HARTZ, Circuit Judge.
On August 24, 2012, the Environmental Protection Agency (EPA) promulgated a final Federal Implementation Plan (FIP) to reduce regional haze by regulating emissions of nitrogen oxides (NO
The Plant is a coal-fired power plant located on the Navajo Reservation near Farmington, New Mexico. It is privately owned by Arizona Public Service Company (APS) and several other utilities. APS serves as the Plant operator. At the time of the rulemaking, the Plant consisted of five units; Units 1 and 2 were each rated to a capacity of 170 mega-watts (MW), Unit 3 was rated to a capacity of 220 MW, and Units 4 and 5 were each rated to a capacity of 750 MW.
In 1977 Congress amended the Clean Air Act to authorize the EPA to regulate regional haze to remedy "any existing[] impairment of visibility in mandatory class I Federal areas which impairment results from manmade air pollution." 42 U.S.C. § 7491(a)(1); see id. § 7491(a)(4),(b). Federal Class I areas are international parks, national wilderness areas, national memorial parks, and national parks that exceed a certain size. See id. § 7472. The regional-haze program has "goals and standards [that] are purely aesthetic rather than directly related to health and safety." Oklahoma v. U.S. EPA, 723 F.3d 1201, 1226 (10th Cir.2013) (Kelly, J. concurring in part and dissenting in part); Henry N. Butler & Nathaniel J. Harris, Sue, Settle, and Shut Out the States: Destroying the Environmental Benefits of
The process for regulating haze resembles that for regulating air pollutants for which the EPA has set national ambient-air-quality standards (NAAQS) under 42 U.S.C. §§ 7408 and 7409.
For haze reduction the EPA does not set NAAQS, but it must (1) promulgate a list of Class I areas that are designated visibility areas based on a determination by the Secretary of the Interior that each area is one "where visibility is an important value of the area," id. § 7491(a)(2); and (2) promulgate regulations to assure "reasonable progress" toward the national goal of visibility in Class I areas, id. § 7491(a)(4). States whose emissions may contribute to visibility impairment in designated visibility areas must issue SIPs that require operating stationary sources emitting air pollutants that can contribute to visibility impairment to "procure, install, and operate, as expeditiously as practicable (and maintain thereafter) the best available retrofit technology [(BART)]" to reduce such emissions. Id. § 7491(b)(2)(A). The EPA must examine five factors when determining what is the BART:
Id. § 7491(g)(2). Section 7491 does not, however, govern chemicals listed as "hazardous air pollutants" under Section 112 of the Clean Air Act, 42 U.S.C. § 7412(b). Section 112, under which the EPA sets emission standards for source polluters that emit hazardous air pollutants, states, "The provisions of [the regional-haze program] shall not apply to pollutants listed under this section." Id. § 7412(b)(6). Both mercury and selenium compounds are listed as hazardous pollutants. See id. § 7412(b)(1).
In the 1990 amendments to the Clean Air Act, Congress declared that in some situations Indian tribes should be treated as states for purposes of the Act. See id. § 7601(d). Congress left it to the EPA to specify the provisions of the Act "for which it is appropriate to treat Indian Tribes as States" and authorized the EPA to "promulgate regulations which establish the elements of tribal implementation plans [(TIPs)]." Id. § 7601(d)(2)-(3). Congress also provided that the EPA could at times directly administer regulations under a FIP on tribal land, similar to its power to issue a FIP if a state does not submit an acceptable SIP. See id. § 7601(d)(4). The EPA promulgated the Tribal Authority Rule under these provisions in 1998. See
Because the Plant is on the Navajo Reservation, it is not regulated by any New Mexico SIP. And the Navajo Nation has never submitted a TIP that would regulate the Plant under the Clean Air Act. In 2007 the EPA issued the first FIP to cover the Plant, which set emissions limits for sulfur dioxide (SO
Under the ESA, whenever a federal agency proposes an action in which it has discretion to act for the benefit of an endangered species, it must consult to insure that the action "is not likely to jeopardize the continued existence of any endangered species or threatened species." 16 U.S.C. § 1536(a)(2); see 50 C.F.R. § 402.03 (2013) (§ 1536 applies "to all actions in which there is discretionary Federal involvement or control"). The acting agency consults with the U.S. Fish and Wildlife Service if the endangered species is a terrestrial or freshwater species or with the National Marine Fisheries Service if it is an anadromous or marine species. See id. § 402.01(b); Rio Grande Silvery Minnow v. Bureau of Reclamation, 601 F.3d 1096, 1105 n. 2 (10th Cir.2010). Agency action is "all activities or programs of any kind authorized, funded, or carried out, in whole or in part, by Federal agencies." 50 C.F.R. § 402.02 (2013).
