MATHESON, Circuit Judge.
In 2006, Kimberly Sharp lived homeless in Kansas with her two children. One day while she was with three homeless men at a camp site, David Owen approached the group and harangued them for being homeless. An altercation ensued. Two of the homeless men dragged Mr. Owen into the woods and tied him to a tree, where he was later found dead.
While investigating the death, police interviewed Ms. Sharp. During the interview, she confessed to playing a role and accompanied officers to the camp site to re-enact the events. The police videotaped the interview and re-enactment. She was subsequently charged in state court with first-degree felony murder and kidnapping.
Ms. Sharp moved to suppress her confessional statements, arguing they were involuntary because the police promised leniency — no jail — and help finding shelter for her and her children to live. The court denied the motion, concluding her statements were voluntary based on its factual finding that Ms. Sharp was not operating under any promises.
A jury, having received evidence of Ms. Sharp's statements, found her guilty on both counts. The court sentenced her to life in prison (with a chance of parole after 20 years) on the murder conviction and 61 months in prison on the kidnapping conviction, to run concurrently. She appealed the denial of her motion to suppress.
The Kansas Supreme Court affirmed, concluding the record supported the trial court's finding that Ms. Sharp was not operating under any promises. She then filed a petition under 28 U.S.C. § 2254 seeking habeas relief in the United States District Court for the District of Kansas, arguing her confessions were not voluntary and were admitted in violation of the Fifth and Fourteenth Amendments. The court denied her petition and granted her a certificate of appealability ("COA") under 28 U.S.C. § 2253(c).
On appeal Ms. Sharp challenges the state supreme court's factual findings and seeks habeas relief.
When reviewing a § 2254 habeas petition, we must presume the state supreme court's factual findings are correct unless the petitioner presents clear and
State v. Sharp, 289 Kan. 72, 210 P.3d 590, 596 (2009).
In addition to the state supreme court's factual summary, we also note Detective Wheeles began the interview with Ms. Sharp by telling her, "As long as you're straight with me, we're not going to have any problems.... I'm not going to lie to you in this investigation at all." App. Vol. I at 38-39.
On July 17, 2006, Ms. Sharp was charged with one count of felony murder. On August 25, 2006, the charge was amended to include a second count for kidnapping with intent to injure or terrorize.
On December 11, 2006, the state trial court held a hearing to consider whether Ms. Sharp's statements should be suppressed as involuntary. At the hearing, Detective Wheeles testified that while he and Ms. Sharp were returning to the police station after the re-enactment, he told her the district attorney would ultimately make the charging decision in the case. He also testified that he did not make her any promises, and instead simply urged Ms. Sharp to be truthful and assured her that he would retrieve her children from the homeless camp. Ms. Sharp did not testify. Her counsel argued the statements from the interview and re-enactment should be suppressed because they were not voluntary — they were induced by Detectives Wheeles's promises to be lenient and help find a safe place for her and her children to stay. The trial court viewed the video of the interviews and re-enactment, and denied the motion, ruling as follows:
State App. Vol. II at 67-69.
During the five-day trial, Ms. Sharp's statements to Detective Wheeles were admitted into evidence. The jury found Ms. Sharp guilty of both counts — first-degree felony murder and kidnapping. The court sentenced her to life in prison (with the possibility of parole after 20 years) for the murder conviction and 61 months for the kidnapping conviction, to be served concurrently.
Ms. Sharp appealed her conviction to the Kansas Supreme Court, arguing, among other things, the trial court erroneously denied the motion to suppress because her statements to Detective Wheeles were not voluntary. Sharp, 210 P.3d at 594.
The Kansas Supreme Court affirmed the state trial court's decision not to suppress the statements. Id. at 606. It reviewed de novo the trial court's legal conclusion that the statements were voluntary, considering under the totality of circumstances whether Ms. Sharp's free will was overborne and her capacity for self-determination was critically impaired. Id. at 597. It explained the totality of circumstances test required the court to consider Ms. Sharp's mental state; the manner and duration of her interrogation; her ability to communicate with the outside world; her age, intellect, and background; whether the interrogating officers conducted their interview with her in a fair manner; and her fluency in the English language. Id. at 598.
Ms. Sharp conceded that her argument mainly challenged the trial court's factual findings that she was not operating under any promises. Id. at 598. By limiting her voluntariness argument to the trial court's factual findings, she effectively reduced the supreme court's voluntariness analysis to deciding whether the factual record supported the findings.
The Kansas Supreme Court reviewed the trial court's factual findings under the substantial competent evidence standard. Id. at 597. It explained "[s]ubstantial competent evidence is that which possesses both relevance and substance and which furnishes a substantial basis in fact from which the issues can reasonably be resolved." Sharp, 210 P.3d at 602. The court noted this standard is consistent with the clearly erroneous standard the United States Supreme Court applies to factual findings underlying voluntariness determinations. See id. (citing Arizona v. Fulminante, 499 U.S. 279, 286-87, 111 S.Ct. 1246, 113 L.Ed.2d 302 (1991)).
