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United States v. Gonzalez-Chavez, 15-2094 (2016)

Court: Court of Appeals for the Tenth Circuit Number: 15-2094 Visitors: 2
Filed: May 23, 2016
Latest Update: Mar. 02, 2020
Summary: FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit FOR THE TENTH CIRCUIT May 23, 2016 _ Elisabeth A. Shumaker Clerk of Court UNITED STATES OF AMERICA, Plaintiff - Appellee, v. No. 15-2094 (D.C. No. 1:14-CR-04062-MCA-1) RENE GONZALEZ-CHAVEZ, (D. N. Mex.) Defendant - Appellant. _ ORDER AND JUDGMENT* _ Before MATHESON, SEYMOUR, and BACHARACH, Circuit Judges. _ In 2010, Immigration and Custom Enforcement (“ICE”) removed Rene Gonzalez- Chavez (“Mr. Gonzalez”) from the U
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                                                                                     FILED
                                                                         United States Court of Appeals
                      UNITED STATES COURT OF APPEALS                             Tenth Circuit

                             FOR THE TENTH CIRCUIT                               May 23, 2016
                         _________________________________
                                                                             Elisabeth A. Shumaker
                                                                                 Clerk of Court
UNITED STATES OF AMERICA,

      Plaintiff - Appellee,

v.                                                            No. 15-2094
                                                   (D.C. No. 1:14-CR-04062-MCA-1)
RENE GONZALEZ-CHAVEZ,                                         (D. N. Mex.)

      Defendant - Appellant.
                      _________________________________

                             ORDER AND JUDGMENT*
                         _________________________________

Before MATHESON, SEYMOUR, and BACHARACH, Circuit Judges.
                  _________________________________

       In 2010, Immigration and Custom Enforcement (“ICE”) removed Rene Gonzalez-

Chavez (“Mr. Gonzalez”) from the United States because he had illegally entered the

country. In 2012, New Mexico authorities arrested him for attempted first-degree

murder. In 2014, a New Mexico state court dismissed the charges on a procedural error,

and he was released from state custody. Approximately one month later, ICE arrested

him for being a removed alien within the United States in violation of 8 U.S.C. §§ 1326

(a) and (b). After Mr. Gonzalez pled guilty, the district court rejected his argument that



       *
         This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
his sentence should be reduced by 28 months to account for the time he spent in pretrial

custody before his state charges were dismissed.

          On appeal, Mr. Gonzalez contends the district court imposed a procedurally and

substantively unreasonable sentence. Exercising jurisdiction under 18 U.S.C.

§ 3742(a)(1) and 28 U.S.C. § 1291, we affirm.

                                   I.   BACKGROUND

                                     A. Factual History

          In April 2010, ICE removed Mr. Gonzalez for his illegal presence in the United

States in violation of 8 U.S.C. § 1326 and for having been convicted of an aggravated

felony. Mr. Gonzalez returned to the United States, and on April 2, 2012, New Mexico

authorities arrested him and charged him with state crimes, including attempted

first-degree murder. The next day ICE discovered Mr. Gonzalez’s presence in the United

States.

          ICE promptly issued a detainer, requesting officials at the Metropolitan Detention

Center in Albuquerque, New Mexico, where Mr. Gonzalez was being held, to notify ICE

within 30 days of Mr. Gonzalez’s release and hold him for 48 hours after the release date

so that ICE agents could detain him.

          On September 18, 2014, an assistant district attorney in New Mexico told ICE

officials that Mr. Gonzalez had been released 34 days earlier after the state’s charges

were dismissed without prejudice because the state failed to transport Mr. Gonzalez to a

motion hearing.




                                               -2-
         On September 25, 2014, ICE arrested Mr. Gonzalez for being a removed alien in

the United States in violation of 8 U.S.C. §§ 1326 (a) and (b).

                                   B. Procedural History

         In January 2015, Mr. Gonzalez pled guilty. The U.S. Probation Office’s

presentence investigation report (“PSR”) calculated his Guidelines range to be 70 to 87

months of imprisonment.

         Mr. Gonzalez objected to the PSR’s failure to account for time he spent in state

custody and argued this time should have been credited to his federal sentence under 18

U.S.C. § 3585 and United States Sentencing Guidelines Manual (“U.S.S.G.”) § 5G1.3.

The United States countered that the state pretrial detention should not be credited

because (1) it does not affect a federal prison term, (2) the state planned to refile its

charges against Mr. Gonzalez, and (3) if Mr. Gonzalez were convicted, the time would be

credited to the state sentence.

