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United States v. Baum, 17-6183 (2013)

Court: Court of Appeals for the Tenth Circuit Number: 17-6183 Visitors: 6
Filed: Oct. 21, 2013
Latest Update: Mar. 28, 2017
Summary: plea agreement, Baum pled guilty to possession of child pornography.United States v. Ferrel, 603 F.3d 758, 763 (10th Cir.1, Baum states in passing that his counsel was ineffective. We will not, address the issue, which is only perfunctorily discussed in Baums briefs, at this stage.
                                                                                 FILED
                                                                     United States Court of Appeals
                                                                             Tenth Circuit

                         UNITED STATES COURT OF APPEALS                    October 21, 2013

                                                                         Elisabeth A. Shumaker
                                    TENTH CIRCUIT                            Clerk of Court




 UNITED STATES OF AMERICA,

           Plaintiff–Appellee,                                No. 13-8012
                                                   (D.C. No. 2:12-CR-00124-NDF-1)
 v.                                                            (D. Wyo.)

 TIMOTHY ADAM BAUM,

           Defendant–Appellant.


                                 ORDER AND JUDGMENT*


Before LUCERO, McKAY, and MURPHY, Circuit Judges.


       Timothy Baum appeals following his guilty plea to possession of child

pornography. His counsel moves for leave to withdraw in a brief filed pursuant to

Anders v. California, 
386 U.S. 738
 (1967). Baum filed a pro se response to the Anders



       *
         After examining appellant’s brief and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is not
binding precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed.
R. App. P. 32.1 and 10th Cir. R. 32.1.
brief raising several issues. Exercising jurisdiction under 28 U.S.C. § 1291 and 18

U.S.C. § 3742, we dismiss the appeal and grant counsel’s motion to withdraw.

                                             I

       A search of Baum’s home led to the seizure of a laptop computer and other storage

media containing hundreds of images and videos of child pornography. Pursuant to a

plea agreement, Baum pled guilty to possession of child pornography. The government

agreed to dismiss a charge for receipt of child pornography and to recommend a three-

level reduction for acceptance of responsibility.

       A Presentence Investigation Report (“PSR”) noted Baum’s prior convictions for

sexual abuse of minors, the facts surrounding his arrest, the number of images found, his

use of the internet to collect the images, and the fact that a law enforcement agent was

able to download child pornography from Baum’s computer over the internet through a

peer-to-peer network. At sentencing, defense counsel stated that he had “no factual

objections, [and] no objections to the calculation of offense level or Criminal History

Category.” The court adopted the PSR as its findings of fact. Baum’s advisory

Guidelines range was 168 to 210 months’ imprisonment, but the PSR recommended an

adjustment to account for a related state sentence Baum was then serving, yielding a

range of 158 months and 15 days to 200 months and 15 days. The district court

sentenced Baum to 200 months’ imprisonment and a lifetime of supervised release.

Baum timely appealed.
                                            -2-
                                               II

       Under Anders, if “counsel conscientiously examines a case and determines that

any appeal would be wholly frivolous,” counsel must submit a brief identifying any

potentially appealable issues to the court and the client. United States v. Calderon, 
428 F.3d 928
, 930 (10th Cir. 2005). The defendant may then file a pro se brief. Id. Our task

in an Anders case is to “conduct a full examination of the record to determine whether

defendant’s claims are wholly frivolous.” Id. If so, we will grant counsel’s motion to

withdraw and dismiss the appeal. Id.

       Because Baum did not raise any of the issues advanced on appeal before the

district court, we conduct our examination through the lens of plain-error review. See

United States v. Ferrel, 
603 F.3d 758
, 763 (10th Cir. 2010). “Plain error occurs when

there is (1) error, (2) that is plain, which (3) affects the defendant’s substantial rights, and

which (4) seriously affects the fairness, integrity, or public reputation of judicial

proceedings.” United States v. Landeros-Lopez, 
615 F.3d 1260
, 1263 (10th Cir. 2010)

(quotation omitted). We construe Baum’s pro se filings liberally. Erickson v. Pardus,

551 U.S. 89
, 94 (2007) (per curiam).

       Baum first argues that the government improperly charged him with both

possession of child pornography and receipt of child pornography because the former is a

lesser included offense of the latter. See United States v. Benoit, 
713 F.3d 1
, 13-14 (10th

Cir. 2013). Baum suggests that in charging him with both crimes—and, in particular, in
                                              -3-
offering him a plea deal in which one of the two counts would be dropped—the

government violated his Fifth Amendment right not “to be twice put in jeopardy of life or

limb.” U.S. Const. amend. V. However, the government may charge and even “submit

multiplicitous counts to the jury,” so long as a defendant is not sentenced on both counts.