Ms. Sharp challenged the trial court's factual findings that she was not operating under any promises. She argued her will was overborne because (a) Detective Wheeles promised her leniency, (b) he promised to help find a place for her and her children to live, and (c) she was in a vulnerable position due to her recent divorce and homelessness (with two children). Id. at 597, 606. The court concluded substantial competent evidence supported the trial court's findings that Ms. Sharp was not operating under any promises during the interviews and re-enactment; she did not appear to be under duress or coercion; and she was relaxed, candid, and cooperative. Id. at 602-06.
Ms. Sharp argued Detective Wheeles promised her leniency in exchange for her confession when he said she would not go to jail. Id. at 599. The court rejected Ms. Sharp's contention and found substantial competent evidence showed no such promise was made. Id. at 603-05. Alternatively, the court said Detective Wheeles conditioned any such promise, and Ms. Sharp did not satisfy the condition. Id. at 604.
First, in its discussion of leniency, the court highlighted Detective Wheeles's testimony from the suppression hearing, where he denied making any threats or promises and instead claimed he had exhorted Ms. Sharp to be truthful. Id. at 603. It said the interview transcript supported Detective Wheeles's characterization of his comments and that the transcript does not contain the words "promise" or "threat." Id.
Second, the court determined that substantial competent evidence supported an alternative factual finding that Detective Wheeles conditioned any promise of leniency on Ms. Sharp not "do[ing] something dumb and jam[ming] [her]self." Id. at 603-04. The court understood the comment to mean Detective Wheeles would be lenient as long as Ms. Sharp did not inculpate herself in the crime. Id. at 604. Based on the details of the crime and Ms. Sharp's admission to participating, the court concluded she did not satisfy her end of the deal and therefore was not "operating under" the conditional promise. Id. It identified two incriminating statements Ms. Sharp made while re-enacting the crime at the camp site. Id. She said she told Mr. Hollingsworth, "Don't kill him here," which the court interpreted to mean
The court also concluded substantial competent evidence supported the trial court's finding that Ms. Sharp was not operating under a promise relating to her children when she confessed. Id. at 605-06.
First, the court said substantial competent evidence showed Ms. Sharp did not confess in exchange for the police's helping her and her children. Id. at 605.
Second, the court determined Detective Wheeles was trying to protect the children by removing them from a homeless camp where they were alone with a convicted sex offender. Id.
Third, the court recognized an alternative basis to affirm-the purported promise to help Ms. Sharp's children was a "collateral benefit," which it described as a promise "with no assurance of benefit to [the] accused with respect to the crime." Id. (quotations and emphasis omitted). The court explained such promises generally cannot render a confession involuntary under Kansas law. Id. at 605-06.
The court rejected Ms. Sharp's assertion that her vulnerable position during the interview and re-enactment made her statements involuntary. Id. at 606. It referenced the video recordings of her interview and re-enactment and concluded substantial competent evidence supported the trial court's factual finding that Ms. Sharp seemed relaxed and provided clear answers, and did not appear to be under duress or coercion. Id.
Having rejected Ms. Sharp's challenges to the trial court's factual findings, the court considered facts Ms. Sharp had not challenged on appeal but were relevant to voluntariness: "[Ms.] Sharp was Mirandized; she voluntarily gave up her Miranda rights; she did not appear to be under the influence of anything; the detention length was not unusual; she was given things to drink; and she was cooperative." Id. Based on the trial court's factual findings the state supreme court concluded, under the totality of the circumstances, that Ms. Sharp's statements were voluntary. Id. at 606.
One justice dissented, criticizing the majority for relying on Detective Wheeles's testimony from the suppression hearing, at which he explained his subjective reasons for comments he made during his interview with Ms. Sharp. Id. at 612. The dissent argued anyone in Ms. Sharp's position would have interpreted Detective Wheeles's assurance that Ms. Sharp was not going to jail as a promise, and Ms. Sharp fulfilled her end of any deal by not saying "no" in response to his questions, as he had instructed her to do. Id.
The dissent also challenged the majority's calling the promises concerning Ms. Sharp's children a "collateral benefit." Id. at 612. It argued Ms. Sharp thought she would directly benefit from the promise to find a women's shelter for her and her children. Id. More importantly, the dissent argued, the promise offered Ms. Sharp — safety for her young children — was no less compelling than a promise of leniency for the crime being investigated. Id.
On May 11, 2010, Ms. Sharp filed a federal habeas petition under 28 U.S.C. § 2254 in the federal district court in Kansas, alleging the state trial court's denial of her motion to suppress violated her Fifth and Fourteenth Amendment rights. The district court, deferring to the state supreme court's factual findings, concluded the court reasonably applied clearly established federal law and denied the petition.
The federal district court granted Ms. Sharp a COA as to the issues raised in her § 2254 petition. She filed a timely notice of appeal. We have jurisdiction under 28 U.S.C. §§ 1291 and 2253. Miller-El v. Cockrell, 537 U.S. 322, 335-36, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003); Lockett v. Trammel, 711 F.3d 1218, 1230 (10th Cir. 2013).