         At the sentencing hearing, the district court asked if either party had objections to

the PSR. Neither party objected, but Mr. Gonzalez did alert the court to the dismissal of

the state charges. The court adopted the PSR’s calculation of Mr. Gonzalez’s Guidelines

range.

         Mr. Gonzalez again argued for a 28-month reduction. The Government again

reported the state planned to refile the charges.

         The Government then presented Mr. Gonzalez’s criminal history, which also

appears in the PSR, including the following statement of the state charges:




                                               -3-
       The defendant got on top of the victim, Ms. Sosa, grabbed her by her hair,
       and began to slam her head into the ground. She was begging him to stop.
       However, he continued to punch her in the head – excuse me – in the face.
       At some point, the defendant removed the victim’s shoes, took the
       shoelaces out to tie her wrists and ankles together so she could not escape.
       During this time, the defendant was telling her that he hated her, and was
       spitting on her face.

       At that time, the defendant left the room and returned with a garbage bag,
       tape, and paint thinner. The defendant placed the garbage bag over her head
       and taped the bag closed around her neck, causing her to suffocate. The
       defendant told the victim, “You’re going to die today,” at which time she
       lost consciousness.

       When the victim later awoke, she felt something wet on her face and
       realized the defendant had torn the bag open and was covering her face and
       legs with paint thinner. The defendant stated to the victim, “You think
       you’re going to live,” while playing with the lighter, causing her to believe
       he would kill her by setting her on fire.

       The victim stated the defendant was on top of her, and at one point he had
       cut the clothing from her body and penetrated her vagina with his penis.
       During the course of the sexual assault, the victim stated she was still tied
       up, when the defendant stopped and became sick, throwing up on her and
       the carpet.

ROA, Vol. 3 at 24-25.

       Mr. Gonzalez’s counsel did not object to this account, but Mr. Gonzalez made the

following pro se statement to the court:

       Your Honor, I understand all of these accusations that are before the State.
       But also, there has been two trials, and throughout these trials it was found
       that this person had been lying. There have been two mistrials, and in the
       end, it was all dismissed because she lied. It turned out that this person did
       not live with me at all. I understand that the prosecutor is just reading off
       what he sees on a paper, but he doesn’t really know the facts.

Id. at 27.



                                             -4-
       The district court sentenced Mr. Gonzalez to 80 months in prison and explained its

reasons:

       I have reviewed and considered the Presentence Investigation Report. I
       have incorporated each of the statements, the findings, and the averments
       set forth therein in this proceeding here for purposes of sentencing, and I’ve
       considered the guidelines, noting they are advisory, and I’ve considered
       each of the sentencing factors under Title 18 Section 3553 Part (a).

       Here, the offense level is 21 and the criminal history category is V. The
       advisory guideline imprisonment range is 70 to 87 months.

       This defendant was found to be in the United States after having been
       previously deported. He was previously deported on April 28, 2010. . . .

       I arrived at this sentence in consideration of the sentencing factors, noting
       with emphasis your significant criminal history. You are at a criminal
       history category of V.

       I believe the sentence of 80 months is sufficient but not greater than
       necessary to satisfy the sentencing goals inherent in the statute.

       I understand the plea that you make, sir, through your attorney about the
       amount of custody that you have served, and I feel that a sentence of 80
       months, a few months short of the higher end of the guidelines, which I
       think you deserve given the facts of your history here, is reasonable under
       the circumstances and in consideration of that request.

Id. at 27-29.
                                  II.   DISCUSSION

       Mr. Gonzalez challenges his sentence on appeal as procedurally and substantively

unreasonable.1


       1
        To the extent Mr. Gonzalez challenges the district court’s decision not to depart
downward from his Guidelines range, we lack jurisdiction to consider his arguments. See
United States v. Chavez-Diaz, 
444 F.3d 1223
, 1224 (10th Cir. 2006) (“[W]hile we do not
have jurisdiction to review the district court’s discretionary decision to deny a downward
                                                                               Continued . . .

                                              -5-
                            A. Procedural Unreasonableness

       Mr. Gonzales argues his sentence was procedurally unreasonable because the

district court did not (1) apply U.S.S.G. §§ 5G1.3 and 2L1.2 and related application

notes; (2) explain its sentence under 18 U.S.C. § 3553(c); and (3) comply with Federal

Rule of Criminal Procedure 32(i) because it failed to resolve whether his sentence should

have been reduced based on his state pretrial detention. He also argues the court

(4) violated due process by relying on the prosecution’s uncorroborated statements about

his state court charges.2

       We generally review the procedural reasonableness of a defendant’s sentence

using “the familiar abuse-of-discretion standard of review,” United States v. Halliday,

665 F.3d 1219
, 1222 (10th Cir. 2011) (quotations omitted), “under which we review de

novo the district court’s legal conclusions regarding the [G]uidelines and review its

factual findings for clear error,” United States v. Gantt, 
679 F.3d 1240
, 1246 (10th Cir.