The first step in the consultation process is to determine whether the proposed action "may affect a listed species or a critical habitat"; "[i]f so, the agency must consult." Rio Grande Silvery Minnow, 601 F.3d 1096 at 1105. If the agency decides its action may affect a listed species, it can decide whether to pursue formal or informal consultation. See 50 C.F.R. § 402.14(b) (2013). Informal consultation ends either in a finding that formal consultation is necessary or in a finding that "the action is not likely to adversely affect listed species or critical habitat," in which case "no further action is necessary." Id. § 402.13(a). Formal consultation is initiated by a written request that includes "[a] description of the action to be considered." Id. § 402.14(c)(1). It generally concludes in a biological opinion, see id. § 402.14(l), which assesses "whether the action is likely to jeopardize the continued existence of a listed species or result in the destruction or adverse modification of critical habitat," id. § 402.14(h)(3). If the biological opinion finds that jeopardy is likely, it must include, if possible, "reasonable and prudent alternatives" to the proposed action. Id. At that point "the agency must either terminate the action, implement the proposed alternative, or seek an exemption from the
In August 2009 the EPA published an Advanced Notice of Proposed Rulemaking asking for comments on its plan to regulate the Plant under the regional-haze program.
In October 2010 the EPA proposed a FIP for the Plant under the regional-haze rule. See Proposed FIP, 75 Fed.Reg. at 64221. The proposed FIP made a finding under the Tribal Authority Rule that it was "necessary or appropriate" to establish the BART for NO
In November 2010, APS submitted an alternative proposal to regulate NO
In May 2011, WildEarth and other environmental groups submitted comments on the supplemental FIP, arguing that the EPA was required to consult with the Fish and Wildlife Service under Section 7 of the ESA because the proposed FIP would have an effect on the endangered Colorado pikeminnow and razorback sucker, which live in the nearby San Juan River. WildEarth pointed to high levels of mercury and selenium emitted by the Plant and argued that the EPA had to consult "given that the EPA itself notes that its proposal could lead to greater control of mercury emissions," which would benefit the endangered fish. J.A., Vol. II at 349. WildEarth's comments did not suggest any specific way in which the FIP could be
The EPA promulgated its final FIP for the Plant on August 24, 2012. It found that it was necessary or appropriate to "require[e] [the Plant] to meet new emission limits for NO
The EPA also evaluated reductions in emissions of other pollutants that would be achieved under the two options. Under Option 1, the EPA's proposed BART, the EPA calculated that mercury emissions would drop from 594 lb/yr to 340 lb/yr, a decrease of approximately 43%. Under Option 2, the alternative proposed by APS, the EPA calculated that mercury emissions would drop even further — to 233 lb/year, a decrease of approximately 61%. The EPA did not estimate decreases in selenium directly, but the EPA's regulations allow facilities to measure total filterable PM as a surrogate for nonmercury metals, such as selenium.
The EPA also responded to comments it had received, including the WildEarth comment that it needed to consult under the ESA. It said:
Final FIP, 77 Fed.Reg. at 51643-44.
WildEarth filed a petition for review on October 22, 2012.