AEDPA circumscribes our review of a § 2254 petition by precluding habeas relief as to a claim decided on the merits in state court, unless the determination
28 U.S.C. § 2254(d).
We review a federal district court's legal analysis of a § 2254 petition de novo. Frost v. Pryor, 749 F.3d 1212, 1223-24 (10th Cir.2014).
Ms. Sharp seeks relief under § 2254, arguing the state supreme court erred in considering the coercive effect of Detective Wheeles's promises during his interview with her. She argues Detective Wheeles induced her confession by promising leniency and assistance in finding shelter for her and her children.
"[T]he ultimate issue of `voluntariness' is a legal question," but its determination is based on "subsidiary factual questions." Miller v. Fenton, 474 U.S. 104, 110, 112, 106 S.Ct. 445, 88 L.Ed.2d 405 (1985). One such factual question is whether an officer's comments amount to a promise relevant to the voluntariness analysis. United States v. Lopez, 437 F.3d 1059, 1064 (10th Cir.2006) ("The district court's determination that [an officer's] actions amounted to a promise of leniency is a factual finding."); see also United States v. Morris, 247 F.3d 1080, 1089-90 (10th Cir.2001) (reviewing district court's determination that interrogating officer's conduct did not amount to a promise of leniency under the clearly erroneous standard).
Where, as here, a habeas petitioner challenges a factual finding subsidiary to a legal determination, the challenge necessarily implicates both the accuracy of the finding and the correctness of the legal conclusion. See Maynard v. Boone, 468 F.3d 665, 673 (10th Cir.2006) (explaining applicability of § 2254(d)(1) and § 2254(d)(2) to mixed questions of law and fact such as sufficiency of the evidence, on habeas review). Ms. Sharp's brief does not explicitly base her argument on § 2254(d)(2), but we construe her challenge as seeking habeas relief under both § 2254(d)(1) and § 2254(d)(2). We do not address her § 2254(d)(1) arguments because we conclude she satisfies § 2254(d)(2).
Ms. Sharp argues under § 2254(d)(1) that the state supreme court unreasonably
If the court had reasonably applied federal law, she argues, it would have found Detective Wheeles promised her leniency and assistance in finding shelter for her and her children, and that she believed he had the authority to make such promises. Ms. Sharp details how the record contradicts the state supreme court's findings as to whether Detective Wheeles made promises. She argues the interview transcript contradicts the state supreme court's assertion that Detective Wheeles never used the word "promise." And she contends any reasonable person in her position would have understood Detective Wheeles's comments to be promises of leniency and assistance for her and her children, made in exchange for her cooperation.
Ms. Sharp also argues the state supreme court unreasonably applied clearly established federal law by finding any promise to help her children was merely a "collateral benefit" that would not benefit her directly. She contends clearly established federal law establishes that promises to benefit family members can be coercive enough to render a suspect's statements involuntary and therefore cannot be dismissed as simply collateral.
Limiting our analysis to § 2254(d)(1) would overlook significant portions of Ms. Sharp's arguments. She contends the state supreme court's voluntariness determination is not entitled to AEDPA deference because it was based on faulty factual findings. She argues that the record does not support those findings. These arguments track § 2254(d)(2), and we construe them as seeking relief under that provision.
Even though Ms. Sharp does not cite § 2254(d)(2) in her brief, she repeatedly attacks the state supreme court's factual findings. She contends, for example, that "[n]o substantial competent evidence exists to support the factual finding that Detective Wheeles did not make promises to Ms. Sharp," Aplt. Br. at 32, and that the state supreme court "unreasonably found that any promises Detective Wheeles made were, at most, conditional promises" based on her not inculpating herself. Id. at 39.
The State acknowledges that Ms. Sharp's arguments challenge the state supreme court's factual findings: "Petitioner is essentially asking this Court to reconsider the state courts' findings of fact." Aplee Br. at 7; see also id. at 12 ("When
Other circuits have construed an appellant's § 2254 arguments based on the substance of the challenge, rather than the citation to § 2254(d)(1) or § 2254(d)(2). See Wheeler v. Rozum, 410 Fed.Appx. 453, 457 n. 4 (3d Cir.2010) (unpublished) (construing appellant's arguments as seeking relief under § 2254(d)(1) because the petition could be fairly read as seeking relief under that subsection despite the magistrate judge's construing the petition as seeking relief solely under § 2254(d)(2), and the government had not argued appellant's § 2254(d)(1) arguments had been waived). Compare Peraza v. Campbell, 462 Fed.Appx. 700, 701 (9th Cir.2011) (unpublished) (construing appellant's § 2254(d)(1) argument under § 2254(d)(2)), with Appellant's Brief, Peraza v. Campbell, 462 Fed.Appx. 700 (9th Cir.2011) (No. 10-15629), 2011 WL 2002975 (seeking habeas relief under § 2254(d)(1) without citing § 2254(d)(2) while challenging the state court's factual finding by arguing its fact-finding process was defective).