2012). See also Gall v. United States, 
552 U.S. 38
, 56 (2007).



departure, we have jurisdiction post-Booker to review the sentence imposed for
reasonableness.”).
       2
         These challenges all concern the procedural reasonableness of his sentence. See
United States v. Geiner, 
498 F.3d 1104
, 1108 (10th Cir. 2007) (application of the
Guidelines reviewed for procedural reasonableness); United States v. Romero, 
491 F.3d 1173
, 1175-79 (10th Cir. 2007) (18 U.S.C. § 3553(c) challenge reviewed for procedural
reasonableness);United States v. Warren, 
737 F.3d 1278
, 1283-87 (10th Cir. 2013) (Rule
32 argument reviewed for procedural reasonableness); United States v. Ruby, 
706 F.3d 1221
, 1225 (10th Cir. 2013) (due process argument regarding hearsay at sentencing
reviewed for procedural reasonableness because “unreliable hearsay evidence can result
in a sentence based on erroneous facts”).



                                             -6-
       “If, however, [Mr. Gonzalez] did not preserve the procedural challenge below, we

review only for plain error.” 
Gantt, 679 F.3d at 1246
. Under this standard, we “will only

vacate the sentence if: (1) there is error; (2) that is plain; (3) that affects substantial rights,

or in other words, affects the outcome of the proceeding; and (4) substantially affects the

fairness, integrity, or public reputation of judicial proceedings.” United States v. Chavez,

723 F.3d 1226
, 1232 (10th Cir. 2013).

       In district court, Mr. Gonzalez raised U.S.S.G. § 5G1.3 in his objections to the

PSR, but he did not raise the other issues he now argues on appeal. We nonetheless

review for plain error only his arguments regarding U.S.S.G. 2L1.2 because we would

affirm on all the other procedural unreasonableness issues under either the abuse of

discretion or plain error standard.

1. Guidelines Arguments

       In district court, Mr. Gonzalez argued his sentence should have been reduced by

28 months based on U.S.S.G. § 5G1.3. On appeal, he also contends the court should

have considered Application Notes 4(E) to § 5G1.3 and 8 to U.S.S.G. § 2L1.2. We

affirm as to all of these provisions.

       a. U.S.S.G. § 5G1.3 and Application Note 4(E)

       Mr. Gonzalez argues the district court erred by failing to apply § 5G1.3 and

Application Note 4(E) to reduce his sentence.

       Section 5G1.3 is titled “Imposition of a Sentence on a Defendant Subject to an

Undischarged Term of Imprisonment or Anticipated State Term of Imprisonment.” It has

four subsections. Three of them—(a), (b), and (d)—as well as Note 4(E), concern how


                                                -7-
an undischarged term of imprisonment for another offense should affect the sentence for

the instant offense. None of them applies here because Mr. Gonzalez had not been

convicted on the state charges and therefore had not received a term of imprisonment for

those charges.

          Section 5G1.3(c) concerns “a state term of imprisonment [that] is anticipated to

result from another offense that is relevant conduct to the instant offense,” but it does not

apply here either because Mr. Gonzalez seeks a sentence reduction for pretrial detention,

not a term of imprisonment, and because the conduct underlying Mr. Gonzalez’s state

charges is not relevant conduct to his illegal reentry offense.

          Section 5G1.3 and Application Note 4(E) do not apply to Mr. Gonzalez’s case.

The district court did not err in failing to apply them to his sentence.

          b. U.S.S.G. § 2L1.2 and Application Note 8

          Mr. Gonzalez argues the district court erred in failing to apply § 2L1.2 to reduce

his sentence. Because Mr. Gonzalez did not raise § 2L1.2 in district court, we review his

argument for plain error.

          Application Note 8 to this guideline allows a district court to depart under certain

circumstances based on time served “in state custody, whether pre- or post-conviction.”

It identifies the defendant’s criminal history as the key factor in deciding whether to

depart.