Under the Administrative Procedure Act, this court can set aside final agency action if it is "arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law." 5 U.S.C. § 706(2)(A). WildEarth's opening brief contends that the EPA's failure to consult under the ESA rendered the FIP not in accordance with the ESA and arbitrary. It argues that the ESA required the EPA to consult because the EPA had discretionary authority under the Clean Air Act to include additional measures in the FIP to protect the endangered fish from mercury and selenium emissions from the Plant. The EPA and APS respond that the EPA had no such discretionary authority and no duty to consult. WildEarth has contended that the EPA had discretion to take four additional steps to reduce mercury and selenium emissions from the Plant that it may have taken if it had consulted before issuing the FIP: (1) requiring baghouses (emissions filtering devices) on Units 1-3 of the Plant; (2) requiring APS to act sooner to employ selective catalytic reduction on Units 4 and 5; (3) regulating sulfur dioxide emissions from the Plant, with the collateral result of reducing mercury and selenium emissions; and (4) directly regulating mercury and selenium emissions from the Plant. But the first possibility has been mooted by the closure of Units 1-3; the second two possibilities were not presented to this court by WildEarth in a timely fashion, so we need not consider whether the EPA had discretion to take those steps in the FIP; and the EPA had no duty to consult with respect to the fourth possibility. Because WildEarth has not properly presented a nonmoot ground for requiring the EPA to consult, we must deny its petition. We address the four grounds in turn.
In its opening brief on appeal, WildEarth placed primary reliance on the argument that the EPA could have required baghouses on Units 1-3 of the Plant if consultation had convinced it of the need for further mercury and selenium emission reduction. Its theory was that in determining BART, (1) the EPA needed to consider "nonair quality environmental impacts," 42 U.S.C. § 7491(g)(2); (2) the impact from the deposition in local streams of mercury and selenium emitted by the Plant was an impact of that type; and (3) consultation could have led the EPA to require baghouses (which reduce NO
Recognizing that the baghouse issue is moot, WildEarth has presented its three other suggestions of how consultation could have led to reduced emissions of mercury and selenium. One suggestion, raised by WildEarth in a postbriefing letter to the court submitted under Fed. R.App. P. 28(j), was that the EPA could write the FIP alternative to require APS to implement selective catalytic reduction on Units 4 and 5 before the current July 31, 2018 deadline. But WildEarth did not make this argument in its opening brief. The only mentions of selective catalytic reduction in WildEarth's opening brief are in the fact section describing the plan adopted in the FIP and a quote from the record that "the [U.S. Government Accountability Office] reported that selective catalytic reduction — one of the options under consideration [and ultimately selected] for NO
WildEarth's other untimely suggestion, also raised in a 28(j) letter, is that the EPA could have regulated SO
This leaves only WildEarth's fourth argument — namely, that as part of the FIP the EPA could have regulated mercury and selenium directly (rather than as a collateral product of other regulation, such as establishing the BART) and that this discretion to regulate triggered a duty to consult. Before we address the merits of this argument, however, we must resolve whether we have jurisdiction to do so.
"The Constitution limits the exercise of the judicial power to `cases' and `controversies.'" WildEarth Guardians v. Pub. Serv.
To establish Article III standing:
Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 180-81, 120 S.Ct. 693, 145 L.Ed.2d 610 (2000). These three requirements are commonly referred to as injury, causality, and redressability.
WildEarth's alleged injury — lack of consultation before promulgation of a final FIP — is one of process, not result. For a procedural injury, the requirements for Article III standing are somewhat relaxed, or at least conceptually expanded. See Lujan v. Defenders of Wildlife, 504 U.S. 555, 572 n. 7, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). First, for an injury in fact WildEarth "need not establish with certainty that adherence to the procedures would necessarily change the agency's ultimate decision." Utah v. Babbitt, 137 F.3d 1193, 1216 n. 37 (10th Cir.1998). It suffices that the procedures "are designed to protect some threatened concrete interest of [the person] that is the ultimate basis of standing." S. Utah Wilderness Alliance v. Office of Surface Mining Reclamation & Enforcement, 620 F.3d 1227, 1234 (10th Cir.2010) (emphasis and internal quotation marks omitted). "[W]here plaintiffs properly allege a procedural violation affecting a concrete interest[,] ... the injury results not from the agency's decision, but from the agency's uninformed decisionmaking." Id. at 1234 (emphasis and internal quotation marks omitted). Thus, WildEarth need show only that compliance with the procedural requirements could have better protected its concrete interests. Similarly, to establish redressibility it need show only that the injury — lack of an informed decision — could be redressed by requiring the agency to make a more informed decision. See id. at 1235 ("[T]he fact that [the agency] refused to issue an updated recommendation also satisfies the causation and redressability prongs — [the agency]'s recalcitrance caused an allegedly uninformed decision, and this could be redressed by a favorable court decision, even if the Secretary's ultimate decision was the same.")