We limit our analysis to § 2254(d)(2) and do not address Ms. Sharp's § 2254(d)(1) arguments because we determine (1) Ms. Sharp satisfies § 2254(d)(2); (2) on de novo review, Ms. Sharp's confessional statements were involuntary once Detective Wheeles said she would not go to jail; and (3) the trial court committed harmful error by admitting Ms. Sharp's involuntary statements at trial.
"[A] state-court factual determination is not unreasonable merely because the federal habeas court would have reached a different conclusion in the first instance." Wood v. Allen, 558 U.S. 290, 301, 130 S.Ct. 841, 175 L.Ed.2d 738 (2010). If "reasonable minds reviewing the record might disagree about the finding in question," we defer to the state court's determination. Brumfield v. Cain, ___ U.S. ___, 135 S.Ct. 2269, 2277, ___ L.Ed.2d ___ (2015) (quoting Wood, 558 U.S. at 301, 130 S.Ct. 841).
To overcome AEDPA deference under § 2254(d)(2), Ms. Sharp must show
The Kansas trial court found Ms. Sharp was not "operating under any promises." State App. Vol. II at 69. The supreme court reviewed that determination and concluded substantial competent evidence showed Detective Wheeles did not promise Ms. Sharp leniency, or alternatively, any promise of leniency was conditioned on Ms. Sharp not inculpating herself. As we point out below, the court was not clear on this next point, but it also decided Ms. Sharp was not operating under a promise to help find shelter for her and her children, or alternatively, any promise to help Ms. Sharp's children was a non-coercive collateral benefit because it would not directly benefit Ms. Sharp. We conclude (1) the supreme court's voluntariness determination was based in significant part on its fact findings about Detective Wheeles's alleged promises; (2) it unreasonably found Detective Wheeles did not promise Ms. Sharp leniency; and (3) it unreasonably found Detective Wheeles did not promise to help Ms. Sharp and her children; or it decided any such promise did not induce Ms. Sharp to confess, which is a voluntariness determination and not a factual finding.
To satisfy § 2254(d)(2), the habeas petitioner must show that a state court's ultimate determination was based on an unreasonable and material factual finding. See Byrd, 645 F.3d at 1172. In this case, the state supreme court's ultimate determination was that Ms. Sharp's confession was voluntary. This determination was based in large part on the court's factual findings about whether Detective Wheeles made promises.
To determine whether a suspect's confession was voluntary, courts consider whether, under the totality of circumstances, the suspect's "will has been overborne and his capacity for self-determination critically impaired." Schneckloth v. Bustamonte, 412 U.S. 218, 225-26, 93 S.Ct. 2041, 36 L.Ed.2d 854 (1973). "Under Supreme Court and Tenth Circuit precedent, a promise of leniency is relevant to determining whether a confession was involuntary and, depending on the totality of the circumstances, may render a confession coerced." Clanton v. Cooper, 129 F.3d 1147, 1159 (10th Cir.1997).
Although the Kansas Supreme Court considered various facts to determine whether, in the totality of circumstances, Ms. Sharp's confessional statements were voluntary, its determination hinged on whether Detective Wheeles coerced her confession by making her promises of leniency or assistance for her and her children. The court addressed the existence of such promises and based its voluntariness determination largely on its findings that (1) Detective Wheeles did not promise Ms. Sharp leniency, or alternatively, conditioned leniency on her not inculpating herself,
Ms. Sharp argues the following exchange reveals Detective Wheeles made an explicit promise of leniency:
App. Vol. I at 49.
The state trial court found Ms. Sharp was not operating under any promises. The supreme court understood this to mean Detective Wheeles made no promise of leniency. Instead, the supreme court found Detective Wheeles simply urged Ms. Sharp to be truthful or made a promise conditioned on Ms. Sharp not inculpating herself. We conclude the supreme court's findings were unreasonable.
The finding that Detective Wheeles did not promise leniency and instead urged Ms. Sharp to be truthful is unreasonable because it is not a plausible reading of the interview. At the beginning of the interview, Detective Wheeles told Ms. Sharp he was not upset at her for lying to him when he first approached her and Mr. Hollingsworth. Detective Wheeles told Ms. Sharp he separated her from Mr. Hollingsworth because he could sense she was afraid and asked her to explain what happened to Mr. Owen. She described the attack, claiming she did not participate and tried to talk Mr. Hollingsworth and Mr. Baker out of killing Mr. Owen. Detective Wheeles asked if she helped burn Mr. Owen's belongings and if she thought she was in danger after witnessing the attack. At first she denied helping to burn the items. Detective Wheeles explained she was in a serious situation and again asked if she had participated out of fear for her own safety. Up to this point in the interview, Detective Wheeles's statements were not promises.
Ms. Sharp next contradicted her prior statement and confessed to helping burn Mr. Owen's belongings. She then asked if she was going to jail. Detective Wheeles responded with an unequivocal "no," which he repeated in the video nine more times. His answer was not a simple exhortation to be truthful. He had just received an incriminating answer and immediately and unequivocally reassured Ms. Sharp she was not going to jail. In short, he promised she would not go to jail despite her confession.
