

not to discuss the testimony of each witness is different from dismissing their

testimony.

F. Protected Activity

      Onysko’s eleventh issue is a reprise of whether the use of air vents instead of

air vales on the Slate Canyon project created a risk of contamination. The ALJ found

that there was no such risk and that Onysko’s report of the same was not a protected

activity. Because the Board resolved the case on causation, it did not consider the

issue. We do not decide the issue because it “do[es] not affect the outcome of [the]

dispute.” 
Griffin, 929 F.2d at 554
.

G. Pro Se Bias

      The twelfth issue concerns the ALJ’s alleged bias against Onysko as a pro se

litigant. Onysko argues that the ALJ found his testimony less credible than other

witnesses due to the form of his questions. This ignores much of what the ALJ

found. In addition to his criticism of Onysko’s leading questions, the ALJ observed

that he “argue[d] with witnesses who did not agree with his phrasing of events . . .

[his] questions were . . . sometimes infused with extreme characterizations of events

and descriptions of circumstances . . . [and he] misrepresent[ed] . . . certain events


                                         - 12 -
within the record.” Admin. R. at 2870-71. Onysko, however, ignores that the ALJ

found him especially credible “with respect to his professional and technical

knowledge,” 
id. at 2871,
and assisted in putting on his case. More to the point,

Onysko has not cited any authority that the ALJ’s credibility determination was

based on improper factors.

H. Post-Hearing Motion

       For his thirteenth issue, Onysko points to a post-hearing motion to supplement

the record with a letter he authored and in which he noted a third potential hazard at

Slate Canyon. DEQ explained the contents of the letter in its opposition to the

motion: “The third issue [Onysko] claims to have raised [in the letter] is the lack of

fencing around the spring collection areas.” 
Id. at 2823.
The ALJ denied the motion

because the letter was known to Onysko at the time of the hearing and he failed to

introduce it.

       Onysko never explains why the ALJ’s ruling was incorrect. See

Fed. R. App. P. 28(a)(9) (requiring supporting reasons). Instead, he asserts that if the

ALJ had granted the motion, he would have been able to “prov[e] yet another

instance of DEQ shifting its (pretextual) explanations for [his] demotion and negative

Performance Evaluation.” Pet’r Opening Br. at 80. But Onysko’s failure to develop

any argument means that he has waived the issue. See Garrett v. Selby Connor

Maddux & Janer, 
425 F.3d 836
, 841 (10th Cir. 2005) (holding that a party, including

a pro se litigant, waives an inadequately briefed issue).


                                         - 13 -
I. DEQ Operating Principles

      Onysko’s fourteenth issue on appeal concerns his contention that DEQ’s

Operating Principles were used as a pretext for the demotion. In essence, he argues

that they were merely guidelines and could not serve as a legitimate basis for an

adverse employment action. Once again, Onysko cites no authority for this

argument. More to the point, Onysko signed a performance plan detailing the

responsibilities of his management job, which included the requirement to implement

DEQ’s operating principles. He cannot argue now that the operating principles were

immaterial.

J. De Novo Review

      Onysko’s final issue is more of a request than an argument. He asserts that the

Board erred because it “did not conduct a de novo review of the facts in this case,”

Pet’r Opening Br. at 83, and urges this court to conduct such a review. This request

is without merit because our review of the Board’s decision is limited to a

determination of whether its factual determinations are supported by substantial

evidence, 
Hall, 476 F.3d at 854
, and they are.

                               IV.    CONCLUSION

      The Board’s final decision and order is affirmed.

                                                 Entered for the Court


                                                 Paul J. Kelly, Jr.
                                                 Circuit Judge


                                        - 14 -

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