The EPA and APS do not dispute (and we agree) that WildEarth has associational standing if Mike Eisenfeld, a WildEarth member who lives not far from the Plant in Farmington, has standing. But they challenge his standing under Article III.
Eisenfeld submitted an affidavit outlining the factual basis on which WildEarth asserts standing. It describes his enjoyment of the San Juan River:
Aplt. Br. Attach. 2 (Declaration of Mike Eisenfe[l]d), at 7. It then goes on to explain the relationship between his river activities and the endangered fish:
Id. at 8-9.
APS first argues that Eisenfeld has not shown the requisite injury. According to APS, his alleged injury is not "concrete and particularized" because it shows only "concern over future environmental harm." Intervenor Br. at 27 (internal quotation marks omitted). We disagree. Eisenfeld swore that he uses the river for recreational purposes and he often looks for and views the endangered fish while using the river. "[T]he desire to use or observe an animal species, even for purely esthetic purposes, is undeniably a cognizable interest for the purpose of standing." S. Utah Wilderness Alliance, 620 F.3d at 1233 (internal quotation marks omitted); see also Sierra Club v. U.S. Dep't of Energy, 287 F.3d 1256, 1265 (10th Cir.2002) ("To establish an injury-in-fact from failure to perform a NEPA [(National Environmental Policy Act)] analysis, a litigant must show: (1) that in making its decision without following the NEPA's procedures, the agency created an increased risk of actual, threatened, or imminent environmental harm; and (2) that this increased risk of environmental harm injures its concrete interest."). APS correctly points out that the FIP would not increase emissions of mercury or selenium, so Eisenfeld cannot possibly be worse off under the FIP than he was beforehand. But the proper comparison is between what happens under the FIP and what WildEarth contends could have happened had there been consultation before its promulgation. See Natural Res. Def. Council v. Jewell, 749 F.3d 776, 783-84 (9th Cir.2014) (en banc) (because consultation could lead agency to revise contracts in ways beneficial to endangered species, group had standing to challenge lack of consultation); Ass'n of Battery Recyclers, Inc. v. EPA, 716 F.3d 667, 673 (D.C.Cir.2013) (environmental groups had standing to challenge revised regulation regarding hazardous air pollutants on the ground that the revisions could have been more stringent than revised regulations adopted by agency).
APS's reliance on Wyoming v. United States Department of Interior, 674 F.3d 1220, 1237 (10th Cir.2012), is misplaced. Our holding that the petitioners lacked standing was based on their failure to claim an environmental injury, not, as APS suggests, on the ground that the potential nonenvironmental injury was too speculative.
We next turn to the argument by the EPA (joined by APS) that WildEarth has failed to show causation; that is, that WildEarth has not shown that Eisenfeld's injury is fairly traceable to the EPA's violation
Finally, the EPA (again joined by APS) argues that WildEarth has failed to satisfy the redressibility requirement for standing. It says that this court cannot redress WildEarth's injury because it was not permitted to regulate mercury and selenium in this rulemaking, and therefore any decision to require the EPA to consult on the effects of mercury and selenium could not influence the final decision. As with the EPA's causation argument, this is a merits argument. To show redressibility for an alleged procedural violation of the ESA, a plaintiff "need[s] to show only that the relief requested — that the agency follow the correct procedures — may influence the agency's ultimate decision." Salmon Spawning & Recovery Alliance v. Gutierrez, 545 F.3d 1220, 1226 (9th Cir. 2008). WildEarth contends that the EPA could have made a decision that would have further reduced mercury and selenium emissions from the Plant. EPA argues otherwise, but that is a contention that WildEarth has standing to present. If WildEarth ultimately failed to persuade us of its contention, it would lose on the merits. In resolving a standing issue, however, we must start from the premise that the plaintiff will prevail on its merits argument. See Sierra Club, 699 F.3d at 533; Salmon Spawning & Recovery Alliance v. U.S. Customs & Border Prot., 550 F.3d 1121, 1131 (Fed.Cir.2008).