The court's alternative finding that Detective Wheeles's statement was a promise of leniency conditioned on Ms. Sharp not inculpating herself was also unreasonable. Ms. Sharp already had inculpated herself before he made the "no jail" promise. She had just admitted to helping burn Mr. Owen's belongings, confessing her active role in the crime. It is therefore unreasonable to understand Detective Wheeles's adamant assurance that Ms. Sharp would not go to jail as being conditioned on Ms. Sharp not implicating herself in the crime — she already had.
Based on our review of the record, we conclude the supreme court unreasonably found Detective Wheeles did not promise leniency. The court's alternative finding — that any promise of leniency was conditioned on Ms. Sharp not inculpating herself — was also unreasonable.
During the interview, Detective Wheeles said he would help Ms. Sharp and her children find shelter. He used the word "promise." As to this matter, the state trial court and the state supreme court both found Ms. Sharp was not "operating under a promise." It is unclear whether this meant (1) Detective Wheeles made no promise or (2) he did make a promise but it did not influence Ms. Sharp to make confessional statements. If the state courts meant the former, they made an unreasonable finding of fact because Detective Wheeles explicitly promised to help with shelter. If they meant the latter, they made a voluntariness determination about the promise. Either way, we will consider this promise in our de novo consideration of voluntariness.
Early in Detective Wheeles's interview with Ms. Sharp, she identified Mr. Baker as a participant in the crime. Detective Wheeles appeared to know the police were already looking for Mr. Baker. After Ms. Sharp admitted her role in the incident, Detective Wheeles asked her if she could show him the camp site where the confrontation occurred. She agreed, which led to the following exchange:
App. at 51. Without answering Ms. Sharp's question, Detective Wheeles left the room for approximately ten minutes. When he returned, Detective Wheeles told Ms. Sharp,
Id. Detective Wheeles then asked Ms. Sharp a handful of brief questions about the incident, after which the following exchange occurred:
Suppl. App. Vol. I, DVD clip A, at 01:13:19 p.m.-01:13:53 p.m.
The state supreme court found Ms. Sharp was not "operating under any promises." Sharp, 210 P.3d at 605-06. The problem with the statement that Ms. Sharp was not "operating under any promises" is that it is ambiguous. It could mean the court found Detective Wheeles made no such promise. It also could mean the court found a promise was made but Ms. Sharp did not act based on that promise.
As we explained above, because Ms. Sharp satisfied § 2254(d)(2) based on the state supreme court's unreasonable finding that Detective Wheeles made no promise of leniency or conditioned leniency, we review the voluntariness of her confessions de novo. See Bunton v. Atherton, 613 F.3d 973, 982 (10th Cir.2010). We therefore do not need to resolve the court's ambiguous handling of the promise about shelter and will consider that promise in our de novo review of whether Ms. Sharp made involuntary confessions.
Upon de novo review of Detective Wheeles's interview with Ms. Sharp, we conclude her incriminating statements after Detective Wheeles promised she would not go to jail were involuntary.
To determine whether a confession was voluntary, courts assess whether the suspect's "will has been overborne and his capacity for self-determination critically impaired." Schneckloth, 412 U.S. at 225, 93 S.Ct. 2041. Courts must consider the "totality of all the surrounding circumstances — both the characteristics of the accused and the details of the interrogation." Id. at 226, 93 S.Ct. 2041; accord Lopez, 437 F.3d at 1063. The United States Supreme Court has identified a nonexhaustive list of factors for assessing the voluntariness of a statement: the suspect's age, education level, whether the suspect was advised of his or her constitutional rights, the length of his or her detention, the nature of the questioning, and any physical punishment such as deprivation of food or sleep. Schneckloth, 412 U.S. at 226, 93 S.Ct. 2041; accord United States v. Toles, 297 F.3d 959, 966 (10th Cir.2002). The totality of the circumstances test does not favor any one of these factors over the others — it is a case-specific inquiry where the importance of any given factor can vary in each situation. Schneckloth, 412 U.S. at 226-27, 93 S.Ct. 2041; accord United States v. Lugo, 170 F.3d 996, 1004 (10th Cir.1999).
In light of our determination that AEDPA deference does not apply due to our § 2254(d)(2) analysis, we review the state supreme court's voluntariness determination de novo. Byrd, 645 F.3d at 1172.
The state supreme court found various uncontested facts relevant to the voluntariness analysis. Detective Wheeles advised Ms. Sharp of her Miranda rights orally and in writing. She waived her rights and spoke with Detective Wheeles. Her detention was not unusually long — the video indicates Ms. Sharp was in custody for roughly five hours before her arrest. Detective Wheeles provided Ms. Sharp with water to drink, and she did not appear to be impaired. Each of these facts weighs in favor of voluntariness.