          The district court, in determining Mr. Gonzalez’s sentence, “not[ed] with

emphasis [Mr. Gonzalez’s] significant criminal history.” ROA, Vol. 3 at 28. This

indicates either (1) the court properly applied § 2L1.2 and Application Note 8 or (2) even


                                                -8-
if it erred by not specifically citing § 2L1.2, the court likely would have imposed the

same sentence if it had. In either case, Mr. Gonzalez fails to show the district court

committed plain error. See 
Chavez, 723 F.3d at 1232
(Under plain error review, plaintiffs

must show error that “affects substantial rights, or in other words, affects the outcome of

the proceeding. . . .”).

2. Reasons for Mr. Gonzalez’s Sentence

       Mr. Gonzalez argues the district court violated 18 U.S.C. § 3553(c) by not

explaining its reasons for declining to depart from the Guidelines.

       For within-Guidelines sentences, the district court needs only to provide “a general

statement of the reasons for its imposition of a particular sentence” to satisfy § 3553(c).

United States v. Ruiz-Terrazas, 
477 F.3d 1196
, 1199 (10th Cir. 2007) (quotations

omitted). Further, the court is not required to respond to every argument for leniency.

See United States v. Martinez-Barragan, 
545 F.3d 894
, 903 (10th Cir. 2008) (noting a

court “need not explicitly refer to either the § 3553(a) factors or respond to every

argument for leniency that it rejects in arriving at a reasonable sentence.” (quotations

omitted)). The general statement the district court gave, as recounted above, is sufficient

to show it complied with § 3553(c) for its imposition of a within-Guidelines sentence.

3. Federal Rule of Criminal Procedure 32

       Mr. Gonzalez argues the district court violated Federal Rule of Criminal Procedure

32(i) by not addressing his argument that his sentence should be reduced by 28 months.

       Rule 32(i)(3)(B) requires a sentencing court to make one of two possible

determinations when any portion of a PSR is factually “disputed.” Fed. R. Crim. P.


                                             -9-
32(i)(3)(B). A court must either “rule on the dispute” or “determine that a ruling is

unnecessary.” 
Id. But “Rule
32 is not a vehicle for advancing legal challenges to

sentencing,” and the district court is “not obligated to make Rule 32[(i)(3)(B)] findings”

when “the issues the defendant raises . . . do not involve factual inaccuracies in the report

but, rather, legal objections to the district court’s determination of his sentence.” United

States v. Furman, 
112 F.3d 435
, 440 (10th Cir. 1997); see also 
Warren, 737 F.3d at 1286
.

Here, the district court did not err for three reasons.

       First, Mr. Gonzalez did not dispute any portion of the PSR. The district court

invited him to object to the PSR. He declined.

       Second, Mr. Gonzalez’s Rule 32 argument does not challenge the PSR’s or the

district court’s factual findings. It is a legal challenge to the district court’s decision not

to credit his sentence or depart from the Guidelines. See 
Warren, 737 F.3d at 1286
. The

only dispute Mr. Gonzalez points to is whether his federal sentence should be offset or

reduced by the time he spent in state custody. He does not identify any disputed facts the

district court would need to resolve.

       Third, even assuming the argument about a 28-month credit or reduction could be

considered a factual objection to the PSR,3 the district court acknowledged the “plea” that


       3
         It is unclear if Mr. Gonzalez appeals whether the district court should have
credited his sentence by 28 months under 18 U.S.C. § 3585(b). In any case, the Supreme
Court held § 3585(b) does not authorize district courts to credit a sentence based on time
spent in presentence state custody. See United States v. Wilson, 
503 U.S. 329
, 333-34
(1992). The Supreme Court explained the Attorney General, and by extension the
Bureau of Prisons (“BOP”), has sole authority to credit sentences for uncredited time
spent in presentence state custody because “the District Court cannot perform the
                                                                              Continued . . .

                                              - 10 -
Mr. Gonzalez made “about the amount of custody that [he] served,” ROA, Vol. 3 at 28,

and then decided an 80-month sentence was reasonable under the circumstances. This

satisfied Rule 32(i)’s requirement to rule on the dispute.

       For these reasons, the district court did not violate Rule 32.

4. Due Process

       Mr. Gonzalez asserts the district court violated due process by relying, at least

partially, on the Government’s statements at sentencing (1) recounting the underlying

state charges and (2) reporting the state intended to re-file charges.4

       “At sentencing, the district court may rely on facts stated in the PSR unless the

defendant files an objection.” United States v. Ary, 
518 F.3d 775
, 787 (10th Cir. 2008).