Having established that WildEarth does have standing to challenge the FIP on the ground that the EPA should have consulted because the FIP could have directly regulated mercury and selenium, we turn now to the merits of the challenge.
WildEarth argues that the EPA had the duty to consult because the EPA had discretion to directly regulate mercury and selenium in the FIP. But even if the EPA had power to regulate these hazardous air pollutants in a FIP rulemaking,
The ESA provides:
16 U.S.C. § 1536(a)(2). Thus, the duty to consult is bounded by the agency action. Consultation is called for to ensure that the action does not jeopardize endangered or threatened species. The written request to consult does not describe all the things that the requesting agency might have power to do but includes only "[a] description of the action to be considered." 50 C.F.R. § 402.14(c)(1) (2013) (emphasis added).
Action is defined as:
Id. § 402.02. "Of particular significance is the affirmative nature of these words — `authorized, funded, carried [out]' — and the absence of a `failure to act' from this list. This stands in marked contrast to other sections of the ESA, which explicitly refer to an agency's failure to act." W. Watersheds Project v. Matejko, 468 F.3d 1099, 1107-08 (9th Cir.2006). In Western Watersheds the Bureau of Land Management had interpreted the Federal Land Policy Management Act to exempt certain vested water rights on federal lands from the Bureau's control. See 468 F.3d at 1104-05. The Bureau stated that it would regulate these existing water rights only if the right-of-way holder substantially deviated from the existing use or location of the ditch or canal. See id. at 1105. Environmental groups argued that the Bureau was required to consult under the ESA because it was making a "continuing decision not to enforce its regulatory discretion," which amounted to affirmative action. Id. at 1109. The Ninth Circuit disagreed, holding that "[t]he [Bureau]'s challenged `action' stands in marked contrast to cases involving truly `affirmative' actions." Id.; see also Fund for Animals, Inc. v. Thomas, 127 F.3d 80, 83 n. 3, 84 n. 6 (D.C.Cir. 1997) (decision to refrain from regulating baiting was likely not an action, and therefore would probably not trigger compliance with NEPA or ESA requirements); cf. Greater Yellowstone Coal. v. Tidwell, 572 F.3d 1115, 1123 (10th Cir.2009) (federal agency's failure to exercise authority to amend a permit was not an action and therefore did not trigger duty to perform environmental analysis under NEPA).
We recognized this proposition in an earlier decision involving the same Plant at issue here. In Arizona Public Service Co. v. United States Environmental Protection Agency, 562 F.3d 1116, 1131 (10th Cir.2009), we considered the 2007 FIP promulgated for the Plant by the EPA. See id. at 1121. The FIP set opacity limits and emissions limits for some pollutants. See id. Environmental groups argued that the limits were inadequate and that the Tribal Authority Rule required the EPA "to submit a plan meeting the completeness criteria [that would be required for a SIP]." Id. at 1125. We rejected the claim, holding that when regulating under the Tribal Authority Rule, the EPA had discretion to regulate in steps. See id. We said that requiring the EPA to regulate as if it were promulgating a SIP would "prevent the EPA from implementing any plan as necessary or appropriate to protect air quality, absent a comprehensive analysis of all air quality problems in an area." Id. (internal quotation marks omitted). "[S]ome regulation of the Plant," we said, "is better than none at all." Id.
Likewise, the EPA here decided to take action, but bounded the scope of that action. The EPA's authority under the Tribal Authority Rule is limited to actions that it determines to be "necessary or appropriate to protect air quality," 40 C.F.R. § 49.11 (2013), and the principal finding supporting the FIP was the finding that it was "necessary or appropriate" to establish the BART at the Plant for NO
WildEarth's main concern, that baghouses should have been included in the BART for Units 1-3, has been mooted by the closure of those units. And WildEarth has failed to identify any discretion of the EPA to otherwise reduce mercury and selenium pollution as part of the agency action at issue — promulgation of a FIP to reduce PM and NO
We DENY WildEarth's petition for review.