Detective Wheeles's assurance that Ms. Sharp would not go to jail for her role in the crime, however, was a critical and troubling moment in the interview. In the first thirty minutes of the interview, Ms. Sharp described witnessing Mr. Hollingsworth and Mr. Baker attack, threaten with an axe, hog-tie, gag, and beat Mr. Owens,
Although Ms. Sharp's initial statement that she helped burn Mr. Owen's belongings may not have been enough on its own to support a conviction, it was nonetheless sufficient to make Detective Wheeles's "no jail" promise at best misleading and probably false. After she admitted to evidence destruction in a murder investigation, Ms. Sharp immediately and anxiously asked if she was going to jail. Having elicited an incriminating statement and clearly wanting more, Detective Wheeles seemingly cleared the legal land mines with his immediate response of ten "no's," but instead left a primrose path. And Detective Wheeles's response was no mere limited assurance of putting in a good word with the prosecutor. See United States v. Roman-Zarate, 115 F.3d 778, 783 (10th Cir. 1997) (concluding interviewing agents' "limited assurances" to inform prosecutor about suspect's cooperation are insufficient to render a confession involuntary). He flatly rejected Ms. Sharp's concern about going to jail, without equivocation. He did not say the charging decision was in the prosecutor's hands. He did not express uncertainty about her fate.
After making the "no jail" promise, Detective Wheeles said, "You are a witness to this thing as long as you do not do something dumb and jam yourself." App. Vol. I at 49. It is unclear what this meant other than Ms. Sharp would not be prosecuted and would be a witness as long as she cooperated with Detective Wheeles. He then instructed Ms. Sharp not to say "no" to his questions — further exhortation that she should respond to Detective Wheeles's questions and cooperate with his investigation.
Ms. Sharp's decision to continue providing details does not seem "to have been the result of calculation [instead of] coercion." Roman-Zarate, 115 F.3d at 783. Detective Wheeles's promise she would not go to jail induced her confessional statements because he made clear there would be no cost of disclosure. He gave Ms. Sharp a get-out-of-jail-free card, and she obliged by giving him more incriminating details. Ms. Sharp therefore did not simply "balance[] personal considerations with the possible cost of disclosure," id., when making her subsequent confessional statements. Instead, his promise "[wa]s of the sort that may indeed critically impair a defendant's capacity for self-determination." Lopez, 437 F.3d at 1065. And despite Detective Wheeles's assurance at the beginning of the interview — that he was "not going to lie to [Ms. Sharp] in this investigation" — his promise that she would not go to jail was false or misleading. See Clanton v. Cooper, 129 F.3d 1147, 1159 (holding promise of leniency coupled with misrepresentations about the evidence against the suspect were coercive enough to render statements involuntary).
In isolation, Detective Wheeles's comments about helping Ms. Sharp and her children might not appear coercive. He did not explicitly suggest that Ms. Sharp confess in exchange for his assistance with shelter. But he did mollify her concerns about finding shelter by saying "[w]e'll work out some place for you to go," App. Vol. I at 52, a promise inconsistent with a suggestion of arrest. And his willingness to cut short the interview to retrieve her children from the presence of a registered sex offender added weight to his "no jail" promise of leniency, which he had made only a few minutes earlier.
Having carefully reviewed the interview video and considered the totality of circumstances, we conclude Ms. Sharp's will was overborne once Detective Wheeles promised her she would not go to jail after she admitted to participating in the crime. Once that promise was made, Ms. Sharp's subsequent incriminating statements were involuntary because she had been told she would not go to jail for her involvement. The trial court therefore erroneously admitted those statements at trial in violation of the Fifth and Fourteenth Amendments. See Toles, 297 F.3d at 965.
A trial court's erroneous decision to admit an involuntary confession into evidence is subject to harmless error analysis. Fulminante, 499 U.S. at 295, 111 S.Ct. 1246. "[I]n § 2254 proceedings a court must assess the prejudicial impact of constitutional error in a state-court criminal trial under the `substantial and injurious effect' standard" articulated in Brecht v. Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993). Fry v. Pliler, 551 U.S. 112, 121, 127 S.Ct. 2321, 168 L.Ed.2d 16 (2007). Under Brecht, "an error is harmless unless it `had substantial and injurious effect or influence in determining the jury's verdict.'" Id. at 116, 127 S.Ct. 2321 (quoting Brecht, 507 U.S. at 631, 113 S.Ct. 1710). "`The inquiry cannot be merely whether there was enough to support the result, apart from the phase affected by the error. It is rather whether the error itself had substantial influence.'" Crease v. McKune, 189 F.3d 1188, 1193 (10th Cir.1999) (quoting Kotteakos v. United States, 328 U.S. 750, 765, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946)) (alterations omitted).
"When a federal judge in a habeas proceeding is in grave doubt about whether a trial error of federal law had `substantial and injurious effect or influence in determining the jury's verdict,'" the error is harmful and the court must grant the writ. O'Neal v. McAninch, 513 U.S. 432, 436, 115 S.Ct. 992, 130 L.Ed.2d 947 (1995); see also id. at 435, 115 S.Ct. 992 ("By `grave doubt' we mean that, in the judge's mind, the matter is so evenly balanced that he feels himself in virtual equipoise as to the harmlessness of the error."). Analyzing harmlessness under Brecht, "does not involve a judge who shifts a `burden' to help control the presentation of evidence at a trial, but rather involves a judge who applies a legal standard (harmlessness) to a record that the presentation of evidence is no longer likely to affect." Id. at 437, 115 S.Ct. 992 (quoting R. Traynor, The Riddle of Harmless Error 26 (1970)). The State was required to prove Ms. Sharp's guilt beyond a reasonable doubt. We must decide whether we have grave doubt that the State would have met its burden if the inadmissible evidence had been properly suppressed.