Benoit, 713 F.3d at 18. Moreover, the Supreme Court has recognized the benefits of plea

bargaining, which provides the opportunity “to conserve valuable prosecutorial resources

and for defendants to admit their crimes and receive more favorable terms at sentencing.”

Missouri v. Frye, 
132 S. Ct. 1399
, 1407 (2012). Baum avoided the possibility of a

fifteen-year mandatory minimum by agreeing to plead guilty to the possession count. See

18 U.S.C. § 2252A(a)(2)(A) & (b)(l). We conclude that the district court did not err in

accepting Baum’s plea agreement.

       Baum next argues that the government failed to prove that the images he

possessed crossed state lines and that the district court erred in accepting Baum’s guilty

plea because he did not know if the images had crossed state lines. Baum’s arguments

may have had merit under prior versions of the relevant statute. See United States v.

Schaefer, 
501 F.3d 1197
, 1198 (10th Cir. 2007), superseded as stated in United States v.

Swenson, 335 F. App’x 751, 753 (10th Cir. 2009) (unpublished). But Congress amended

§ 2252A(a)(5)(B) in 2008 to change the jurisdictional requirement. Swenson, 335 F.

App’x at 753. The version of the statute under which Baum was convicted applies if a

person knowingly possesses an image of child pornography “that has been mailed, or
                                            -4-
shipped or transported using any means or facility of interstate or foreign commerce or in

or affecting interstate or foreign commerce by any means, including by computer.”

§ 2252A(a)(5)(B). Baum admitted that he received the images at issue through the

internet. And “the Internet is generally an instrumentality of interstate commerce.” Utah

Lighthouse Ministry v. Found. for Apologetic Info. & Research, 
527 F.3d 1045
, 1054

(10th Cir. 2008). Pursuant to the plain language of the statute, there was no need to

establish that the images themselves had crossed state lines or that Baum had such

knowledge.

       Finally, Baum argues that the district court committed several errors in calculating

his sentence. He argues that the record was insufficient to support a two-level

enhancement for distribution of child pornography via a peer-to-peer file sharing program

because, under United States v. Geiner, 
498 F.3d 1104
 (10th Cir. 2007), the government

was required to show that he expected to benefit from sharing the files. Geiner, however,

interprets U.S.S.G. § 2G2.2(b)(3)(B), which specifically refers to “[d]istribution for the

receipt, or expectation of receipt, of a thing of value.” 498 F.3d at 1110-11. Baum was

subject to U.S.S.G. § 2G2.2(b)(3)(F), a catchall distribution enhancement that does not

require any benefit to the distributor. Baum also contends that there was nothing in the

record to prove that he possessed more than 600 images of child pornography. But the

PSR, to which Baum did not object, included this information and was adopted as a

factual finding of the district court. Relying on Alleyne v. United States, 
133 S. Ct. 2151
                                            -5-
(2013), Baum nonetheless contends that the government was required to prove the

number of images beyond a reasonable doubt because the enhancement increased his

advisory Guidelines range. Yet Alleyne addressed “[a]ny fact that, by law, increases the

penalty for a crime” and specifically noted that the case “does not mean that any fact that

influences judicial discretion must be found by a jury.” Id. at 2155, 2163. The district

court thus did not err in applying an enhancement based on the number of images.1

                                            III

       For the foregoing reasons, we conclude that there are no nonfrivolous grounds for

appeal. We therefore GRANT counsel’s motion to withdraw and DISMISS the appeal.



                                                  Entered for the Court



                                                  Carlos F. Lucero
                                                  Circuit Judge




       1
          Baum states in passing that his counsel was ineffective. However, “[i]neffective
assistance of counsel claims should be brought in collateral proceedings, not on direct
appeal. Such claims brought on direct appeal are presumptively dismissible, and virtually
all will be dismissed.” Calderon, 428 F.3d at 931 (quotation omitted). We will not
address the issue, which is only perfunctorily discussed in Baum’s briefs, at this stage.


                                            -6-

Source:  CourtListener

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