“When a defendant objects, the government must prove that fact at the sentencing hearing

by a preponderance of the evidence.” 
Id. “While the
due process clause protects a

defendant’s right not to be sentenced on the basis of materially incorrect information,

hearsay statements may be considered at sentencing if they bear some minimal indicia of

reliability.” United States v. Cook, 
550 F.3d 1292
, 1296 (10th Cir. 2008) (quotations

omitted).




necessary calculation at the time of sentencing and . . . the Attorney General, in
implementing the defendant’s sentence, cannot avoid computing the credit.” 
Id. at 336.
       4
         Mr. Gonzalez also complains the district court did not consider his objections to
these statements. His failure to alert the district court to any potential Rule 32 violation
or argue plain error on appeal renders this argument waived. See United States v. Fisher,
805 F.3d 982
, 992 (10th Cir. 2015), cert. denied, 
136 S. Ct. 1528
(2016).



                                             - 11 -
       First, nothing in the record indicates the district court considered the

Government’s recounting of Mr. Gonzalez’s state charges as anything other than

allegations made in a state court charging document. The Government did not suggest

Mr. Gonzalez had been convicted. The district court did not treat the charges as fact or

even mention them in its reasons for Mr. Gonzalez’s sentence. The court stated it relied

generally on Mr. Gonzalez’s criminal history.

       Second, as noted above, Mr. Gonzalez did not object to the PSR, which contained

the allegations underlying the state charges. After the Government restated the

allegations at the sentencing hearing, defense counsel did not object, and only then did

Mr. Gonzalez make a pro se statement that the Government “doesn’t really know the

facts” of his case. ROA, Vol. 3 at 27. He also said the state charges were dismissed

because a witness had lied, but he pointed to no evidence to support his statement. His

statement did not contest that the state had brought charges making these allegations

against him. Nor did he object to the Government’s statement that the state intended to

refile charges.

       Third, even assuming (1) the district court relied on these statements in rendering

its sentence, and (2) Mr. Gonzalez properly objected to them, they bore at least a

“minimal indicia of reliability.” 
Cook, 550 F.3d at 1296
(quotations omitted). The PSR

corroborated them. The state indisputably had brought charges for first-degree murder

and other crimes against Mr. Gonzalez. The order dismissing these charges said it was

without prejudice because the state failed to transport Mr. Gonzalez to a hearing,

indicating the state could refile the charges. To the extent the district court relied on the


                                             - 12 -
Government’s statements in determining Mr. Gonzalez’s sentence, it did not violate Mr.

Gonzalez’s due process rights.

                           B. Substantive Unreasonableness

       As with procedural reasonableness, we “review the substantive reasonableness of

a sentence for abuse of discretion.” 
Chavez, 723 F.3d at 1233
. Under the abuse-of-

discretion standard, we will reverse a sentence if it is “arbitrary, capricious, whimsical, or

manifestly unreasonable.” United States v. Munoz–Nava, 
524 F.3d 1137
, 1146 (10th Cir.

2008) (quotations omitted).

       Substantive reasonableness addresses “whether the length of the sentence is

reasonable given all the circumstances of the case in light of the factors set forth in 18

U.S.C. § 3553(a).” United States v. Verdin–Garcia, 
516 F.3d 884
, 895 (10th Cir. 2008)

(quotations omitted). “A sentence within the correctly calculated Guidelines range is

presumed to be reasonable, [and] the burden is on the appellant to rebut the

presumption.” 
Id. at 898
(citation omitted); see also Rita v. United States, 
551 U.S. 338
,

347 (2007) (“The first question is whether a court of appeals may apply a presumption of

reasonableness to a district court sentence that reflects a proper application of the

Sentencing Guidelines. We conclude that it can.”).

       Mr. Gonzalez must rebut the presumption that his sentence is substantively

reasonable. He attempts to do so by arguing the district court should have departed from

the Guidelines.

       His attempt fails because, as the district court explained, Mr. Gonzalez has a

significant criminal history. This history includes convictions for reckless driving;


                                             - 13 -
aggravated assault against a household member; resisting, evading, and obstructing an

officer; possession with intent to distribute a controlled substance; aggravated assault

upon a police officer; attempted aggravated burglary; and conspiracy to commit

aggravated burglary.

       The district court was therefore not “arbitrary, capricious, whimsical, or

manifestly unreasonable,” 
Munoz–Nava, 524 F.3d at 1146
(quotations omitted), in

imposing an 80-month and not reducing it by the time Mr. Gonzalez spent in state

custody.

                                III.   CONCLUSION

       For the foregoing reasons, we affirm.

                                               ENTERED FOR THE COURT,



                                               Scott M. Matheson, Jr.
                                               Circuit Judge




                                            - 14 -

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