Ms. Sharp was convicted for felony murder under Kan. Stat. Ann. § 21-3401(b) (2006) (repealed 2011), which stated, "Murder in the first degree is the killing of a human being committed: ... (b) in the commission of, attempt to commit, or flight from an inherently dangerous felony." Kan. Stat. Ann. § 21-3436(a)(1)
Until Detective Wheeles promised Ms. Sharp would not go to jail, all of her statements were voluntary and admissible. And up to that point, Ms. Sharp had already described many details of the crime. She had described witnessing Mr. Hollingsworth and Mr. Baker hog-tie and beat Mr. Owen, and then drag him into the woods. She had explained Mr. Cornell had burned Mr. Owen's belongings, including his phone, notebooks, wallet, glasses, shoes, and socks. Each of these statements indicated she had only witnessed and had not participated in the attack on Mr. Owen. She did, however, implicate herself by confessing to a minor participatory role by saying she "helped burn" Mr. Owen's belongings.
Mr. Cornell testified for the prosecution. He had been charged with felony murder and kidnapping for his role in Mr. Owen's death, but he pled guilty to lesser charges — involuntary manslaughter and kidnapping — in exchange for his testimony. According to his account, Ms. Sharp threw Mr. Owen's belongings into an incinerator before Mr. Owen was tied and beaten. He explained Ms. Sharp was angry with Mr. Owen for destroying homeless camp sites, and she yelled at Mr. Owen, "How do you like someone destroying your stuff?" State App. Vol. IX at 53. Mr. Cornell testified that after he gave Mr. Hollingsworth the rope used to hog-tie Mr. Owen, Ms. Sharp said, "[w]e're not gonna kill him, we're going to tie him up," id. at 64, and "we're gonna make [Mr. Owen] sleep out, tie him to a tree, make him sleep out with the mosquitos, show him how it feels to sleep outside without a tent or blankets," id. at 62. Mr. Cornell also testified Ms. Sharp asked him to dump the incinerator in a nearby camp.
On cross-examination, Mr. Cornell conceded his trial testimony conflicted with his prior statements to the police in which he denied having any role in Mr. Owen's death. For example, Mr. Cornell initially told the police he had not participated in tying up Mr. Owen. He instead told them Mr. Owen was already tied up when Mr. Cornell first walked into the camp site. He also had attempted to minimize his role in helping burn Mr. Owen's belongings. At first he claimed he did not help burn. He then admitted to helping burn but claimed Ms. Sharp was already burning Mr. Owen's belongings when Mr. Cornell first walked into the camp site. At trial he testified he arrived at the camp site before any of Mr. Owen's belongings were burned. Mr. Cornell also testified that he expected a lighter sentence because he was testifying for the prosecution.
In light of our conclusion that Ms. Sharp's statements were involuntary after Detective Wheeles promised she would not go to jail, the following evidence should not have been admitted at trial.
1. "Don't kill him here." The State presented the video recording of Ms.
The State relied heavily on this statement at trial. During opening arguments, the State told the jury, "As [Mr. Hollingsworth] left the camp, Kim Sharp followed him. When she got there, David Owen was on the ground. Charles Hollingsworth had this hatchet above David Owen's head. Kim said, `Don't kill him here.'" State App. Vol. IX at 10. Shortly thereafter, the State again highlighted her statement, explaining that she initially told Detective Wheeles she only said, "Don't kill him," before admitting during the reenactment that she had said, "I told him not to kill him here." Id. at 11-12.
Ms. Sharp's trial testimony indicates both she and the State believed this statement would influence the jury's verdict. On direct examination, she claimed, in contradiction to her videotaped statement, she had not said "Don't kill him here." State App. Vol. XI at 69. The State focused on the statement during Ms. Sharp's cross-examination:
Id. at 92-94. On redirect, Ms. Sharp again attempted to rebut the statement she made during the re-enactment:
Id. at 104-05. And on recross examination, the State again discussed the statement:
Id. at 105-06.
The State repeatedly focused the jury's attention on the statement during closing argument. For example, the prosecutor reiterated the statement and urged the jury "to reflect back to the reenactment tape in this case, her voice, the way she said that, and the way that she pointed, `Don't kill him here.'" State App. Vol. XII at 36-37. The prosecutor continued, "[Ms. Sharp] told you she told [Detective Wheeles], `Don't kill him here, I can't be an accessory to this.'" Id. at 37.
In her closing arguments, Ms. Sharp's attorney described, at length, how Ms. Sharp had rebutted the statement. For example,
Id. at 52-54. She also explained the reenactment tape was the only piece of evidence indicating Ms. Sharp said, "Don't kill him here." Other than that tape, the evidence uniformly indicates she said,
2. Burning the belongings. During the re-enactment, Ms. Sharp showed Detective Wheeles where she burned Mr. Owen's belongings and explained it was her idea to burn them: "I said we have to burn it `cause I don't need the evidence. I don't want to be tied to this." Sharp, 210 P.3d at 596. Unlike her uncoerced prior confession that she merely "helped" burn Mr. Owen's belongings, this later confession indicates she devised the plan and took the lead to burn Mr. Owen's belongings to destroy evidence of the crime.
During opening arguments, the State said, "[Ms. Sharp will] tell you it was her idea to burn David Owen's property because they had to destroy any of the evidence that would link them to this crime." State App. Vol. II at 12. During her testimony, she attempted to rebut the assertion that she burned Mr. Owen's belongings to destroy evidence of his murder. She explained she instead burned his belongings because she believed Mr. Owen would have destroyed her property if he had the opportunity. And during the State's closing argument, the prosecutor reminded the jury that Ms. Sharp "decided they had to burn everything else up so the crime couldn't be connected back to them." State App. Vol. XII at 63.
3. The interview videotape. The State presented the video recording of Ms. Sharp's police-station interview. After Detective Wheeles promised she would not go to jail, Ms. Sharp provided more detail about burning Mr. Owen's belongings. Ms. Sharp confessed she and Mr. Cornell destroyed Mr. Owen's belongings in two separate fires, and she personally burned Mr. Owen's two cell phones and notebooks.
4. Written statement. The State also admitted into evidence Ms. Sharp's written statement about the crime, which she prepared after her children were retrieved from the camp site, and which she had moved to suppress.
Given the attention paid to Ms. Sharp's involuntary confessional statements during the trial, we question whether she would have taken the stand to rebut them and open herself to cross-examination if they had been properly suppressed. See Wolfe v. Clarke, 691 F.3d 410, 425-26 (4th Cir. 2012) (affirming district court's grant of § 2254 petition because a Brady violation tainted two of defendant's convictions, and affirming district court's decision to vacate all three of defendant's convictions because third conviction relied significantly on defendant's testimony at trial, and the government could not prove defendant would have testified without the improperly admitted evidence). Cf. Harrison v. United States, 392 U.S. 219, 224, 88 S.Ct. 2008, 20 L.Ed.2d 1047 (1968) ("It is, of course, difficult to unravel the many considerations that might have led the petitioner to take the witness stand at his former trial. But, having illegally placed his confessions before the jury, the Government can hardly demand a demonstration by the petitioner that he would not have testified as he did if his inadmissible confessions had not been used.").
But she did testify, and on cross-examination she admitted that "in a way" it was her idea to burn Mr. Owen's belongings to destroy all evidence that he had been in the camp site. State App. Vol. IV at 90-91. The State highlighted this statement during closing arguments. State App. Vol. XII at 63 ("She decided they had to burn everything else up so the crime couldn't be connected back to them.").
We conclude the trial court's decision to deny Ms. Sharp's motion to suppress and
Her involuntary confessional statements, on the other hand, were detailed and probative of her specific role in the crime and her state of mind, and the State's case against her depended significantly on them. As the Supreme Court said in Fulminante:
499 U.S. at 296, 111 S.Ct. 1246 (quotations omitted). The jury could have interpreted Ms. Sharp's "Don't kill him here" statement from the re-enactment video as evidence that she influenced the commission of the crime and knew Mr. Owen would be killed. Further, in the re-enactment video, Ms. Sharp detailed her role in burning Mr. Owen's belongings, and claimed it was her idea to burn them to destroy evidence of the crime. The jury could have found this evidence showed Ms. Sharp acted with a culpable state of mind and aided in concealing the crime. At trial, the parties paid great time and attention to these statements from the re-enactment video, and both statements featured prominently in opening and closing arguments. Given the State's repeated reliance on these statements, we are convinced the statements played a large role in the jury's verdict.
Moreover, we are troubled that Ms. Sharp might not have testified if her involuntary confessional statements had been suppressed. By testifying, she exposed herself to cross-examination and admitted that "in a way" it was her idea to burn Mr. Owen's belongings to destroy evidence of the crime. This damaging admission also could have significantly affected the jury's verdict.
In summary, although Mr. Cornell's testimony supported the prosecution's case, we have grave doubt whether the trial court's erroneous admission of Ms. Sharp's incriminating statements from the interview, re-enactment, and written statement, and Ms. Sharp's decision to testify on her behalf to attempt to rebut her involuntary confessional statements combined to have substantial and injurious effect or influence in determining the jury's verdict. Under Brecht, we therefore must grant relief.
We reverse the district court's denial of Ms. Sharp's § 2254 petition. She satisfied § 2254(d)(2) by showing the state supreme court's voluntariness determination was based on unreasonable factual findings. On de novo review, we conclude her statements after Detective Wheeles assured her she would not go to jail were involuntary. The court erred by denying her motion to suppress and admitting her statements at trial in violation of the Fifth and Fourteenth Amendments. We further conclude the error was not harmless under Brecht. We therefore reverse the district court and grant Ms. Sharp's petition for a writ of habeas corpus as to her convictions, subject to the state's right to retry her within